首页 > 最新文献

University of Miami law review最新文献

英文 中文
Futurlawma: 21st Century Solutions to 31st Century Problems 《未来法律:21世纪解决31世纪问题
Pub Date : 2013-04-01 DOI: 10.2139/SSRN.2243041
J. S. Wales
Welcome to the world of the future! Now what? With advances in cryogenic and genetic replication technologies fundamental notions of what it means to live and die are being challenged on both a philosophical and legal level. This paper analyzes how advances in science, as presented in the fictional cartoon television show Futurama, will impact law and society.
欢迎来到未来的世界!现在怎么办呢?随着低温和基因复制技术的进步,生与死的基本概念正在哲学和法律层面上受到挑战。本文分析了虚构的卡通电视节目《飞出个未来》中所呈现的科学进步将如何影响法律和社会。
{"title":"Futurlawma: 21st Century Solutions to 31st Century Problems","authors":"J. S. Wales","doi":"10.2139/SSRN.2243041","DOIUrl":"https://doi.org/10.2139/SSRN.2243041","url":null,"abstract":"Welcome to the world of the future! Now what? With advances in cryogenic and genetic replication technologies fundamental notions of what it means to live and die are being challenged on both a philosophical and legal level. This paper analyzes how advances in science, as presented in the fictional cartoon television show Futurama, will impact law and society.","PeriodicalId":83419,"journal":{"name":"University of Miami law review","volume":"68 1","pages":"87"},"PeriodicalIF":0.0,"publicationDate":"2013-04-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"68024598","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Moving Toward Law: Refocusing the Federal Courts’ Plain Error Doctrine in Criminal Cases 走向法律:重新聚焦联邦法院在刑事案件中的明显错误原则
Pub Date : 2012-08-08 DOI: 10.2139/SSRN.1809726
D. Berger
This article examines the plain error doctrine in criminal cases in the federal courts. An examination of the earliest plain error cases shows the federal courts’ concern that, without the authority to address errors not preserved with a contemporaneous objection, federal courts would affirm convictions and sentences that were either wrongful or unfair. But the plain error doctrine that the federal courts now employ, as announced in United States v. Olano, is poorly suited to discovering and correcting even the serious errors that the plain error doctrine was intended to remedy. Because the doctrine is discretionary and fact-specific, it fails to generate precedents to guide future courts and litigants and perpetuates a guilt-based approach to evaluating errors. Moreover, Olano’s four-pronged test leads appellate courts away from the most critical inquiry: did the error undermine the fairness and reliability of the defendant’s conviction and sentence? The article proposes a new formulation of the plain error doctrine that addresses these problems.
本文探讨了联邦法院刑事案件中的明显错误原则。对最早的明显错误案件的研究表明,联邦法院担心,如果没有权力处理没有同时提出反对意见的错误,联邦法院就会确认错误或不公平的定罪和判决。但是,正如美国诉奥拉诺案(United States v. Olano)所宣布的那样,联邦法院现在采用的明显错误原则,很难发现和纠正甚至是明显错误原则旨在纠正的严重错误。由于这一原则是自由裁量的和具体事实的,它无法产生先例来指导未来的法院和诉讼当事人,并使一种基于有罪的评估错误的方法永久化。此外,奥拉诺的四项测试使上诉法院远离了最关键的调查:错误是否破坏了被告定罪和判决的公正性和可靠性?本文提出了一种新的明确错误原则的表述来解决这些问题。
{"title":"Moving Toward Law: Refocusing the Federal Courts’ Plain Error Doctrine in Criminal Cases","authors":"D. Berger","doi":"10.2139/SSRN.1809726","DOIUrl":"https://doi.org/10.2139/SSRN.1809726","url":null,"abstract":"This article examines the plain error doctrine in criminal cases in the federal courts. An examination of the earliest plain error cases shows the federal courts’ concern that, without the authority to address errors not preserved with a contemporaneous objection, federal courts would affirm convictions and sentences that were either wrongful or unfair. But the plain error doctrine that the federal courts now employ, as announced in United States v. Olano, is poorly suited to discovering and correcting even the serious errors that the plain error doctrine was intended to remedy. Because the doctrine is discretionary and fact-specific, it fails to generate precedents to guide future courts and litigants and perpetuates a guilt-based approach to evaluating errors. Moreover, Olano’s four-pronged test leads appellate courts away from the most critical inquiry: did the error undermine the fairness and reliability of the defendant’s conviction and sentence? The article proposes a new formulation of the plain error doctrine that addresses these problems.","PeriodicalId":83419,"journal":{"name":"University of Miami law review","volume":"67 1","pages":"521"},"PeriodicalIF":0.0,"publicationDate":"2012-08-08","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.2139/SSRN.1809726","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"67751036","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Mandating Precontractual Disclosure 强制合同前披露
Pub Date : 2012-07-26 DOI: 10.2139/ssrn.2118216
E. Amarante
Parties negotiating an arm’s length contract are generally not required to disclose facts to one another. Although this default rule is supported by both centuries of common law and freedom of contract principles, courts and legislatures treat certain transactions differently. This is particularly true in circumstances in which the default rule results in an unacceptable harm suffered by a broad group of persons. In such cases, lawmakers have acted to impose precontractual disclosure obligations. These decisions and statutes are largely reactive: a harm is identified in a certain transaction’s precontractual period and disclosure is mandated to rectify the harm. These reactive measures, although helpful, are insufficient in some instances. Large scale economic calamities are often caused by information asymmetries in individual contracts. This was true in the Great Depression (unregulated contracts for sales of stock) and the Great Recession (unregulated contracts for sales of mortgage-backed securities).

This article proposes an analytical tool to prospectively identify such transactions. This tool, the Disclosure Framework, provides lawmakers a means of identifying circumstances in which it is appropriate to mandate precontractual disclosure. To accomplish this task, the Disclosure Framework directs lawmakers to identify the information asymmetry in a transaction and balance the respective harms of either disclosure or nondisclosure on the affected stakeholder group.

Precontractual disclosure is a matter of compelling immediacy. Because regulatory agencies are currently struggling with how to structure the disclosure mandates of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the question of when it is appropriate to mandate precontractual disclosure is both timely and important. Although designed for legislators, the Disclosure Framework may also serve as a tool for consumer rights groups and agencies (such as the recently established Consumer Financial Protection Bureau) to help spur legislative action. Ultimately, the Disclosure Framework provides support for the imposition of precontractual disclosure that is both theoretically sound and consistent with common law and statutory exceptions to the default rule.
谈判公平合同的双方通常不需要向对方披露事实。尽管这一默认规则得到了几个世纪以来的普通法和合同自由原则的支持,但法院和立法机构对某些交易的处理方式有所不同。在默认规则导致一大群人遭受不可接受的伤害的情况下尤其如此。在这种情况下,立法者已经采取行动,强制规定了合同前披露的义务。这些决定和法规在很大程度上是反应性的:在特定交易的合同前阶段确定损害,并强制披露以纠正损害。这些反应性措施虽然有帮助,但在某些情况下是不够的。大规模的经济灾难往往是由个体契约中的信息不对称造成的。在大萧条时期(不受监管的股票销售合同)和大衰退时期(不受监管的抵押贷款支持证券销售合同)都是如此。本文提出了一种分析工具来前瞻性地识别此类交易。这一工具,即披露框架,为立法者提供了一种手段,以确定在何种情况下应强制进行合同前披露。为了完成这一任务,披露框架指导立法者识别交易中的信息不对称,并平衡披露或不披露对受影响的利益相关者群体的各自危害。合同前披露是一个紧迫的问题。由于监管机构目前正为如何构建《多德-弗兰克华尔街改革与消费者保护法》(Dodd-Frank Wall Street Reform and Consumer Protection Act)的披露要求而苦苦挣扎,因此,何时强制执行合同前披露的问题既及时又重要。虽然披露框架是为立法者设计的,但它也可以作为消费者权利团体和机构(如最近成立的消费者金融保护局)的工具,帮助推动立法行动。最终,披露框架为强制实施合同前披露提供了支持,这在理论上是合理的,并且符合普通法和默认规则的法定例外。
{"title":"Mandating Precontractual Disclosure","authors":"E. Amarante","doi":"10.2139/ssrn.2118216","DOIUrl":"https://doi.org/10.2139/ssrn.2118216","url":null,"abstract":"Parties negotiating an arm’s length contract are generally not required to disclose facts to one another. Although this default rule is supported by both centuries of common law and freedom of contract principles, courts and legislatures treat certain transactions differently. This is particularly true in circumstances in which the default rule results in an unacceptable harm suffered by a broad group of persons. In such cases, lawmakers have acted to impose precontractual disclosure obligations. These decisions and statutes are largely reactive: a harm is identified in a certain transaction’s precontractual period and disclosure is mandated to rectify the harm. These reactive measures, although helpful, are insufficient in some instances. Large scale economic calamities are often caused by information asymmetries in individual contracts. This was true in the Great Depression (unregulated contracts for sales of stock) and the Great Recession (unregulated contracts for sales of mortgage-backed securities). <br><br>This article proposes an analytical tool to prospectively identify such transactions. This tool, the Disclosure Framework, provides lawmakers a means of identifying circumstances in which it is appropriate to mandate precontractual disclosure. To accomplish this task, the Disclosure Framework directs lawmakers to identify the information asymmetry in a transaction and balance the respective harms of either disclosure or nondisclosure on the affected stakeholder group. <br><br>Precontractual disclosure is a matter of compelling immediacy. Because regulatory agencies are currently struggling with how to structure the disclosure mandates of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the question of when it is appropriate to mandate precontractual disclosure is both timely and important. Although designed for legislators, the Disclosure Framework may also serve as a tool for consumer rights groups and agencies (such as the recently established Consumer Financial Protection Bureau) to help spur legislative action. Ultimately, the Disclosure Framework provides support for the imposition of precontractual disclosure that is both theoretically sound and consistent with common law and statutory exceptions to the default rule.","PeriodicalId":83419,"journal":{"name":"University of Miami law review","volume":"36 1","pages":""},"PeriodicalIF":0.0,"publicationDate":"2012-07-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"67920892","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 2
The Right to Be Taken Seriously 被认真对待的权利
Pub Date : 2012-02-29 DOI: 10.2139/SSRN.2013567
J. Weinberg
American law – in particular, American administrative law – grants citizens extensive rights to participate in government decision-making. Those rights kick in, most importantly, whenever a government entity engages in “rulemaking” as defined in the Administrative Procedure Act. When the federal government engages in rulemaking, it must give members of the public an opportunity to participate in its decision-making by submitting written comments with information or argument. And it must issue a written opinion articulating reasoned responses to any significant points that those public comments raise. The public’s engagement with government in rulemaking, thus, is marked by a two-way dialogic commitment, in which government decision-makers may not simply ignore the arguments raised by citizens. Rather, they must engage with them and respond. I’ll refer to citizens’ entitlement to such consideration as the “right to be taken seriously.”In this article, after examining the legal basis of the right to be taken seriously, I pose the question why we might value it. The first part of the answer is the easiest: mechanisms such as notice and comment help agencies make better decisions. The next part, though, is harder: does the presence of a right to be taken seriously make our government institutions more democratic? Commentators assume that it does. But standard theories of democracy and administrative law, I argue, don’t provide satisfying basis for that conclusion.I argue nonetheless that a more satisfying basis exists, and that to see it, we should focus less on the individual’s ability to comment than on the government’s obligation to hear, engage, and respond. That requirement puts governors and governed in a discursive relationship. It compels the state to engage in communicative, reason-based, discourse rather than the mere exercise of power. The government’s obligation in this manner to show respect, to treat commenters as democratic citizens rather than as objects of paternalistic control, is at the heart of the right to be taken seriously and its democratic bona fides.But there is, as always, a catch. I ground the democratic function of the right to be taken seriously in a theoretical understanding of democracy and, in part, in Habermas’s conception of communicative rationality. But is this theory reflected in the everyday practice of notice-and-comment? The answer is no; not really. In practice, agencies are often swamped by comments and pay serious attention to only some of them. They attend to those comments filed by repeat players with instrumental power, and may send the rest off to outside contractors to be ignored. While the interaction, even in this limited form, has value in bringing information to the eyes of the agency, it’s harder to argue that it’s meaningfully democratic or democratizing.To illuminate this gap between theory and practice, I turn to some history. The right to be taken seriously isn’t just a product of post-WWII en
美国法律——尤其是美国行政法——赋予公民参与政府决策的广泛权利。最重要的是,当政府实体参与《行政程序法》所定义的“规则制定”时,这些权利就会生效。当联邦政府参与制定规则时,它必须给公众一个机会,通过提交带有信息或论点的书面评论来参与决策。它必须发表一份书面意见,对这些公众评论提出的任何重要观点作出合理的回应。因此,公众在规则制定过程中与政府的接触是以双向对话承诺为标志的,在这种承诺中,政府决策者可能不会简单地忽视公民提出的论点。相反,他们必须与他们接触并做出回应。我将把公民获得这种考虑的权利称为“被认真对待的权利”。在本文中,在考察了被认真对待的权利的法律基础之后,我提出了为什么我们应该重视它的问题。答案的第一部分是最简单的:通知和评论等机制有助于机构做出更好的决策。然而,下一部分更难:一项被认真对待的权利的存在是否会使我们的政府机构更加民主?评论人士认为确实如此。但我认为,民主和行政法的标准理论并不能为这一结论提供令人满意的依据。尽管如此,我认为存在一个更令人满意的基础,为了看到它,我们不应该关注个人评论的能力,而应该关注政府倾听、参与和回应的义务。这一要求将统治者和被统治者置于一种话语关系中。它迫使国家参与交流,以理性为基础的话语,而不仅仅是行使权力。政府有义务以这种方式表示尊重,将评论者视为民主公民而不是家长式控制的对象,这是被认真对待的权利及其民主诚意的核心。但是,一如既往,这里有一个陷阱。我在对民主的理论理解中,部分地,在哈贝马斯的交往理性概念中,建立了被认真对待的权利的民主功能。但这一理论是否反映在日常的通知和评论实践中呢?答案是否定的;不是真的。在实践中,机构经常被评论淹没,只认真关注其中的一些。他们关注那些有影响力的重复玩家提交的评论,并可能将其余的内容交给外部承包商,让其不予理睬。虽然这种互动,即使是在这种有限的形式下,也有将信息带给机构的价值,但很难说它是有意义的民主或民主化。为了阐明理论与实践之间的这种差距,我要回顾一些历史。被认真对待的权利不仅仅是二战后环境和行政法规的产物。相反,它的根源在于一个引人注目而又被忽视的地方:对第一修正案所保障的人民权利的历史性理解,即“向政府请愿,要求赔偿冤屈”。第一修正案的请愿条款最初被理解为包含了与现代被认真对待的权利相同的对话承诺:公民表达政策观点,加上政府有义务注意这种投入,根据是非事实加以考虑,并作出回应。对请愿条款的旧理解今天已经消失,部分原因是19世纪40年代国会是否有义务接受和回应与废除奴隶制有关的请愿书的冲突。更重要的是,对请愿的旧理解已经消亡,因为它是前自由主义政治文化的产物,在这种文化中,公民和统治者之间的关系是一种有机的互惠义务,而不是一种大众政治和选举控制。被重视的古老权利植根于君主应有的优雅;它不容易受到法律执行的影响,而且它不太适合一个新的世界,在这个世界里,投票是公民和政府之间的关键纽带。当被认真对待的新权利在现代行政法中重新出现时,伴随着或第一次出现了一种执行机制:法院决心推翻行政机关在行政机关充分忽视处理公众评论中提出的事实和论点时所作的决定。然而,这种执行机制被证明是一种过于迟钝的工具。法院不能强迫机构关注所有评论;从某一方面来说,最能反映大众情绪的言论最容易被忽视。 美国法律——尤其是美国行政法——赋予公民参与政府决策的广泛权利。最重要的是,当政府实体参与《行政程序法》所定义的“规则制定”时,这些权利就会生效。当联邦政府参与制定规则时,它必须给公众一个机会,通过提交带有信息或论点的书面评论来参与决策。它必须发表一份书面意见,对这些公众评论提出的任何重要观点作出合理的回应。因此,公众在规则制定过程中与政府的接触是以双向对话承诺为标志的,在这种承诺中,政府决策者可能不会简单地忽视公民提出的论点。相反,他们必须与他们接触并做出回应。我将把公民获得这种考虑的权利称为“被认真对待的权利”。在本文中,在考察了被认真对待的权利的法律基础之后,我提出了为什么我们应该重视它的问题。答案的第一部分是最简单的:通知和评论等机制有助于机构做出更好的决策。然而,下一部分更难:一项被认真对待的权利的存在是否会使我们的政府机构更加民主?评论人士认为确实如此。但我认为,民主和行政法的标准理论并不能为这一结论提供令人满意的依据。尽管如此,我认为存在一个更令人满意的基础,为了看到它,我们不应该关注个人评论的能力,而应该关注政府倾听、参与和回应的义务。这一要求将统治者和被统治者置于一种话语关系中。它迫使国家参与交流,以理性为基础的话语,而不仅仅是行使权力。政府有义务以这种方式表示尊重,将评论者视为民主公民而不是家长式控制的对象,这是被认真对待的权利及其民主诚意的核心。但是,一如既往,这里有一个陷阱。我在对民主的理论理解中,部分地,在哈贝马斯的交往理性概念中,建立了被认真对待的权利的民主功能。但这一理论是否反映在日常的通知和评论实践中呢?答案是否定的;不是真的。在实践中,机构经常被评论淹没,只认真关注其中的一些。他们关注那些有影响力的重复玩家提交的评论,并可能将其余的内容交给外部承包商,让其不予理睬。虽然这种互动,即使是在这种有限的形式下,也有将信息带给机构的价值,但很难说它是有意义的民主或民主化。为了阐明理论与实践之间的这种差距,我要回顾一些历史。被认真对待的权利不仅仅是二战后环境和行政法规的产物。相反,它的根源在于一个引人注目而又被忽视的地方:对第一修正案所保障的人民权利的历史性理解,即“向政府请愿,要求赔偿冤屈”。第一修正案的请愿条款最初被理解为包含了与现代被认真对待的权利相同的对话承诺:公民表达政策观点,加上政府有义务注意这种投入,根据是非事实加以考虑,并作出回应。对请愿条款的旧理解今天已经消失,部分原因是19世纪40年代国会是否有义务接受和回应与废除奴隶制有关的请愿书的冲突。更重要的是,对请愿的旧理解已经消亡,因为它是前自由主义政治文化的产物,在这种文化中,公民和统治者之间的关系是一种有机的互惠义务,而不是一种大众政治和选举控制。被重视的古老权利植根于君主应有的优雅;它不容易受到法律执行的影响,而且它不太适合一个新的世界,在这个世界里,投票是公民和政府之间的关键纽带。当被认真对待的新权利在现代行政法中重新出现时,伴随着或第一次出现了一种执行机制:法院决心推翻行政机关在行政机关充分忽视处理公众评论中提出的事实和论点时所作的决定。然而,这种执行机制被证明是一种过于迟钝的工具。法院不能强迫机构关注所有评论;从某一方面来说,最能反映大众情绪的言论最容易被忽视。 被认真对待的权利很有吸引力,因为它承诺政府将以对话的方式回应公民——也就是说,政府与公民之间的关系就像我们在日常生活中所拥有的那种人际关系一样,不受市场或政府权威的驱动。然而,今天和18世纪一样,这一承诺超出了法律可执行性的限制。通知和评论制度与对话、话语关系的理念紧密相连,在这种关系中,政府必须向公民展示解释自己的尊重——听取公众的意见并直接作出回应。这种关系建立了联系,因为它创造了一种感觉,即统治者和被统治者都是共享社区的一部分。但事实并非如此。机构成员阅读公众评论,是因为他们害怕司法逆转,而不是因为他们尊重评论者作为个人。这种关系的工具性质是无法摆脱的。最终,这削弱了
{"title":"The Right to Be Taken Seriously","authors":"J. Weinberg","doi":"10.2139/SSRN.2013567","DOIUrl":"https://doi.org/10.2139/SSRN.2013567","url":null,"abstract":"American law – in particular, American administrative law – grants citizens extensive rights to participate in government decision-making. Those rights kick in, most importantly, whenever a government entity engages in “rulemaking” as defined in the Administrative Procedure Act. When the federal government engages in rulemaking, it must give members of the public an opportunity to participate in its decision-making by submitting written comments with information or argument. And it must issue a written opinion articulating reasoned responses to any significant points that those public comments raise. The public’s engagement with government in rulemaking, thus, is marked by a two-way dialogic commitment, in which government decision-makers may not simply ignore the arguments raised by citizens. Rather, they must engage with them and respond. I’ll refer to citizens’ entitlement to such consideration as the “right to be taken seriously.”In this article, after examining the legal basis of the right to be taken seriously, I pose the question why we might value it. The first part of the answer is the easiest: mechanisms such as notice and comment help agencies make better decisions. The next part, though, is harder: does the presence of a right to be taken seriously make our government institutions more democratic? Commentators assume that it does. But standard theories of democracy and administrative law, I argue, don’t provide satisfying basis for that conclusion.I argue nonetheless that a more satisfying basis exists, and that to see it, we should focus less on the individual’s ability to comment than on the government’s obligation to hear, engage, and respond. That requirement puts governors and governed in a discursive relationship. It compels the state to engage in communicative, reason-based, discourse rather than the mere exercise of power. The government’s obligation in this manner to show respect, to treat commenters as democratic citizens rather than as objects of paternalistic control, is at the heart of the right to be taken seriously and its democratic bona fides.But there is, as always, a catch. I ground the democratic function of the right to be taken seriously in a theoretical understanding of democracy and, in part, in Habermas’s conception of communicative rationality. But is this theory reflected in the everyday practice of notice-and-comment? The answer is no; not really. In practice, agencies are often swamped by comments and pay serious attention to only some of them. They attend to those comments filed by repeat players with instrumental power, and may send the rest off to outside contractors to be ignored. While the interaction, even in this limited form, has value in bringing information to the eyes of the agency, it’s harder to argue that it’s meaningfully democratic or democratizing.To illuminate this gap between theory and practice, I turn to some history. The right to be taken seriously isn’t just a product of post-WWII en","PeriodicalId":83419,"journal":{"name":"University of Miami law review","volume":"67 1","pages":"149"},"PeriodicalIF":0.0,"publicationDate":"2012-02-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"67852593","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 4
A Legal Analysis of Romantic Gifts 浪漫礼物的法律分析
Pub Date : 2012-02-15 DOI: 10.2139/SSRN.2005493
Ruth Lee
While many law review articles are devoted to the legal analysis of gifts, this article addresses romantic gifts in particular, to which many legal exceptions apply. In addition to offering a review of the legal economics behind gift-giving, this article is the first to survey the five legal theories of revocability for romantic gifts, as well as an unprecedented new theory recently employed in federal court. Although the general presumption is that gifts are irrevocable, courts have used five main theories to return romantic gifts to their donors — conditional gift, pledge, consideration, unjust enrichment, and fraud — as well as a new approach which has actually been used recently in federal court: criminal fraud. Criminal fraud is a surprising and unprecedented development because it not only requires the disgorgement of the gifts as the other theories do, but also punishes the donee beyond the cost of the gift. Thus, it is the only theory of revocability that will change the ex ante incentives of the donee. In the course of discussion, this article will note three economic paradoxes that arise in the context of romantic gifts: (1) non-cash gifts appear on first glance to be extremely inefficient because it involves guessing the desires of donees, but are nonetheless ubiquitous; (2) extremely inefficient gifts tend to be better signaling mechanisms than efficient gifts in romantic relationships; and (3) although one who pursues a relationship blatantly for financial benefits faces more social condemnation than one who tastefully hides her motivations, she or he is actually facilitating a more efficient relationship. This leads to a discussion of when romantic gifts should be revocable, which theories of court interference are the most appropriate, and how courts should craft doctrine in the future. Because of the potential of over-deterrence, courts should only impose punishments that exceed the value of the gift when there is a clear enough information asymmetry between the donor and the donee that it would be impossible for the donor to give his informed consent to the relationship or the gift.
虽然许多法律评论文章都致力于对礼物的法律分析,但本文特别讨论了浪漫礼物,因为它适用于许多法律例外。除了对送礼背后的法律经济学进行回顾之外,本文还首次调查了关于浪漫礼物可撤销性的五种法律理论,以及最近在联邦法院采用的一种前所未有的新理论。虽然一般的假设是礼物是不可撤销的,但法院已经使用了五种主要的理论来将浪漫的礼物退还给他们的捐赠者——有条件的礼物、质押、对价、不正当得利和欺诈——以及最近在联邦法院实际使用的一种新方法:刑事欺诈。刑事欺诈是一种令人惊讶和前所未有的发展,因为它不仅要求像其他理论一样收回礼物,而且对受赠人的惩罚超出了礼物的成本。因此,这是唯一的可撤销性理论,将改变受赠人的事前激励。在讨论过程中,本文将注意到在浪漫礼物的背景下出现的三个经济悖论:(1)非现金礼物乍一看效率极低,因为它涉及猜测受赠人的愿望,但仍然无处不在;(2)在浪漫关系中,效率极低的礼物比效率高的礼物是更好的信号机制;(3)尽管一个为了经济利益公然追求一段关系的人比一个有品味地隐藏自己动机的人面临更多的社会谴责,但她或他实际上是在促进一段更有效的关系。这引发了关于浪漫礼物何时可以撤销的讨论,哪种法院干预理论是最合适的,以及法院未来应该如何制定原则。由于潜在的过度威慑,法院只应在供方和受赠方之间存在足够明显的信息不对称,供方不可能对这种关系或礼物表示知情同意的情况下,才施加超过礼物价值的惩罚。
{"title":"A Legal Analysis of Romantic Gifts","authors":"Ruth Lee","doi":"10.2139/SSRN.2005493","DOIUrl":"https://doi.org/10.2139/SSRN.2005493","url":null,"abstract":"While many law review articles are devoted to the legal analysis of gifts, this article addresses romantic gifts in particular, to which many legal exceptions apply. In addition to offering a review of the legal economics behind gift-giving, this article is the first to survey the five legal theories of revocability for romantic gifts, as well as an unprecedented new theory recently employed in federal court. Although the general presumption is that gifts are irrevocable, courts have used five main theories to return romantic gifts to their donors — conditional gift, pledge, consideration, unjust enrichment, and fraud — as well as a new approach which has actually been used recently in federal court: criminal fraud. Criminal fraud is a surprising and unprecedented development because it not only requires the disgorgement of the gifts as the other theories do, but also punishes the donee beyond the cost of the gift. Thus, it is the only theory of revocability that will change the ex ante incentives of the donee. In the course of discussion, this article will note three economic paradoxes that arise in the context of romantic gifts: (1) non-cash gifts appear on first glance to be extremely inefficient because it involves guessing the desires of donees, but are nonetheless ubiquitous; (2) extremely inefficient gifts tend to be better signaling mechanisms than efficient gifts in romantic relationships; and (3) although one who pursues a relationship blatantly for financial benefits faces more social condemnation than one who tastefully hides her motivations, she or he is actually facilitating a more efficient relationship. This leads to a discussion of when romantic gifts should be revocable, which theories of court interference are the most appropriate, and how courts should craft doctrine in the future. Because of the potential of over-deterrence, courts should only impose punishments that exceed the value of the gift when there is a clear enough information asymmetry between the donor and the donee that it would be impossible for the donor to give his informed consent to the relationship or the gift.","PeriodicalId":83419,"journal":{"name":"University of Miami law review","volume":"67 1","pages":"595"},"PeriodicalIF":0.0,"publicationDate":"2012-02-15","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"67845480","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 5
The Borders of E.U. Tax Policy and U.S. Competitiveness 欧盟税收政策与美国竞争力的边界
Pub Date : 2011-11-29 DOI: 10.2139/SSRN.1966159
George Mundstock
In March of 2011, the European Commission proposed that the member states of the European Union allow corporations to elect a harmonized corporate income tax. A particularly interesting feature of the proposal is that income would be allocated among the member states using a mathematical apportionment formula rather than, as currently is the law, by determining the source of income on a case-by-case basis. The E.C. proposal presents a number of interesting and important issues. One of the most interesting is how the apportionment feature of the proposal would impact business risk taking within the European Union. The European Commission believes that its proposal would provide for more efficient risk taking. This article agrees and goes further to note that, by making the E.U. a more attractive location for investment, the E.C. proposal would put the U.S. at a competitive disadvantage.
2011年3月,欧盟委员会提议欧盟成员国允许企业选择统一的企业所得税。该提案的一个特别有趣的特点是,收入将在成员国之间使用数学分摊公式进行分配,而不是像目前的法律那样,根据具体情况确定收入来源。欧盟委员会的提案提出了一些有趣而重要的问题。其中最有趣的一点是,该提案的分摊特征将如何影响欧盟内部的企业风险承担。欧盟委员会认为,其建议将提供更有效的风险承担。本文同意并进一步指出,通过使欧盟成为一个更具吸引力的投资地点,欧盟委员会的提议将使美国处于竞争劣势。
{"title":"The Borders of E.U. Tax Policy and U.S. Competitiveness","authors":"George Mundstock","doi":"10.2139/SSRN.1966159","DOIUrl":"https://doi.org/10.2139/SSRN.1966159","url":null,"abstract":"In March of 2011, the European Commission proposed that the member states of the European Union allow corporations to elect a harmonized corporate income tax. A particularly interesting feature of the proposal is that income would be allocated among the member states using a mathematical apportionment formula rather than, as currently is the law, by determining the source of income on a case-by-case basis. The E.C. proposal presents a number of interesting and important issues. One of the most interesting is how the apportionment feature of the proposal would impact business risk taking within the European Union. The European Commission believes that its proposal would provide for more efficient risk taking. This article agrees and goes further to note that, by making the E.U. a more attractive location for investment, the E.C. proposal would put the U.S. at a competitive disadvantage.","PeriodicalId":83419,"journal":{"name":"University of Miami law review","volume":"66 1","pages":"737"},"PeriodicalIF":0.0,"publicationDate":"2011-11-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"67816186","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
Building a New Identity: Race, Gangs, and Violence in California Prisons 《建立新身份:加州监狱中的种族、帮派和暴力
Pub Date : 2011-11-20 DOI: 10.2139/SSRN.2015679
Dale Noll
The California Prison system is notorious for its highly racialized environment. A history of numerous instances of prison violence - labeled as 'race riots' - paints a picture of a system where inmates of different races require segregation to prevent brutal beatings, murders, and rapes. For example, following an incident deemed a 'race riot' at the California Correctional Training Facility, North prison, prison officials locked 300 inmates in isolation until inmates complained that their Eighth Amendment and Due Process rights were violated. In 2000, the Pelican Bay State Prison locked down a portion of the prison following a riot, presumed to be racially motivated, involving 300 inmates. In August, 2009, 1,175 inmates were involved in a riot that officials deemed 'stemmed from racial tensions,' in which 249 inmates were injured and seven dorm units, holding 1,300 beds, were destroyed at the California Institution for Men in Chino, California. The media and prison officials point to events similar to these as evidence that California prisons are racially charged. Jurisprudence has traditionally left prison segregation practices to a relaxed standard of review for Equal Protection suits, allowing California prison officials to segregate inmates according to race in double-occupancy cells. Justice Antonin Scalia, in Richmond v. J.A. Croson, wrote 'only a social emergency rising to the level of imminent danger to life and limb - for example, a prison race riot, requiring temporary segregation of inmates . . . can justify an exception to the principle embodied in the Fourteenth Amendment that ‘our Constitution is colorblind.' This viewpoint is consistent with Justice Thomas’s recommended relaxed standard and judicial deference to prison officials who oversee 'prisons that have been a breeding ground for some of the most violent prison gangs in America - all of them organized along racial lines.' Reports of riots, popular movies, and prior court opinions suggest this prison system’s prior practice of initial racial segregating of inmates was a reaction to the racial prejudices and intolerances inmates brought with them to prison. Alternatively, it suggests inmates develop prejudices through prison interactions. This concept led to the practice of segregation in initial housing of inmates. As inmates were introduced to the California prison system, they were placed in cells with inmates according to race or ethnicity.In 2005, the Supreme Court changed the standard to be applied in cases of racial segregation at prisons. In Johnson v. California, Justice O’Connor’s majority held that the proper standard of review was 'strict scrutiny' because the prior deferential standard too easily defended 'rank discrimination' and remanded the case back to the district court for review. The California Department of Corrections ('CDC') at that point settled with the plaintiff, Garrison Johnson, and began implementing policies to eliminate the use of race as a prima
加州监狱系统因其高度种族化的环境而臭名昭著。许多监狱暴力事件的历史——被称为“种族骚乱”——描绘了一幅不同种族的囚犯需要隔离以防止野蛮殴打、谋杀和强奸的画面。例如,在北加利福尼亚惩教设施(California Correctional Training Facility)发生一起被视为“种族骚乱”的事件后,监狱官员将300名囚犯隔离起来,直到囚犯抱怨他们的第八修正案和正当程序权利受到侵犯。2000年,鹈鹕湾州立监狱(Pelican Bay State Prison)发生了一场涉及300名囚犯的暴乱,据推测是出于种族原因,监狱的一部分被封锁了。2009年8月,1,175名囚犯参与了一场骚乱,官员们认为这场骚乱源于种族紧张关系,其中249名囚犯受伤,位于加利福尼亚州奇诺市的加州男子监狱(California Institution for Men)有七个容纳1,300张床位的宿舍单元被毁。媒体和监狱官员指出,类似的事件证明加州监狱存在种族歧视。传统上,法律将监狱隔离的做法留给了一种宽松的审查标准,允许加州监狱官员根据种族将囚犯隔离在双人牢房中。大法官安东宁·斯卡利亚(Antonin Scalia)在里士满诉J.A.克罗森(Richmond v. J.A. Croson)一案中写道,“只有在社会紧急情况上升到危及生命和肢体的迫在眉睫的程度时——例如,监狱种族骚乱,需要暂时隔离囚犯……”可以为第十四条修正案中体现的“我们的宪法是不分肤色的”原则的例外辩护。这一观点与托马斯法官建议的放松标准和司法尊重监狱官员的观点是一致的,因为监狱是美国一些最暴力的监狱帮派的滋生地,所有这些帮派都是根据种族界限组织起来的。有关骚乱的报道、流行电影和之前的法院意见都表明,这个监狱系统最初对囚犯进行种族隔离的做法是对囚犯带入监狱的种族偏见和不宽容的反应。另一种说法是,囚犯在与监狱的互动中产生了偏见。这一概念导致了在最初安置囚犯时实行隔离。当囚犯被介绍给加州监狱系统时,他们根据种族或民族被安置在牢房里。2005年,最高法院修改了适用于监狱种族隔离案件的标准。在约翰逊诉加州案中,奥康纳法官的多数派认为,适当的审查标准是“严格审查”,因为先前的恭敬标准太容易为“等级歧视”辩护,并将案件发回地方法院进行审查。当时,加州惩教局(CDC)与原告加里森·约翰逊(Garrison Johnson)达成和解,并开始实施相关政策,以消除在囚犯进入监狱的过程中,将种族作为最初隔离囚犯的主要因素。这篇文章的论点是,虽然CDC声称其关于双囚牢房初始安置的政策侧重于隔离冲突帮派的成员,但实际上它是根据种族隔离进入男子监狱系统的囚犯。研究表明,监狱中的种族隔离增加了囚犯的暴力行为,从而增加了囚犯的刑期。在黑人和拉丁裔囚犯比例不成比例的加州,这种在法庭上受到质疑的做法,只是整个监狱系统中存在的种族隔离的一个例子。通过仔细整合所有囚犯牢房,并取消允许囚犯选择自己的双人牢房伙伴的政策,加州将减少监狱内的暴力事件,从而减少刑期。
{"title":"Building a New Identity: Race, Gangs, and Violence in California Prisons","authors":"Dale Noll","doi":"10.2139/SSRN.2015679","DOIUrl":"https://doi.org/10.2139/SSRN.2015679","url":null,"abstract":"The California Prison system is notorious for its highly racialized environment. A history of numerous instances of prison violence - labeled as 'race riots' - paints a picture of a system where inmates of different races require segregation to prevent brutal beatings, murders, and rapes. For example, following an incident deemed a 'race riot' at the California Correctional Training Facility, North prison, prison officials locked 300 inmates in isolation until inmates complained that their Eighth Amendment and Due Process rights were violated. In 2000, the Pelican Bay State Prison locked down a portion of the prison following a riot, presumed to be racially motivated, involving 300 inmates. In August, 2009, 1,175 inmates were involved in a riot that officials deemed 'stemmed from racial tensions,' in which 249 inmates were injured and seven dorm units, holding 1,300 beds, were destroyed at the California Institution for Men in Chino, California. The media and prison officials point to events similar to these as evidence that California prisons are racially charged. Jurisprudence has traditionally left prison segregation practices to a relaxed standard of review for Equal Protection suits, allowing California prison officials to segregate inmates according to race in double-occupancy cells. Justice Antonin Scalia, in Richmond v. J.A. Croson, wrote 'only a social emergency rising to the level of imminent danger to life and limb - for example, a prison race riot, requiring temporary segregation of inmates . . . can justify an exception to the principle embodied in the Fourteenth Amendment that ‘our Constitution is colorblind.' This viewpoint is consistent with Justice Thomas’s recommended relaxed standard and judicial deference to prison officials who oversee 'prisons that have been a breeding ground for some of the most violent prison gangs in America - all of them organized along racial lines.' Reports of riots, popular movies, and prior court opinions suggest this prison system’s prior practice of initial racial segregating of inmates was a reaction to the racial prejudices and intolerances inmates brought with them to prison. Alternatively, it suggests inmates develop prejudices through prison interactions. This concept led to the practice of segregation in initial housing of inmates. As inmates were introduced to the California prison system, they were placed in cells with inmates according to race or ethnicity.In 2005, the Supreme Court changed the standard to be applied in cases of racial segregation at prisons. In Johnson v. California, Justice O’Connor’s majority held that the proper standard of review was 'strict scrutiny' because the prior deferential standard too easily defended 'rank discrimination' and remanded the case back to the district court for review. The California Department of Corrections ('CDC') at that point settled with the plaintiff, Garrison Johnson, and began implementing policies to eliminate the use of race as a prima","PeriodicalId":83419,"journal":{"name":"University of Miami law review","volume":"66 1","pages":"847"},"PeriodicalIF":0.0,"publicationDate":"2011-11-20","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"67854728","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 11
Empowering The Collaborative Citizen In The Administrative State: A Case Study Of The Federal Communications Commission 授权行政国家中的合作公民:联邦通信委员会的案例研究
Pub Date : 2011-02-10 DOI: 10.2139/SSRN.1759439
P. Shane
Among the rhetorical themes of the Obama Presidency, none has been more prominent than the call for open, participatory, and collaborative government. The Federal Communication, although not formally bound by the Administration's "Open Government Directive," pledged "to comply voluntarily with its terms and, when possible, to exceed its targets." This article provides a case study of the FCC's first seven months under Chairman Julius Genachowski, chronicling the issues facing "an agency in the early throes of institutionalizing open, participatory, and collaborative government." After reviewing the agency's challenges and initiatives in communicating its message, sharing records and data, and facilitating public input, the article briefly speculates on the political conditions necessary to sustain efforts of this intensity.
在奥巴马总统任期内的演讲主题中,最突出的莫过于呼吁建立开放、参与和合作的政府。联邦通信虽然不受政府“开放政府指令”的正式约束,但承诺“自愿遵守其条款,并在可能的情况下超越其目标”。本文提供了一个联邦通信委员会在朱利叶斯·格纳考斯基主席领导下的头七个月的案例研究,记录了“一个机构在将开放、参与和合作的政府制度化的早期阵痛”所面临的问题。在回顾了该机构在传达信息、共享记录和数据以及促进公众参与方面面临的挑战和举措后,本文简要地推测了维持这种强度努力所需的政治条件。
{"title":"Empowering The Collaborative Citizen In The Administrative State: A Case Study Of The Federal Communications Commission","authors":"P. Shane","doi":"10.2139/SSRN.1759439","DOIUrl":"https://doi.org/10.2139/SSRN.1759439","url":null,"abstract":"Among the rhetorical themes of the Obama Presidency, none has been more prominent than the call for open, participatory, and collaborative government. The Federal Communication, although not formally bound by the Administration's \"Open Government Directive,\" pledged \"to comply voluntarily with its terms and, when possible, to exceed its targets.\" This article provides a case study of the FCC's first seven months under Chairman Julius Genachowski, chronicling the issues facing \"an agency in the early throes of institutionalizing open, participatory, and collaborative government.\" After reviewing the agency's challenges and initiatives in communicating its message, sharing records and data, and facilitating public input, the article briefly speculates on the political conditions necessary to sustain efforts of this intensity.","PeriodicalId":83419,"journal":{"name":"University of Miami law review","volume":"65 1","pages":"483"},"PeriodicalIF":0.0,"publicationDate":"2011-02-10","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"67736249","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 3
The Future of the Administrative Presidency: Turning Administrative Law Inside-Out 行政总统制的未来:从内到外的行政法
Pub Date : 2011-01-11 DOI: 10.2139/SSRN.1738491
S. Shapiro, R. Wright
The administrative presidency, congressional oversight and judicial review, are efforts to control bureaucratic discretion from outside of the agencies. Administrative law focuses almost exclusively on such "outside-in" accountability. Meanwhile, public administration scholars discuss the potential of "inside-out" approaches: managerial controls and professionalism. We propose a model of bureaucratic behavior that identifies the ideal conditions for inside-out accountability. By postulating that self-interested and other-regarding motives of bureaucrats can both be present to varying degrees in different agency environments (something that the competing public choice model does not do), our approach allows government redesign to respond to empirical learning in public administration scholarship. This learning suggests overall accountability can be enhanced if the tools of the administrative presidency (political appointments and centralized control) are reduced in favor of enhanced inside-out approaches in appropriate contexts.
行政总统、国会监督和司法审查,都是为了控制机构之外的官僚自由裁量权。行政法几乎只关注这种“由外而内”的问责。与此同时,公共管理学者讨论了“由内而外”方法的潜力:管理控制和专业主义。我们提出了一个官僚行为模型,该模型确定了由内而外问责制的理想条件。通过假设官僚的自利动机和他人动机在不同的机构环境中都可以不同程度地存在(这是竞争性的公共选择模型所没有的),我们的方法允许政府重新设计,以响应公共管理学术的经验学习。这种学习表明,如果减少行政主席的工具(政治任命和集中控制),在适当情况下加强由内而外的办法,就可以加强全面的问责制。
{"title":"The Future of the Administrative Presidency: Turning Administrative Law Inside-Out","authors":"S. Shapiro, R. Wright","doi":"10.2139/SSRN.1738491","DOIUrl":"https://doi.org/10.2139/SSRN.1738491","url":null,"abstract":"The administrative presidency, congressional oversight and judicial review, are efforts to control bureaucratic discretion from outside of the agencies. Administrative law focuses almost exclusively on such \"outside-in\" accountability. Meanwhile, public administration scholars discuss the potential of \"inside-out\" approaches: managerial controls and professionalism. We propose a model of bureaucratic behavior that identifies the ideal conditions for inside-out accountability. By postulating that self-interested and other-regarding motives of bureaucrats can both be present to varying degrees in different agency environments (something that the competing public choice model does not do), our approach allows government redesign to respond to empirical learning in public administration scholarship. This learning suggests overall accountability can be enhanced if the tools of the administrative presidency (political appointments and centralized control) are reduced in favor of enhanced inside-out approaches in appropriate contexts.","PeriodicalId":83419,"journal":{"name":"University of Miami law review","volume":"65 1","pages":"577"},"PeriodicalIF":0.0,"publicationDate":"2011-01-11","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"67731331","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 23
Clear as Mud: How the Uncertain Precedential Status of Unpublished Opinions Muddles Qualified Immunity Determinations 清晰如泥:未发表意见的不确定判例地位如何混淆了合格豁免的确定
Pub Date : 2009-08-05 DOI: 10.2139/SSRN.1444645
David R. Cleveland
Denying precedential status to unpublished opinions muddles the already unclear law surrounding qualified immunity. Government officials may claim qualified immunity as a defense to claims that they have violated a person’s civil rights. The test is whether they have violated “clearly established law.” The federal circuits differ on whether unpublished opinions may be used in determining clearly established law. This article, Clear as Mud: How the Uncertain Precedential Status of Unpublished Opinions Muddles Qualified Immunity Determinations, argues that unpublished opinions are ideal sources for determining what law is clearly established. The article reviews the purpose of both civil rights actions against government officials and the qualified immunity defense available to such officials. It also analyzes the characteristics of unpublished opinions and finds them, by definition, to be ideal sources to help determine the clearly established law. It then examines the circuit courts’ variation in the use of unpublished opinions in their qualified immunity analyses. Finally, it proposes a resolution to this problematic circuit split through jurisprudential or rulemaking means. Opinions that are issued as unpublished are by definition clearly established law; opinions that make new law or expand or contract existing law must be published under the federal circuit rules. Denying precedential status to unpublished opinions has relegated these opinions to a second class status, which is unjustified and unconstitutional, but also obfuscates their inherent suitability to demonstrate clearly established law.
否认未发表意见的先例地位,使本已不明确的有关有条件豁免的法律更加混乱。政府官员可主张有条件的豁免,作为对其侵犯公民权利的主张的辩护。检验的标准是他们是否违反了“明确确立的法律”。联邦巡回法院对于是否可以使用未发表的意见来确定明确确立的法律存在分歧。这篇题为《清晰如泥:未发表意见的不确定判例地位如何混淆了合格豁免裁决》的文章认为,未发表意见是确定何种法律已明确成立的理想来源。本文审查了针对政府官员的民事权利诉讼的目的以及这些官员可获得的有条件豁免辩护。本文还分析了未发表意见的特点,并从定义上发现它们是帮助确定明确确立的法律的理想来源。然后,审查了巡回法院在其有条件豁免分析中使用未发表意见的差异。最后,本文提出了通过法理或规则制定手段解决这一问题的途径。作为未发表意见发布的,按照定义是明确确立的法律;根据联邦巡回法院的规定,制定新法律或扩大或缩小现有法律的意见必须公布。否认未发表意见的先例地位,将这些意见降为第二类地位,这是不合理和违宪的,但也混淆了它们证明明确确立的法律的固有适用性。
{"title":"Clear as Mud: How the Uncertain Precedential Status of Unpublished Opinions Muddles Qualified Immunity Determinations","authors":"David R. Cleveland","doi":"10.2139/SSRN.1444645","DOIUrl":"https://doi.org/10.2139/SSRN.1444645","url":null,"abstract":"Denying precedential status to unpublished opinions muddles the already unclear law surrounding qualified immunity. Government officials may claim qualified immunity as a defense to claims that they have violated a person’s civil rights. The test is whether they have violated “clearly established law.” The federal circuits differ on whether unpublished opinions may be used in determining clearly established law. This article, Clear as Mud: How the Uncertain Precedential Status of Unpublished Opinions Muddles Qualified Immunity Determinations, argues that unpublished opinions are ideal sources for determining what law is clearly established. The article reviews the purpose of both civil rights actions against government officials and the qualified immunity defense available to such officials. It also analyzes the characteristics of unpublished opinions and finds them, by definition, to be ideal sources to help determine the clearly established law. It then examines the circuit courts’ variation in the use of unpublished opinions in their qualified immunity analyses. Finally, it proposes a resolution to this problematic circuit split through jurisprudential or rulemaking means. Opinions that are issued as unpublished are by definition clearly established law; opinions that make new law or expand or contract existing law must be published under the federal circuit rules. Denying precedential status to unpublished opinions has relegated these opinions to a second class status, which is unjustified and unconstitutional, but also obfuscates their inherent suitability to demonstrate clearly established law.","PeriodicalId":83419,"journal":{"name":"University of Miami law review","volume":"65 1","pages":"45"},"PeriodicalIF":0.0,"publicationDate":"2009-08-05","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"68182171","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
期刊
University of Miami law review
全部 Acc. Chem. Res. ACS Applied Bio Materials ACS Appl. Electron. Mater. ACS Appl. Energy Mater. ACS Appl. Mater. Interfaces ACS Appl. Nano Mater. ACS Appl. Polym. Mater. ACS BIOMATER-SCI ENG ACS Catal. ACS Cent. Sci. ACS Chem. Biol. ACS Chemical Health & Safety ACS Chem. Neurosci. ACS Comb. Sci. ACS Earth Space Chem. ACS Energy Lett. ACS Infect. Dis. ACS Macro Lett. ACS Mater. Lett. ACS Med. Chem. Lett. ACS Nano ACS Omega ACS Photonics ACS Sens. ACS Sustainable Chem. Eng. ACS Synth. Biol. Anal. Chem. BIOCHEMISTRY-US Bioconjugate Chem. BIOMACROMOLECULES Chem. Res. Toxicol. Chem. Rev. Chem. Mater. CRYST GROWTH DES ENERG FUEL Environ. Sci. Technol. Environ. Sci. Technol. Lett. Eur. J. Inorg. Chem. IND ENG CHEM RES Inorg. Chem. J. Agric. Food. Chem. J. Chem. Eng. Data J. Chem. Educ. J. Chem. Inf. Model. J. Chem. Theory Comput. J. Med. Chem. J. Nat. Prod. J PROTEOME RES J. Am. Chem. Soc. LANGMUIR MACROMOLECULES Mol. Pharmaceutics Nano Lett. Org. Lett. ORG PROCESS RES DEV ORGANOMETALLICS J. Org. Chem. J. Phys. Chem. J. Phys. Chem. A J. Phys. Chem. B J. Phys. Chem. C J. Phys. Chem. Lett. Analyst Anal. Methods Biomater. Sci. Catal. Sci. Technol. Chem. Commun. Chem. Soc. Rev. CHEM EDUC RES PRACT CRYSTENGCOMM Dalton Trans. Energy Environ. Sci. ENVIRON SCI-NANO ENVIRON SCI-PROC IMP ENVIRON SCI-WAT RES Faraday Discuss. Food Funct. Green Chem. Inorg. Chem. Front. Integr. Biol. J. Anal. At. Spectrom. J. Mater. Chem. A J. Mater. Chem. B J. Mater. Chem. C Lab Chip Mater. Chem. Front. Mater. Horiz. MEDCHEMCOMM Metallomics Mol. Biosyst. Mol. Syst. Des. Eng. Nanoscale Nanoscale Horiz. Nat. Prod. Rep. New J. Chem. Org. Biomol. Chem. Org. Chem. Front. PHOTOCH PHOTOBIO SCI PCCP Polym. Chem.
×
引用
GB/T 7714-2015
复制
MLA
复制
APA
复制
导出至
BibTeX EndNote RefMan NoteFirst NoteExpress
×
0
微信
客服QQ
Book学术公众号 扫码关注我们
反馈
×
意见反馈
请填写您的意见或建议
请填写您的手机或邮箱
×
提示
您的信息不完整,为了账户安全,请先补充。
现在去补充
×
提示
您因"违规操作"
具体请查看互助需知
我知道了
×
提示
现在去查看 取消
×
提示
确定
Book学术官方微信
Book学术文献互助
Book学术文献互助群
群 号:481959085
Book学术
文献互助 智能选刊 最新文献 互助须知 联系我们:info@booksci.cn
Book学术提供免费学术资源搜索服务,方便国内外学者检索中英文文献。致力于提供最便捷和优质的服务体验。
Copyright © 2023 Book学术 All rights reserved.
ghs 京公网安备 11010802042870号 京ICP备2023020795号-1