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Australia’s Ambivalence Again Around Investor-State Arbitration: Comparisons with Europe and Implications for Asia 澳大利亚在投资者与国家间仲裁问题上再次陷入矛盾:与欧洲的比较及对亚洲的影响
IF 1.1 3区 社会学 Q2 LAW Pub Date : 2024-09-05 DOI: 10.1093/icsidreview/siae029
Luke Nottage
In late 2022 Australia’s new Labor government declared that it would no longer agree to investor-State dispute settlement (ISDS) in future international investment agreements (IIAs). Section I reviews its previous anti-ISDS stance (governing with the Greens over 2011 to 2013) inspired by more articulated policy rationales but also the first claim against Australia, over tobacco plain packaging legislation. Then followed the centre-right coalition government’s return to including ISDS on a case-by-case assessment (2014–21) drawing partly on different arguments and evidence. Section II suggests that a new factor behind the latest policy shift comprises a second set of significant ISDS arbitration claims against Australia, from the Singaporean subsidiary of an Australian mining magnate and right-wing political leader. Section III draws parallels with the European Union (EU), whose developed economy member States reacted to inbound ISDS claims by replacing traditional ISDS from 2015 with an ‘investment court’ hybrid process, then influencing multilateral ISDS reform negotiations. Intra-EU ISDS claims are also being precluded by the Court of Justice of the EU, but in the context of European law and institutions providing an alternative pathway for European investors to hold other member States to account. Section IV considers the implications of Australia’s anti-ISDS stance for ongoing and potential IIA (re)negotiations with the EU and Asian States, including the feasibility of moving towards an EU-style investment court approach in Asia-Pacific IIAs. Section V concludes by linking these developments to ongoing debates about reforms to ISDS—locally, regionally and globally—as well as about incomplete investment IIAs.
2022 年末,澳大利亚新工党政府宣布不再同意在未来的国际投资协议(IIA)中采用投资者与国家争端解决机制(ISDS)。第一部分回顾了工党政府之前的反ISDS立场(2011年至2013年与绿党共同执政),这一立场受到了更明确的政策理由的启发,同时也受到了第一起针对澳大利亚的索赔案--烟草普通包装立法--的启发。随后,中右翼联合政府部分基于不同的论点和证据,重新将 ISDS 纳入个案评估(2014-21 年)。第 2 节指出,最新政策转变背后的一个新因素是针对澳大利亚的第二批重大 ISDS 仲裁索赔,这些索赔来自澳大利亚矿业巨头和右翼政治领袖的新加坡子公司。欧盟发达经济体成员国从 2015 年起用 "投资法院 "混合程序取代了传统的 ISDS,从而对入境的 ISDS 索赔做出了反应,随后影响了 ISDS 改革的多边谈判。欧盟内部的 ISDS 索赔也被欧盟法院排除在外,但在欧洲法律和机构的背景下,为欧洲投资者提供了追究其他成员国责任的替代途径。第四节探讨了澳大利亚反对ISDS的立场对与欧盟和亚洲国家正在进行和可能进行的国际投资协定(再)谈判的影响,包括在亚太地区国际投资协定中采用欧盟式投资法院方法的可行性。最后,第五部分将这些进展与当前关于地方、地区和全球国际投资争端解决机制改革以及不完整投资国际投资协定的辩论联系起来。
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引用次数: 0
The Duty of Arbitrators to Raise Suspected Corruption or to Investigate Poorly Particularized Allegations of Corruption 仲裁员有责任提出腐败嫌疑或调查不够具体的腐败指控
IF 1.1 3区 社会学 Q3 Social Sciences Pub Date : 2024-05-09 DOI: 10.1093/icsidreview/siae009
Margrit Trein
A question that continues to trouble and divide arbitral tribunals concerns the way in which they should or must conduct themselves in circumstances where they either suspect that the dispute before them is tainted by corruption, but neither party has raised allegations of corruption, or where a party simply asserts corruption, but does not attempt to particularize its allegations properly, let alone seek to substantiate them. These issues are not purely academic, they do arise in practice. The approaches that arbitral tribunals take in such situations vary greatly, with passive approaches eroding trust in the integrity and legitimacy of arbitration. This article seeks to contribute to the existing literature by providing an analytical framework by reference to applicable laws and rules to ascertain in what circumstances the duty of arbitral tribunals to raise or investigate their suspicions of corruption is triggered and explores the contours and content of the duty.
一个继续困扰和分裂仲裁庭的问题是,在以下情况下,仲裁庭应该或必须如何行事:仲裁庭怀疑其受理的争议有腐败问题,但双方当事人均未提出腐败指控;或者一方当事人只是声称有腐败问题,但并未试图适当地具体说明其指控,更不用说寻求证实这些指控了。这些问题并不纯粹是学术性的,在实践中确实会出现。仲裁庭在这种情况下采取的方法大相径庭,被动的方法会削弱人们对仲裁公正性和合法性的信任。本文试图为现有文献做出贡献,参照适用法律和规则提供一个分析框架,以确定在什么情况下会触发仲裁庭提出或调查其腐败嫌疑的责任,并探讨该责任的轮廓和内容。
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引用次数: 0
Contextual Impartiality: A New Approach to Assessing Impartiality in Investor-State Dispute Settlement 背景公正性:评估投资者与国家间争端解决公正性的新方法
IF 1.1 3区 社会学 Q3 Social Sciences Pub Date : 2024-05-03 DOI: 10.1093/icsidreview/siae002
Stavros Brekoulakis, Anna Howard
This article proposes a new approach to assessing impartiality in investor-State dispute settlement (ISDS). It builds on earlier work that criticises the current doctrine of impartiality in ISDS which applies irrespective of the role and context in which arbitrators are called to decide a dispute. Drawing on empirical findings, moral philosophy and psychology, this article proposes the idea of contextual impartiality. As is argued, a contextual approach offers an understanding of impartiality which better corresponds to the foundational value of trust in ISDS which is founded on the method of party appointment of arbitrators. Under this approach, the question is not whether an arbitrator can meet universal standards of impartiality irrespective of the context within which the arbitrator operates. Rather, the critical distinction is between permissible and impermissible partiality which depends on whether the individual is reasonably expected to act partially because of their circumstances. In this respect, the article identifies open-mindedness as a fundamental feature of a contextual approach to impartiality and a bright line between permissible and impermissible partiality.
本文提出了一种评估投资者与国家间争端解决(ISDS)公正性的新方法。它以早先的工作为基础,批评了目前在投资者与国家争端解决中适用的公正性理论,即无论仲裁员在何种角色和背景下被要求对争端做出裁决。本文借鉴实证研究结果、道德哲学和心理学,提出了语境公正的观点。正如本文所论证的那样,语境方法提供了对公正性的理解,这种理解更好地符合国际争议解决中的信任基础价值,而信任基础价值是建立在当事方任命仲裁员的方法之上的。根据这种方法,问题不在于仲裁员是否能达到普遍的公正标准,而与仲裁员的工作环境无关。相反,关键的区别在于允许的偏袒和不允许的偏袒,这取决于个人是否因其所处的环境而被合理地期望采取部分行动。在这方面,文章将开放的思想确定为根据具体情况处理公正性问题的基本特征,并在允许的偏袒和不允许的偏袒之间划出一条明线。
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引用次数: 0
Does an Annulled Award Constitute Legal Authority in Investment Arbitration? 被撤销的裁决是否构成投资仲裁中的法律权威?
IF 1.1 3区 社会学 Q3 Social Sciences Pub Date : 2024-01-13 DOI: 10.1093/icsidreview/siad020
Albert Jan van den Berg
Arbitration lawyers have been discussing enforcement of annulled awards for some 25 years. Recently, another discussion regarding annulled awards is gaining traction: can an investment arbitrator rely on an annulled award? More specifically, does it constitute legal authority? The author submits that, in investment arbitration, an arbitral award, annulled by a national court in the UNCITRAL Rules context or by an ad hoc committee in the ICSID context, does not constitute legal authority, nor can it give guidance on the content of the applicable law in another manner.
大约 25 年来,仲裁律师们一直在讨论废止裁决的执行问题。最近,有关废止裁决的另一场讨论正逐渐引起人们的关注:投资仲裁员是否可以依赖废止的裁决?更具体地说,它是否构成法律依据?笔者认为,在投资仲裁中,在《联合国国际贸易法委员会规则》的情况下,被国家法院宣布无效的仲裁裁决,或在解决投资争端国际中心的情况下,被特设委员会宣布无效的仲裁裁决,并不构成法律权威,也不能以另一种方式就适用法律的内容提供指导。
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引用次数: 0
Impartiality and the Construction of Trust in Investor-State Dispute Settlement 公正性与投资者-国家争端解决信任的构建
IF 1.1 3区 社会学 Q3 Social Sciences Pub Date : 2023-12-05 DOI: 10.1093/icsidreview/siad033
Stavros Brekoulakis, Anna Howard
This article analyses impartiality in investor-State dispute settlement (ISDS) by identifying the way that the parties’ trust in arbitrators is constructed. Drawing on the findings of a large-scale empirical project, it questions the applicability of an orthodox judicial doctrine of impartiality to ISDS on the grounds that trust in arbitrators is constructed on a fundamentally different basis from that of trust in judges. The primary feature of a judicial doctrine of impartiality is that trust is founded on an absolutist approach to impartiality which is intended to ensure that judges have no predispositions to parties. In contrast, trust in ISDS is founded on the method of party appointment which is based on a very different assumption—that arbitrators’ predispositions can be valuable and appropriate in the decision-making process. The empirical findings show that the parties’ choice of a predisposed arbitrator is generally considered compatible with the understanding of impartiality in ISDS. Accordingly, this article calls for a new, and contextualised, approach which better corresponds to the fundamental value of trust in ISDS.
本文通过分析投资者与国家争端解决机制中当事人对仲裁员信任的构建方式,分析了投资者与国家争端解决机制中的公正性。根据一项大规模实证项目的调查结果,它质疑公正的正统司法原则是否适用于ISDS,理由是对仲裁员的信任建立在与对法官的信任根本不同的基础上。公正司法原则的主要特点是,信任是建立在对公正采取绝对主义态度的基础上的,这种态度旨在确保法官对当事人没有偏袒。相比之下,对ISDS的信任是建立在当事人任命方法的基础上的,这是基于一个非常不同的假设——仲裁员的倾向在决策过程中可能是有价值和适当的。实证研究结果表明,当事人选择的预设仲裁员通常被认为与ISDS中对公正性的理解是一致的。因此,本文呼吁采用一种新的、情境化的方法,以更好地符合ISDS中信任的基本价值。
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引用次数: 0
Deutsche Lufthansa AG v Bolivarian Republic of Venezuela: Am I My Brother’s Keeper? 德国汉莎航空公司诉委内瑞拉玻利瓦尔共和国:我是我兄弟的守护者吗?
3区 社会学 Q3 Social Sciences Pub Date : 2023-10-19 DOI: 10.1093/icsidreview/siad023
Mahnaz Malik
Journal Article Deutsche Lufthansa AG v Bolivarian Republic of Venezuela: Am I My Brother’s Keeper? Get access Mahnaz Malik Mahnaz Malik Search for other works by this author on: Oxford Academic Google Scholar ICSID Review - Foreign Investment Law Journal, siad023, https://doi.org/10.1093/icsidreview/siad023 Published: 19 October 2023 Article history Received: 09 March 2023 Revision received: 26 May 2023 Editorial decision: 04 August 2023 Accepted: 10 August 2023 Corrected and typeset: 19 October 2023 Published: 19 October 2023
德国汉莎航空公司诉委内瑞拉玻利瓦尔共和国:我是我兄弟的守护者吗?获取Mahnaz Malik Mahnaz Malik作者其他作品搜索:牛津学术谷歌学者ICSID Review - Foreign Investment Law Journal, siad023, https://doi.org/10.1093/icsidreview/siad023发布日期:2023年10月19日文章历史收稿日期:2023年3月9日修订收到日期:2023年5月26日编辑决定:2023年8月4日接受日期:2023年8月10日校正排版:2023年10月19日发布日期:2023年10月19日
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引用次数: 0
Fragmentation and Integration in International Investment Law: Plus Ça Change 国际投资法的碎片化与整合:加上Ça变化
3区 社会学 Q3 Social Sciences Pub Date : 2023-10-06 DOI: 10.1093/icsidreview/siad025
Claudia Annacker
Journal Article Fragmentation and Integration in International Investment Law: Plus Ça Change Get access Claudia Annacker Claudia Annacker Search for other works by this author on: Oxford Academic Google Scholar ICSID Review - Foreign Investment Law Journal, siad025, https://doi.org/10.1093/icsidreview/siad025 Published: 06 October 2023 Article history Received: 03 August 2023 Editorial decision: 01 September 2023 Accepted: 04 September 2023 Corrected and typeset: 06 October 2023 Published: 06 October 2023
期刊文章国际投资法的碎片化与整合:Plus Ça变更获取Claudia Annacker Claudia Annacker搜索作者的其他作品:Oxford Academic Google Scholar ICSID Review - Foreign Investment Law Journal, siad025, https://doi.org/10.1093/icsidreview/siad025发布日期:2023年10月06日文章历史收稿日期:2023年8月03日编辑决定:2023年9月01日接受日期:2023年9月04日校正排版:2023年10月06日发布:2023年10月6日
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引用次数: 0
The Investment Treaty Regime and Public Interest Regulation in Africa 非洲投资条约制度与公共利益管理
3区 社会学 Q3 Social Sciences Pub Date : 2023-09-08 DOI: 10.1093/icsidreview/siad021
Abayomi Okubote
Journal Article The Investment Treaty Regime and Public Interest Regulation in Africa Get access Dominic Dagbanja, The Investment Treaty Regime and Public Interest Regulation in Africa ( OUP 2022), ISBN 9780192896179, USD$125.00. Abayomi Okubote Abayomi Okubote Search for other works by this author on: Oxford Academic Google Scholar ICSID Review - Foreign Investment Law Journal, siad021, https://doi.org/10.1093/icsidreview/siad021 Published: 08 September 2023 Article history Received: 30 May 2023 Editorial decision: 24 July 2023 Accepted: 24 July 2023 Corrected and typeset: 08 September 2023 Published: 08 September 2023
多米尼克·达巴尼亚,《非洲投资条约制度与公共利益监管》(OUP 2022), ISBN 9780192896179, 125.00美元。Abayomi Okubote作者其他著作搜索:Oxford Academic谷歌Scholar ICSID Review - Foreign Investment Law Journal, siad021, https://doi.org/10.1093/icsidreview/siad021发布日期:2023年9月08日文章历史收稿日期:2023年5月30日编辑决定:2023年7月24日接收日期:2023年7月24日校正排版:2023年9月08日发布日期:2023年9月08日
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引用次数: 0
Document Production: The Armesto Schedule 文件制作:武器进度表
IF 1.1 3区 社会学 Q3 Social Sciences Pub Date : 2023-08-01 DOI: 10.1093/icsidreview/siad015
Mélanie Riofrio Piché
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引用次数: 0
Economic Sanctions, Countermeasures and Investment Claims against the Russian Federation: A Battle on Multiple Fronts 对俄罗斯联邦的经济制裁、反制措施和投资索赔:一场多战线的战斗
3区 社会学 Q3 Social Sciences Pub Date : 2023-07-28 DOI: 10.1093/icsidreview/siad016
Mercédeh Azeredo da Silveira, Yulia Levashova
Journal Article Economic Sanctions, Countermeasures and Investment Claims against the Russian Federation: A Battle on Multiple Fronts Get access Mercédeh Azeredo da Silveira, Mercédeh Azeredo da Silveira Search for other works by this author on: Oxford Academic Google Scholar Yulia Levashova Yulia Levashova Search for other works by this author on: Oxford Academic Google Scholar ICSID Review - Foreign Investment Law Journal, siad016, https://doi.org/10.1093/icsidreview/siad016 Published: 28 July 2023 Article history Received: 21 October 2022 Revision received: 06 March 2023 Editorial decision: 05 May 2023 Accepted: 08 May 2023 Corrected and typeset: 28 July 2023 Published: 28 July 2023
期刊文章针对俄罗斯联邦的经济制裁、反制措施和投资索赔:一场多战线的战斗获取mercmodeh Azeredo da Silveira, mercmodeh Azeredo da Silveira搜索作者的其他作品,网址:牛津学术谷歌学者Yulia Levashova搜索作者的其他作品,网址:牛津学术谷歌学者ICSID评论-外国投资法杂志,siad016, https://doi.org/10.1093/icsidreview/siad016出版:文章历史收稿日期:2022年10月21日修稿日期:2023年3月06日编辑决定日期:2023年5月05日验收日期:2023年5月08日校正排版日期:2023年7月28日发布日期:2023年7月28日
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引用次数: 0
期刊
Icsid Review-Foreign Investment Law Journal
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