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The Current Discussion on Austrian Family Benefits – Indicating a Major Dissensus on the Interpretation of EU Law 当前关于奥地利家庭福利的讨论——表明对欧盟法律解释的主要分歧
IF 0.7 Q3 PUBLIC ADMINISTRATION Pub Date : 2020-11-30 DOI: 10.17573/CEPAR.2020.2.04
A. Balthasar
In early 2018, Austria amended its family benefits law by introducing ‘indexation’ according to the average living costs of the country where the child actually resides. What seems to be, at first sight, a flagrant breach of EU law (in particular of Article 7 of Regulation [EC] 883/2004) is, when looking deeper, much more complicated and might very well be only a symptom of deeply rooted differences in the interpretation of current, post-Lisbon Union law, (i)        in particular with regard to the relationship between the traditional prohibition of “discrimination on grounds of nationality” (Article 18 TFEU, Article 21(2) CFR; the  ‘Leitmotiv’ of the Treaties) and the “citizenship of the Union” (Article 9 second sentence TEU, Article 20(1), first and second sentence) on the one hand and the further role of the “nationality of a Member State” on the other, which shall, pursuant to Article 9 TEU, third sentence, as well as Article 20(1) TFEU, third sentence, not be replaced by the “citizenship of the Union”, (ii)       but also with regard to Article 352 TFEU, the scope of which is, most probably, much smaller than that of its predecessor, Article 308 TEC, (iii)      and last but not least, with regard to a proper understanding of the principle of equal treatment, requiring not to treat alike factually different situations. Giving a full picture not only in abstract terms but demonstrating the relevance of the said differences on the concrete example of the interpretation of the above mentioned secondary legislation, the author aims at contributing to bridging gaps and, thus, fostering a better mutual understanding as a vital precondition for the future legal cohesion of the EU.
2018年初,奥地利修订了家庭福利法,根据儿童实际居住国的平均生活成本引入了“指数化”。乍一看,公然违反欧盟法律(特别是《条例》[EC]883/2004第7条)的行为,从更深层次来看,要复杂得多,很可能只是对当前后里斯本联盟法律的解释存在根深蒂固分歧的一个症状,(i)特别是关于传统上禁止“基于国籍的歧视”之间的关系(TFEU第18条,CFR第21(2)条;条约的“主旨”)和“欧盟公民身份”(第9条第二句标准箱,第20条第(1)款,第一句和第二句),以及“成员国国籍”的进一步作用,根据第9条标准箱第三句以及TFEU第20条第一款第三句,不应被“欧盟公民身份”所取代,(ii)也应被《过渡联邦欧盟法》第352条所取代,该条的范围很可能远小于其前身《技术执行委员会法》第308条,(iii)以及最后但并非最不重要的是,对平等待遇原则的正确理解,要求不在事实上对待相同或不同的情况。作者不仅从抽象的角度全面介绍了上述差异,而且以解释上述二级立法的具体例子证明了上述差异的相关性,其目的是帮助弥合差距,从而促进更好的相互理解,这是欧盟未来法律凝聚力的重要先决条件。
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引用次数: 0
Arbitration in Administrative Affairs: The Enlargement Scope of Ratione Materiae in Portugal 行政事务仲裁:葡萄牙属事仲裁范围的扩大
IF 0.7 Q3 PUBLIC ADMINISTRATION Pub Date : 2020-04-23 DOI: 10.17573/cepar.2020.1.10
M. Portocarrero
The purpose of this article is to address the question of arbitrability of administrative conflicts, generally and as characteristic of Portugal. Although the use of arbitration in conflicts where public entities intervene in private relationships is usually allowed, European legislatures commonly consider administrative disputes as a type of controversy excluded from arbitration. It is indeed easy to raise strong arguments against alternative dispute resolution when public administration is implicated. Nevertheless, none of the objections usually raised seems to be unbridgeable. Consequently, the article aims to critically analyse the main arguments against the power of arbitrators to rule on public conflicts. Presently, the Portuguese law allows administrative arbitration in a wide range of areas, from conflicts relating to administrative contracts to conflicts over the legality of administrative authority acts. The assessment of this regime makes it clear that the enlargement of the objective scope of administrative arbitration has to be accompanied by rules, which offer a response to the specific requirements of administrative law and a safeguard of public interest. In this sense, the analysis offers a critical review of the solutions of Portuguese law, which can be also used in comparable legal regimes of other European countries.
本文的目的是解决行政冲突的可仲裁性问题,一般来说,并作为葡萄牙的特点。虽然通常允许在公共实体干预私人关系的冲突中使用仲裁,但欧洲立法机构通常认为行政纠纷是一种排除在仲裁之外的争议类型。当公共行政牵涉其中时,确实很容易提出反对替代性争端解决的有力论据。然而,通常提出的反对意见似乎没有一个是不可逾越的。因此,本文旨在批判性地分析反对仲裁员对公共冲突进行裁决的权力的主要论点。目前,葡萄牙法律允许在广泛的领域进行行政仲裁,从与行政合同有关的冲突到对行政当局行为合法性的冲突。对这一制度的评价表明,扩大行政仲裁的客观范围必须有相应的规则,这既是对行政法具体要求的回应,也是对公共利益的保障。从这个意义上说,分析提供了对葡萄牙法律解决办法的批判性审查,这些解决办法也可以用于其他欧洲国家的类似法律制度。
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引用次数: 2
Judicial Review of Administrative Action at National Level under the EU Charter of Fundamental Rights and General Principles of EU Law 基于欧盟基本权利宪章和欧盟法律一般原则的国家层面行政行为的司法审查
IF 0.7 Q3 PUBLIC ADMINISTRATION Pub Date : 2020-04-23 DOI: 10.17573/cepar.2020.1.02
Mihaela Vrabie
This article aims to determine when the national authorities have the obligation to comply with EU fundamental rights, in the framework of administrative procedures carried out in the EU Member States. It also aims to determine the legal remedies available at national level in the context of judicial review in case of violation, by the national authorities, of EU fundamental rights guaranteed by the Charter of Fundamental Rights of the EU or as general principles of EU law. To this end, this study explains the impact of the legally binding EU Charter on public administration of the Member States and the field of application of the EU Charter at national level. The article also deals with the distinction between EU fundamental rights as primary EU law guaranteed by the EU Charter and EU fundamental rights as general principles of EU law. With reference to the judicial remedies available to national courts, the study outlines the effects of EU law (primacy of EU law, direct effect, direct application) in relation to the EU fundamental rights and the measures that can be adopted by the national courts when the action of the national administrative authorities is not compatible with EU fundamental rights. Finally, the article presents the most important findings concerning judicial protection of EU fundamental rights at the national level, especially from the perspective of the right to an effective remedy and to a fair trial stipulated by Article 47 of the EU Charter.  
本条旨在确定国家当局何时有义务在欧盟成员国执行的行政程序框架内遵守欧盟的基本权利。它还旨在确定在国家当局侵犯《欧盟基本权利宪章》保障的欧盟基本权利或作为欧盟法律一般原则的情况下,在司法审查的背景下,国家一级可获得的法律补救措施。为此,本研究解释了具有法律约束力的《欧盟宪章》对成员国公共行政的影响,以及《欧盟宪章”在国家层面的适用范围。文章还论述了《欧盟宪章》保障的作为欧盟主要法律的欧盟基本权利与作为欧盟法律一般原则的欧盟基本权之间的区别。关于国家法院可用的司法补救措施,该研究概述了欧盟法律(欧盟法律的首要地位、直接效力、直接适用)对欧盟基本权利的影响,以及当国家行政当局的行动与欧盟基本权利不符时,国家法院可以采取的措施。最后,文章提出了关于在国家一级司法保护欧盟基本权利的最重要结论,特别是从《欧盟宪章》第四十七条规定的获得有效补救和公平审判的权利的角度来看。
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引用次数: 0
Effectiveness and Efficiency of Administrative Appeal Procedures: a Case Study on Tax Disputes in Romania 行政上诉程序的有效性与效率——以罗马尼亚税务纠纷为例
IF 0.7 Q3 PUBLIC ADMINISTRATION Pub Date : 2019-11-07 DOI: 10.17573/cepar.2019.2.01
O. Moldovan, Gabriela Bucătariu
The aim of this article is to evaluate the effectiveness and efficiency of (internal) administrative appeal in tax or fiscal matters in Romania, in comparison to the more time and resource consuming court action against an administrative decision imposing fiscal obligations. In order to evaluate the effectiveness and efficiency of administrative appeals, we analysed data from the reports and documents issued by the Romanian National Agency for Fiscal Administration (NAFA) regarding efficiency related indicators, as well as dispute settlements and the amount of collected tax as effectiveness criteria. Furthermore, data regarding the results of the administrative procedure is compared to the results of the judicial procedure in terms of the number of admitted legal actions that annulled fiscal obligations. The results show that at least in the 2013–2017 period, the administrative procedure was both inefficient and ineffective since, on average, less than 7% of fiscal disputes were solved/settled in favour of the appellant. Moreover, the procedure was rather time consuming – although the disputes should have been settled in 45 days, the answer was provided after 70 days. Hence, the administrative procedure is often seen as a mere stepping stone toward subsequent legal/court actions, with no possibility to provide a satisfactory solution and thus lessen the workload of the court. Surprisingly, the taxpayers seem to consider the courts as a more favourable/efficient means as more than half of legal actions brought against fiscal administrative acts were settled in favour of the taxpayer, i.e. the fiscal obligations were annulled. The effectiveness of the preliminary administrative procedure was further analysed from multiple perspectives pertaining to the players that have a direct or indirect legitimate interest in this procedure. These are (i) the courts, which should/could benefit from a reduced workload if the procedure was effective, (ii) the taxpayers filing administrative appeals, which could have a feasible alternative to the time and resource consuming judicial means, and (iii) the fiscal bodies that issued fiscal administrative acts or that must respond to the appeals. The fact that this procedure is a mandatory predecessor of the judicial one and not an alternative means of dispute resolution seems to significantly impede its efficiency and effectiveness. The results can serve as a basis to analyse and compare the respective data in other countries with similar legal and tax systems.
本文的目的是评估罗马尼亚税务或财政事项(内部)行政上诉的有效性和效率,与法院对强加财政义务的行政决定采取的更耗时、更耗费资源的行动相比。为了评估行政上诉的有效性和效率,我们分析了罗马尼亚国家财政管理局(NAFA)发布的关于效率相关指标的报告和文件中的数据,以及作为有效性标准的争端解决和税收金额。此外,关于行政程序结果的数据与司法程序的结果进行了比较,就承认的取消财政义务的法律行动数量而言。结果表明,至少在2013-2017年期间,行政程序既低效又无效,因为平均而言,只有不到7%的财政纠纷得到了有利于上诉人的解决。此外,这一程序相当耗时——尽管争议本应在45天内解决,但70天后才给出答案。因此,行政程序往往被视为后续法律/法院行动的垫脚石,不可能提供令人满意的解决方案,从而减轻法院的工作量。令人惊讶的是,纳税人似乎认为法院是一种更有利/更有效的手段,因为针对财政行政行为提起的法律诉讼中,有一半以上是以有利于纳税人的方式解决的,即取消了财政义务。从与该程序有直接或间接合法利益的参与者有关的多个角度进一步分析了初步行政程序的有效性。这些是(i)法院,如果程序有效,法院应该/可以从减少工作量中受益;(ii)纳税人提出行政上诉,这可能是耗时和耗费资源的司法手段的可行替代方案;以及(iii)发布财政行政法案或必须对上诉作出回应的财政机构。这一程序是司法程序的强制性前身,而不是解决争端的替代手段,这一事实似乎严重阻碍了其效率和效力。研究结果可作为分析和比较其他法律和税收制度类似国家各自数据的基础。
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引用次数: 3
Conflict of Interest: Legal and Ethical Aspects in Local Self-Government in Slovakia 利益冲突:斯洛伐克地方自治的法律和伦理问题
IF 0.7 Q3 PUBLIC ADMINISTRATION Pub Date : 2019-04-24 DOI: 10.17573/CEPAR.2019.1.04
O. Mital'
Serving the public interest should be perceived as a fundamental goal of public administration. Regarding the complexity of social reality, various motives could influence public officials’ behaviour and decision-making. Conflict of interest is mostly discussed as an issue, which relates to activities of elected officials. In this sense, the paper concentrates on rules and standards connected with the conflict of interest, which have to be observed by the public officials. The paper tries to be an interdisciplinary insight and emphasizes the legal and ethical approaches to the examined issue. In this sense, the paper tries to examine the managing of risks and impacts of the examined issue at the local level of self-government in the Slovak Republic. The hypothesis is based on the precondition that ethical norms can define aspects of the conflict of interest more precisely than the relevant legal acts. In the paper, the methods of content analysis, abstraction, comparison and synthesis are involved. The benefit of paper is based on the finding that ethical norms could define important aspects of the conflict of interest more precisely than legal acts. The author presumes that complementarity of legal systems and ethical infrastructure could minimize contradictory and negative impacts of the conflict of interest. Based on this fact, local self-government units should adopt codes of ethics if they want to improve the managing of risks and impacts of the conflict of interest.
为公共利益服务应被视为公共行政的一项基本目标。鉴于社会现实的复杂性,各种动机会影响公职人员的行为和决策。利益冲突主要是作为一个问题来讨论的,它涉及到民选官员的活动。从这个意义上讲,本文的重点是与利益冲突有关的规则和标准,这些规则和标准是公职人员必须遵守的。本文试图成为一个跨学科的见解,并强调法律和伦理的方法来审查的问题。从这个意义上讲,本文试图研究斯洛伐克共和国地方自治一级所审查问题的风险管理和影响。这一假设的前提是,道德规范可以比相关法律行为更准确地界定利益冲突的各个方面。本文采用了内容分析法、抽象法、比较法和综合法。论文的好处是基于这样一个发现,即道德规范可以比法律行为更精确地定义利益冲突的重要方面。笔者认为,法律制度和伦理基础设施的互补可以最大限度地减少利益冲突的矛盾和负面影响。基于这一事实,地方自治单位如果想要改善对风险和利益冲突影响的管理,就应该采用道德规范。
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引用次数: 2
The Impact of Transparency on the Citizen Participation in Decision- Making at the Municipal Level in Romania 罗马尼亚市一级决策透明度对公民参与的影响
IF 0.7 Q3 PUBLIC ADMINISTRATION Pub Date : 2019-04-24 DOI: 10.17573/CEPAR.2019.1.06
Bianca V. Radu
The article analyses the implementation of the transparency law and investigates whether its adoption generated more citizens’ participation in the decision making process at municipal level in Romania. The research consisted of an analysis of the transparency reports that municipal authorities need to compile every year. We analysed the reports compiled by 28 cities and 5 sectors of the Bucharest municipality for the years 2014, 2015, 2016 and 2017. Additional information about the challenges of the implementation of the law was collected from previous studies conducted by nongovernmental organizations on this topic. The research showed that public institutions increased the transparency of the decision making process by disclosing draft normative proposals and the documents the proposals were based on. The level of citizens’ participation in the consultation and deliberation stages of the decision making process remained low over the period analysed, even though a small increase could be observed. The number of recommendations received on draft normative acts was low. The research showed that citizens’ suggestions had higher chances to be included in final decisions if they were voiced during Local Council meetings. Besides providing empirical insights in the implementation of the transparency law in Romania, the article provides the researchers with evidence that increased decisional transparency does not automatically lead to greater citizens’ involvement in the decision making process.
本文分析了透明度法的实施情况,并调查了该法的通过是否使罗马尼亚更多的公民参与到市级决策过程中。这项研究包括对市政当局每年需要编制的透明度报告的分析。我们分析了布加勒斯特市28个城市和5个部门编制的2014年、2015年、2016年和2017年的报告。从非政府组织以前就这一主题进行的研究中收集了关于法律实施挑战的补充信息。研究表明,公共机构通过披露规范性提案草案和提案所依据的文件,提高了决策过程的透明度。在所分析的期间,公民参与决策过程咨询和审议阶段的水平仍然很低,尽管可以观察到小幅增加。收到的关于规范性法案草案的建议数量很少。研究表明,如果在地方议会会议上提出公民的建议,那么这些建议更有可能被纳入最终决定。除了为罗马尼亚实施透明度法提供经验见解外,本文还为研究人员提供了证据,证明决策透明度的提高不会自动导致公民更多地参与决策过程。
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引用次数: 7
A Comparative Research on Municipal Voluntary Tasks of Three Hungarian and Slovenian Municipalities 匈牙利和斯洛文尼亚三个城市志愿任务的比较研究
IF 0.7 Q3 PUBLIC ADMINISTRATION Pub Date : 2019-04-24 DOI: 10.17573/CEPAR.2019.1.09
Marianna Nagy, I. Hoffman, Dorottya Papp
The article summarizes the similarities and differences in voluntary task management of municipalities. For this purpose, we carried out empirical research in three Hungarian and three Slovenian municipalities. Our main objective was to discover which economic and social factors influence the scope of voluntary tasks in Hungary and in Slovenia. We separately analysed six sectors of municipal services, with regard to the different size of the municipalities. Likewise, we only covered the major sectors in which voluntary tasks are most likely to appear and therefore can serve as a basis for comparative analysis. The analysis gradually verified the initial hypothesis of our research that voluntary tasks management is more likely to be present in cities with larger economic powers and is remarkably profounder in municipalities of touristic importance.
本文总结了市级志愿任务管理的异同。为此,我们在匈牙利和斯洛文尼亚的三个城市进行了实证研究。我们的主要目标是发现哪些经济和社会因素影响匈牙利和斯洛文尼亚志愿任务的范围。我们分别分析了市政服务的六个部门,考虑到不同的市政规模。同样,我们只涵盖了最有可能出现自愿任务的主要部门,因此可以作为比较分析的基础。分析逐渐验证了我们研究的最初假设,即自愿任务管理更有可能出现在经济实力较大的城市中,并且在旅游重要性的城市中非常深刻。
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引用次数: 1
Role of the Human Rights Ombudsman in Ensuring Good Administration in Slovenia 人权监察员在确保斯洛文尼亚良好行政管理方面的作用
IF 0.7 Q3 PUBLIC ADMINISTRATION Pub Date : 2019-04-24 DOI: 10.17573/CEPAR.2019.1.02
Kornelija Marzel
According to the Constitution of the Republic of Slovenia and the Human Rights Ombudsman Act, the Slovenian Ombudsman is established to protect human rights and fundamental freedoms in relation to public authorities. It is important that the Ombudsman not only complies with the provisions of the Constitution and international legal acts, but that when intervening, the Ombudsman may invoke the principles of fairness and good administration. The purpose of the article is to contribute to the understanding of good administration and related circumstances for the respect or violation of human rights. The article is based on the idea that by applying the principles of good administration, public authority undermines the public belief that bureaucracy is an end in itself and is in a dominant position. With these principles, public authority focuses on parties which realise their rights and enjoy their freedoms through the principles and postulates of a democratic society. Both theoretical and empirical research methods were used in the preparation of the article. The analysis of complaints to the Ombudsman aimed to verify the compliance of normative, theoretical bases with actual practice, and to establish the basis for evaluating the existing model of the Slovenian Ombudsman, all in the context of the study of good administration. The results together with theoretical findings facilitated the verification that in practice, public authorities most frequently violate the principles of good administration and that the Ombudsman may significantly contribute to good administration within their powers. The findings of this article are an original contribution to understanding ombudsmen and their role in different countries.
根据《斯洛文尼亚共和国宪法》和《人权监察员法》,设立斯洛文尼亚监察员是为了保护与公共当局有关的人权和基本自由。重要的是,监察员不仅要遵守《宪法》和国际法的规定,而且在进行干预时,监察员可以援引公平和良好管理的原则。本条的目的是有助于理解尊重或侵犯人权的良好管理和相关情况。这篇文章基于这样一种观点,即通过应用良好管理的原则,公共权力破坏了公众的信念,即官僚主义本身就是目的,并处于主导地位。根据这些原则,公共权力侧重于通过民主社会的原则和假设实现权利和享受自由的政党。本文采用了理论研究和实证研究相结合的方法。对向监察员提出的申诉进行分析,目的是核实规范性理论基础与实际做法的符合性,并为评估斯洛文尼亚监察员的现有模式奠定基础,所有这些都是在良好行政研究的背景下进行的。研究结果和理论结论有助于核实,在实践中,公共当局最经常违反良好行政原则,监察员可能在其权力范围内为良好行政做出重大贡献。这篇文章的调查结果是对理解监察员及其在不同国家的作用的原始贡献。
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引用次数: 0
The Potential Capacity of Hamlets: Comparative Research on Small European Municipalities 哈姆雷特的潜在容量:欧洲小城市的比较研究
IF 0.7 Q3 PUBLIC ADMINISTRATION Pub Date : 2019-04-24 DOI: 10.17573/CEPAR.2019.1.10
M. D. de Vries, I. Sobis
The main theories on small municipalities and the practices as seen in many a country involving the consolidation thereof presume that the contextual and structural conditions under which small municipalities have to perform work to their detriment and pose a threat to their viability. However, the institutional and human resource conditions in which small municipalities operate might work both ways, being profitable as well as disadvantageous. This paper investigates what is theoretically known and can be empirically deduced about the capacity of small municipalities in Europe. The conclusion is that existing research is inconclusive in its outcomes regarding the actual capacity of so-called hamlets and that existing data related to local capacity are unfit to measure such among these small municipalities. Nonetheless, the paper concludes that although no conclusions can be drawn on the actual capacity of small municipalities, their potential capacity is significant. This is concluded based on their legal protection, their inclination to focus on a limited number of policy areas, their access to central and regional decision-making, and especially the trust they receive from their residents.  
关于小城市的主要理论和在许多国家看到的有关巩固小城市的做法都假定,小城市必须在不利它们的环境和结构条件下开展工作,并对它们的生存能力构成威胁。然而,小型城市运作的体制和人力资源条件可能是双向的,既有利也不利。本文调查了理论上已知的和经验上可以推断的关于欧洲小城市的能力。结论是,现有的关于所谓的小村庄的实际能力的研究结果是不确定的,现有的有关地方能力的数据也不适合衡量这些小城市的实际能力。尽管如此,本文的结论是,虽然不能得出结论,小城市的实际能力,他们的潜在能力是显著的。这是根据他们的法律保护、他们倾向于集中于有限的几个政策领域、他们参与中央和区域决策、特别是他们得到居民的信任而得出的结论。
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引用次数: 1
Current Tendencies of Judicial Review as Reflected in the New Hungarian Code of Administrative Court Procedure 新匈牙利行政法院程序法典所反映的司法审查的当前趋势
IF 0.7 Q3 PUBLIC ADMINISTRATION Pub Date : 2019-04-24 DOI: 10.17573/CEPAR.2019.1.01
Krisztina F. Rozsnyai
The continuing expansion of judicial review of administrative actions, as seen throughout Europe, led to the engulfment of the administrative judiciary towards the end of the last century. Review within a reasonable timeframe is hard to grant for this reason: the tensions between lawfulness and efficiency are amplified. The answers given to alleviate this tension raise questions that lie at the heart of the principle of separation of powers. This article aims to present some of respective tendencies, which lead to new equilibriums in the system of checks and balances between public administration and the judiciary. To concretise these tendencies, the article analyses some relevant solutions given by the very new code on administrative court procedures, the Hungarian Act No. I of 2017. The most important elements of the regulation of procedures for judicial review of administrative action are provided in a dogmatic and a comparative perspective showing the changes of rules and/or their interpretation through the judiciary. Thus, also important challenges regarding the present understanding of the doctrine of separation of powers are emphasised. The most important elements of the new Hungarian regulation are presented in a coherent system, which also gives insight on the codificational considerations. Moreover, the legislation and jurisprudence must deal with the highlighted aspects in any national and EU legal systems alike.
正如在整个欧洲所看到的那样,对行政行为的司法审查的不断扩大导致了在上个世纪末对行政司法的吞没。在合理的时间框架内进行审查是很难的,原因是:合法性和效率之间的紧张关系被放大了。为缓解这种紧张局势而给出的答案提出了一些问题,这些问题是三权分立原则的核心。本文旨在提出一些各自的趋势,这些趋势导致公共行政与司法之间的制衡制度出现新的平衡。为了具体说明这些趋势,本文分析了新的行政法院程序法典,即匈牙利第618号法所提供的一些相关解决办法。2017年1月1日。对行政行为的司法审查程序的规定的最重要的内容是从教条式和比较的角度来说明规则的变化和(或)通过司法机构对规则的解释。因此,也强调了目前对三权分立原则的理解所面临的重要挑战。匈牙利新条例的最重要内容以连贯的系统呈现,该系统也提供了对编纂考虑的见解。此外,立法和法理必须处理任何国家和欧盟法律体系中突出的方面。
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引用次数: 6
期刊
Central European Public Administration Review
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