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Ugly American Hermeneutics 丑陋的美国诠释学
Pub Date : 2010-11-07 DOI: 10.4013/rechtd.2011.31.05
Mootz, J. Francis
This article will appear in a Symposium on comparative legal hermeneutics that includes four articles by American scholars and four articles by Brazilian scholars. I argue that the "ugly American" hermeneutics exemplified in Justice Scalia's opinion in District of Columbia v. Heller is unfortunate, even if we supplement Justice Scalia's hermeneutical fantasy with the much more careful and balanced philosophical work by Larry Solum, Keith Whittington and other scholars. Nevertheless, the pragmatic work of interpretation by lawyers and judges in the day-to-day world of legal practice shows a plain-faced integrity of which we Americans can be proud.
这篇文章将出现在一个比较法律解释学研讨会上,该研讨会包括四篇美国学者和四篇巴西学者的文章。我认为,即使我们用拉里·索伦(Larry Solum)、基思·惠廷顿(Keith Whittington)和其他学者更为谨慎和平衡的哲学著作来补充斯卡利亚大法官的解释学幻想,以斯卡利亚大法官在哥伦比亚特区诉海勒案(District of Columbia v. Heller)一案中的观点为例的“丑陋的美国人”解释学也是不幸的。然而,律师和法官在日常法律实践中务实的解释工作显示出我们美国人可以引以为傲的一种坦率的正直。
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引用次数: 1
As Time Goes by: Hermeneutics and Originalism 随着时间的流逝:解释学和原旨主义
Pub Date : 2010-08-23 DOI: 10.4013/rechtd.2011.31.06
John T. Valauri
What is the continuing relevance of hermeneutics to legal theory in general and to constitutional theory in particular if we are all originalists now? Both seem to be vital despite the decline of interest in hermeneutics recently. This article argues for the continuing relevance of hermeneutics to both fields because of the centrality of issues of application and practical reasoning in both. Law seeks for find the meaning of texts applied over time; legal texts are truly letters of transit. That we are all originalists, yet still have the same sort of interpretive debates we have always had, only indicates the continuing need to work on hermeneutic questions of application and practical reasoning. These issues are explored in the context of the Dworkin/Scalia discussion of the distinction between expectation and semantic originalism.
如果我们现在都是原旨主义者那么解释学对法律理论特别是宪法理论的持续相关性是什么?两者似乎都是至关重要的,尽管最近对解释学的兴趣有所下降。本文主张解释学与这两个领域的持续相关性,因为两者的应用和实践推理问题都处于中心地位。法律寻求找到文本的意义适用于时间;法律文本是真正的转让书。我们都是原旨主义者,但仍然有同样的解释性辩论,我们一直都有,这只表明继续需要研究应用和实践推理的解释性问题。这些问题是在德沃金/斯卡利亚讨论期望和语义原旨主义之间的区别的背景下探讨的。
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引用次数: 0
Masculinities, Post-Racialism and the Gates Controversy: The False Equivalence Between Officer and Civilian 男子气概、后种族主义与盖茨之争:军官与平民之间的错误等同
Pub Date : 2010-03-22 DOI: 10.2139/SSRN.1576751
F. Cooper
On Thursday, July 16, 2009, white male police officer James Crowley was called to the home of prominent black male scholar Henry Louis Gates, Jr. on a report of a potential break-in. After confirming that no break-in had occurred and Gates’s identity, Crowley arrested Gates for disorderly conduct. Gates was promptly released without charges, and claimed he had been racially profiled. After the event became a national controversy, some people said that Gates was the true racist for assuming Crowley was racist. Only the parties “beer summit” with the President and Vice-president cooled the controversy. This article asks why Crowley arrested Gates and why some view Gates as the culprit. The answer to the first question is that this was not just racial profiling, but also a masculinity contest. The arrest can be conceived of as resulting from the ways the parties challenged each others’ masculinities, which resulted in a masculinity contest. Specifically, Gates’s violation of the unofficial rule of deference to the badge created a masculinity challenge for Crowley and resulted in a masculinity contest between the parties that Crowley resolved by arresting Gates. The answer to the second question is that race was indeed the dominant factor, but because of post-racialism, not traditional racism. Whereas colorblind ideology presumed the best way to reach an egalitarian society was to pretend race does not matter, post-racial ideology assumes we have reached that state. The ironic result of Obama’s election was to make it harder for the mainstream to see Crowley as implicitly biased and easier for them to see Gates as the true racist for having called Crowley racist. The complicated nature of the Gates arrest and controversy reveals the need for a scholarly program demonstrating that norms of masculinity, while invisible, strongly influence behavior and that post-racialism, while explicitly progressive, hides implicit bias from view.
2009年7月16日,星期四,白人男警官詹姆斯·克劳利接到报警,到著名黑人男学者小亨利·路易斯·盖茨的家中,报告可能有人闯入。在确认了盖茨的身份和没有发生非法闯入事件后,克劳利以妨害治安罪逮捕了盖茨。盖茨很快被无罪释放,并声称他被种族歧视。这件事在全国引起争议后,有人说盖茨是真正的种族主义者,因为他认为克劳利是种族主义者。只有两党在总统和副总统的“啤酒峰会”上平息了争议。这篇文章问为什么克劳利逮捕了盖茨,为什么有些人认为盖茨是罪魁祸首。第一个问题的答案是,这不仅仅是种族定性,也是一场男子气概的较量。逮捕可以被认为是由于双方挑战对方男子气概的方式,这导致了一场男子气概竞赛。具体来说,盖茨违反了尊重徽章的非正式规则,这给克劳利带来了男子气概的挑战,并导致了双方之间的男子气概竞赛,克劳利通过逮捕盖茨解决了这一问题。第二个问题的答案是,种族确实是主要因素,但因为后种族主义,而不是传统的种族主义。无视肤色的意识形态认为,实现平等社会的最佳方式是假装种族无关紧要,而后种族意识形态则认为,我们已经达到了这种状态。具有讽刺意味的是,奥巴马当选的结果是,主流社会更难以将克劳利视为隐含的偏见,而更容易将盖茨视为真正的种族主义者,因为他称克劳利为种族主义者。盖茨被捕和争议的复杂本质表明,需要一个学术项目来证明,男性气概的规范虽然看不见,但对行为有着强烈的影响,后种族主义虽然明显进步,但在视野中隐藏着隐性偏见。
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引用次数: 10
To Have and To Hold: What Does Love (of Money) Have to do with Joint Tax Filing? 拥有和持有:对金钱的热爱与共同纳税申报有什么关系?
Pub Date : 2009-02-16 DOI: 10.2139/SSRN.1344431
S. Mcmahon
Wealthy taxpayers have always attempted to reduce their federal income taxes. Before 1948, one popular method was to shift income between spouses so that more of a husband’s income could be reported by, and taxed to, his lower-income, and thus lower tax bracket, wife. In 1948 Congress removed married couples’ incentive to engage in this tax avoidance behavior by adding nationalized income-splitting to the joint return. This effectively gave those filing joint returns tax brackets that were twice as wide as those of single taxpayers, and, as a result, married couples with a single or primary income-earner paid relatively less income tax than their single counterparts. Today there is debate over returning to an individual-based income tax system, similar to that which operated before 1948. Evaluating that proposal, this paper first explores the development of the income-splitting joint return to evaluate the potential costs and consequences of a return to an individual system. Individual-filing incentivized avoidance behavior, reducing the progressiveness of the income tax while giving tax advantages to those who engaged in tax-planning and an increased relative tax burden to those who did not. Second, the paper considers the prospect of the Internal Revenue Service reining in a renewal of this type of tax avoidance today. Returning to a system of individual filing will increase complexity in the tax code and add incentives and opportunities for tax avoidance at a time when the IRS is already struggling under the burden of non-compliance. Finally, in case practical concerns are not persuasive enough, this paper examines how best to evaluate married couples’ ability to pay taxes on a theoretical basis. Calculations on a unitary basis, it contends, remain more accurate for comparing married taxpayers to other taxpayers and it is that comparison, between couples as opposed to within couples, which reflects relative abilities to pay. As a result of these considerations, this paper concludes that joint filing remains the best filing unit.
富有的纳税人一直试图减少他们的联邦所得税。在1948年之前,一种流行的方法是在配偶之间转移收入,这样丈夫的收入就可以更多地报告给他收入较低的妻子,并向他征税,从而降低纳税等级。1948年,国会取消了已婚夫妇从事这种避税行为的动机,在共同纳税申报单上增加了国有化的收入分配。这实际上使那些联合报税的人的纳税等级是单身纳税人的两倍,因此,有一个或主要收入来源的已婚夫妇比单身人士缴纳的所得税相对较少。如今,人们在争论是否要恢复类似于1948年以前实行的个人所得税制度。为了评估这一建议,本文首先探讨了收入分割联合回报的发展,以评估回报给个人系统的潜在成本和后果。个人申报激励了避税行为,减少了所得税的累进性,同时为从事税收规划的人提供了税收优惠,而对那些没有从事税收规划的人则增加了相对的税收负担。其次,本文考虑了美国国税局(Internal Revenue Service)控制这种避税行为的前景。回到个人申报制度将增加税法的复杂性,并在美国国税局已经在不合规负担下挣扎的情况下,增加避税的激励和机会。最后,如果实际问题不够有说服力,本文将在理论基础上研究如何最好地评估已婚夫妇的纳税能力。它认为,在将已婚纳税人与其他纳税人进行比较时,以一元为基础的计算仍然更准确,而夫妻之间的比较,而不是夫妻内部的比较,反映了相对的支付能力。综上所述,本文认为共同申报仍是最佳的申报单位。
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引用次数: 4
If You Love Arbitration, Set it Free: How 'Mandatory' Undermines 'Arbitration' 如果你喜欢仲裁,就让它自由:“强制性”如何破坏“仲裁”
Pub Date : 2007-08-01 DOI: 10.2139/SSRN.1006826
David S. Schwartz
By forcing employment and consumer cases into the mandatory arbitration system, the Supreme Court's interpretation of the Federal Arbitration Act has created inexorable pressures to judicialize arbitration, thereby tending to undermine what is valuable about arbitration as a dispute resolution process. A large and rapidly-expanding body of judicial doctrine - external arbitration law - now frames arbitration with decisional law on enforceability of arbitration clauses, arbitrability of issues, the judicial enforcement procedures for arbitrations both before and after the award, and sundry related matters. In addition, arbitration is becoming internally judicialized with formal procedures for how a case will be arbitrated, rules imposed extra-contractually, by case law, statute, professional organizations, and the arbitration providers themselves. Finally, academic commentators exacerbate this process of surrounding and infusing arbitration with formal law by focusing on increasingly specific doctrinal questions reflecting acceptance of or resignation to the mandatory arbitration regime. In other words, contemporary arbitration law is largely how courts and commentators cope with the two big mistakes underlying the Supreme Court's FAA interpretation. Believers in arbitration as a faster, simpler and cheaper alternative to litigation should support legislative reversal of judicially-created doctrine of mandatory arbitration.
通过将就业和消费者案件强制纳入强制性仲裁制度,最高法院对《联邦仲裁法》的解释造成了将仲裁司法化的不可阻挡的压力,从而倾向于破坏仲裁作为一种争议解决程序的价值。一个庞大且迅速扩大的司法学说体系——对外仲裁法——现在将仲裁与仲裁条款的可执行性、问题的可仲裁性、仲裁裁决前后的司法执行程序以及各种相关事项的决定法律联系起来。此外,仲裁正在成为内部司法化的正式程序,案件将如何进行仲裁,规则强加于合同之外,由判例法,法规,专业组织和仲裁提供者本身。最后,学术评论人士通过关注反映对强制性仲裁制度的接受或放弃的日益具体的理论问题,加剧了这一过程,即围绕仲裁并将其注入正式法律。换句话说,当代仲裁法在很大程度上是法院和评论员如何应对最高法院FAA解释背后的两大错误。相信仲裁是一种比诉讼更快、更简单、更便宜的选择的人,应该支持在立法上推翻司法创造的强制性仲裁原则。
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引用次数: 2
The Lawyer's Role(s) in Deliberative Democracy 律师在协商民主中的作用
Pub Date : 2005-08-24 DOI: 10.4324/9781315248592-13
Carrie Menkel‐Meadow
This article explores the possible marriage of recent political theory on deliberative democracy with conflict resolution theory and practice. It reviews the theoretical framework for encouraging more active public participation in both governmental and political decision making (Guttman & Thompson, Bohman, Habermas, Hampshire) and asks how processes can be structured to maximize political participation through several different modes of discourse: reasoned argument/principle; trading of preferences/bargaining and appeals to passion, emotion, and deeply held beliefs. The article suggests a variety of different modes of conflict resolution sorted by the need for constitutive, permanent or ad hoc decision-making, plenary vs. committee or task oriented organizational principles and whether deliberations are to be private and confidential or transparent and public, with predictions about how different outcomes will be produced by different process structures. In addition, the article suggests that lawyers might be particularly well suited (with additional disciplinary training) to performing Tocquevillian facilitative roles between and among deliberators in processes that seek to increase participative democracy and improve the quality of decision making.
本文探讨了协商民主的最新政治理论与冲突解决理论和实践的可能结合。它回顾了鼓励公众更积极地参与政府和政治决策的理论框架(Guttman & Thompson, Bohman, Habermas, Hampshire),并询问如何通过几种不同的话语模式构建过程以最大限度地提高政治参与:理性论证/原则;偏好/讨价还价的交易,以及对激情、情感和根深蒂固的信念的诉求。本文提出了各种不同的冲突解决模式,这些模式是根据对构成性、永久性或临时决策的需要、全体会议与委员会或以任务为导向的组织原则、审议是私人和保密的还是透明和公开的进行分类的,并预测了不同的过程结构将如何产生不同的结果。此外,文章还指出,律师可能特别适合(经过额外的学科培训)在寻求增加参与性民主和提高决策质量的过程中,在审议者之间和审议者之间发挥托克维尔式的促进作用。
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引用次数: 30
Response: Public Litigation, Private Arbitration? 回应:公共诉讼,私人仲裁?
Pub Date : 1900-01-01 DOI: 10.7282/T3MS3X1C
David L. Noll
How should disputes be allocated between litigation and arbitration? Given strong incentives for many actors to arbitrate everything, the question turns fundamentally on the scope of arbitration under the applicable law. In Re-Inventing Arbitration: How Expanding the Scope of Arbitration Is Re-Shaping Its Form and Blurring the Line Between Private and Public Adjudication, Professor Deborah Hensler and Damira Khatam posit that the “public” or “private” nature of a dispute provides the key to whether it belongs in arbitration. While arbitration of private disputes is ok, disputes with “public policy dimensions” belong in the courts. Hensler and Khatam therefore suggest that Congress override Supreme Court decisions mandating arbitration of employment and consumer disputes, which, they contend, would restore domestic arbitration to its proper sphere. But can disputes really be divided into public and private categories that provide the key to whether they belong in arbitration? This Response suggests that on close examination it is exceedingly difficult to identify a reliable proxy for the public or private nature of a dispute. The absence of such a proxy suggests there is an inescapably political dimension to how disputes are allocated between litigation and arbitration. Whether a category of disputes should be heard in a public court because the disputes impact the public interest turns out to depend on contested judgments about where the public interest lies. This, in turn, suggests a more fundamental reason for Congress to revisit the scope of arbitration under the FAA. If the allocation of disputes between litigation and arbitration is an inescapably political question, it should ideally be addressed by an institution accountable to democratic politics.
如何在诉讼和仲裁之间分配纠纷?鉴于许多行为体都有强烈的动机去仲裁一切,问题从根本上转向了适用法律下的仲裁范围。Deborah Hensler教授和Damira Khatam教授在《重新发明仲裁:仲裁范围的扩大如何重塑其形式并模糊私人与公共裁决的界限》一书中认为,争议的“公共”或“私人”性质提供了是否属于仲裁的关键。虽然私人纠纷可以仲裁,但涉及“公共政策层面”的纠纷应交由法院处理。因此,亨斯勒和哈塔姆建议国会推翻最高法院的裁决,要求对就业和消费者纠纷进行仲裁,他们认为,这将使国内仲裁恢复到应有的范围。但是,是否真的可以将争议划分为公共纠纷和私人纠纷,从而提供是否应仲裁的关键?这一回应表明,经过仔细研究,很难确定一个可靠的代理来代表争议的公共或私人性质。没有这样的代理人表明,在诉讼和仲裁之间如何分配纠纷,存在着不可避免的政治因素。一类纠纷是否应该在公共法院审理,因为纠纷影响公共利益,这取决于对公共利益所在的争议判断。这反过来又为国会重新审视FAA下的仲裁范围提供了一个更根本的理由。如果在诉讼和仲裁之间分配纠纷是一个不可避免的政治问题,那么理想情况下,它应该由一个对民主政治负责的机构来解决。
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引用次数: 0
Hiding the Statute in Plain View: University of Texas Southwestern Medical Center v. Nassar 隐藏在普通视野中的法规:德克萨斯大学西南医学中心诉纳萨尔案
Pub Date : 1900-01-01 DOI: 10.2139/SSRN.2341828
M. J. Zimmer
The Supreme Court decided in University of Texas Southwestern Medical Center v. Nassar that the “a motivating factor” level of proof to establish liability set forth in §§ 703(m) and the same-decision defense to full remedies of 706(g)(2)(B) of Title VII of the Civil Rights Act of 1964 does not apply to claims of retaliation brought pursuant to § 704(a). Instead, Title VII retaliation must be the “but-for” cause of the adverse action plaintiff challenges. The obvious impact of Nassar is that it makes it more difficult for plaintiffs to prove retaliation. In some ways, Nassar is a surprise because the Court had consistently held for plaintiffs in a number of retaliation cases. In other ways, it was not a surprise that the Court would move its retaliation jurisprudence more in line with its recent pro-employer, anti-civil rights interpretation of statutes typified by its decision in Gross v. FBL Financial, Inc. To reach its desired decision, the Court had to forego the plain meaning approach to statutory interpretation that in Gross it said was to be used. The Court reached its conclusion by hiding the terms and the structure of Title VII in plain sight while replacing the actual terms of the statute with terms of its own creation. Further, the majority of the Court was captivated by a hypothetical presented by counsel for the employer of employees gaming retaliation law, a fact pattern that does not appear to have happened in any reported case, with that captivation indicative of the majority’s perspective favoring employers over employees in its recent antidiscrimination decisions.
最高法院在德克萨斯大学西南医学中心诉纳萨尔案中裁定,第703(m)条规定的确立责任的“激励因素”证明水平,以及对《1964年民权法案》第七章第706(g)(2)(B)条完全救济的相同判决辩护,不适用于根据第704(a)条提起的报复索赔。相反,第七章的报复必须是原告反对的不利行动的“除非”原因。纳萨尔事件的明显影响是,它使原告更难以证明报复行为。在某些方面,纳萨尔的判决令人意外,因为最高法院在一些报复案件中一贯支持原告。在其他方面,法院将其报复法理与最近在格罗斯诉联邦调查局金融公司案(Gross v. FBL Financial, Inc.)中对法律的亲雇主、反民权解释更加一致也就不足为奇了。为了达成它所期望的决定,法院必须放弃它在格罗斯案中说要使用的法定解释的简单含义方法。最高法院的结论是将第七章的条款和结构隐藏在显而易见的地方,而用自己创造的条款取代规约的实际条款。此外,法院多数人被雇员雇主的律师提出的假设所迷惑,这种事实模式似乎在任何报告的案件中都没有发生,这种迷惑表明,在最近的反歧视决定中,多数人的观点更倾向于雇主而不是雇员。
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引用次数: 0
Restraining Forced Marriage 禁止强迫婚姻
Pub Date : 1900-01-01 DOI: 10.2139/SSRN.2962589
L. Martin
Although long a component of international women’s human rights platforms, forced marriage is only presently gaining attention as a critical problem in the United States. In recent years, a number of states have considered legislation to redress forced and child marriage, most by increasing the minimum age to marry and/or mandating judicial approval of marriages involving minors. Although civil marriage reform is important, it alone is insufficient to combat forced marriage. Even where civil marriage is limited to adults, minors remain vulnerable to forced customary, religious, common law marriages, and marriages consecrated abroad. Further, intended spouses of all ages remain vulnerable to conduct intended to coerce their consent to marry. To prevent and redress forced marriage, potential victims need ready access to emergency civil injunc- tive relief. Civil protection orders are the central civil injunctive remedy relied upon to address intimate partner violence, rape, and stalking in the United States. The expedited and flexible remedies of civil protection orders could also help combat forced marriages; however, common legal standards create barriers to relief for those vulnerable to forced marriage. This Article is the first to undertake a detailed evaluation of the viability of civil protection orders to prevent and redress forced marriage. Although protection orders show promise as a tool to prevent and redress forced marriage in many states, the nuances of the governing legal standards reduce the practical utility of the remedy for those who lack expert guidance. To enhance the accessibility of protection orders in the context of forced marriage, this article proposes that states create a new forced marriage protection order like that established in the United Kingdom to address the specific needs of those facing this problem.
虽然强迫婚姻长期以来一直是国际妇女人权平台的组成部分,但在美国,强迫婚姻作为一个严重问题直到最近才受到关注。近年来,一些州考虑立法纠正强迫婚姻和童婚,大多数是提高最低结婚年龄和/或强制要求司法批准涉及未成年人的婚姻。虽然民事婚姻改革很重要,但仅靠它不足以打击强迫婚姻。即使在民事婚姻仅限于成年人的地方,未成年人仍然容易受到强迫的习惯婚姻、宗教婚姻、普通法婚姻和国外圣化婚姻的影响。此外,所有年龄的准配偶仍然容易受到旨在强迫其同意结婚的行为的伤害。为了防止和纠正强迫婚姻,可能的受害者需要随时获得紧急民事禁令救济。在美国,民事保护令是解决亲密伴侣暴力、强奸和跟踪问题的主要民事禁令救济。民事保护令的快速和灵活的补救措施也有助于打击强迫婚姻;然而,共同的法律标准为那些易受强迫婚姻影响的人提供救济设置了障碍。本条首次对防止和纠正强迫婚姻的民事保护令的可行性进行了详细评价。尽管保护令在许多州有望成为防止和纠正强迫婚姻的工具,但管理法律标准的细微差别降低了对缺乏专家指导的人的补救措施的实际效用。为了在强迫婚姻的背景下提高保护令的可及性,本文建议各国建立一个新的强迫婚姻保护令,就像在英国建立的那样,以解决面临这一问题的人的具体需求。
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引用次数: 4
Insuring Landslides: America’s Uninsured Natural Catastrophes 《滑坡保险:美国未投保的自然灾害》
Pub Date : 1900-01-01 DOI: 10.2139/SSRN.2566238
Christopher C. French
Landslides occur in all 50 states and cause approximately $3.5 billion in property damage annually. Yet, in America, “all risk” homeowners and commercial property insurance policies exclude coverage for landslides, and there is only limited availability of expensive, stand-alone “named peril” insurance policies that cover landslide losses. Consequently, the affected homeowners are often left financially devastated -- homeless with a mortgage to pay on an unsaleable piece of property. This Article analyzes the problem of insuring landslide losses in America and proposes ways to help solve it. It describes both historical and recent landslide events. It discusses the insurance industry’s response to the problem of insuring landslides, including the theoretical justifications insurers historically have used to successfully exclude coverage for landslides -- adverse selection, moral hazard and correlated risks. It also considers how other countries such as Belgium, France, New Zealand, Norway, Romania, Switzerland, Iceland and Australia address the issue of insuring landslide losses. It concludes by offering two ways to transform the insurance market for landslide losses in America.
所有50个州都发生山体滑坡,每年造成大约35亿美元的财产损失。然而,在美国,“所有风险”的房主和商业财产保险单不包括山体滑坡,而且只有有限的昂贵的、独立的“命名风险”保险单可以覆盖山体滑坡的损失。因此,受影响的房主往往在经济上遭受重创——无家可归,还要为一处卖不出去的房产支付抵押贷款。本文分析了美国滑坡损失保险存在的问题,并提出了解决这一问题的途径。它描述了历史上和最近的滑坡事件。它讨论了保险业对山体滑坡保险问题的反应,包括保险公司历史上用来成功排除山体滑坡保险的理论理由——逆向选择、道德风险和相关风险。它还考虑了比利时、法国、新西兰、挪威、罗马尼亚、瑞士、冰岛和澳大利亚等其他国家如何解决山体滑坡损失保险问题。报告最后提出了两种改变美国保险市场的方法,以应对压倒性的损失。
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引用次数: 1
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