Pub Date : 2021-04-27DOI: 10.4337/9781839101236.00025
Alessio Bartolacelli, Marc Bianchi, Hanne Søndergaard Birkmose, Matteo Gargantini, S. Gomtsian, Anne Lafarre, Corrado Malberti, J. A. Mayer, M. Milič, Konstantinos Sergakis, Ulrich Torggler, C. Elst
Enforcement mechanisms purport to ensure the compliance with all transposed SRD II rules by enhancing the credibility of the long-term shareholder engagement and agenda that has been at the forefront of the Commission’s ambition. Safeguarding compliance in this area can also reinforce credibility in the markets, investor confidence and sound corporate governance, and investment management practices. Most importantly, the element of accountability of concerned persons who are supposed to fulfil the SRD II duties is of paramount importance now that the SRD II has been transposed into national laws. The aim of this chapter is to present the various types of enforcement mechanisms and to critically assess their adaptability and efficiency in relation to the areas of practice affected by the SRD II.
{"title":"ARTICLE 14A AND 14B: ENFORCEMENT OF SRD II PROVISIONS","authors":"Alessio Bartolacelli, Marc Bianchi, Hanne Søndergaard Birkmose, Matteo Gargantini, S. Gomtsian, Anne Lafarre, Corrado Malberti, J. A. Mayer, M. Milič, Konstantinos Sergakis, Ulrich Torggler, C. Elst","doi":"10.4337/9781839101236.00025","DOIUrl":"https://doi.org/10.4337/9781839101236.00025","url":null,"abstract":"Enforcement mechanisms purport to ensure the compliance with all transposed SRD II rules by enhancing the credibility of the long-term shareholder engagement and agenda that has been at the forefront of the Commission’s ambition. Safeguarding compliance in this area can also reinforce credibility in the markets, investor confidence and sound corporate governance, and investment management practices. Most importantly, the element of accountability of concerned persons who are supposed to fulfil the SRD II duties is of paramount importance now that the SRD II has been transposed into national laws. The aim of this chapter is to present the various types of enforcement mechanisms and to critically assess their adaptability and efficiency in relation to the areas of practice affected by the SRD II.","PeriodicalId":133850,"journal":{"name":"The Shareholder Rights Directive II","volume":"188 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2021-04-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"123271137","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2021-04-27DOI: 10.4337/9781839101236.00021
C. Elst, Anne Lafarre
Article 9a requires the general meeting of shareholders to vote on the remuneration policy at least every four years and on every material change. Article 9b provides the right to an annual advisory vote on the remuneration report that contains all components of the remuneration package of each individual director. These articles elaborate both voting rights of the shareholders and foresee in a number of options how the vote and the content of the remuneration policy and the remuneration report can be structured. This chapter assesses all choices of both articles of Directive 2017/828.
{"title":"ARTICLE 9A AND 9B: SAY ON PAY","authors":"C. Elst, Anne Lafarre","doi":"10.4337/9781839101236.00021","DOIUrl":"https://doi.org/10.4337/9781839101236.00021","url":null,"abstract":"Article 9a requires the general meeting of shareholders to vote on the remuneration policy at least every four years and on every material change. Article 9b provides the right to an annual advisory vote on the remuneration report that contains all components of the remuneration package of each individual director. These articles elaborate both voting rights of the shareholders and foresee in a number of options how the vote and the content of the remuneration policy and the remuneration report can be structured. This chapter assesses all choices of both articles of Directive 2017/828.","PeriodicalId":133850,"journal":{"name":"The Shareholder Rights Directive II","volume":"117 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2021-04-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"129444131","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2021-04-27DOI: 10.4337/9781839101236.00016
Hanne Søndergaard Birkmose
{"title":"ARTICLE 3H: INVESTMENT STRATEGY OF INSTITUTIONAL INVESTORS AND ARRANGEMENTS WITH ASSET MANAGERS","authors":"Hanne Søndergaard Birkmose","doi":"10.4337/9781839101236.00016","DOIUrl":"https://doi.org/10.4337/9781839101236.00016","url":null,"abstract":"","PeriodicalId":133850,"journal":{"name":"The Shareholder Rights Directive II","volume":"356 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2021-04-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"125643238","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2021-04-27DOI: 10.4337/9781839101236.00009
Marina B. Madsen
{"title":"ARTICLES 1 AND 2: SCOPE AND DEFINITIONS","authors":"Marina B. Madsen","doi":"10.4337/9781839101236.00009","DOIUrl":"https://doi.org/10.4337/9781839101236.00009","url":null,"abstract":"","PeriodicalId":133850,"journal":{"name":"The Shareholder Rights Directive II","volume":"106 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2021-04-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"132426408","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2021-04-27DOI: 10.4337/9781839101236.00013
Alessio Bartolacelli
{"title":"ARTICLE 3C–3F: FACILITATION OF THE EXERCISE OF SHAREHOLDER RIGHTS","authors":"Alessio Bartolacelli","doi":"10.4337/9781839101236.00013","DOIUrl":"https://doi.org/10.4337/9781839101236.00013","url":null,"abstract":"","PeriodicalId":133850,"journal":{"name":"The Shareholder Rights Directive II","volume":"443 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"2021-04-27","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"114572624","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 1900-01-01DOI: 10.4337/9781839101236.00020
Raghvendra Kumar Verma
Appointment and Remuneration of a Director requires a careful understating of the various provisions of the Companies Act and other applicable Acts. Sections 197A, 198, 268, 269, 309, 310, 311 read with Schedule XIII of the Companies Act, 1956 contain provisions relating to the appointment and remuneration of a Managerial Personnel. The purpose of this article is to understand the practical aspects of the Managerial Remuneration. e-mail :
{"title":"REMUNERATION OF DIRECTORS","authors":"Raghvendra Kumar Verma","doi":"10.4337/9781839101236.00020","DOIUrl":"https://doi.org/10.4337/9781839101236.00020","url":null,"abstract":"Appointment and Remuneration of a Director requires a careful understating of the various provisions of the Companies Act and other applicable Acts. Sections 197A, 198, 268, 269, 309, 310, 311 read with Schedule XIII of the Companies Act, 1956 contain provisions relating to the appointment and remuneration of a Managerial Personnel. The purpose of this article is to understand the practical aspects of the Managerial Remuneration. e-mail :","PeriodicalId":133850,"journal":{"name":"The Shareholder Rights Directive II","volume":"6 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"133342116","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 1900-01-01DOI: 10.4337/9781839101236.00023
Marc Bianchi, M. Milič
{"title":"ARTICLE 9C: TRANSPARENCY AND APPROVAL OF RELATED PARTY TRANSACTIONS","authors":"Marc Bianchi, M. Milič","doi":"10.4337/9781839101236.00023","DOIUrl":"https://doi.org/10.4337/9781839101236.00023","url":null,"abstract":"","PeriodicalId":133850,"journal":{"name":"The Shareholder Rights Directive II","volume":"34 1","pages":"0"},"PeriodicalIF":0.0,"publicationDate":"1900-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"124942226","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
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