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Making Interpretation More Explicit: International Law and Pragmatics 使解释更加明确:国际法与语用学
Pub Date : 2017-06-19 DOI: 10.1163/15718107-08602004
B. Pirker, Jennifer Smolka
Building on earlier research, the present article integrates linguistics and pragmatics into the study of interpretation of treaties in international law. This approach aims to make the reasoning of interpreting agents and their appeals to interpretive canons more explicit and transparent. This is consequently demonstrated with a number of practical examples in which the process of legal interpretation and its accommodation of the mentioned norms of interpretation can be adequately described and modelled. At the same time, it is shown that legal language possesses certain particularities, but nevertheless ultimately follows the basic pragmatic rules of communication. Nonetheless, linguistics and pragmatics can only provide an ultimately descriptive account of interpretation, so that evaluative judgements on the normative questions of how to respect the norms of international law still need to be made and – from a normative perspective – the rules of international law are not replaced or abrogated.
在早期研究的基础上,本文将语言学和语用学整合到国际法条约解释的研究中。这种方法的目的是使解释主体的推理和他们对解释规范的诉求更加明确和透明。因此,可以用一些实际的例子来证明这一点,在这些例子中,法律解释的过程及其对上述解释规范的适应可以得到充分的描述和模拟。同时,法律语言具有一定的特殊性,但最终还是遵循了交际的基本语用规则。尽管如此,语言学和语用学只能对解释提供一种最终的描述性说明,因此仍然需要对如何尊重国际法规范的规范性问题作出评价性判断,并且- -从规范的角度- -国际法规则不会被取代或废除。
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引用次数: 5
Included or Excluded: An Analysis of the Application of the Free, Prior and Informed Consent Principle in Land Grabbing Cases in Cameroon 纳入或排除:喀麦隆土地掠夺案件中自由、事先和知情同意原则的应用分析
Pub Date : 2016-09-08 DOI: 10.17159/1727-3781/2016/V19I0A1222
Jean-Claude N. Ashukem
Even though the principle of free, prior and informed consent (FPIC) is soft law, the need to respect, protect and fulfil the rights to be informed and to be involved in development projects is strongly backed in international legal instruments including inter alia the ILO Convention 169 Concerning Indigenous and Tribal People in Independent Countries (1998) and the UN Declaration on the Rights of Indigenous and Tribal People (2007). These instruments do not only appear to be the most comprehensive and advanced international legal instruments that deal with indigenous peoples' rights in terms of the FPIC, but also signal an addition to the growing body of international human rights law that serves to ensure the realisation and protection of the substantive environmental and other human rights of indigenous people, particularly in the context of land grabbing activities that have the potential to negatively impact on their rights. Such rights include, for example, the rights to be informed and to participate in decision-making processes with respect to development projects, including land grabbing activities. This implies an obligation on states party to such international agreements to ensure that indigenous people are informed about and are actively involved in both the negotiation and the implementation of land grabbing deals. However, because the latter often takes place against the background of non-transparent transactions which are inimical to the rights and interests of indigenous people, one may wonder why the principle of FPIC is not applicable during land grabbing transactions. Focusing on Cameroon, this article examines instances of land grabbing in the country in order to support this hypothesis. This is done by focusing specifically on the application of the principle of FPIC. The arguments in the article are inspired by international law in which the application of the principle in the context of land grabbing serves not only to protect the rights and interests of indigenous people but is also conducive to fostering and reinforcing the land governance regime of host countries involved in such deals. To this end, the article concludes that because the principle embodies aspects of procedural rights such as the rights to information and participation, which are often conspicuously lacking during land grabbing contracts, its application in and during land grabbing might be useful to set the basis for the recognition, promotion, and enforcement of local communities' rights in Cameroon.
尽管自由、事先和知情同意原则(FPIC)是软法律,但尊重、保护和实现知情权和参与发展项目的必要性在国际法律文书中得到了强有力的支持,其中包括国际劳工组织关于独立国家土著和部落人民的第169号公约(1998年)和联合国土著和部落人民权利宣言(2007年)。这些文书不仅似乎是在《土著人民权利公约》方面处理土著人民权利的最全面和最先进的国际法律文书,而且还标志着对旨在确保实现和保护土著人民的实质性环境人权和其他人权的日益增长的国际人权法的补充。特别是在土地掠夺活动可能对其权利产生负面影响的情况下。这些权利包括,例如,获得有关发展项目,包括征地活动的信息和参与决策过程的权利。这意味着这类国际协定的缔约国有义务确保土著人民了解并积极参与土地掠夺交易的谈判和执行。然而,由于后者往往发生在不利于土著人民权利和利益的不透明交易的背景下,人们可能会想知道为什么FPIC原则不适用于土地掠夺交易。以喀麦隆为重点,本文考察了该国土地掠夺的实例,以支持这一假设。这是通过特别关注FPIC原理的应用来实现的。文章中的论点受到国际法的启发,其中在土地掠夺的情况下适用这一原则不仅有助于保护土著人民的权利和利益,而且有助于促进和加强参与此类交易的东道国的土地治理制度。为此,文章的结论是,由于该原则体现了程序性权利的各个方面,如知情权和参与权,而这些权利在土地掠夺合同中往往明显缺乏,因此在土地掠夺中及其在土地掠夺过程中的应用可能有助于为承认、促进和执行喀麦隆当地社区的权利奠定基础。
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引用次数: 7
Are International Courts the Best Adjudicators of Environmental Disputes? 国际法庭是环境纠纷的最佳裁决者吗?
Pub Date : 2016-08-31 DOI: 10.4337/9781783478408.II.33
I. Kornfeld
In submitting disputes over environmental harms to an international court or tribunal, the parties to the conflict seek a workable remedy for the issue(s) that triggered the action. Environmental disputes are a relatively recent class of cases that have been litigated in international courts. Indeed, it has only been over the past two decades that these disputes have found their way onto the dockets of international courts. On the other hand, the adjudication of environmental and natural resources cases, by arbitral tribunals, has long-standing origins. Four of the earliest recorded cases are the arbitrations of the Bering Fur Seals Case (US/UK) (1893), the Chamizal Arbitration (US/Mexico) (1911), The Trail Smelter Case (US/Canada) Arbitration (1941) and the Lac Lanoux Case (Spain/France) (1957) dispute. Each of the foregoing arbitrations yielded a remedy. In contrast, the International Court of Justice (ICJ) has to date, at best, provided facile or questionable remedies in the environmental disputes that it has adjudicated.This Article is devoted to the adjudication of environmental issues that have come before both the ICJ and the International Tribunal for the Law of the Sea (ITLOS) with a specific focus on international law remedies issued by these two bodies. Initially, it analyses disputes adjudicated by the ICJ, while reviewing their outcome and the remedies the Court issued. It then evaluates three disputes adjudicated by the ITLOS. Finally, it compares the two systems, and suggests that ad hoc arbitration may be the better course for states litigating environmental disputes.
在向国际法院或法庭提交有关环境危害的争端时,冲突各方为引发诉讼的问题寻求一种可行的补救办法。环境纠纷是最近在国际法院提起诉讼的一类案件。事实上,这些争端只是在过去的二十年里才出现在国际法庭的议事日程上。另一方面,仲裁庭对环境和自然资源案件的裁决有着悠久的渊源。最早记录在案的四个案例分别是白令海豹案(美国/英国)(1893年)、查米扎尔仲裁(美国/墨西哥)(1911年)、Trail Smelter案(美国/加拿大)仲裁(1941年)和Lac Lanoux案(西班牙/法国)(1957年)纠纷的仲裁。上述每项仲裁都产生了一种补救办法。相比之下,国际法院(ICJ)迄今最多只能在其裁决的环境争端中提供便利或有问题的补救办法。本文专门讨论国际法院和国际海洋法法庭(国际海洋法法庭)审理的环境问题的裁决,并特别侧重于这两个机构发布的国际法补救办法。最初,它分析国际法院裁决的争端,同时审查其结果和法院发布的补救办法。然后,它评估了国际海洋法法庭裁决的三个争端。最后,本文比较了这两种制度,并提出,对于国家提起环境纠纷诉讼而言,特设仲裁可能是更好的途径。
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引用次数: 0
The Protection of Intellectual Property in International Law - An Introduction 国际法中的知识产权保护——导论
Pub Date : 2016-07-28 DOI: 10.1093/oso/9780199663392.003.0014
Henning Grosse Ruse-Khan
This paper contains the outline, as well as the introductory and concluding chapters of a monograph on the protection of intellectual property (IP) in the wider context of international law (OUP, 2016). Against the background of the debate about norm relations within and between different rule systems in international law, the book construes a holistic view of international IP law as an integral part of the international legal system. The first part sets out the theoretical foundation for such a holistic view by offering several methodological frameworks for the analysis of norm relations in international law. These frameworks allow for different ways to conceptualise the linkages amongst international IP rules and those to other areas of international law. Part two then considers norm relations within the international IP system. It analyses the relationship of the two main IP conventions to the World Trade Organisation (WTO) Agreement on Trade Related Aspects of International Property Rights (TRIPS), as well as the relationship between TRIPS and Free Trade Agreements (FTAs). The third part discusses alternative rule systems for the protection of IP in international law: the intellectual creations element of IP is captured by the concept of creator's rights in international human rights law; while the property aspect of IP is protected by international investment agreements as well as European human rights treaties. Part four focuses on three core intersections between the international IP system and other areas of international law related to environmental, social and economic concerns. The areas examined concern international law on trade, biological diversity and climate change. As in part three, the perspective taken is that of the 'other' area and how it perceives its relations with international IP norms. In part five finally, the focus shifts back to the international IP system and the mechanisms it provides for taking into account the interests protected in other areas of international law.
本文包含关于在更广泛的国际法背景下保护知识产权(IP)的专著的大纲,以及导言和结束语章节(OUP, 2016)。在关于国际法中不同规则体系内部和之间规范关系的争论的背景下,本书将国际知识产权法作为国际法律体系的一个组成部分进行了整体的阐述。第一部分通过提供分析国际法规范关系的几个方法论框架,阐述了这种整体观点的理论基础。这些框架允许以不同的方式概念化国际知识产权规则与国际法其他领域规则之间的联系。第二部分考察了国际知识产权制度中的规范关系。本文分析了两个主要的知识产权公约与世界贸易组织《与贸易有关的国际产权协定》的关系,以及《与贸易有关的国际产权协定》与自由贸易协定之间的关系。第三部分论述了国际法上知识产权保护的可选规则体系:知识产权的智力创造要素被国际人权法上的创造者权利概念所捕捉;而知识产权的产权方面则受到国际投资协定和欧洲人权条约的保护。第四部分侧重于国际知识产权制度与与环境、社会和经济问题有关的其他国际法领域之间的三个核心交叉点。审查的领域涉及贸易法、生物多样性和气候变化方面的国际法。与第三部分一样,本文采取的视角是“他者”领域的视角,以及他者如何看待其与国际知识产权规范的关系。最后,在第五部分,重点转回到国际知识产权制度及其提供的机制,以考虑在国际法的其他领域所保护的利益。
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引用次数: 15
Corruption as a Violation of International Human Rights 腐败是对国际人权的侵犯
Pub Date : 2016-07-05 DOI: 10.2139/SSRN.2805099
Anne Peters
It is a fact that states with a high corruption rate (or a high corruption perception) are at the same time those with a poor human rights record. Beyond this coincidence, the paper seeks to identify a concrete legal relationship between corruption and deficient human rights protection. This is in practical terms relevant, because the extant international norms against corruption have so far yielded only modest success; their implementation could be improved with the help of human rights arguments and instruments.This paper therefore discusses a dual question: Can corrupt behaviour be conceptualised as a human rights violation? Should it be categorised and sanctioned as a human rights violation? My answer is that such a reconceptualization is legally sound, and that its normative and practical benefits outweigh the risk of reinforcing the anti-Western skepticism towards the fight against corruption. This assessment leads to the practice recommendation of a mutual mainstreaming of the international anti-corruption and human rights procedures. I conclude that the re-framing of corruption not only as a human right issue but as a potential human rights violation can contribute to closing the implementation gap of the international anti-corruption instruments.
事实是,腐败率高(或腐败观念高)的国家同时也是人权记录较差的国家。除了这种巧合之外,本文还试图找出腐败与缺乏人权保护之间的具体法律关系。这在实际意义上是相关的,因为现有的反腐败国际准则迄今只取得了有限的成功;在人权论点和文书的帮助下,它们的执行可以得到改善。因此,本文讨论了一个双重问题:腐败行为能否被概念化为侵犯人权?它是否应该被归类为侵犯人权并受到制裁?我的回答是,这种重新概念化在法律上是合理的,其规范和实际的好处超过了加强对反腐败斗争的反西方怀疑的风险。这一评估导致了将国际反腐败和人权程序相互纳入主流的实践建议。我的结论是,重新界定腐败不仅是一个人权问题,而且是一种潜在的侵犯人权行为,可以有助于缩小国际反腐败文书的执行差距。
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引用次数: 37
International Investment Law and ISDS: Mapping Contemporary Latin America 国际投资法和ISDS:绘制当代拉丁美洲
Pub Date : 2016-04-01 DOI: 10.1163/22119000-12340002
Katia Fach Gómez, C. Titi
In recent years, the negotiation and conclusion of international investment agreements (IIAs) in Latin America has gone hand-in-hand with a rethinking of investment standards and the elaboration of new IIA models. This is evident, among others, in Brazil’s cooperation and facilitation investment agreements (CFIAs), the continuing negotiations on the creation of a regional dispute settlement centre under the aegis of the Union of South American Nations (UNASUR), some recently-released investment policy documents and amendments to national arbitration laws for disputes involving the State. The article highlights such developments emphasising the broad spectrum of local approaches that vary from convergence to divergence in order to interpret Latin American countries’ position in the existing investor-State dispute settlement (ISDS) system and reveal the role that the sub-continent can play in the future design of ISDS.
近年来,拉丁美洲国际投资协定的谈判和缔结与重新考虑投资标准和拟订新的投资协定模式同时进行。除其他外,这一点在巴西的合作和促进投资协定、在南美洲国家联盟(南美国家联盟)主持下继续就建立一个区域争端解决中心进行谈判、最近公布的一些投资政策文件和对涉及国家争端的国家仲裁法的修正等方面都很明显。这篇文章强调了这些发展,强调了从趋同到分歧的广泛的地方方法,以便解释拉丁美洲国家在现有投资者-国家争端解决(ISDS)制度中的地位,并揭示次大陆在未来设计ISDS中可以发挥的作用。
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引用次数: 8
Interplay between the WTO Treaty and Other International Legal Instruments and Tribunals: Evolution after 20 Years of WTO Jurisprudence WTO条约与其他国际法律文书和法庭的相互作用:WTO法学20年后的演变
Pub Date : 2016-02-10 DOI: 10.2139/SSRN.2731144
Joost Pauwelyn
Positioning the WTO treaty in relation to other international legal instruments and tribunals is a complex, multi-faceted challenge on which reasoned opinions diverge. This contribution (i) describes how answering the question is, to some extent, an “interpretation choice”, (ii) summarizes the highlights of WTO jurisprudence to date, and (iv) identifies a number of trends and contradictions, and explains how the question itself, and the factors pushing in one or the other direction, have evolved over time. In its case law to date, the Appellate Body (AB) has solved some questions, and thereby made important interpretation choices. General international law, and its centralizing force, has played a key role. The impact of non-WTO treaties, including free trade agreements, and the de-centralizing pull they exert, remains less clear. The recent AB report on Peru – Agricultural Products provides useful clues and is surprisingly open to other international law. In other respects, it fails to convince and risks imposing an unrealistic straightjacket making it difficult for the WTO to adapt. Over time, the debate has shifted from non-trade to trade concerns and from other rules outside the WTO to instruments not part of WTO covered agreements but still concluded within the WTO. The pull toward other rules (broadly supported by the EU) shifted from a desire to legitimize the fledgling WTO dispute settlement system to an urge to find more recent expressions of membership voice. Regime independence and, later, an exaggerated focus on multilateralism have guided resistance against other rules (a trend generally supported by the US). Overall, the AB has preferred the avenue of treaty interpretation, and a pre-existing legal hook that can be found within the WTO treaty, to refer to other rules. Not always with legal support, the AB also tends to more easily accept other rules concluded inside rather than outside the WTO, and procedural deviations over substantive updating.
将WTO条约与其他国际法律文书和法庭的关系定位是一个复杂的、多方面的挑战,理性的意见存在分歧。这篇文章(i)描述了如何回答这个问题,在某种程度上,是一个“解释选择”,(ii)总结了迄今为止WTO法学的亮点,(iv)确定了一些趋势和矛盾,并解释了问题本身,以及推动一个或另一个方向的因素是如何随着时间的推移而演变的。迄今为止,上诉机构在其判例法中解决了一些问题,从而做出了重要的解释选择。一般国际法及其集中力量发挥了关键作用。包括自由贸易协定在内的非世贸组织条约的影响,以及它们所发挥的去中心化作用,仍不太清楚。最近关于秘鲁农产品的联合国报告提供了有用的线索,并出人意料地向其他国际法开放。在其他方面,它无法让人信服,而且有可能给WTO施加不切实际的束缚,使其难以适应。随着时间的推移,辩论从非贸易问题转向了贸易问题,从世贸组织以外的其他规则转向了不属于世贸组织协议但仍在世贸组织内缔结的文书。对其他规则的推动(得到欧盟的广泛支持)从希望使羽翼未丰的世贸组织争端解决机制合法化,转变为迫切希望找到更多成员国话语权的最新表达方式。政权独立以及后来对多边主义的过分关注,引导了对其他规则的抵制(这一趋势普遍得到美国的支持)。总的来说,仲裁机构更倾向于条约解释的途径,以及在世贸组织条约中可以找到的现有法律挂钩,以参考其他规则。上诉机构并不总是有法律支持,它也倾向于更容易接受WTO内部而非外部达成的其他规则,以及程序性偏差而非实质性更新。
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引用次数: 7
Piracy as a Threat to International Peace and Security 海盗对国际和平与安全的威胁
Pub Date : 2015-04-15 DOI: 10.2139/SSRN.2594817
A. Varfolomeev
The study focuses on specific issues in the system of international security related to modern-day piracy. The first part examines the adequacy of the classical approach treating piracy as a common crime with an international element, comparing contemporary piracy to other illegal activities committed by non-state actors. The second part deals with the status of the threat to international peace and security potentially applicable to piracy. The essay concludes with a brief case study on the role of the UN Security Council in suppressing piracy off the coast of Somalia under norms of international security law.
该研究侧重于与现代海盗有关的国际安全体系中的具体问题。第一部分考察了将海盗行为视为具有国际要素的共同犯罪的经典方法的充分性,并将当代海盗行为与非国家行为者实施的其他非法活动进行了比较。第二部分论述了可能适用于海盗行为的对国际和平与安全的威胁的现状。本文最后以一个简短的案例研究来总结联合国安理会在国际安全法规范下打击索马里沿海海盗的作用。
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引用次数: 2
Социальное Положение Инвалидов в Российской Федерации С Учетом Положений Конвенции О Правах Инвалидов (Social Status of People with Disabilities in the Russian Federation with Accounting of the Convention on the Rights of Disabled Persons)
Pub Date : 2015-03-01 DOI: 10.2139/SSRN.2590272
L. Ragozina, Dmitriy M. Rogozin, S. Vasin, Marina A. Eliseeva, A. Burdyak, A. Makarentseva
Russian Abstract: Работа «Социальное положение инвалидов в Российской Федерации с учетом положений Конвенции о правах инвалидов» посвящена выявлению наиболее адекватного инструментария исследования социального положения инвалидов. При разработке темы тестировались разнообразные методы исследования, использующиеся в России и в зарубежных странах: статистический анализ (в т.ч.: базы данных Росстата, переписи населения, всероссийские статистические наблюдения), выборочные и глубинные (качественные) социологические исследования. Анализ имеющегося инструментария позволил подготовить предложения для организации системы Национального мониторинга инвалидов в Российской Федерации, который должен осуществляться в свете Конвенции ООН о правах инвалидов.English Abstract: The paper "Social Status of People with Disabilities in the Russian Federation with Accounting of the Convention on the Rights of Disabled Persons" is devoted to identifying the most appropriate instruments for the study of social status of the disabled persons. In developing of the theme of the topics a variety of research methods used in Russia and in foreign countries was tested: a statistical analysis (including Rosstat database, census, national statistical surveys), and samples of in-depth (qualitative) sociological research. Analysis of the available tools allows us to prepare proposals for the organization of a national monitoring system of disabled persons in the Russian Federation, which should be done in the light of the UN Convention on the Rights of Disabled Persons.
俄罗斯Abstract:“根据《残疾人权利公约》规定,俄罗斯联邦残疾人的社会地位”的工作重点是确定对残疾人社会状况的最充分的研究工具。俄罗斯和国外使用的各种研究方法都经过了测试:统计分析、人口普查、俄罗斯统计观测、抽样和深度(高质量)社会学研究。根据《联合国残疾人权利公约》,对现有工具的分析为在俄罗斯联邦建立国家残疾人监测系统提出了建议。《人类的社会状态》:《俄罗斯人的社会地位》是为了纪念被剥夺公民权的人的社会地位而设计的。在俄罗斯和其他国家的研究中发现了不同的方法是测试:状态分析,中心,国家统计,和社会研究中的samples。在俄罗斯联邦的国家蒙太奇系统中,当人们应该在“不受欢迎的人”会议上被烧死的时候,我们就会被提醒。
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引用次数: 1
Can the WTO Rules Be Efficiently Breached for Welfarist Objectives? 为了实现福利主义目标,WTO规则能被有效地破坏吗?
Pub Date : 2014-04-15 DOI: 10.2139/ssrn.2430392
Abdulmalik M. Altamimi
After Eric Posner and Jack Goldsmith published their controversial book, The Limits of International Law, a number of critical reviews were written, even by rational choice theory law scholars, contradicting what they saw as ‘simplistic’ and ‘inconsistent’ assumptions about the role of international law. However, neither Posner nor Goldsmith seem to be affected by the critique and have continued to explain the book’s main thesis in new publications. For instance, the co-author Posner and Alan Sykes have recently published a book entitled, Economic Foundations of International Law, which apply the rational choice theory to explain the state cooperative behaviour at the International level. They did that by claiming that international law must be self-enforcing by the application of private contract theory of efficient breach. This article will evaluate Posner, Sykes and others claim of the need for efficient breach in the context of the World Trade Organization (WTO) law. The authors have mainly relied on the WTO acquis to introduce their theory to other subfields of public international law, such as, international human right law. Sometimes they justify their argument based on ‘the absence of welfarist justification of international law’ and most of the time on the weakness of the public international law enforcement mechanism, citing the WTO dispute settlement system as an example. This article will try to answer this question: does the lack of ‘welfarist grounds’ justify an efficient breach of existing WTO rules to serve the states self-interest objectives?
在埃里克·波斯纳(Eric Posner)和杰克·戈德史密斯(Jack Goldsmith)出版了他们备受争议的著作《国际法的极限》(The Limits of International Law)之后,甚至理性选择理论的法律学者也写了许多批评性的评论,反驳了他们所认为的关于国际法作用的“简单化”和“不一致”的假设。然而,波斯纳和戈德史密斯似乎都没有受到批评的影响,并在新的出版物中继续解释这本书的主要论点。例如,合著者波斯纳和艾伦·赛克斯最近出版了一本名为《国际法的经济基础》的书,将理性选择理论应用于国际层面上的国家合作行为。他们通过声称国际法必须通过适用有效违约的私人契约理论而自我执行来做到这一点。本文将在世界贸易组织(WTO)法律的背景下评价波斯纳、赛克斯等人关于有效违约必要性的主张。作者主要依靠WTO判例将其理论引入国际公法的其他子领域,如国际人权法。有时,他们以“国际法缺乏福利主义正当性”为理由来为自己的论点辩护,而大多数时候,他们以国际公共执法机制的薄弱为理由,以WTO争端解决机制为例。本文将试图回答这个问题:缺乏“福利主义依据”是否证明了有效违反现有WTO规则以服务于国家自身利益目标的合理性?
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引用次数: 0
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