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Exact Controllability to Nonnegative Trajectory for a Chemotaxis System 趋化系统的非负轨迹精确可控性
IF 1.6 2区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2025-01-22 DOI: 10.1007/s00245-025-10221-1
Qiang Tao, Muming Zhang

This paper studies the controllability for a Keller–Segel type chemotaxis model with singular sensitivity. Based on the Hopf–Cole transformation, a nonlinear parabolic system, which has first-order couplings, and the coupling coefficients are functions that depend on both time and space variables, is derived. Then, the controllability result is proved by a new global Carleman estimate for general coupled parabolic equations allowed to contain a convective term. Also, the global existence of nonnegative solution for the chemotaxis system is discussed.

本文研究了一类具有奇异灵敏度的Keller-Segel型趋化性模型的可控性。基于Hopf-Cole变换,导出了一类具有一阶耦合且耦合系数是依赖于时间和空间变量的函数的非线性抛物型系统。然后,用一种新的全局Carleman估计证明了含对流项的一般耦合抛物方程的可控性结果。同时,讨论了趋化系统的非负解的整体存在性。
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引用次数: 0
Fractional, Semilinear, and Sparse Optimal Control: A Priori Error Bounds 分数、半线性和稀疏最优控制:先验误差界
IF 1.6 2区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2025-01-22 DOI: 10.1007/s00245-024-10200-y
Francisco Bersetche, Francisco Fuica, Enrique Otárola, Daniel Quero

In this work, we use the integral definition of the fractional Laplace operator and study a sparse optimal control problem involving a fractional, semilinear, and elliptic partial differential equation as state equation; control constraints are also considered. We establish the existence of optimal solutions and first and second order optimality conditions. We also analyze regularity properties for optimal variables. We propose and analyze two finite element strategies of discretization: a fully discrete scheme, where the control variable is discretized with piecewise constant functions, and a semidiscrete scheme, where the control variable is not discretized. For both discretization schemes, we analyze convergence properties and a priori error bounds.

本文利用分数阶拉普拉斯算子的积分定义,研究了一个包含分数阶半线性椭圆型偏微分方程作为状态方程的稀疏最优控制问题;还考虑了控制约束。我们建立了最优解的存在性以及一阶和二阶最优性条件。我们还分析了最优变量的正则性。我们提出并分析了两种有限元离散化策略:一种完全离散方案,其中控制变量用分段常数函数离散化;一种半离散方案,其中控制变量不离散化。对于这两种离散化方案,我们分析了收敛性和先验误差界。
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引用次数: 0
On the Relationship Between Viscosity and Distribution Solutions for Nonlinear Neumann Type PDEs: The Probabilistic Approach 非线性Neumann型偏微分方程黏度与分布解的关系:概率方法
IF 1.6 2区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2025-01-18 DOI: 10.1007/s00245-025-10222-0
Jiagang Ren, Shoutian Wang, Jing Wu

Based on probabilistic methods, we discuss the relationship between viscosity and distribution solutions for semi-linear partial differential equations (PDEs) with Neumann boundary conditions. We also extend the research to a type of nonlinear PDEs, which is completed through the well-posedness and continuity results of solutions to the corresponding forward-backward SDE.

基于概率方法,讨论了具有Neumann边界条件的半线性偏微分方程的粘度与分布解之间的关系。我们还将研究扩展到一类非线性偏微分方程,这是通过相应的正向后偏微分方程解的适定性和连续性结果来完成的。
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引用次数: 0
Asymptotic Behavior of Rao–Nakra Sandwich Beam with Nonlinear Localized Damping and Source Terms 具有非线性局域阻尼和源项的Rao-Nakra夹层梁的渐近特性
IF 1.6 2区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2025-01-16 DOI: 10.1007/s00245-024-10218-2
Marcelo M. Cavalcanti, Baowei Feng, Victor Hugo Gonzalez Martinez, Sabeur Mansouri

This paper is concerned with a semilinear Rao–Nakra sandwich beam under the action of three nonlinear localized frictional damping terms in which the core viscoelastic layer is constrained by the pure elasticity or piezoelectric outer layers. The main goal is to prove its asymptotic behavior by applying minimal amount of support to the damping. We firstly prove that the system is global well-posedness by the theory of monotone operators. For asymptotic behavior of solutions, we obtain uniform decay rate results of the system and the energy decay rates are determined by a nonlinear first-order ODE. The existence of a smooth global attractor with finite fractal dimension and generalized exponential attractors are finally obtained.

本文研究了三非线性局域摩擦阻尼项作用下的半线性Rao-Nakra夹芯梁,其中芯粘弹性层受纯弹性层或压电外层约束。主要目标是通过对阻尼施加最小的支持来证明其渐近性。首先利用单调算子理论证明了该系统是全局适定性的。对于解的渐近性,我们得到了系统的一致衰减率结果,并且能量衰减率由非线性一阶ODE确定。最后得到了有限分形维数光滑全局吸引子和广义指数吸引子的存在性。
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引用次数: 0
Strict Efficiency in Vector Optimization Via a Directional Curvature Functional 基于方向曲率泛函的矢量优化的严格效率
IF 1.6 2区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2025-01-12 DOI: 10.1007/s00245-025-10220-2
José Cerda-Hernández, Alberto Ramos

We derive new necessary and sufficient conditions for strict efficiency in vector optimization problems for non-smooth mappings. Unlike other approaches, our conditions are described in terms of a suitable directional curvature functional that allows us to derive no-gap second-order optimality conditions in an abstract setting. Our approach allows us to apply our results even when classical assumptions such as the second-order regularity conditions to the feasible set fail, extending the applicability of our approach. As applications to mathematical programming, we provide new primal and dual Karush-Kuhn-Tucker (KKT) second-order necessary and sufficient conditions. We provide some examples to illustrate our findings.

给出了非光滑映射矢量优化问题严格有效的新的充要条件。与其他方法不同,我们的条件是用合适的方向曲率泛函来描述的,这使我们能够在抽象设置中推导出无间隙二阶最优性条件。我们的方法允许我们应用我们的结果,即使经典的假设,如二阶正则条件的可行集失败,扩展了我们的方法的适用性。作为数学规划的应用,我们给出了新的KKT二阶充要条件。我们提供了一些例子来说明我们的发现。
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引用次数: 0
Another Look at Partially Observed Optimal Stochastic Control: Existence, Ergodicity, and Approximations Without Belief-Reduction 再看部分可观察的最优随机控制:存在性、遍历性和无信念约简的近似
IF 1.6 2区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2025-01-04 DOI: 10.1007/s00245-024-10211-9
Serdar Yüksel

We present an alternative view for the study of optimal control of partially observed Markov Decision Processes (POMDPs). We first revisit the traditional (and by now standard) separated-design method of reducing the problem to fully observed MDPs (belief-MDPs), and present conditions for the existence of optimal policies. Then, rather than working with this standard method, we define a Markov chain taking values in an infinite dimensional product space with the history process serving as the controlled state process and a further refinement in which the control actions and the state process are causally conditionally independent given the measurement/information process. We provide new sufficient conditions for the existence of optimal control policies under the discounted cost and average cost infinite horizon criteria. In particular, while in the belief-MDP reduction of POMDPs, weak Feller condition requirement imposes total variation continuity on either the system kernel or the measurement kernel, with the approach of this paper only weak continuity of both the transition kernel and the measurement kernel is needed (and total variation continuity is not) together with regularity conditions related to filter stability. For the discounted cost setup, we establish near optimality of finite window policies via a direct argument involving near optimality of quantized approximations for MDPs under weak Feller continuity, where finite truncations of memory can be viewed as quantizations of infinite memory with a uniform diameter in each finite window restriction under the product metric. For the average cost setup, we provide new existence conditions and also a general approach on how to initialize the randomness which we show to establish convergence to optimal cost. In the control-free case, our analysis leads to new and weak conditions for the existence and uniqueness of invariant probability measures for nonlinear filter processes, where we show that unique ergodicity of the measurement process and a measurability condition related to filter stability leads to unique ergodicity.

我们提出了部分观测马尔可夫决策过程(pomdp)最优控制研究的另一种观点。我们首先重新审视传统的(也是现在标准的)分离设计方法,将问题简化为完全观察到的MDPs(信念MDPs),并给出最优策略存在的条件。然后,我们定义了一个马尔可夫链,在无限维的积空间中取值,历史过程作为受控状态过程,并进一步细化,其中控制动作和状态过程在给定的测量/信息过程中是因果条件独立的。在折现成本和平均成本无限水平准则下,给出了最优控制策略存在的新的充分条件。特别是,在pomdp的belief-MDP约简中,弱Feller条件要求对系统核或测量核都施加了总变差连续性,而本文的方法只需要转换核和测量核都具有弱连续性(不需要总变差连续性)以及与滤波器稳定性相关的正则性条件。对于贴现成本设置,我们通过涉及弱Feller连续性下mdp量化近似的近最优性的直接论证建立了有限窗口策略的近最优性,其中内存的有限截断可以被视为在产品度量下每个有限窗口限制下具有均匀直径的无限内存的量化。对于平均代价设置,我们给出了新的存在条件,并给出了如何初始化随机性的一般方法,证明了该方法可以收敛到最优代价。在无控制情况下,我们的分析给出了非线性滤波过程不变概率测度存在唯一性的新的弱条件,其中我们证明了测量过程的唯一遍历性和与滤波器稳定性相关的可测性条件导致唯一遍历性。
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引用次数: 0
Necessary Optimality Conditions for Minimax Multiprocesses 极大极小多进程的必要最优性条件
IF 1.6 2区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2024-12-30 DOI: 10.1007/s00245-024-10209-3
Abdallah Abdel Wahab, Piernicola Bettiol

In this paper we establish necessary optimality conditions for minimax multiprocess problems: these are optimal control problems in which we have a family of control systems coupled by endpoint constraints and a minimax cost functional to minimize.

本文建立了极大极小多过程问题的必要最优性条件:这是一类最优控制问题,其中我们有一组由端点约束耦合的控制系统和一个最小化的极大极小代价泛函。
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引用次数: 0
State-Constrained Optimal Control of a Coupled Quasilinear Parabolic System Modeling Economic Growth in the Presence of Technological Progress 技术进步下经济增长耦合拟线性抛物型系统的状态约束最优控制
IF 1.6 2区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2024-12-29 DOI: 10.1007/s00245-024-10214-6
Mohamed Mehdaoui, Deborah Lacitignola, Mouhcine Tilioua

We develop an optimal control framework that enables to determine the most-beneficial ways of investing in technology and directing capital within an economy. Our developed framework features three main novelties: the optimization of a cross–diffusion term that incorporates the allocation of capital towards specific regions with higher level of technology; the coupling of technological progress with the capital in the state system; and the inclusion of an inequality constraint imposing that the squared norm of technological progress does not surpass a capacity (M_A>0), which is more practical in economic applications. This leads to a new state-constrained optimal control problem which we analyze as follows. First, by examining the weak well-posedness of the dynamics, we identify a threshold parameter (M^*>0) such that when (M_Age M^*), the state-constraint can be omitted. In this case, we deal with a reduced state-unconstrained optimal control problem. On the other hand, when (M_A<M^*), the state-constraint is not implicitly incorporated. Consequently, we proceed by a penalization approach to formulate a sequence of state-unconstrained optimal control problems and provide necessary optimality conditions for its associated sequence of locally optimal solutions. Subsequently, we prove that the sequence of locally optimal solutions converges strongly to a locally optimal solution for the original state-constrained optimal control problem and retrieve its necessary optimality conditions. Finally, we perform various numerical simulations to illustrate the effects of optimal investment in technology and optimal capital direction on the economy. This study could offer interesting insights in the perspective of circular economy transition.

我们开发了一个最优控制框架,能够确定最有利的技术投资方式,并在经济中引导资本。我们开发的框架具有三个主要的新颖之处:优化交叉扩散项,将资本配置纳入具有较高技术水平的特定地区;技术进步与国有资本的耦合并且包含一个不等式约束,强制技术进步的平方规范不超过能力(M_A>0),这在经济应用中更实际。这导致了一个新的状态约束最优控制问题,我们分析如下。首先,通过检查动力学的弱适定性,我们确定了一个阈值参数(M^*>0),这样当(M_Age M^*)时,状态约束可以省略。在这种情况下,我们处理一个简化的状态无约束最优控制问题。另一方面,当(M_A<M^*)时,状态约束没有隐式合并。因此,我们采用惩罚方法构造了一个无状态约束的最优控制问题序列,并为其相关的局部最优解序列提供了必要的最优性条件。随后,我们证明了原状态约束最优控制问题的局部最优解序列强收敛于一个局部最优解,并检索了其必要的最优性条件。最后,我们通过各种数值模拟来说明最优技术投资和最优资本方向对经济的影响。本研究可以从循环经济转型的角度提供有趣的见解。
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引用次数: 0
Optimality of Vaccination for Prevalence-Constrained SIRS Epidemics 流行受限SIRS流行疫苗接种的最优性
IF 1.6 2区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2024-12-27 DOI: 10.1007/s00245-024-10212-8
Jiacheng Chen, Kexin Feng, Lorenzo Freddi, Dan Goreac, Juan Li

The aim of the present paper is to investigate the optimal vaccination policies with prevalence restrictions in an SIRS demographic model. We provide a well-posedness result for the system and give a thorough description of safety zones (immunity and feasible) when intensive care units (ICU) restrictions are enforced on the prevalence. Using Pontryagin’s principle for state-constrained dynamics we show that the optimal vaccination policy is of bang–bang type and give further specifics on the precise structure. The paper is intended as a counter-part to Avram et al. (Appl Math Comput 418:126816, 2022) where non-pharmaceutical interventions have been considered.

本文的目的是在SIRS人口统计模型中研究具有流行率限制的最佳疫苗接种政策。我们为该系统提供了适位性结果,并给出了在重症监护病房(ICU)实施流行限制时的安全区域(免疫和可行)的详细描述。利用状态约束动力学的庞特里亚金原理,我们证明了最优疫苗接种策略是bang-bang型的,并进一步给出了精确结构的细节。该论文旨在作为Avram等人(应用数学计算418:126816,2022)的对应部分,其中考虑了非药物干预措施。
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引用次数: 0
Global Dynamics for a Class of Chemotaxis Systems with Density-Suppressed Motility and Nonlinear Indirect Signal Consumption 一类具有密度抑制运动和非线性间接信号消耗的趋化系统的全局动力学
IF 1.6 2区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2024-12-25 DOI: 10.1007/s00245-024-10215-5
Quanyong Zhao, Jinrong Wang

The paper is concerned with a chemotaxis model with nonlinear indirect signal consumption and density-suppressed motility

$$begin{aligned} left{ begin{aligned}&u_t=Delta (varphi (v)u)+f(u),&xin Omega ,t>0,&v_t=Delta v-vw^beta ,&xin Omega ,t>0,&w_t=-delta w+u,&xin Omega ,t>0, end{aligned} right. end{aligned}$$

under homogeneous Neumann boundary conditions in a smooth bounded domain (Omega subset mathbb {R}^n) ((nge 1)), where the parameters (delta ), (beta >0), and (varphi (v)) is a motility function. The purpose of this paper is to determine the size of the absorption exponent to ensure the existence of global bounded classical solutions to the problem. Specifically, we first showed that when (f(u)=0), the system has a global bounded classical solution if (beta le 2), (n=1), or (beta <frac{4}{n}), (nge 2), or suitably small initial data. Subsequently, when (f(u)=ru-mu u^alpha ) with (rin mathbb {R}), (mu >0), (alpha >1), it was shown that the system admits a global bounded classical solution if (beta le alpha ), (n=1) or (beta <max bigl {alpha -1, frac{2alpha }{n}bigr }), (nge 2), and that in the critical case (beta =alpha -1), (nge 2), we proved the existence of global bounded classical solutions provided that (mu ) is properly large. Moreover, we obtained the uniform convergence of bounded solutions to the system by constructing some suitable functionals.

本文研究了光滑有界域(Omega subset mathbb {R}^n)((nge 1))上齐次诺伊曼边界条件下具有非线性间接信号消耗和密度抑制运动$$begin{aligned} left{ begin{aligned}&u_t=Delta (varphi (v)u)+f(u),&xin Omega ,t>0,&v_t=Delta v-vw^beta ,&xin Omega ,t>0,&w_t=-delta w+u,&xin Omega ,t>0, end{aligned} right. end{aligned}$$的趋化性模型,其中参数(delta ), (beta >0)和(varphi (v))是运动函数。本文的目的是确定吸收指数的大小,以保证该问题存在全局有界经典解。具体地说,我们首先表明,当(f(u)=0)时,如果(beta le 2), (n=1)或(beta <frac{4}{n}), (nge 2)或适当小的初始数据,系统具有全局有界经典解。随后,当(f(u)=ru-mu u^alpha )与(rin mathbb {R})、(mu >0)、(alpha >1)时,证明了系统在(beta le alpha )、(n=1)或(beta <max bigl {alpha -1, frac{2alpha }{n}bigr })、(nge 2)时存在全局有界经典解,并且在(mu )适当大的情况下,证明了系统在(beta =alpha -1)、(nge 2)的临界情况下存在全局有界经典解。通过构造合适的泛函,得到了系统有界解的一致收敛性。
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引用次数: 0
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Applied Mathematics and Optimization
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