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The Developing Brain: New Directions in Science, Policy, and Law 发展中的大脑:科学、政策和法律的新方向
Pub Date : 2018-06-01 DOI: 10.2139/SSRN.3298485
S. Appleton, D. Barch, Anneliese M. Schaefer
Scientific findings on brain development increasingly are influencing how we understand children’s social and emotional development and how we interpret their behavior. Such understandings and interpretations, in turn, can shape public policy and legal precedent, as shown by the U.S. Supreme Court’s recognition of constitutional limitations on criminal punishments imposed on young offenders. This essay introduces a transdisciplinary symposium that explores new learning about the negative impact of “early stressors” on brain development and the opportunities that such learning presents for law and policy reforms. The symposium, part of a Washington University initiative on Neuroscience and Society, builds on the influence that neuroscience has already exerted on criminal law and juvenile justice and examines both the promise and the challenges of attempting to replicate this relationship in other contexts. For example, one challenge emerges from American jurisprudence’s distinction between constitutional limits on government action (as in the juvenile justice cases) versus calls for government support in response to demonstrated individual and societal benefits (as in interventions to minimize early stressors). The symposium contributions reflect the diverse expertise of the authors—including law, medicine, neuroscience, psychology, economics, public health, and social work, as well as insights from those with on-the-ground experience in policy making and implementation. Thanks to the wide array of perspectives, the symposium presents a conversation not only about how neuroscience might influence law and policy but also about how neuroscientists can undertake research that would prove most useful in influencing law and policy. For the full symposium, entitled Bringing Science to Law and Policy, see volume 57 of the Washington University Journal of Law & Policy (available online).
关于大脑发育的科学发现越来越多地影响着我们如何理解儿童的社会和情感发展,以及我们如何解释他们的行为。这样的理解和解释反过来又可以影响公共政策和法律先例,正如美国最高法院承认宪法限制对年轻罪犯的刑事惩罚所表明的那样。本文介绍了一个跨学科研讨会,探讨了关于“早期压力源”对大脑发育的负面影响的新知识,以及这种知识为法律和政策改革带来的机会。这次研讨会是华盛顿大学神经科学与社会倡议的一部分,以神经科学对刑法和少年司法的影响为基础,探讨了在其他情况下复制这种关系的希望和挑战。例如,一个挑战来自美国法理学对宪法对政府行为的限制(如在少年司法案件中)与呼吁政府支持以回应已证明的个人和社会利益(如在干预中尽量减少早期压力源)之间的区别。研讨会的贡献反映了作者的不同专业知识,包括法律、医学、神经科学、心理学、经济学、公共卫生和社会工作,以及在政策制定和执行方面具有实际经验的人的见解。由于广泛的观点,这次研讨会不仅讨论了神经科学如何影响法律和政策,而且还讨论了神经科学家如何进行研究,这些研究将被证明对影响法律和政策最有用。关于题为“将科学带入法律和政策”的专题讨论会的全文,请参见《华盛顿大学法律与政策杂志》第57卷(可在线获取)。
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引用次数: 0
Clarifying Standards for Compelled Commercial Speech 明确强迫商业言论的标准
Pub Date : 2015-10-05 DOI: 10.2139/SSRN.2669450
Micah L. Berman
This article identifies and analyzes unsettled areas in compelled commercial speech doctrine, especially those critical to identifying the appropriate level of scrutiny to be applied to mandated warnings and disclosures. Looking back to the original purpose of the commercial speech doctrine, this article suggests that communities should have considerable flexibility to mandate warnings geared towards protecting the public’s health. Mandated warnings may not always be the most effective policy option, but as a matter of First Amendment doctrine, communities should be given broad leeway to decide whether and how to use warnings in order to better inform the public about potential dangers. Part I provides the factual and legal background necessary to explore this issue. After briefly discussing the use of mandated warnings and disclosures as public health tools, it reviews the Zauderer test, which is the prevailing standard for analyzing compelled commercial speech under the First Amendment. It then discusses the 2012 D.C. Circuit Court of Appeals opinion striking down graphic health warnings for cigarette packs and advertisements, which exemplifies the courts’ increasingly aggressive review of compelled commercial speech requirements. Part II identifies some of the core doctrinal questions in need of clarification. It also considers how these questions might best be resolved, keeping in mind the government’s interest in promoting and protecting public health. Finally, Part III concludes the article by discussing a pending legal challenge to San Francisco's warnings for sugar-sweetened beverage advertisements.
本文确定并分析了强制商业言论原则中尚未解决的领域,特别是那些对于确定适用于强制警告和披露的适当审查水平至关重要的领域。回顾商业言论原则的最初目的,这篇文章建议,社区应该有相当大的灵活性来强制要求以保护公众健康为目的的警告。强制警告可能并不总是最有效的政策选择,但作为第一修正案的原则,社区应该有广泛的余地来决定是否以及如何使用警告,以便更好地告知公众潜在的危险。第一部分为探讨这一问题提供了必要的事实和法律背景。在简要讨论了强制警告和披露作为公共卫生工具的使用之后,本文回顾了佐德尔测试,该测试是根据第一修正案分析强迫商业言论的普遍标准。然后,它讨论了2012年华盛顿特区巡回上诉法院驳回烟盒和广告上的健康警告图像的意见,这是法院对强制商业言论要求越来越积极的审查的一个例子。第二部分指出一些需要澄清的核心教义问题。它还考虑如何最好地解决这些问题,同时牢记政府在促进和保护公众健康方面的利益。最后,第三部分通过讨论旧金山对含糖饮料广告警告的未决法律挑战来总结文章。
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引用次数: 2
Two Sides of a Coin: Safe Space and Segregation in Race/Ethnic-Specific Law Student Organizations 硬币的两面:种族/民族特定法律学生组织中的安全空间和隔离
Pub Date : 2012-07-14 DOI: 10.2139/SSRN.2097926
Meera E. Deo
American racism and discrimination continue to plague our institutions of higher education. Predominantly white law school environments are especially notable for being inhospitable and unfriendly. Many law students of color create and join race/ethnic-specific organizations in order to receive support on otherwise unwelcoming campuses. While many students view these groups as a safe space that provides a buffer from the rest of law school life, others worry that these organizations may increase segregation. When considered through a lens of structural inequality and privilege, we see that “exclusion” may have different meanings and outcomes based on the relative racial hierarchy of the groups involved. My research uses both quantitative and qualitative data to better understand how what some consider “self-segregation” may be necessary for creating safe space.
美国的种族主义和歧视继续困扰着我们的高等教育机构。以白人为主的法学院环境尤其以不友好和不友好著称。许多有色人种的法律系学生创建并加入了特定种族/族裔的组织,以便在不受欢迎的校园里获得支持。虽然许多学生认为这些团体是一个安全的空间,可以为法学院的其他生活提供缓冲,但也有人担心这些组织可能会加剧种族隔离。从结构性不平等和特权的角度来看,我们看到,根据相关群体的相对种族等级,“排斥”可能有不同的含义和结果。我的研究使用定量和定性数据来更好地理解一些人认为的“自我隔离”对于创造安全空间是如何必要的。
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引用次数: 3
Gender and Attorney Negotiation Ethics 性别与律师谈判伦理
Pub Date : 2012-07-02 DOI: 10.2139/SSRN.2097972
A. Hinshaw, J. K. Alberts
Building on the authors' prior study of attorney negotiation ethics, this paper looks at the data through the lens of gender. The literature examining gender and ethics, both for attorneys and non-attorneys, finds either that women act more ethically than men or that there is no difference between the sexes. The findings in this study are more nuanced: while there was no difference in responses of men and women when asked to engage in a fraudulent negotiation strategy, there was a difference in response to a follow-up request to employ a more subtle form of the fraudulent negotiation strategy, a pure omission. Unexpectedly, the men performed better than women. Additionally, the men performed better than women when asked whether the client’s initial request constituted a misrepresentation and whether a key fact was protected from disclosure by the Rules of Professional Conduct. Some of this difference correlated with the amount of respondent professional experience, but that does not explain the entire difference in the results. The survey instrument was not designed to investigate and uncover the factors that lead to the differences, thus it is not entirely clear why these gender differences exist. The article hypothesizes what these other factors may be, such as differences in the manner in which women and men organize information when making decisions, differences in how men and women respond in ambiguous ethical situations, and differences in how men and women advocate for others.
本文在作者先前对律师谈判伦理研究的基础上,通过性别的视角来看待这些数据。研究律师和非律师性别和道德的文献发现,要么女性的行为比男性更道德,要么性别之间没有差异。这项研究的结果更加微妙:当被要求采用欺诈性谈判策略时,男性和女性的反应没有差异,但当被要求采用更微妙的欺诈性谈判策略时,他们的反应却有所不同,这是一种纯粹的遗漏。出乎意料的是,男性比女性表现得更好。此外,在被问及客户最初的请求是否构成虚假陈述以及关键事实是否受到《职业行为规则》的保护而不被披露时,男性的表现优于女性。其中一些差异与被调查者的专业经验有关,但这并不能解释结果的全部差异。调查工具的设计并不是为了调查和揭示导致差异的因素,因此并不完全清楚为什么存在这些性别差异。这篇文章假设了这些其他因素可能是什么,比如女性和男性在做决定时组织信息的方式的差异,男性和女性在模棱两可的道德情况下的反应方式的差异,以及男性和女性在为他人辩护的方式上的差异。
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引用次数: 1
How Should We Study District Judge Decision-Making? 如何研究地区法官决策?
Pub Date : 2010-03-03 DOI: 10.2139/SSRN.1121057
P. Kim, Margo Schlanger, C. L. Boyd, Andrew D. Martin
Understanding judicial decision-making requires attention to the specific institutional settings in which judges operate. Yet much of the existing empirical work on federal district courts has failed to take account of the setting in which those judges operate. Too often, empirical studies of the district courts rely on an implicit assumption that judging at the trial court level is fundamentally the same as judging at the appellate level. We argue that this approach is misguided, because the nature of district judges’ work is substantially different from that of appellate judges. For example, unlike in the typical appellate case, a district judge may rule in a single case on multiple occasions and on different types of questions, only a few of which could be dispositive but all of which affect the case’s progress and ultimate outcome. In this Essay, we argue for a new and more suitable approach to studying decision-making in the federal district courts - one that takes into account the trial level litigation process and the varied nature of the tasks judging in a trial court entails. We critique the existing empirical literature’s predominant method for studying district courts - analysis of district court opinions, usually published opinions - and discuss the limitations and biases inherent in this approach and propose a new approach to studying decision-making by district judges. By taking advantage of the electronic docketing system now operating in all federal district courts, researchers can use dockets, orders, and other case documents, as well as opinions, as data sources, thereby incorporating into their analysis the relevant institutional features of district courts. In particular, expanding the focus beyond opinions allows researchers to capture both the procedural context and the iterative nature of district judge decision-making. We also describe an ongoing project focused on the litigation activities of the Equal Employment Opportunity Commission, in which we implement this new approach to studying the work of the district courts.
理解司法决策需要关注法官运作的具体制度环境。然而,现有的许多关于联邦地区法院的实证工作都没有考虑到这些法官的工作环境。对地区法院的实证研究往往依赖于一种隐含的假设,即初审法院的判决基本上与上诉法院的判决相同。我们认为这种做法是错误的,因为地区法官的工作性质与上诉法官的工作性质有本质上的不同。例如,与典型的上诉案件不同,地区法官可以在多个场合对单一案件和不同类型的问题作出裁决,其中只有少数可能是决定性的,但所有这些都会影响案件的进展和最终结果。在本文中,我们主张采用一种新的、更合适的方法来研究联邦地区法院的决策——一种考虑到初审法院的诉讼程序和审判任务的不同性质的方法。我们批评了现有实证文献中研究地区法院的主要方法——分析地区法院的意见,通常是发表的意见——并讨论了这种方法固有的局限性和偏见,并提出了一种研究地区法官决策的新方法。通过利用目前在所有联邦地区法院运行的电子摘要系统,研究人员可以使用摘要、命令和其他案件文件以及意见作为数据来源,从而将地区法院的相关制度特征纳入他们的分析。特别是,将焦点扩展到意见之外,使研究人员能够捕捉到地区法官决策的程序背景和迭代性质。我们还介绍了一个正在进行的项目,重点是平等就业机会委员会的诉讼活动,在这个项目中,我们采用这种新的方法来研究地区法院的工作。
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引用次数: 38
Four Ways of Looking at a Lawsuit: How Lawyers Can Use the Cognitive Frameworks of Mediation 看待诉讼的四种方式:律师如何运用调解的认知框架
Pub Date : 2009-02-20 DOI: 10.2139/SSRN.1347057
Jonathan M. Hyman
When lawyers represent clients in the process of mediation, tensions may arise between the goals and actions of the mediators and those of the lawyers. Mediators may be seeking to find ways to create new value for the parties, beyond a simple compromise of their legalistic claims and defenses. Or they may be seeking to repair or improve the parties' relationship. Or they may wish to lead the parties to greater mutual understanding. But lawyers often seem to be limited to an adversarial, legalistic approach, looking only for some minimal or reasonable compromise and standing in the way of the mediators' other goals. These tensions run deeper than a difference in goals or tactics or techniques. They arise from different cognitive frameworks about conflict and ways to deal with it. The cognitive frameworks, often operating tacitly and without an actor's conscious awareness, create different and competing perceptions of what is relevant and what is appropriate to do. The mediation literature has articulated four different, if overlapping, cognitive frameworks for dealing with conflict in a mediation setting: distributive compromises, creating more value for all, changing relationships, and increasing the mutual understanding of the parties in conflict. Four examples of conflicts between mediators and lawyers, drawn from stories of actual mediations, demonstrate these conflicting frameworks. Understanding the cognitive frameworks reveals ways in which lawyers can operate congruently with mediators, rather than in opposition to them. The cognitive frameworks are versions of ways that people - lawyers included - ordinarily have available to deal with conflict. There is nothing inherent in "legal thinking" that prevents lawyers from shifting into non-adversarial frameworks in a mediation, although the shift can be challenging. Similarly, a lawyer's ethical obligation to act in a client's interest does not stand in the way of a lawyer inhabiting one of the alternative frameworks. Indeed, because the alternative frameworks can actually serve a client's interests in ways not easily achievable within an adversarial, distributive approach, lawyers have a moderate ethical obligation to seek to use alternative frameworks within a proper mediation setting. But it is not easy to shift from one framework to another simply by intending to do so. I suggest that paying attention to certain categories of things discussed in mediation is a practical way to identify and influence the operative framework. Certain subject matters, such as what happened in the past, what will happen in the future, legal meaning versus moral meaning, feelings, relationship, and how the parties intend to move into the future, tend to be distinctive for different frameworks, both partially constituting a framework and leading others into it. Beyond the questions of whether lawyers can mentally inhabit the alternate frameworks, whether they ethically may use them, and whether they ethically sh
当律师在调解过程中代表委托人时,调解员的目标和行为与律师的目标和行为之间可能会产生紧张关系。调解员可能正在寻求为双方创造新价值的方法,而不是简单地妥协他们的法律诉求和辩护。或者他们可能在寻求修复或改善双方的关系。或者,他们可能希望引导各方增进相互理解。但律师们似乎往往局限于一种对抗性的、法律主义的方式,只寻求一些最小限度的或合理的妥协,并阻碍调解人实现其他目标。这些紧张关系比目标、战术或技术上的差异更为深刻。它们源于对冲突和处理冲突方式的不同认知框架。认知框架通常在没有行为者有意识意识的情况下默默地运作,对什么是相关的、什么是适当的产生了不同的、相互竞争的看法。调解文献阐述了在调解环境中处理冲突的四种不同(如果重叠的话)认知框架:分配妥协、为所有人创造更多价值、改变关系和增加冲突各方的相互理解。四个调解员和律师之间冲突的例子,取材于实际调解的故事,证明了这些冲突的框架。理解认知框架揭示了律师可以与调解员一致运作的方式,而不是反对他们。认知框架是人们(包括律师)通常可用来处理冲突的方式的不同版本。“法律思维”本身并不妨碍律师在调解中转向非对抗性框架,尽管这种转变可能具有挑战性。同样,律师为客户的利益行事的道德义务并不妨碍律师居住在另一种框架中。事实上,由于替代框架实际上可以以在对抗性分配方法中不易实现的方式为客户的利益服务,因此律师有适度的道德义务在适当的调解环境中寻求使用替代框架。但是,仅仅打算这样做,就从一个框架转换到另一个框架并不容易。我认为,注意在调解中讨论的某些类别的事情,是确定和影响执行框架的实际方法。某些主题,如过去发生了什么,将来会发生什么,法律意义与道德意义,感情,关系,以及当事人打算如何进入未来,在不同的框架中往往是不同的,既部分地构成了一个框架,又将其他人引入其中。除了律师是否可以在精神上居住在替代框架之外,他们是否在道德上可以使用它们,以及他们是否在道德上应该使用它们,因此,关注主题事项可以为律师提供如何在框架之间移动的技术。
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引用次数: 7
The Role of Law in the New Institutional Economics 法律在新制度经济学中的作用
Pub Date : 2008-12-31 DOI: 10.1007/978-3-319-14154-1_4
R. Richter
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引用次数: 6
The University as Constructed Cultural Commons 大学作为构建的文化公地
Pub Date : 2008-09-09 DOI: 10.31228/osf.io/z8x7m
M. J. Madison, Brett M. Frischmann, K. Strandburg
This paper examines commons as socially constructed environments built via and alongside intellectual property rights systems. We sketch a theoretical framework for examining cultural commons across a broad variety of institutional and disciplinary contexts, and we apply that framework to the university and associated practices and institutions.
本文将公地视为通过知识产权制度构建的社会构建环境。我们概述了一个理论框架,用于在广泛的制度和学科背景下检查文化公地,并将该框架应用于大学和相关的实践和机构。
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引用次数: 39
Bell Atlantic v. Twombly: How Motions to Dismiss Become (Disguised) Summary Judgments 贝尔大西洋诉托姆比:驳回动议如何成为(伪装的)简易判决
Pub Date : 2008-04-01 DOI: 10.2139/SSRN.1126359
R. Epstein
The recent Supreme Court decision in Bell Atlantic v. Twombly stands at the crossroads of antitrust and civil procedure. As an antitrust case, Twombly makes sense on structural grounds. The FCC regulation of the telecommunications industry, and the many innocent explanations as to why each telecommunications company would stay out of its rival's territories obviated the need for further discovery. But in many other contexts, including Conley v. Gibson a case involving potential breach of the duty of fair representation on matters of racial discrimination discovery could flesh out the relevant factual issues. The Supreme Court's general disapproval of Conley sweeps far too wide. Discovery should only be denied when the plausible inferences that can be drawn from the complaint and publicly available evidence clearly imply further discovery is of little value. Accordingly, the Federal Rules of Civil procedure should explicitly acknowledge that in a small set of cases motions on the pleadings can properly function as truncated and disguised motions for summary judgment.
最近最高法院对贝尔大西洋诉托姆布雷案的判决站在了反垄断和民事诉讼的十字路口。作为一个反垄断案件,托姆布雷从结构上讲是合理的。联邦通信委员会对电信业的监管,以及为什么每家电信公司都不涉足其竞争对手的领域的许多无辜解释,都避免了进一步调查的需要。但在许多其他情况下,包括康利诉吉布森案,一个涉及在种族歧视问题上可能违反公平陈述义务的案件,可能会充实相关的事实问题。最高法院对康利案的普遍反对过于广泛。只有当从诉状和公开证据中得出的合理推论明显表明进一步的发现毫无价值时,才应拒绝发现。因此,《联邦民事诉讼规则》应明确承认,在少数案件中,对诉状的动议可以适当地作为即决判决的删节和伪装动议。
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引用次数: 90
Statutory Construction in Federal Appellate Tax Cases: The Effect of Judges' Social Backgrounds and of Other Aspects of Litigation 联邦上诉税务案件的法律建构:法官社会背景及诉讼其他方面的影响
Pub Date : 2003-12-30 DOI: 10.2139/SSRN.467242
Daniel M. Schneider
"Statutory Construction" examines the effect of judges' social backgrounds on the method of statutory construction used to justify decisions in a database of federal appellate tax cases. It concludes that social backgrounds have a modest effect. Relatively few descriptive statistics were statistically significant, as was also true of predictive statistics. Results regarding aspects of the case, such as the type of taxpayer (e.g., individual, business) or representation by a lawyer, were more robust. These results are consistent with earlier research by the author on the same topic, in a database of federal trial tax cases.
“法律建构”研究了法官的社会背景对联邦税务上诉案件数据库中用于证明判决的法律建构方法的影响。研究得出结论,社会背景的影响不大。相对较少的描述性统计具有统计意义,预测统计也是如此。关于案件的各个方面的结果,如纳税人的类型(例如,个人,企业)或律师代理,则更为可靠。这些结果与作者在联邦审判税务案件数据库中对同一主题的早期研究一致。
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引用次数: 2
期刊
Washington University Journal of Law and Policy
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