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Swiss CSR-Driven Business Models – Extending the Mainstream or the Need for New Templates? 瑞士企业社会责任驱动的商业模式——扩展主流还是需要新的模板?
Pub Date : 2016-07-19 DOI: 10.22495/COCV13I4P10
S. Looser, W. Wehrmeyer
PURPOSE: Many Swiss Small and Medium-sized Enterprises (SMEs) have highly sophisticated Corporate Social Responsibility (CSR) agendas embedded in corporate cultures that nurture a “raison d’etre” for CSR far beyond official policies or standards. Previous research culminated in the characterisation of this core logic as “L’EPOQuE” – the overarching SME business model making Switzerland, arguably, a hidden champion in CSR. This model is borne by a set of key features: the association of company ownership and government; the process of work socialisation; long-term relations to stakeholders; collaboration in networks; efficiency; and informal, flat organisations. This paper validates these idiosyncrasies and explores the model’s consistency with criteria of conventional business models and its power to be a prototype for CSR-oriented businesses. METHODOLOGY: The assessment on the consistency of L’EPOQuE as cluster of a conventional model is qualitative not quantitative. Accordingly, the key features of the Swiss model were attributed to the six key features of a popular business model. This allocation and the subsequent assessment of consistency was a matter of a two-stage Delphi process, firstly in a questionnaire, secondly, in a discussion.FINDINGS: The Delphi process encouraged slight modifications on the level of nomenclature of L'EPOQuE resulting in a revised version, L’EPOQuE 2.0. Further, it matched L'EPOQuE's features with key criteria of a conventional business model. The results show that the Swiss model is consistent with mainstream models. However, it found a specific niche and works best with social, long-termed relations and in networks, in the context of informal structures, abolished hierarchies, in convergence of business, mission and culture, and in many cases in oligopolistic markets.SOCIAL IMPLICATIONS: The way Swiss small businesses seem to combine psychological and economic features of trust with their business model, L’EPOQuE 2.0, provides a couple of advantages not only to them but also to societies they have “a social contract with”. Firstly, this establishes a certain ground level of trustworthiness among entities and induces incentives to imitate those practices. Secondly, seeing trust as an integrated part of business makes the concept of trust more tangible for standard economic analysis and approaches (e.g., the business case for CSR) without losing any of its facets or without making unrealistic or too idealistic assumptions.Seeing trust from that perspective, namely as a part of the “raison d’etre” or business model, can help to formulate hypothesis relative to reality and the levels of trust that can be expected under certain business, social, societal, and environmental circumstances. There may be further implications in other contexts. However, this seems to be especially important in the aftermath of financial crises and the irresponsibility of individuals that eroded trust in whole sectors. Thus, L’EPOQuE 2.0 as
目的:许多瑞士中小型企业(sme)在企业文化中嵌入了高度复杂的企业社会责任(CSR)议程,这些议程培养了远远超出官方政策或标准的企业社会责任的“存在理由”。先前的研究最终将这一核心逻辑定性为“L’epoque”——这种包揽中小企业的商业模式可以说使瑞士成为企业社会责任的隐形冠军。这种模式具有一系列关键特征:公司所有权与政府的关联;工作社会化的过程;与利益相关者的长期关系;网络协作;效率;非正式的、扁平的组织。本文验证了这些特质,并探讨了该模型与传统商业模式标准的一致性,以及它作为企业社会责任导向企业的原型的能力。方法:对L’epoque作为常规模型聚类的一致性评价是定性的而非定量的。因此,瑞士模式的关键特征被归结为流行商业模式的六个关键特征。这种分配和随后的一致性评估是一个两阶段的德尔菲过程,首先是在问卷中,其次是在讨论中。结果:德尔菲过程鼓励对L'EPOQuE的命名法进行轻微修改,从而产生了修订版本L'EPOQuE 2.0。此外,它还将《L’epoque》的特色与传统商业模式的关键标准相匹配。结果表明,瑞士模型与主流模型一致。然而,它找到了一个特定的利基,在长期的社会关系和网络中,在非正式结构、废除等级制度、商业、使命和文化融合的背景下,以及在许多情况下在寡头垄断市场中,效果最好。社会影响:瑞士小企业似乎将信任的心理和经济特征与他们的商业模式L 'EPOQuE 2.0结合起来,不仅为他们自己,也为他们“社会契约”的社会提供了一些优势。首先,这在实体之间建立了一定的信任基础,并诱导了模仿这些做法的动机。其次,将信任视为商业的一个组成部分,使信任的概念对于标准的经济分析和方法(例如,企业社会责任的商业案例)更加有形,而不会失去其任何方面,也不会做出不切实际或过于理想主义的假设。从这个角度来看信任,即作为“存在理由”或商业模式的一部分,可以帮助制定与现实相关的假设,以及在某些商业、社会、社会和环境环境下可以预期的信任水平。在其他情况下可能会有进一步的影响。然而,在金融危机和个人不负责任侵蚀了整个行业的信任之后,这一点似乎尤为重要。因此,L’epoque 2.0作为企业的核心逻辑可能有助于恢复信任并培养个人的这种责任。综上所述,信任和个人道德在企业社会责任中的价值是显著的。实际意义:L 'EPOQuE 2.0描绘了成功竞争的瑞士企业基于士气和道德的“存在理由”。因此,它为建立一个基于“创造共享价值原则”的、对社会和可持续负责、企业社会责任驱动的公司提供了指导。研究局限:本研究揭示了商业模式作为企业社会责任价值驱动因素的相关问题。可以说,业务模型一般都是通用的,每个业务都有自己的重点和解释。如果是这样的话,部门、区域和/或利基应该在未来的研究中发挥重要作用,这些研究可能会仔细检查依赖于外部因素的这些变化。原创性/价值:传统的商业模式适合传统的正规化、等级化的组织,适合自由市场和以短期利润为目标的大规模生产。传统模型在相应的非正式环境中(例如,在初创企业、所有者领导和/或小公司中)所遇到的困难证明L 'EPOQuE 2.0是主流的扩展,特别是作为企业社会责任驱动的商业模型的模板。
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引用次数: 6
Corruption and Money Laundering as a Threat to Financial Stability: 'Lava Jato' Case Study 腐败和洗钱对金融稳定的威胁:“Lava Jato”案例研究
Pub Date : 2016-06-02 DOI: 10.2139/ssrn.2788735
Mauro Salvo
In order to demonstrate that the crime of money laundering may lead to financial instability, this paper is going to use the economic theory of crime and address the issue as one deriving from information asymmetry. It is intended to demonstrate how the crime of corruption could trigger contagion effect for the entire financial system. Due to the lack of statistics on the topic, we are going to suggest an approach based on a risk matrix to assess the money laundering threats to the stability of the domestic or global financial system. By the end of this paper, we plan to have clearly shown how serious this issue is and the need for special attention to the collection of statistic data; monitoring focused on mapping the micro and macroprudential problems, both in the financial sector and the real economy sector; intrusive, skeptical, comprehensive, adapted, proactive, and conclusive oversight; regulation adjustments, as the case may be; and dissuasive punishment.
为了证明洗钱犯罪可能导致金融不稳定,本文将使用犯罪的经济理论,并将这一问题作为信息不对称的衍生问题来解决。它旨在证明腐败犯罪如何引发整个金融体系的传染效应。由于缺乏关于该主题的统计数据,我们将建议一种基于风险矩阵的方法来评估洗钱对国内或全球金融体系稳定的威胁。在本文的最后,我们计划清楚地表明这个问题是多么严重,需要特别注意统计数据的收集;监测的重点是找出金融部门和实体经济部门的微观和宏观审慎问题;介入式、怀疑式、综合式、适应式、主动式、结论性监督;监管调整,视情况而定;以及劝阻性惩罚。
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引用次数: 1
Reconciling Corporate Personhood, Former Employees, and the Corporate Right Against Self-Incrimination 调和公司人格、前雇员和公司反对自证其罪的权利
Pub Date : 2016-02-12 DOI: 10.2139/ssrn.3035626
Nathan Converse
The notion of “corporate personhood” is a hot topic in contemporary legal scholarship, as well as in public discourse. Throughout its case law, the Supreme Court has struggled to conceptualize corporate entities and afford corporations rights under the United States Constitution. However, never has it been able to clearly articulate one unifying principle to explain corporate existence: “[The Supreme Court] has not grounded these expansions in a coherent concept of corporate personhood,” writes one prominent scholar. Indeed, “the doctrine of corporate personhood merely stands for the principle that a corporation can be accorded protections in order to protect the rights of the individuals associated through the corporate form.” One corporate right that the Court has firmly held its ground on, though, is the Fifth Amendment Right Against Self-Incrimination: Protection under the Self-Incrimination Clause has never been afforded to corporations. The Supreme Court has categorically denied incorporated entities and their agents Fifth Amendment immunity, and in doing so, it has largely expressed public policy concerns that holding otherwise would undermine the government’s interest in regulating, investigating, and prosecuting violations of white-collar crime. However, in 1999, the Second Circuit Court of Appeals ruled that a group of former employees of a corporation could invoke Fifth Amendment protection under the Self-Incrimination Clause when subpoenaed to hand over corporate documents. The Second Circuit ruling directly contravened a similar case in the Eleventh Circuit, where that Court of Appeals came to the opposite conclusion in holding that former employees could not invoke Fifth Amendment protection when subpoenaed for corporate records. This Note seeks to advance a novel approach by which the Supreme Court may consider a coherent and consistent framework to resolve issues of “The Corporate Fifth Amendment” — in effect, this Note draws upon recent contemporary scholarship and offers a starting point for further academic literature on “corporate personhood” within the context of regulating white-collar crime. Part II will provide a brief overview of the approaches the Supreme Court has taken when considering corporate personhood and corporate civil rights. It will then describe the underlying nature and purpose of the Right Against Self-Incrimination, and outline major cases that have defined Corporate Fifth Amendment rights — or lack thereof — throughout the last century in constitutional jurisprudence. Next, Part III will analyze each of the three corporate theories historically employed by the Supreme Court, while offering a fourth, more functional approach to considering corporate civil rights, formulated by scholars Elizabeth Pollman and Martin Petrin. Part IV of this Note agrees with these scholars that constructions of corporate personhood are archaic and trivial, inhibiting substantive discussion on the merits of corporate civil righ
“公司人格”的概念在当代法律学术和公共话语中都是一个热门话题。在整个判例法中,最高法院一直在努力将公司实体概念化,并根据美国宪法赋予公司权利。然而,它从来没有能够清晰地表达出一个统一的原则来解释公司的存在:“(最高法院)没有将这些扩张建立在一个连贯的公司人格概念之上,”一位著名学者写道。事实上,“公司人格原则仅仅代表这样一种原则,即公司可以被给予保护,以保护通过公司形式相关联的个人的权利。”然而,法院坚定支持的一项公司权利是第五修正案中反对自证其罪的权利:自证其罪条款的保护从未给予公司。最高法院明确否认了法人实体及其代理人的第五修正案豁免权,这样做在很大程度上表达了公共政策方面的担忧,即如果不这样做,将损害政府在监管、调查和起诉白领犯罪违法行为方面的利益。然而,1999年,第二巡回上诉法院裁定,一群公司前雇员在被传唤交出公司文件时,可以援引第五修正案自证其罪条款的保护。第二巡回法院的裁决直接与第十一巡回法院的一个类似案件相抵触,在第十一巡回法院,上诉法院得出了相反的结论,认为前雇员在被传唤查阅公司记录时不能援引第五修正案的保护。本说明旨在提出一种新颖的方法,通过这种方法,最高法院可能会考虑一个连贯一致的框架来解决“公司第五修正案”的问题——实际上,本说明借鉴了最近的当代学术成果,并为在规范白领犯罪的背景下进一步研究“公司人格”提供了一个起点。第二部分将简要概述最高法院在考虑公司人格和公司民事权利时所采取的方法。然后,它将描述反对自证其罪权利的基本性质和目的,并概述在上个世纪的宪法法学中定义了公司第五修正案权利(或缺乏该权利)的主要案例。接下来,第三部分将分析最高法院历史上使用的三种公司理论,同时提供第四种更实用的方法来考虑公司民权,这是由学者伊丽莎白·波尔曼和马丁·彼得林提出的。本文第四部分同意这些学者的观点,即公司人格的构建是过时的、琐碎的,阻碍了对公司民事权利是非性的实质性讨论;相反,它将建议将这种新时代的实用新型作为决定公司前雇员是否应该被允许要求第五修正案保护以防止自证其罪的一个考虑因素。最终,本照会将通过Pollman概述的两部分测试来实施这一功能性方法,得出结论认为,根据《第五修正案》自证其罪条款为前雇员提供保护确实推进了不自证其罪权利的历史性质和目的。虽然这只是最高法院在审理《公司法第五修正案》时可能考虑的一个因素,但还有许多其他因素不在本说明的讨论范围之内。因此,本说明的范围仅限于适用本实用新型,并考虑前公司雇员是否履行了自证其罪权的性质和目的,而不审查将影响自证其罪条款的宪法分析的其他实质性问题。
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引用次数: 0
University Social Responsibility and Brand Consideration for Universities 大学社会责任与大学品牌思考
Pub Date : 2016-01-06 DOI: 10.2139/SSRN.2727170
Jirawan Plungpongpan, L. Tiangsoongnern, M. Speece
This research examines the role of University Social Responsibility (USR) in gaining inclusion in the brand consideration set for private universities in Thailand. USR may impact directly, or through brand image. Marketing communications is also important; our model shows it having an impact on the relationship between USR activities and brand image. As a control, a number of specific university attributes are also included to see their impact on inclusion in the brand consideration set. A survey (n = 408) among Muthyomsuksa 6 students (M6 = high school final year) was used to assess the model. Results show that brand image has the largest impact on inclusion in the brand consideration set, but USR and university attributes also have smaller direct impact. Marketing communications does not have a direct impact. The biggest impact on brand image is from the university attributes, with a smaller impact from marketing communications. USR does not have its own impact on brand image, but the interaction of USR and marketing communications does have an impact. Basically, USR is useful, and has some small direct impact on inclusion in the brand consideration set. By itself, it does not affect brand image, but marketing communications makes USR activities known, so with good marketing communications, there is an impact.
本研究考察了大学社会责任(USR)在泰国私立大学获得品牌考虑方面的作用。USR可以直接影响,也可以通过品牌形象影响。营销沟通也很重要;我们的模型显示,它对USR活动和品牌形象之间的关系产生了影响。作为对照,一些特定的大学属性也被包括在内,以观察它们对纳入品牌考虑集的影响。对Muthyomsuksa 6学生(M6 =高中最后一年)的调查(n = 408)用于评估模型。结果表明,品牌形象对品牌考虑集的纳入影响最大,USR和大学属性的直接影响也较小。营销传播没有直接的影响。对品牌形象影响最大的是大学属性,其次是营销传播。USR本身对品牌形象没有影响,但USR与营销传播的互动确实会产生影响。基本上,USR是有用的,并且对纳入品牌考虑集有一些小的直接影响。它本身并不影响品牌形象,但营销传播使USR活动为人所知,所以有了良好的营销传播,就有了影响。
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引用次数: 1
Measuring the Economic Performance of Socially Responsible Companies 衡量社会责任公司的经济表现
Pub Date : 2015-12-22 DOI: 10.18045/ZBEFRI.2015.2.207
J. Fernández-Guadaño
The aim of this research is to use different economic variables to establish whether there are differences in economic performance between companies as a result of their inclusion in the sustainability index. This paper presents a one-dimensional exploratory study which compares the socially responsible companies included in the Spanish sustainability index, FTSE4Good Ibex, with the rest of the indices in the IBEX family. Parametric testing was used to study whether there are differences between the two types of companies. The results demonstrate that there are no statistically significant differences in economic performance between the two groups. Morover, it is confirmed that companies with good practices are as profitable as the rest, but it also demonstrates that the economic-financial behaviour is not better as a result of being in the sustainability index. The basic conclusion is that adhering to social and environmental standards does not harm a firm’s competitive position and, therefore, provide support for the development policy of responsible practices so that they become a tool to help improve the resilience of the economy and investor trust.
本研究的目的是使用不同的经济变量来确定公司之间的经济绩效是否存在差异,因为它们被纳入可持续性指数。本文提出了一项一维的探索性研究,比较了西班牙可持续发展指数FTSE4Good Ibex中包含的社会责任公司与Ibex家族中的其他指数。使用参数检验来研究两类公司之间是否存在差异。结果表明,两组之间的经济表现没有统计学上的显著差异。此外,有良好实践的公司和其他公司一样盈利,这一点得到了证实,但它也表明,经济金融行为并没有因为进入可持续性指数而变得更好。基本结论是,坚持社会和环境标准不会损害公司的竞争地位,因此,为负责任实践的发展政策提供支持,使它们成为帮助提高经济弹性和投资者信任的工具。
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引用次数: 8
Importance of Environment Analysis in Marketing 环境分析在市场营销中的重要性
Pub Date : 2015-12-04 DOI: 10.2139/ssrn.2705353
Meera Singh
The main objective of this article is to describe the importance of relationship of various components of marketing environment for attaining competitive advantage in market. The term ‘market’ originates from the Latin noun "Marcatus" which means "a place where the buyers and sellers personally interact and finalise deals. However, it is not merely a place of exchange but an arrangement that provides an opportunity of exchanging goods and services for money." In this context, Philip Kotler has defined the term market as "an area for potential exchanges." Most of the successful companies have now realised that marketing presents a never ending series of opportunities and threats. The responsibility for identifying significant changes in the macro-environment falls on company’s marketers. The marketing manger’s major task is that of trend trackers and opportunity seekers.
本文的主要目的是描述在市场中获得竞争优势的营销环境的各个组成部分的关系的重要性。“市场”一词源于拉丁名词“Marcatus”,意思是“买卖双方亲自互动并完成交易的地方”。然而,它不仅仅是一个交换场所,而且是一种安排,提供了一个交换商品和服务的机会。”在这种背景下,Philip Kotler将市场定义为“潜在交易的领域”。大多数成功的公司现在都意识到,市场营销带来了一系列永无止境的机会和威胁。识别宏观环境中的重大变化的责任落在了公司的营销人员身上。市场经理的主要任务是趋势追踪者和机会寻求者。
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引用次数: 0
Social Investments of the Russian Business Abroad 俄罗斯海外企业的社会投资
Pub Date : 2015-12-02 DOI: 10.2139/ssrn.2698103
Y. Zaytsev
The article analyses the issues of social investments of the Russian business abroad. The author compares the expenditures of the Russian companies to implement social projects with the costs of the foreign corporations. He also indicates the factors, explaining the return on investments for social projects. A special emphasis is made on the analysis of the practices, associated with implementation by the Russian companies of the corporate social responsibility (CSR) programmes. In conclusion the author suggests the recommendations on strengthening CSR practices, exercised by the Russian business abroad.
文章分析了俄罗斯企业对外社会投资存在的问题。笔者将俄罗斯企业实施社会项目的支出与国外企业的成本进行了比较。他还指出了这些因素,解释了社会项目的投资回报。特别强调分析与俄罗斯公司执行企业社会责任方案有关的做法。最后,作者提出了俄罗斯企业在海外加强企业社会责任实践的建议。
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引用次数: 0
Strategic Public Procurement: An Overview 战略公共采购:概述
Pub Date : 2015-11-20 DOI: 10.2139/SSRN.2695546
Heinz Handler
The paper provides an overview of the development of public procurement (PP) rules in the EU and in selected international organisations. The EU rules were originally designed to foster competition and efficiency, and the dominant award criterion was the price. Over time, and in particular in the context of the “EU 2020” strategy, PP rules have been extended to address not only economic objectives, but also social and environmental goals as well as innovation aspects. As a result, such “strategic” elements of PP have in 2014 been legalised by the new EU Procurement Directives. However, as long as strategic PP remains an isolated policy, it will have only limited ramifications on Community-wide sustainability. Strategic PP should rather complement sustainability policies in their respective areas and should thus become an integral part of overall EU policies.
本文概述了在欧盟和选定的国际组织中公共采购(PP)规则的发展。欧盟的规则最初是为了促进竞争和效率而设计的,主要的奖励标准是价格。随着时间的推移,特别是在“欧盟2020”战略的背景下,PP规则已经扩展到不仅解决经济目标,还解决社会和环境目标以及创新方面的问题。因此,这种“战略性”的PP元素在2014年被新的欧盟采购指令合法化。然而,只要策略性PP仍然是一项孤立的政策,它对整个社区的可持续性只会产生有限的影响。战略PP应该补充各自领域的可持续性政策,从而成为欧盟整体政策的组成部分。
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引用次数: 8
When to Punish, When to Persuade and When to Reward: Strengthening Responsive Regulation with the Regulatory Diamond 何时惩罚,何时说服,何时奖励:用监管钻石加强响应性监管
Pub Date : 2015-11-19 DOI: 10.26180/5DB805B54B78F
Jonathan Kolieb
Originally published over two decades ago, ‘responsive regulation’ and its associated regulatory pyramid have become touchstones in the contemporary study and practice of regulation. Influential ideas and theories about regulation and governance have been developed in the intervening years, yet responsive regulation’s simple pyramidal model continues to resonate with policy-makers and scholars alike. This article seeks to advance the vision and utility of responsive regulation, by responding to several key drawbacks of the original design and by offering an update to the pyramidal model of regulation that lies at the centre of the theory. It argues for a ‘regulatory diamond’ as a strengthened, renewed model for responsive regulation. Rooted within the responsive regulation literature, the regulatory diamond integrates into the one schema both ‘compliance regulation' and ‘aspirational regulation’, thereby offering a more cohesive representation of the broad conception of regulation that underpins responsive regulation theory, and the limited but vital role of law within it.
最初发表于二十多年前,“响应式监管”及其相关的监管金字塔已成为当代监管研究和实践的试金石。在此期间,关于监管和治理的有影响力的思想和理论已经发展起来,但响应式监管的简单金字塔模型继续与政策制定者和学者产生共鸣。本文旨在通过回应原始设计的几个关键缺陷,并通过对位于理论中心的金字塔式监管模型进行更新,来推进响应式监管的愿景和效用。它主张“监管钻石”作为一种加强的、更新的响应性监管模式。在响应性监管文献的基础上,监管钻石将“合规监管”和“抱负监管”整合到一个图式中,从而为支持响应性监管理论的广泛监管概念提供了更有凝聚力的代表,以及法律在其中有限但至关重要的作用。
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引用次数: 15
Eliminating Occupational Cancer in Europe and Globally 消除职业性癌症在欧洲和全球
Pub Date : 2015-10-27 DOI: 10.2139/ssrn.2681092
J. Takala
This working paper presents arguments for a stronger policy to eradicate occupational cancer in Europe and globally.
本工作论文提出了一个更强有力的政策,以消除职业癌症在欧洲和全球的论点。
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引用次数: 28
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