Pub Date : 2024-07-27DOI: 10.1007/s00023-024-01462-x
Yafet E. Sanchez Sanchez, Elmar Schrohe
Given a globally hyperbolic spacetime (M={mathbb {R}}times Sigma ) of dimension four and regularity (C^tau ), we estimate the Sobolev wavefront set of the causal propagator (K_G) of the Klein–Gordon operator. In the smooth case, the propagator satisfies (WF'(K_G)=C), where (Csubset T^*(Mtimes M)) consists of those points ((tilde{x},tilde{xi },tilde{y},tilde{eta })) such that (tilde{xi },tilde{eta }) are cotangent to a null geodesic (gamma ) at (tilde{x}) resp. (tilde{y}) and parallel transports of each other along (gamma ). We show that for (tau >2),
$$begin{aligned} WF'^{-2+tau -{epsilon }}(K_G)subset C end{aligned}$$
for every ({epsilon }>0). Furthermore, in regularity (C^{tau +2}) with (tau >2),
$$begin{aligned} Csubset WF'^{-frac{1}{2}}(K_G)subset WF'^{tau -epsilon }(K_G)subset C end{aligned}$$
holds for (0<epsilon <tau +frac{1}{2}). In the ultrastatic case with (Sigma ) compact, we show (WF'^{-frac{3}{2}+tau -epsilon }(K_G)subset C) for (epsilon >0) and (tau >2) and (WF'^{-frac{3}{2}+tau -epsilon }(K_G)= C) for (tau >3) and (epsilon <tau -3). Moreover, we show that the global regularity of the propagator (K_G) is (H^{-frac{1}{2}-epsilon }_{loc}(Mtimes M)) as in the smooth case.
{"title":"The Sobolev Wavefront Set of the Causal Propagator in Finite Regularity","authors":"Yafet E. Sanchez Sanchez, Elmar Schrohe","doi":"10.1007/s00023-024-01462-x","DOIUrl":"10.1007/s00023-024-01462-x","url":null,"abstract":"<div><p>Given a globally hyperbolic spacetime <span>(M={mathbb {R}}times Sigma )</span> of dimension four and regularity <span>(C^tau )</span>, we estimate the Sobolev wavefront set of the causal propagator <span>(K_G)</span> of the Klein–Gordon operator. In the smooth case, the propagator satisfies <span>(WF'(K_G)=C)</span>, where <span>(Csubset T^*(Mtimes M))</span> consists of those points <span>((tilde{x},tilde{xi },tilde{y},tilde{eta }))</span> such that <span>(tilde{xi },tilde{eta })</span> are cotangent to a null geodesic <span>(gamma )</span> at <span>(tilde{x})</span> resp. <span>(tilde{y})</span> and parallel transports of each other along <span>(gamma )</span>. We show that for <span>(tau >2)</span>, </p><div><div><span>$$begin{aligned} WF'^{-2+tau -{epsilon }}(K_G)subset C end{aligned}$$</span></div></div><p>for every <span>({epsilon }>0)</span>. Furthermore, in regularity <span>(C^{tau +2})</span> with <span>(tau >2)</span>, </p><div><div><span>$$begin{aligned} Csubset WF'^{-frac{1}{2}}(K_G)subset WF'^{tau -epsilon }(K_G)subset C end{aligned}$$</span></div></div><p>holds for <span>(0<epsilon <tau +frac{1}{2})</span>. In the ultrastatic case with <span>(Sigma )</span> compact, we show <span>(WF'^{-frac{3}{2}+tau -epsilon }(K_G)subset C)</span> for <span>(epsilon >0)</span> and <span>(tau >2)</span> and <span>(WF'^{-frac{3}{2}+tau -epsilon }(K_G)= C)</span> for <span>(tau >3)</span> and <span>(epsilon <tau -3)</span>. Moreover, we show that the global regularity of the propagator <span>(K_G)</span> is <span>(H^{-frac{1}{2}-epsilon }_{loc}(Mtimes M))</span> as in the smooth case.</p></div>","PeriodicalId":463,"journal":{"name":"Annales Henri Poincaré","volume":"26 4","pages":"1375 - 1406"},"PeriodicalIF":1.4,"publicationDate":"2024-07-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00023-024-01462-x.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141774520","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-07-18DOI: 10.1007/s00023-024-01456-9
Carlos I. Perez-Sanchez
{"title":"Correction to: ‘On Multimatrix Models Motivated by Random Noncommutative Geometry II: A Yang-Mills-Higgs Matrix Model’","authors":"Carlos I. Perez-Sanchez","doi":"10.1007/s00023-024-01456-9","DOIUrl":"10.1007/s00023-024-01456-9","url":null,"abstract":"","PeriodicalId":463,"journal":{"name":"Annales Henri Poincaré","volume":"26 2","pages":"757 - 758"},"PeriodicalIF":1.4,"publicationDate":"2024-07-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00023-024-01456-9.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141826232","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-07-17DOI: 10.1007/s00023-024-01455-w
David Adame-Carrillo
A discrete version of the conformal field theory of symplectic fermions is introduced and discussed. Specifically, discrete symplectic fermions are realised as holomorphic observables in the double-dimer model. Using techniques of discrete complex analysis, the space of local fields of discrete symplectic fermions on the square lattice is proven to carry a representation of the Virasoro algebra with central charge (-2).
{"title":"Discrete Symplectic Fermions on Double Dimers and Their Virasoro Representation","authors":"David Adame-Carrillo","doi":"10.1007/s00023-024-01455-w","DOIUrl":"10.1007/s00023-024-01455-w","url":null,"abstract":"<div><p>A discrete version of the conformal field theory of symplectic fermions is introduced and discussed. Specifically, discrete symplectic fermions are realised as holomorphic observables in the double-dimer model. Using techniques of discrete complex analysis, the space of local fields of discrete symplectic fermions on the square lattice is proven to carry a representation of the Virasoro algebra with central charge <span>(-2)</span>.</p></div>","PeriodicalId":463,"journal":{"name":"Annales Henri Poincaré","volume":"26 3","pages":"845 - 876"},"PeriodicalIF":1.4,"publicationDate":"2024-07-17","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00023-024-01455-w.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"143726657","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-07-16DOI: 10.1007/s00023-024-01471-w
Søren Mikkelsen
We consider operators acting in (L^2({mathbb {R}}^d)) with (dge 3) that locally behave as a magnetic Schrödinger operator. For the magnetic Schrödinger operators, we suppose the magnetic potentials are smooth and the electric potential is five times differentiable and the fifth derivatives are Hölder continuous. Under these assumptions, we establish sharp spectral asymptotics for localised counting functions and Riesz means.
{"title":"Sharp Semiclassical Spectral Asymptotics for Local Magnetic Schrödinger Operators on ({mathbb {R}}^d) Without Full Regularity","authors":"Søren Mikkelsen","doi":"10.1007/s00023-024-01471-w","DOIUrl":"10.1007/s00023-024-01471-w","url":null,"abstract":"<div><p>We consider operators acting in <span>(L^2({mathbb {R}}^d))</span> with <span>(dge 3)</span> that locally behave as a magnetic Schrödinger operator. For the magnetic Schrödinger operators, we suppose the magnetic potentials are smooth and the electric potential is five times differentiable and the fifth derivatives are Hölder continuous. Under these assumptions, we establish sharp spectral asymptotics for localised counting functions and Riesz means.</p></div>","PeriodicalId":463,"journal":{"name":"Annales Henri Poincaré","volume":"26 5","pages":"1865 - 1906"},"PeriodicalIF":1.4,"publicationDate":"2024-07-16","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00023-024-01471-w.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141640932","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-07-14DOI: 10.1007/s00023-024-01469-4
Matijn François, Alba Grassi
It is well established that the spectral analysis of canonically quantized four-dimensional Seiberg–Witten curves can be systematically studied via the Nekrasov–Shatashvili functions. In this paper, we explore another aspect of the relation between ({mathcal {N}}=2) supersymmetric gauge theories in four dimensions and operator theory. Specifically, we study an example of an integral operator associated with Painlevé equations and whose spectral traces are related to correlation functions of the 2d Ising model. This operator does not correspond to a canonically quantized Seiberg–Witten curve, but its kernel can nevertheless be interpreted as the density matrix of an ideal Fermi gas. Adopting the approach of Tracy and Widom, we provide an explicit expression for its eigenfunctions via an ({{,mathrm{O(2)},}}) matrix model. We then show that these eigenfunctions are computed by surface defects in ({{,mathrm{SU(2)},}}) super Yang–Mills in the self-dual phase of the (Omega )-background. Our result also yields a strong coupling expression for such defects which resums the instanton expansion. Even though we focus on one concrete example, we expect these results to hold for a larger class of operators arising in the context of isomonodromic deformation equations.
{"title":"Painlevé Kernels and Surface Defects at Strong Coupling","authors":"Matijn François, Alba Grassi","doi":"10.1007/s00023-024-01469-4","DOIUrl":"10.1007/s00023-024-01469-4","url":null,"abstract":"<div><p>It is well established that the spectral analysis of canonically quantized four-dimensional Seiberg–Witten curves can be systematically studied via the Nekrasov–Shatashvili functions. In this paper, we explore another aspect of the relation between <span>({mathcal {N}}=2)</span> supersymmetric gauge theories in four dimensions and operator theory. Specifically, we study an example of an integral operator associated with Painlevé equations and whose spectral traces are related to correlation functions of the 2d Ising model. This operator does not correspond to a canonically quantized Seiberg–Witten curve, but its kernel can nevertheless be interpreted as the density matrix of an ideal Fermi gas. Adopting the approach of Tracy and Widom, we provide an explicit expression for its eigenfunctions via an <span>({{,mathrm{O(2)},}})</span> matrix model. We then show that these eigenfunctions are computed by surface defects in <span>({{,mathrm{SU(2)},}})</span> super Yang–Mills in the self-dual phase of the <span>(Omega )</span>-background. Our result also yields a strong coupling expression for such defects which resums the instanton expansion. Even though we focus on one concrete example, we expect these results to hold for a larger class of operators arising in the context of isomonodromic deformation equations.</p></div>","PeriodicalId":463,"journal":{"name":"Annales Henri Poincaré","volume":"26 6","pages":"2117 - 2172"},"PeriodicalIF":1.3,"publicationDate":"2024-07-14","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00023-024-01469-4.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141609037","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-07-12DOI: 10.1007/s00023-024-01468-5
Fabrizio Zanello
In this paper, we show that the higher currents of the sine-Gordon model are super-renormalizable by power counting in the framework of pAQFT. First we obtain closed recursive formulas for the higher currents in the classical theory and introduce a suitable notion of degree for their components. We then move to the pAQFT setting, and by means of some technical results, we compute explicit formulas for the unrenormalized interacting currents. Finally, we perform what we call the piecewise renormalization of the interacting higher currents, showing that the renormalization process involves a number of steps which is bounded by the degree of the classical conserved currents.
{"title":"Renormalization of Higher Currents of the Sine-Gordon Model in pAQFT","authors":"Fabrizio Zanello","doi":"10.1007/s00023-024-01468-5","DOIUrl":"10.1007/s00023-024-01468-5","url":null,"abstract":"<div><p>In this paper, we show that the higher currents of the sine-Gordon model are super-renormalizable by power counting in the framework of pAQFT. First we obtain closed recursive formulas for the higher currents in the classical theory and introduce a suitable notion of degree for their components. We then move to the pAQFT setting, and by means of some technical results, we compute explicit formulas for the unrenormalized interacting currents. Finally, we perform what we call the piecewise renormalization of the interacting higher currents, showing that the renormalization process involves a number of steps which is bounded by the degree of the classical conserved currents.\u0000</p></div>","PeriodicalId":463,"journal":{"name":"Annales Henri Poincaré","volume":"26 4","pages":"1407 - 1442"},"PeriodicalIF":1.4,"publicationDate":"2024-07-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00023-024-01468-5.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141609039","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-07-12DOI: 10.1007/s00023-024-01453-y
Benjamin Hinrichs, Marius Lemm, Oliver Siebert
We consider the quantum dynamics of a many-fermion system in ({{mathbb {R}}}^d) with an ultraviolet regularized pair interaction as previously studied in Gebert et al. (Ann Henri Poincaré 21(11):3609–3637, 2020). We provide a Lieb–Robinson bound under substantially relaxed assumptions on the potentials. We also improve the associated one-body Lieb–Robinson bound on (L^2)-overlaps to an almost ballistic one (i.e., an almost linear light cone) under the same relaxed assumptions. Applications include the existence of the infinite-volume dynamics and clustering of ground states in the presence of a spectral gap. We also develop a fermionic continuum notion of conditional expectation and use it to approximate time-evolved fermionic observables by local ones, which opens the door to other applications of the Lieb–Robinson bounds.
我们考虑的是({mathbb {R}}^d) 中具有紫外正则化成对相互作用的多费米子系统的量子动力学,正如 Gebert 等人之前研究的那样(Ann Henri Poincaré 21(11):3609-3637, 2020)。我们在大幅放宽的势假设条件下提供了一个列布-罗宾逊约束。在同样放宽的假设条件下,我们还将(L^2)-重叠的相关单体李布-罗宾逊约束改进为近似弹道约束(即近似线性光锥)。其应用包括存在谱隙时的无限体积动力学和基态聚类。我们还发展了一种费米子连续概念的条件期望,并用它来近似时间演化的费米子观测值的局部观测值,这为列布-罗宾逊约束的其他应用打开了大门。
{"title":"On Lieb–Robinson Bounds for a Class of Continuum Fermions","authors":"Benjamin Hinrichs, Marius Lemm, Oliver Siebert","doi":"10.1007/s00023-024-01453-y","DOIUrl":"10.1007/s00023-024-01453-y","url":null,"abstract":"<div><p>We consider the quantum dynamics of a many-fermion system in <span>({{mathbb {R}}}^d)</span> with an ultraviolet regularized pair interaction as previously studied in Gebert et al. (Ann Henri Poincaré 21(11):3609–3637, 2020). We provide a Lieb–Robinson bound under substantially relaxed assumptions on the potentials. We also improve the associated one-body Lieb–Robinson bound on <span>(L^2)</span>-overlaps to an almost ballistic one (i.e., an almost linear light cone) under the same relaxed assumptions. Applications include the existence of the infinite-volume dynamics and clustering of ground states in the presence of a spectral gap. We also develop a fermionic continuum notion of conditional expectation and use it to approximate time-evolved fermionic observables by local ones, which opens the door to other applications of the Lieb–Robinson bounds.</p></div>","PeriodicalId":463,"journal":{"name":"Annales Henri Poincaré","volume":"26 1","pages":"41 - 80"},"PeriodicalIF":1.4,"publicationDate":"2024-07-12","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00023-024-01453-y.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141609038","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-07-09DOI: 10.1007/s00023-024-01464-9
Nikolay Ebel
Building upon previous 2D studies, this research focuses on describing 3D tensor renormalisation group (RG) flows for lattice spin systems, such as the Ising model. We present a novel RG map, which operates on tensors with infinite-dimensional legs and does not involve truncations, in contrast to numerical tensor RG maps. To construct this map, we developed new techniques for analysing tensor networks. Our analysis shows that the constructed RG map contracts the region around the tensor (A_*), corresponding to the high-temperature phase of the 3D Ising model. This leads to the iterated RG map convergence in the Hilbert–Schmidt norm to (A_*) when initialised in the vicinity of (A_*). This work provides the first steps towards the rigorous understanding of tensor RG maps in 3D.
{"title":"3D Tensor Renormalisation Group at High Temperatures","authors":"Nikolay Ebel","doi":"10.1007/s00023-024-01464-9","DOIUrl":"10.1007/s00023-024-01464-9","url":null,"abstract":"<div><p>Building upon previous 2D studies, this research focuses on describing 3D tensor renormalisation group (RG) flows for lattice spin systems, such as the Ising model. We present a novel RG map, which operates on tensors with infinite-dimensional legs and does not involve truncations, in contrast to numerical tensor RG maps. To construct this map, we developed new techniques for analysing tensor networks. Our analysis shows that the constructed RG map contracts the region around the tensor <span>(A_*)</span>, corresponding to the high-temperature phase of the 3D Ising model. This leads to the iterated RG map convergence in the Hilbert–Schmidt norm to <span>(A_*)</span> when initialised in the vicinity of <span>(A_*)</span>. This work provides the first steps towards the rigorous understanding of tensor RG maps in 3D.</p></div>","PeriodicalId":463,"journal":{"name":"Annales Henri Poincaré","volume":"26 4","pages":"1291 - 1351"},"PeriodicalIF":1.4,"publicationDate":"2024-07-09","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141574943","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-07-08DOI: 10.1007/s00023-024-01470-x
Anne Boutet de Monvel, Mostafa Sabri
We give several quantum dynamical analogs of the classical Kronecker–Weyl theorem, which says that the trajectory of free motion on the torus along almost every direction tends to equidistribute. As a quantum analog, we study the quantum walk (exp (-textrm{i}t Delta ) psi ) starting from a localized initial state (psi ). Then, the flow will be ergodic if this evolved state becomes equidistributed as time goes on. We prove that this is indeed the case for evolutions on the flat torus, provided we start from a point mass, and we prove discrete analogs of this result for crystal lattices. On some periodic graphs, the mass spreads out non-uniformly, on others it stays localized. Finally, we give examples of quantum evolutions on the sphere which do not equidistribute.
{"title":"Ergodic Theorems for Continuous-Time Quantum Walks on Crystal Lattices and the Torus","authors":"Anne Boutet de Monvel, Mostafa Sabri","doi":"10.1007/s00023-024-01470-x","DOIUrl":"10.1007/s00023-024-01470-x","url":null,"abstract":"<div><p>We give several quantum dynamical analogs of the classical Kronecker–Weyl theorem, which says that the trajectory of free motion on the torus along almost every direction tends to equidistribute. As a quantum analog, we study the quantum walk <span>(exp (-textrm{i}t Delta ) psi )</span> starting from a localized initial state <span>(psi )</span>. Then, the flow will be ergodic if this evolved state becomes equidistributed as time goes on. We prove that this is indeed the case for evolutions on the flat torus, provided we start from a point mass, and we prove discrete analogs of this result for crystal lattices. On some periodic graphs, the mass spreads out non-uniformly, on others it stays localized. Finally, we give examples of quantum evolutions on the sphere which do not equidistribute.\u0000</p></div>","PeriodicalId":463,"journal":{"name":"Annales Henri Poincaré","volume":"26 5","pages":"1733 - 1767"},"PeriodicalIF":1.4,"publicationDate":"2024-07-08","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141574945","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-07-06DOI: 10.1007/s00023-024-01467-6
Yi Han
Symmetric tridiagonal matrices appear ubiquitously in mathematical physics, serving as the matrix representation of discrete random Schrödinger operators. In this work, we investigate the top eigenvalue of these matrices in the large deviation regime, assuming the random potentials are on the diagonal with a certain decaying factor (N^{-{alpha }}), and the probability law (mu ) of the potentials satisfies specific decay assumptions. We investigate two different models, one of which has random matrix behavior at the spectral edge but the other does not. Both the light-tailed regime, i.e., when (mu ) has all moments, and the heavy-tailed regime are covered. Precise right tail estimates and a crude left tail estimate are derived. In particular, we show that when the tail (mu ) has a certain decay rate, then the top eigenvalue is distributed as the Fréchet law composed with some deterministic functions. The proof relies on computing one-point perturbations of fixed tridiagonal matrices.
{"title":"Deviation of Top Eigenvalue for Some Tridiagonal Matrices Under Various Moment Assumptions","authors":"Yi Han","doi":"10.1007/s00023-024-01467-6","DOIUrl":"10.1007/s00023-024-01467-6","url":null,"abstract":"<div><p>Symmetric tridiagonal matrices appear ubiquitously in mathematical physics, serving as the matrix representation of discrete random Schrödinger operators. In this work, we investigate the top eigenvalue of these matrices in the large deviation regime, assuming the random potentials are on the diagonal with a certain decaying factor <span>(N^{-{alpha }})</span>, and the probability law <span>(mu )</span> of the potentials satisfies specific decay assumptions. We investigate two different models, one of which has random matrix behavior at the spectral edge but the other does not. Both the light-tailed regime, i.e., when <span>(mu )</span> has all moments, and the heavy-tailed regime are covered. Precise right tail estimates and a crude left tail estimate are derived. In particular, we show that when the tail <span>(mu )</span> has a certain decay rate, then the top eigenvalue is distributed as the Fréchet law composed with some deterministic functions. The proof relies on computing one-point perturbations of fixed tridiagonal matrices.</p></div>","PeriodicalId":463,"journal":{"name":"Annales Henri Poincaré","volume":"26 6","pages":"1907 - 1926"},"PeriodicalIF":1.3,"publicationDate":"2024-07-06","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141574944","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"物理与天体物理","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}