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Two Centuries of Trademark and Copyright Law: A Citation-Network-Analysis Approach 商标与著作权法的两个世纪:引文-网络分析方法
Pub Date : 2020-01-20 DOI: 10.2139/ssrn.3523115
Joseph Scott Miller
The Supreme Court has decided many more patent cases than trademark or copyright cases. This is so not just in the past decade—the focus of the tenth annual Supreme Court IP Review at the Chicago-Kent College of Law, in September 2019, at which I presented this research—but in the past 20 decades. In gathering the entire body of the Court’s i.p. caselaw, for a study with citation-network-analysis tools, I found that patent cases greatly outnumber trademark and copyright cases. Moreover, patent cases, especially patent & antitrust cases, dominate the metrics for the most central cases in the citation network. One can, however, take the Court’s trademark and copyright cases out of the shadow of the patent cases, creating a citation network focused on those areas of i.p. law. This paper does so. Specifically, I focus on the basic citation and co-citation networks embedded in all the Supreme Court trademark and copyright cases that cite out to one or more prior Supreme Court cases in any doctrinal area. These i.p. cases run from Stevens v. Gladding, 58 U.S. (17 How.) 447 (1855), to, most recently, Mission Product Holdings, Inc. v. Tempnology, LLC, 139 S. Ct. 1652 (2019). The lesson is as clear as it is brief: trademark dominates the jurisprudence through 1972, then copyright dominates from 1973 to the present.
最高法院裁决的专利案件比商标或版权案件要多得多。这不仅是过去十年的情况——2019年9月,我在芝加哥肯特法学院(Chicago-Kent College of Law)举行的第十届年度最高法院知识产权审查(Supreme Court IP Review)的重点,也是过去20年的情况。我收集了最高法院的全部知识产权案例,用引文网络分析工具进行研究,发现专利案件的数量远远超过商标和版权案件。此外,专利案件,特别是专利和反垄断案件,在引文网络中最核心的案例中占主导地位。然而,人们可以将法院的商标和版权案件从专利案件的阴影中剥离出来,创建一个专注于知识产权法领域的引文网络。本文就是这样做的。具体来说,我关注的是所有最高法院商标和版权案件中嵌入的基本引用和共同引用网络,这些案件引用了一个或多个最高法院在任何理论领域的判例。这些知识产权案件从Stevens诉gladd, 58 U.S. (17 How.) 447(1855),到最近的Mission Product Holdings, Inc.诉Tempnology, LLC, 139 s Ct. 1652(2019)。这个教训既简单又清晰:商标在1972年之前主导着法理学,然后版权在1973年至今主导着法理学。
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引用次数: 0
The Confusion of Trademark Territoriality 商标地域性的混淆
Pub Date : 2019-01-01 DOI: 10.2139/ssrn.3310978
Joseph Levy
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引用次数: 1
A Court Divided 法庭分裂
Pub Date : 2018-01-01 DOI: 10.2307/j.ctt2250wqv.13
Shubha Ghosh
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引用次数: 2
Chasing Echoes of Obscenity Exceptionalism in Copyright: Recent Swarm Cases 追逐版权中淫秽例外论的回声:最近的群体案例
Pub Date : 2017-10-28 DOI: 10.2139/SSRN.3007741
J. R. Alexander
Recent district court rulings regarding copyright violations using BitTorrent file-sharing protocols to illegally download pornographic films have been numerous and largely procedural. But some have casually included language challenging the established doctrine of content neutrality in copyright, noting that obscenity exceptionalism might still be within the court’s policy discretion. This article traces these recent rulings and finds little substantive argument on behalf of exceptionalism other than its long-time understanding under common law, now abandoned. It also examines the critical early nineteenth century common law rulings considered seminal in establishing content exceptionalism in copyright and finds that current court references to them in swarm cases appear willing to accept what was believed to be their governing principles without consideration of the cautions expressed by earlier courts.
最近地方法院对使用BitTorrent文件共享协议非法下载色情电影侵犯版权的裁决数量众多,而且主要是程序性的。但有些人漫不经心地加入了挑战版权内容中立的既定原则的语言,指出淫秽内容例外主义可能仍在法院的政策裁量权范围内。本文追溯了这些最近的裁决,发现除了在普通法下的长期理解(现在已被抛弃)之外,很少有实质性的论据支持例外论。它还考察了19世纪早期重要的普通法裁决,这些裁决被认为是建立版权内容例外主义的重要因素,并发现当前法院在群体案件中引用它们似乎愿意接受被认为是它们的管理原则,而不考虑早期法院表达的警告。
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引用次数: 0
Procrastination at the Patent Office? 专利局的拖延症?
Pub Date : 2016-12-20 DOI: 10.2139/ssrn.2888061
Michael D. Frakes, Melissa Wasserman
Pointing to a limited set of statistics suggesting that examiners turn in much of their work product at the end of quota periods, the Commerce Department has recently raised concerns over examiner procrastination and its consequences for examination quality. End-loading of review completions alone, however, is not dispositive evidence of procrastination. In this paper, we confirm that examiners complete a substantial percentage of reviews at the end of both bi-weekly and quarterly quotas and then proceed to test for additional markers that may separate a procrastination explanation for these findings from a range of alternative theories. Among other tests explored in this regard, we predict and find evidence of an immediate spike in end-loading upon the onset of examiner telecommuting, a change in work environments that likely exacerbates self-control problems. Our findings support a procrastination interpretation for at least some portion of the observed end-loading of reviews, with our outcomes analysis suggesting that the predominant consequence of this behavior for examination quality is an increase in examination durations.
商务部指出,一组有限的统计数据表明,审查员在配额期结束时交出了大部分工作成果,因此最近提出了对审查员拖延及其对考试质量的影响的担忧。然而,仅仅完成审查的最后负荷并不是拖延症的决定性证据。在本文中,我们确认审查员在两周和季度配额结束时完成了相当大比例的审查,然后继续测试额外的标记,这些标记可能会将这些发现的拖延解释与一系列替代理论分开。在这方面探索的其他测试中,我们预测并发现了在主考人开始远程办公后期末负荷立即激增的证据,这种工作环境的变化可能会加剧自我控制问题。我们的研究结果支持了一种拖延的解释,至少对部分观察到的评审结束负荷是如此,我们的结果分析表明,这种行为对考试质量的主要影响是考试持续时间的增加。
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引用次数: 9
With enough eyeballs all searches are diligent: mobilizing the crowd in copyright clearance for mass digitization 有了足够的眼球,所有的搜索都是勤奋的:动员群众为大规模数字化清理版权
Pub Date : 2016-07-07 DOI: 10.2139/SSRN.2806145
M. Borghi, K. Erickson, M. Favale
Digitization of 20th Century cultural heritage is severely restricted due to the real or potential subsistence of copyright and related rights. Under the laws on orphan works introduced in many countries, items whose copyright status is uncertain may possibly be lawfully digitized, on condition that a “diligent search” of the copyright owners has been performed. However, carrying out diligent searches on large collections is a lengthy and expensive process, which may discourage institutional users from embarking on large-scale digitization. While the problem of performing diligent searches has been so far approached in a “centralized” manner by individual institutions, the article suggests a de-centralized approach based on crowdsourcing certain phases of the diligent search process. The proposed solution may alleviate the problem of the high costs of diligent search, and may ultimately enable cultural heritage institutions to take full advantage of the orphan works legislation. Suitability of the crowdsourcing solution to the cultural heritage sector is discussed and challenges to implementation are identified.
20世纪文化遗产的数字化由于版权及相关权的现实存在或潜在存在而受到严重制约。根据许多国家出台的关于孤儿作品的法律,版权状况不确定的作品可能会合法地数字化,条件是对版权所有者进行了“勤奋搜索”。然而,对大量馆藏进行勤奋的搜索是一个漫长而昂贵的过程,这可能会阻碍机构用户着手大规模数字化。虽然执行勤奋搜索的问题到目前为止一直是由个别机构以“集中”的方式解决的,但这篇文章提出了一种基于众包勤奋搜索过程某些阶段的去中心化方法。提出的解决方案可能会缓解努力寻找的高成本问题,并可能最终使文化遗产机构充分利用孤儿作品立法。讨论了文化遗产部门的众包解决方案的适用性,并确定了实施的挑战。
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引用次数: 8
Copyright's Other Functions 版权的其他功能
Pub Date : 2016-06-03 DOI: 10.2139/SSRN.2789876
Margaret Chon
This response to a keynote speech by Judge Margaret McKeown explores some dimensions of copyright in addition to its dominant function as a set of market-facilitating exclusive rights. The recent possible trend towards protecting privacy and other non-commercial concerns via copyright law is not necessarily inconsistent with its historical usages, does not necessarily threaten freedom of expression and may further important privacy policies. The balance of these competing policies is shifting, especially in an environment of proliferating digital content where cyber civil rights may need further development in response to cyberbullying. It examines the specific case of non-consensual pornography as a means of exploring possible doctrinal and policy directions. Ultimately it endorses a less formalistic and more flexible use of copyright to address harms currently under-recognized by our existing legal frameworks.
这是对玛格丽特·麦基翁法官主旨演讲的回应,除了版权作为一系列促进市场的专有权的主导功能之外,还探讨了版权的一些方面。最近可能通过版权法保护隐私和其他非商业问题的趋势不一定与其历史惯例不一致,不一定威胁言论自由,并可能进一步推动重要的隐私政策。这些相互竞争的政策之间的平衡正在发生变化,特别是在数字内容激增的环境中,网络公民权利可能需要进一步发展,以应对网络欺凌。它审查了非自愿色情的具体案例,作为探索可能的理论和政策方向的一种手段。最终,它支持一种更少形式主义和更灵活的版权使用方式,以解决目前我们现有法律框架未充分认识到的危害。
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引用次数: 0
Federal Circuit's Obviousness Test for New Pharmaceutical Compounds: Gobbledygook? 联邦巡回法院对新药化合物的明显性测试:官样文章?
Pub Date : 2014-08-25 DOI: 10.2139/ssrn.2486559
Douglas L. Rogers
The statutory requirement that to obtain a patent an invention must not be obvious to a person having ordinary skill in the art helps maintain a balance between the incentives provided by the grant of patents and harm resulting from too many patent grants. In 2007 the Supreme Court in KSR International Co. v. Teleflex Inc. increased what would in the future constitute obvious (and thus unpatentable) inventions by: (1) expanding the types of prior art a court must consider in determining obviousness; (2) recognizing steps that are obvious to try might result in inventions that are obvious; and (3) acknowledging that persons having ordinary skill in the art are creative and exercise common sense. However, the Federal Circuit had developed its obviousness test for new pharmaceutical compounds before KSR and has not substantially modified its test since KSR. That test is inconsistent not only with KSR, but also with the obviousness statute itself (§103) and the Federal Circuit’s treatment of obviousness for other fields. This article argues that the Federal Circuit or, if the appropriate case reaches it, the Supreme Court should reject the Federal Circuit’s obviousness test for new pharmaceutical compounds and follow instead KSR and §103 to appropriately serve the gatekeeping function of patent law’s obviousness requirement.
获得专利的法定要求是,对于具有该领域普通技能的人来说,一项发明必须不是显而易见的,这有助于在授予专利所提供的激励和过多专利授予所造成的损害之间保持平衡。2007年,最高法院在KSR国际公司诉Teleflex公司一案中增加了未来将构成明显(因此不可专利)发明的内容:(1)扩大了法院在确定显而易见性时必须考虑的现有技术的类型;(2)认识到显而易见的尝试步骤可能会产生显而易见的发明;(3)承认在本领域具有普通技能的人具有创造性并行使常识。然而,联邦巡回法院在KSR之前就制定了针对新药物化合物的明显性测试,并且在KSR之后并未对其测试进行实质性修改。该标准不仅与KSR不一致,而且与显而易见性法规本身(第103条)以及联邦巡回法院对其他领域的显而易见性的处理也不一致。本文认为,联邦巡回法院或最高法院,如果合适的案件达到它,应该拒绝联邦巡回法院对新药化合物的明显性测试,而遵循KSR和§103,以适当地发挥专利法明显性要求的看门功能。
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引用次数: 3
Trademark Extortion Revisited: A Response to Vogel and Schachter 重新审视商标敲诈:对Vogel和Schachter的回应
Pub Date : 2013-10-15 DOI: 10.2139/SSRN.2340560
Kenneth L. Port
Trademark bullying (a.k.a. trademark extortion) is a very controversial notion in trademark litigation in the United States. There, for sure, is a lot of illegitimate trademark infringement happening. Anecdotally, we also know that trademark holders often overstep in the assertion of their otherwise legitimate rights. For the first time, this article documents how large a problem trademark bullying is and how often it happens. Trademark bullying occurs when there is evidence that a trademark holder asserts a non-famous mark against a non-competing entity on or in connection with goods or services into which the plaintiff has no reasonable expectation of expanding. Trademark bully occurs in at least 5.5% of the reported cases. This is the same rate that plaintiffs recover any money damages. In the reported cases, trademark bullying is as statistically significant and relevant as cases where the plaintiff recovers money damages. Also, 5.5% is a floor. Trademark bullying happens at least 5.5% of the time. As there is no reporting or recording requirement in the United States, trademark bullying, if it happens at all, can only be found if we use deductive reasoning. This article is based on the deductive notion that cases where summary judgment was granted for the defendants are likely to manifest trademark bullying and it is appropriate to label them as such. In trademark bullying cases, the quality of the plaintiff’s claim is declining. This conclusion is supported by regression analysis that indicates that it is accurate to over 99% certainty. That is, plaintiffs are bringing claims that are less and less likely to succeed on the merits if tried. As no data (just suppositions) was provided by Vogel and Schachter, it is difficult to claim they are wrong in their analysis. Of course, Rule 11 and the other potential sanctions do exist. With this study, we now know that no Rule 11 sanctions were ever applied to any trademark bullying case. Further, no data is relied on by the various trade organizations (simply outdated dicta from now ancient cases). The data here is the first attempt to prove or disproved trademark bullying. It is provided in the spirit of an academic inquiry. To me, the data here supports the idea that trademark bullying deserves the scrutiny that would be brought to bear if Congress elected to get involved. Clearly, the existing “safeguards” have been proven here to be anything but safe. If non-practicing entities is a matter worth the time and energy of States and Congress, then trademark bullying is as well as both involve entities which upset natural markets for and with intellectual property. As such, Congress should act. Congress could go a long way in stopping trademark bullying if it amended Section 1117 of the Lanham to make it explicit that trademark infringement defendants as well as plaintiffs should be awarded its attorney’s fees when the opposing party acts egregiously. Attorney’s fees should be liberally awarded in ca
商标欺凌(又称商标勒索)是美国商标诉讼中一个极具争议的概念。当然,有很多非法的商标侵权行为正在发生。有趣的是,我们还知道,商标持有人在主张其其他合法权利时经常越界。本文首次记录了商标欺凌问题的严重程度及其发生的频率。当有证据表明商标持有人在原告没有合理期望扩展的商品或服务上对非竞争实体主张非驰名商标或与之相关时,就会发生商标欺凌。商标欺凌至少占报告案件的5.5%。这与原告获得任何金钱损害赔偿的比率相同。在报道的案件中,商标欺凌与原告获得金钱赔偿的案件一样具有统计学意义和相关性。另外,5.5%是一个下限。商标欺凌的发生率至少为5.5%。由于美国没有报告和记录的要求,如果商标霸凌真的发生了,我们只能通过演绎推理来发现。这篇文章是基于这样一种演绎观念,即对被告作出即决判决的案件很可能表现出商标欺凌,并将其标记为商标欺凌是适当的。在商标欺凌案件中,原告的索赔质量正在下降。这一结论得到了回归分析的支持,表明其准确性超过99%。也就是说,原告提出的索赔,如果审判成功的可能性越来越小。由于Vogel和Schachter没有提供任何数据(只是假设),因此很难断言他们的分析是错误的。当然,规则11和其他可能的制裁确实存在。通过这项研究,我们现在知道,没有任何第11条规则的制裁适用于任何商标欺凌案件。此外,各种贸易组织都没有数据作为依据(仅仅是来自现在古老案例的过时的口述)。这里的数据是证明或否定商标欺凌的第一次尝试。它是本着学术探究的精神提供的。对我来说,这里的数据支持这样一种观点,即商标欺凌应该受到审查,如果国会选择介入,就会受到审查。显然,现有的“保障措施”已被证明一点也不安全。如果非执业实体是一个值得各州和国会花费时间和精力的问题,那么商标欺凌就同样涉及扰乱知识产权自然市场的实体。因此,国会应该采取行动。如果国会修改《兰哈姆法》第1117条,明确规定当对方行为异常时,商标侵权的被告和原告都应获得律师费,那么国会在制止商标欺凌方面将大有作为。在被告申请即决判决并胜诉的案件中,律师费用应得到慷慨的裁决,因为这些案件是商标欺凌的最明显表现。
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引用次数: 3
Litigating Inequitable Conduct after Therasense, Exergen, and the AIA: Lessons for Litigants, Options for Owners 在Therasense, Exergen和AIA之后对不公平行为提起诉讼:诉讼人的教训,所有者的选择
Pub Date : 2013-08-08 DOI: 10.2139/SSRN.2307574
Lisa A. Dolak
Significant recent judicial and legislative developments have changed the way litigants and counsel need to plan for and litigate inequitable conduct allegations. Exergen and Therasense have heightened the standards for pleading and proving inequitable conduct, respectively, and Congress has expanded the patentee’s post-grant options for preempting or defeating inequitable conduct challenges. Without a doubt, the inequitable conduct litigation landscape has changed. Careful, thorough consideration of all of these developments and their implications is a must for any litigant or counsel faced with or considering asserting a charge of inequitable conduct.This paper discusses these significant recent inequitable conduct-related developments and their combined impact on litigating the defense. It reviews the new judicial standards for pleading and proving inequitable conduct and illustrates their application in recent Federal Circuit and district court decisions. It identifies several areas of debate among the district courts regarding the impact of Therasense and Exergen on pleading inequitable conduct, and summarizes lessons for litigators from recent cases. It discusses the legislature’s recent contribution to the inequitable conduct landscape: the supplemental examination proceeding created by the Leahy-Smith America Invents Act (“AIA”), and considers the options, post-Therasense and the AIA, for patent owners faced with a potential inequitable conduct challenge.
最近重大的司法和立法发展改变了诉讼当事人和律师对不公平行为指控进行规划和提起诉讼的方式。Exergen和Therasense分别提高了抗辩和证明不公平行为的标准,国会扩大了专利权人在授权后的选择,以先发制人或击败不公平行为的挑战。毫无疑问,不公平行为诉讼的格局已经发生了变化。对于面临或考虑主张不公平行为指控的任何诉讼当事人或律师来说,必须仔细、彻底地考虑所有这些事态发展及其影响。本文讨论了这些重要的近期不公平行为相关的发展及其对诉讼辩护的综合影响。本文回顾了为不公平行为辩护和证明的新司法标准,并说明了这些标准在最近联邦巡回法院和地区法院判决中的应用。它确定了地区法院之间关于Therasense和Exergen对不公平行为辩护的影响的几个辩论领域,并总结了诉讼律师从最近的案件中吸取的教训。它讨论了立法机构最近对不公平行为的贡献:Leahy-Smith美国发明法案(AIA)创建的补充审查程序,并考虑了面对潜在不公平行为挑战的专利所有人的选择,后therasense和AIA。
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引用次数: 0
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Journal of Intellectual Property
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