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The acceptability of using a lottery to allocate research funding: a survey of applicants. 使用摇号分配研究经费的可接受性:对申请人的调查。
Q1 ETHICS Pub Date : 2020-02-03 eCollection Date: 2020-01-01 DOI: 10.1186/s41073-019-0089-z
Mengyao Liu, Vernon Choy, Philip Clarke, Adrian Barnett, Tony Blakely, Lucy Pomeroy

Background: The Health Research Council of New Zealand is the first major government funding agency to use a lottery to allocate research funding for their Explorer Grant scheme. This is a somewhat controversial approach because, despite the documented problems of peer review, many researchers believe that funding should be allocated solely using peer review, and peer review is used almost ubiquitously by funding agencies around the world. Given the rarity of alternative funding schemes, there is interest in hearing from the first cohort of researchers to ever experience a lottery. Additionally, the Health Research Council of New Zealand wanted to hear from applicants about the acceptability of the randomisation process and anonymity of applicants.

Methods: This paper presents the results of a survey of Health Research Council applicants from 2013 to 2019. The survey asked about the acceptability of using a lottery and if the lottery meant researchers took a different approach to their application.

Results: The overall response rate was 39% (126 of 325 invites), with 30% (76 of 251) from applicants in the years 2013 to 2018, and 68% (50 of 74) for those in the year 2019 who were not aware of the funding result. There was agreement that randomisation is an acceptable method for allocating Explorer Grant funds with 63% (n = 79) in favour and 25% (n = 32) against. There was less support for allocating funds randomly for other grant types with only 40% (n = 50) in favour and 37% (n = 46) against. Support for a lottery was higher amongst those that had won funding. Multiple respondents stated that they supported a lottery when ineligible applications had been excluded and outstanding applications funded, so that the remaining applications were truly equal. Most applicants reported that the lottery did not change the time they spent preparing their application.

Conclusions: The Health Research Council's experience through the Explorer Grant scheme supports further uptake of a modified lottery.

背景:新西兰健康研究理事会是第一个主要的政府资助机构,使用摇号来为其探索者资助计划分配研究经费。这是一种有争议的方法,因为尽管文献记载了同行评议的问题,但许多研究人员认为,资金应该只通过同行评议来分配,而同行评议在世界各地的资助机构中几乎无处不在。鉴于其他资助计划的稀缺性,人们有兴趣听取第一批经历过摇号的研究人员的意见。此外,新西兰健康研究委员会希望听取申请人关于随机化过程的可接受性和申请人的匿名性。方法:对2013 - 2019年卫生研究理事会申请人员进行调查。该调查询问了使用摇号的可接受性,以及摇号是否意味着研究人员采用了不同的应用方法。结果:总体回复率为39%(325个邀请中的126个),2013年至2018年的申请者中有30%(251个申请者中有76个),2019年的申请者中有68%(74个申请者中有50个)不知道资助结果。人们一致认为,随机化是分配探索者基金的一种可接受的方法,63% (n = 79)的人赞成,25% (n = 32)的人反对。对随机分配资金给其他赠款类型的支持较少,只有40% (n = 50)赞成,37% (n = 46)反对。在那些获得资助的人中,对彩票的支持率更高。许多受访者表示,当不符合条件的申请被排除在外,而优秀的申请得到资助时,他们支持摇号,这样剩下的申请就真正平等了。大多数申请人报告说,摇号并没有改变他们准备申请的时间。结论:健康研究委员会通过探索者资助计划的经验支持进一步采用改良的彩票。
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引用次数: 39
The role of geographic bias in knowledge diffusion: a systematic review and narrative synthesis. 地理偏见在知识传播中的作用:系统回顾与叙事综合。
Q1 ETHICS Pub Date : 2020-01-15 eCollection Date: 2020-01-01 DOI: 10.1186/s41073-019-0088-0
Mark Skopec, Hamdi Issa, Julie Reed, Matthew Harris

Background: Descriptive studies examining publication rates and citation counts demonstrate a geographic skew toward high-income countries (HIC), and research from low- or middle-income countries (LMICs) is generally underrepresented. This has been suggested to be due in part to reviewers' and editors' preference toward HIC sources; however, in the absence of controlled studies, it is impossible to assert whether there is bias or whether variations in the quality or relevance of the articles being reviewed explains the geographic divide. This study synthesizes the evidence from randomized and controlled studies that explore geographic bias in the peer review process.

Methods: A systematic review was conducted to identify research studies that explicitly explore the role of geographic bias in the assessment of the quality of research articles. Only randomized and controlled studies were included in the review. Five databases were searched to locate relevant articles. A narrative synthesis of included articles was performed to identify common findings.

Results: The systematic literature search yielded 3501 titles from which 12 full texts were reviewed, and a further eight were identified through searching reference lists of the full texts. Of these articles, only three were randomized and controlled studies that examined variants of geographic bias. One study found that abstracts attributed to HIC sources elicited a higher review score regarding relevance of the research and likelihood to recommend the research to a colleague, than did abstracts attributed to LIC sources. Another study found that the predicted odds of acceptance for a submission to a computer science conference were statistically significantly higher for submissions from a "Top University." Two of the studies showed the presence of geographic bias between articles from "high" or "low" prestige institutions.

Conclusions: Two of the three included studies identified that geographic bias in some form was impacting on peer review; however, further robust, experimental evidence is needed to adequately inform practice surrounding this topic. Reviewers and researchers should nonetheless be aware of whether author and institutional characteristics are interfering in their judgement of research.

背景:考察发表率和引用数的描述性研究表明,高收入国家(HIC)的地理倾斜,而来自低收入或中等收入国家(LMICs)的研究通常代表性不足。这被认为部分是由于审稿人和编辑对HIC来源的偏好;然而,在缺乏对照研究的情况下,不可能断言是否存在偏见,或者是否被审查文章的质量或相关性的变化解释了地理差异。本研究综合了来自随机和对照研究的证据,这些研究探讨了同行评审过程中的地理偏见。方法:进行系统回顾,以确定明确探讨地理偏倚在研究文章质量评估中的作用的研究。本综述只纳入了随机对照研究。检索了5个数据库以查找相关文章。对纳入的文章进行叙述性综合,以确定共同的发现。结果:通过系统文献检索,共检索到3501个题目,共检索到12个全文,通过检索全文参考书目,共检索到8个全文。在这些文章中,只有三篇是随机对照研究,研究了地理偏差的变异。一项研究发现,与低成本来源的摘要相比,高收入来源的摘要在研究的相关性和向同事推荐该研究的可能性方面获得了更高的评价分数。另一项研究发现,“顶尖大学”提交的论文被计算机科学会议接受的概率在统计上要高得多。其中两项研究显示,来自“高”院校和“低”院校的文章存在地理偏差。结论:三个纳入的研究中有两个确定了某种形式的地理偏见对同行评议的影响;然而,需要进一步强有力的实验证据来充分告知围绕这一主题的实践。尽管如此,审稿人和研究人员应该意识到作者和机构特征是否干扰了他们对研究的判断。
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引用次数: 40
Impact of US industry payment disclosure laws on payments to surgeons: a natural experiment. 美国行业付款披露法对外科医生付款的影响:自然实验。
Q1 ETHICS Pub Date : 2020-01-03 eCollection Date: 2020-01-01 DOI: 10.1186/s41073-019-0087-1
Taeho Greg Rhee, Tijana Stanic, Joseph S Ross

Objectives: To compare changes in the number and amount of payments received by orthopedic and non-orthopedic surgeons from industry between 2014 and 2017.

Methods: Using the Centers for Medicare and Medicaid Services (CMS) Open Payment database from 2014 to 2017, we conducted a retrospective cohort study of industry payments to surgeons, including general payments and research payments.

Results: Among orthopedic surgeons, the total number of general payments decreased from 248,698 in 2014 to 241,966 in 2017, but their total value increased from $97.1 million in 2014 to $110.2 million in 2017. Among non-orthopedic surgeons, the total number decreased from 604,884 in 2014 to 582,490 in 2017, while the total value remained stable at approximately $159 million. Between 2014 and 2017, there was a differential increase in the median number of general payments received by non-orthopedic when compared to orthopedic surgeons (incidence rate ratio, 1.09; 95% CI, 1.08-1.09; p < 0.001), but a differential decline in the median value of general payments (- 8.9%; 95% CI, - 9.5%, - 8.4%; p < 0.001). Findings were consistent when stratified by nature of payment. In contrast, between 2014 and 2017, there was neither a differential change in the median number nor median value of research payments received by non-orthopedics.

Conclusion: Examination of a natural experiment of prior public disclosure of payments to orthopedic surgeons suggests that the Physician Payment Sunshine Act was associated with an increase in the number, but a decline in the value, of general payments received by non-orthopedic surgeons, but not on research payments received.

目的比较 2014 年至 2017 年间骨科和非骨科外科医生从行业获得的付款数量和金额的变化:利用美国医疗保险和医疗补助服务中心(CMS)2014 年至 2017 年的开放式支付数据库,我们对行业支付给外科医生的款项进行了一项回顾性队列研究,包括一般支付和研究支付:在骨科外科医生中,一般支付的总数从 2014 年的 248698 笔减少到 2017 年的 241966 笔,但其总价值却从 2014 年的 9710 万美元增加到 2017 年的 1.102 亿美元。在非骨科外科医生中,总人数从 2014 年的 604,884 人减少到 2017 年的 582,490 人,而总价值则稳定在约 1.59 亿美元。2014 年至 2017 年间,与骨科医生相比,非骨科医生收到的一般付款的中位数有不同程度的增加(发生率比,1.09;95% CI,1.08-1.09;p <0.001),但一般付款的中位数价值却有不同程度的下降(- 8.9%;95% CI,- 9.5%,- 8.4%;p <0.001)。按支付性质分层后,结果一致。相比之下,在2014年至2017年期间,非矫形外科获得的研究经费的中位数和中位值均没有发生不同程度的变化:对骨科外科医生事先公开付款情况的自然实验研究表明,《医生付款阳光法案》与非骨科外科医生收到的一般付款数量增加但价值下降有关,但与收到的研究付款无关。
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引用次数: 0
Spin in the reporting, interpretation, and extrapolation of adverse effects of orthodontic interventions: protocol for a cross-sectional study of systematic reviews. 正畸干预不良反应的报告、解释和推断:系统评价的横断面研究方案。
Q1 ETHICS Pub Date : 2019-12-19 eCollection Date: 2019-01-01 DOI: 10.1186/s41073-019-0084-4
Pauline A J Steegmans, Nicola Di Girolamo, Reint A Meursinge Reynders

Background: Titles and abstracts are the most read sections of biomedical papers. It is therefore important that abstracts transparently report both the beneficial and adverse effects of health care interventions and do not mislead the reader. Misleading reporting, interpretation, or extrapolation of study results is called "spin". In this study, we will assess whether adverse effects of orthodontic interventions were reported or considered in the abstracts of both Cochrane and non-Cochrane reviews and whether spin was identified and what type of spin.

Methods: Eligibility criteria were defined for the type of study designs, participants, interventions, outcomes, and settings. We will include systematic reviews of clinical orthodontic interventions published in the five leading orthodontic journals and in the Cochrane Database. Empty reviews will be excluded. We will manually search eligible reviews published between 1 August 2009 and 31 July 2019. Data collection forms were developed a priori. All study selection and data extraction procedures will be conducted by two reviewers independently. Our main outcomes will be the prevalence of reported or considered adverse effects of orthodontic interventions in the abstract of systematic reviews and the prevalence of "spin" related to these adverse effects. We will also record the prevalence of three subtypes of spin, i.e., misleading reporting, misleading interpretation, and misleading extrapolation-related spin. All statistics will be calculated for the following groups: (1) all journals individually, (2) all journals together, and (3) the five leading orthodontic journals and the Cochrane Database of Systematic Reviews separately. Generalized linear models will be developed to compare the various groups.

Discussion: We expect that our results will raise the awareness of the importance of reporting and considering of adverse effects and the presence of the phenomenon of spin related to these effects in abstracts of systematic reviews of orthodontic interventions. This is important, because an incomplete and inadequate reporting, interpretation, or extrapolation of findings on adverse effects in abstracts of systematic reviews can mislead readers and could lead to inadequate clinical practice. Our findings could result in policy implications for making judgments about the acceptance for publication of systematic reviews of orthodontic interventions.

背景:标题和摘要是生物医学论文中阅读量最大的部分。因此,重要的是摘要要透明地报告卫生保健干预措施的有利和不利影响,不要误导读者。对研究结果的误导性报道、解释或推断被称为“spin”。在本研究中,我们将评估Cochrane和非Cochrane综述的摘要中是否报告或考虑了正畸干预的不良反应,以及是否确定了自旋以及自旋的类型。方法:对研究设计类型、参与者、干预措施、结果和环境定义了入选标准。我们将包括在五个主要的正畸期刊和Cochrane数据库中发表的临床正畸干预措施的系统综述。空白评论将被排除在外。我们将手动搜索2009年8月1日至2019年7月31日之间发表的符合条件的评论。数据收集表格是先验制定的。所有的研究选择和数据提取程序将由两位审稿人独立完成。我们的主要结果将是系统综述摘要中报道或考虑的正畸干预不良反应的流行程度,以及与这些不良反应相关的“旋转”的流行程度。我们还将记录三种自旋亚型的流行情况,即误导性报道,误导性解释和误导性外推相关的自旋。所有统计数据将分别计算以下组:(1)单独计算所有期刊,(2)将所有期刊合并计算,(3)分别计算5个主要正畸期刊和Cochrane系统评价数据库。将开发广义线性模型来比较不同的组。讨论:我们期望我们的结果将提高人们对报告和考虑不良反应的重要性的认识,以及在正畸干预措施的系统综述摘要中与这些影响相关的旋转现象的存在。这一点很重要,因为对系统综述摘要中不良反应的不完整和不充分的报告、解释或推断可能会误导读者,并可能导致不充分的临床实践。我们的研究结果可能会对判断是否接受发表正畸干预措施的系统评价产生政策影响。
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引用次数: 8
Systematic overview of Freedom of Information Act requests to the Department of Health and Human Services from 2008 to 2017. 2008年至2017年向卫生与公众服务部提出的《信息自由法》要求的系统概述。
Q1 ETHICS Pub Date : 2019-12-09 eCollection Date: 2019-01-01 DOI: 10.1186/s41073-019-0086-2
Alexander C Egilman, Joshua D Wallach, Christopher J Morten, Peter Lurie, Joseph S Ross

Background: The Freedom of Information Act (FOIA) provides access to unreleased government records that can be used to enhance the transparency and integrity of biomedical research. We characterized FOIA requests to Department of Health and Human Services (HHS) agencies, including request outcomes, processing times, backlogs, and costs.

Methods: Using HHS FOIA annual reports, we extracted data on the number of FOIA requests received and processed by HHS agencies between 2008 and 2017, as well as request outcomes. Processing times were reported in three time increments, < 1-20, 21-60, or 61+ days, and trends in backlog status were also described. Information about costs and fees collected were aggregated.

Results: Between 2008 and 2017, 69.6% of 530,094 HHS FOIA requests were received by the Centers for Medicare and Medicaid Services (CMS), 18.9% by the Food and Drug Administration (FDA), and 11.6% by all other HHS agencies. During this period, CMS processed 374,728 requests, FDA 114,938, and other HHS agencies 61,890. CMS and FDA reduced backlogged requests by 9396 (89.7%) and 4289 (65.3%), respectively, leaving backlogs of 1081 and 2279 requests at the end of 2017. CMS fully or partially granted 60.3% of requests whereas FDA fully or partially granted 72.4%. Of all requests to CMS, 82.0% were considered simple and 18.0% complex; 82.2% of simple requests and 54.9% of complex requests were processed in 20 days, and 5.6% and 29.9% were processed in 61+ days. In contrast, 60.2% of requests to FDA were considered simple and 39.8% complex; 28.8% of simple requests and 9.0% of complex requests were processed in 20 days, and 58.3% and 81.5% were processed in 61+ days. The costs to HHS associated with FOIA requests totaled $446.4 million ($809 per processed request), increasing from $28.1 million ($423 per request) in 2008 to $53.3 million ($1544 per request) in 2017. In total, HHS collected $8.5 million in fees (1.9% of total costs).

Conclusions: FOIA is frequently used to obtain information about HHS and its agencies. With growing costs, minimal fees collected, and lengthy processing times, HHS agencies' FOIA programs might be made more efficient through greater proactive record disclosure.

背景:《信息自由法》(Freedom of Information Act, FOIA)允许查阅未公开的政府记录,这些记录可用于提高生物医学研究的透明度和完整性。我们介绍了向卫生与公众服务部(HHS)各机构提出的《信息自由法》请求,包括请求结果、处理时间、积压情况和成本。方法:利用HHS FOIA年度报告,我们提取了2008年至2017年HHS机构收到和处理的FOIA请求数量以及请求结果的数据。处理时间以三个时间增量报告,< 1- 20,21 -60,或61天以上,并且还描述了积压状态的趋势。有关费用和收费的资料是汇总的。结果:2008年至2017年期间,医疗保险和医疗补助服务中心(CMS)收到了53094份《信息自由法》请求中的69.6%,食品和药物管理局(FDA)收到了18.9%,所有其他HHS机构收到了11.6%。在此期间,CMS处理了374,728个请求,FDA处理了114,938个请求,其他HHS机构处理了61,890个请求。CMS和FDA分别减少了9396个(89.7%)和4289个(65.3%)的积压请求,2017年底的积压请求为1081个和2279个。CMS完全或部分批准了60.3%的请求,而FDA完全或部分批准了72.4%。在所有CMS请求中,82.0%认为简单,18.0%认为复杂;82.2%的简单申请和54.9%的复杂申请在20天内处理完毕,5.6%和29.9%在61天以上处理完毕。相比之下,60.2%的FDA申请被认为是简单的,39.8%被认为是复杂的;28.8%的简单请求和9.0%的复杂请求在20天内得到处理,58.3%和81.5%的请求在61天以上得到处理。卫生与公众服务部与《信息自由法》请求相关的成本总计4.464亿美元(每项处理的请求809美元),从2008年的2810万美元(每项请求423美元)增加到2017年的5330万美元(每项请求1544美元)。卫生与公众服务部总共收取了850万美元的费用(占总成本的1.9%)。结论:《信息自由法》经常被用来获取有关卫生与公众服务部及其机构的信息。由于成本不断增加,收取的费用很少,处理时间较长,卫生与公众服务部各机构的《信息自由法》项目可以通过更积极主动地披露记录来提高效率。
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引用次数: 1
Researchers’ perceptions of research misbehaviours: a mixed methods study among academic researchers in Amsterdam 研究人员对研究不端行为的看法:阿姆斯特丹学术研究人员的混合方法研究
Q1 ETHICS Pub Date : 2019-12-01 DOI: 10.1186/s41073-019-0081-7
T. Haven, J. Tijdink, H. Pasman, G. Widdershoven, G. Riet, G. Riet, L. Bouter
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引用次数: 17
Testing an active intervention to deter researchers’ use of questionable research practices 测试一种积极的干预,以阻止研究人员使用有问题的研究实践
Q1 ETHICS Pub Date : 2019-11-29 DOI: 10.1186/s41073-019-0085-3
Samuel V. Bruton, Mitch Brown, D. Sacco, R. Didlake
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引用次数: 4
Evaluating ethics oversight during assessment of research integrity 评估研究诚信过程中的伦理监督
Q1 ETHICS Pub Date : 2019-11-06 DOI: 10.1186/s41073-019-0082-6
A. Grey, M. Bolland, A. Avenell
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引用次数: 1
Development of research integrity in France is on the rise: the introduction of research integrity officers was a progress 法国研究诚信的发展正在上升:研究诚信官员的引入是一个进步
Q1 ETHICS Pub Date : 2019-10-16 DOI: 10.1186/s41073-019-0080-8
H. Maisonneuve
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引用次数: 3
Impact of peer review on discussion of study limitations and strength of claims in randomized trial reports: a before and after study 同行评审对随机试验报告中研究局限性和声明强度讨论的影响:前后研究
Q1 ETHICS Pub Date : 2019-09-16 DOI: 10.1186/s41073-019-0078-2
Kerem Keserlioglu, H. Kilicoglu, G. ter Riet
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引用次数: 4
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