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The Dogmatic Slumbers of Constitutional Doctrine 宪法主义的教条式睡眠
Pub Date : 2017-02-14 DOI: 10.2139/ssrn.3123064
S. Feyen
My forthcoming (2019) dissertation raises the question whether European constitutional scholarship has adequately dealt with some of the challenges American Legal Realists have launched. There, I undertake to reconstruct some of the claims of American legal realism so as to be able to critically subject European constitutional scholarship to these claims. Conversely, I (re)construct some theoretical and methodological answers that have been proffered so as to fend off the aforementioned challenges. The defense resting on the justificatory focus of legal scholarship (as opposed to a focus on discovery) has been one of the common responses, as I try to explain below, to dislodge realist criticism. Relativizing the context distinction in the context of legal scholarship, as I will try to do here, does not by itself provide a conclusive argument for a reconceptualization of doctrinal scholarship. However, in my dissertation I offer additional arguments to establish the need for this reconceptualization, focusing on the relativity of the autonomy of the law as an object of inquiry for legal scholarship, and discussing the concept of “reification” as I see it emerging out of legal realist thought. This is a work in progress, which I am happy to discuss further.
我即将发表的(2019)论文提出了一个问题,即欧洲宪法学术是否充分应对了美国法律现实主义者发起的一些挑战。在这里,我将重建美国法律现实主义的一些主张,以便能够批判性地将欧洲宪法学术置于这些主张之下。相反,我(重新)构建了一些已经提供的理论和方法上的答案,以抵御上述挑战。正如我在下面试图解释的那样,基于法律学术的辩护焦点(与对发现的关注相反)的辩护一直是一种常见的回应,以驱逐现实主义批评。在法律学术的背景下,相对化语境的区别,正如我在这里要做的,本身并不能为理论学术的重新概念化提供一个结论性的论据。然而,在我的论文中,我提供了额外的论据来确定这种重新概念化的必要性,重点关注作为法律学术研究对象的法律自治的相对性,并讨论了“具体化”的概念,因为我认为它是从法律现实主义思想中出现的。这是一项正在进行的工作,我很乐意进一步讨论。
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引用次数: 0
Protecting Democracy Inside the EU: On Article 7 TEU and the Hungarian Turn to Authoritarianism, in CLOSA 保护欧盟内部的民主:论第7条TEU和匈牙利转向威权主义
Pub Date : 2016-05-08 DOI: 10.1017/CBO9781316258774.006
B. Bugarič
The European Union is facing a unique historical situation: a political club of democratic regimes established primarily to promote peace and prosperity in post-World War II Europe is confronted with the first EU member state ever sliding into an authoritarian illiberal political regime. The Fidesz government achieved a fundamental revision of the rules of the constitutional and political order in Hungary. In only five years it managed to transform Hungary from one of the success stories of the transition from Communism to democracy into a semi-authoritarian regime based on an illiberal constitutional order by systematically dismantling checks and balances, undermining the rule of law, limiting independence of judiciary, almost destroying press freedom, attacking civil society and increasing executive power. As a consequence, the new Hungarian constitutional order is in a direct conflict with the ‘fundamental values’ of the EU “political” constitution, such as democracy, the rule of law and respect for human rights. One of the most important legal questions facing Europe today is how well is the EU equipped, legally and politically, to defend democracy and the rule of law in its member states?While EU constitutional law contains a legal provision designed to deal with such a situation, this provision is often criticized as largely inadequate to provide for a toolkit with which to intervene effectively in the internal matters of member states. A major problem surrounding the debate whether to use or not to use Article 7 in case of Hungary has less to do with the legal intricacies of Article 7 than with the absence of political will to use it. The current EU economic and political crises have weakened the ability of the EU institutions to effectively tackle the Hungarian problem. With trust in EU at an all time low and with unwillingness of the EU political elites to adequately acknowledge the gravity of the Hungarian problem, it is quite unlikely that sanctions, even if imposed, would actually achieve desired results.
欧盟正面临着一个独特的历史局面:一个主要是为了促进二战后欧洲的和平与繁荣而建立的民主政权政治俱乐部,正面临着第一个陷入威权主义、不自由政治体制的欧盟成员国。青民盟政府实现了对匈牙利宪法和政治秩序规则的根本修改。在短短五年的时间里,它成功地将匈牙利从一个从共产主义向民主过渡的成功故事转变为一个基于非自由宪法秩序的半专制政权,通过系统地破坏制衡,破坏法治,限制司法独立,几乎摧毁新闻自由,攻击公民社会和增加行政权力。因此,新的匈牙利宪法秩序与欧盟“政治”宪法的“基本价值”直接冲突,如民主、法治和尊重人权。当今欧洲面临的最重要的法律问题之一是,欧盟在法律上和政治上有多大能力捍卫其成员国的民主和法治?虽然欧盟宪法包含了旨在处理这种情况的法律条款,但这一条款经常被批评为在很大程度上不足以提供有效干预成员国内部事务的工具包。围绕在匈牙利问题上是否使用第7条的辩论的一个主要问题与其说是与第7条的法律复杂性有关,不如说是与缺乏使用它的政治意愿有关。当前欧盟的经济和政治危机削弱了欧盟机构有效解决匈牙利问题的能力。由于对欧盟的信任处于历史最低点,加上欧盟政治精英不愿充分承认匈牙利问题的严重性,即使实施制裁,也不太可能真正取得预期的效果。
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引用次数: 21
La Corte Oltre Lo Specchio - Un Dialogo Tra Giudici Constituzionali con Sabino Cassese e Daria de Pretis (The Court Through the Looking-Glass - A Dialogue between Constitutional Justices: An Interview with Sabino Cassese and Daria de Pretis) 《镜下的法院》- -宪法法院与萨比诺·卡塞塞和达里亚·德·普蒂斯之间的对话
Pub Date : 2016-04-29 DOI: 10.2139/SSRN.2772480
G. Rugge, V. Volpe
Italian Abstract: La seguente intervista ai professori Sabino Cassese e Daria de Pretis, rispettivamente giudice emerito e giudice della Corte costituzionale italiana, si e svolta il 12 novembre 2015 nell’ambito dei Dialoghi Italiani, il discussion group del Max Planck Institute for Comparative Public Law and International Law (MPIL) di Heidelberg dedicato al mondo politico e istituzionale italiano.L’incontro - in lingua italiana e rivolto a un pubblico di accademici italiani e stranieri - ha seguito il formato della doppia intervista toccando alcuni dei temi piu attuali che investono la Corte costituzionale italiana: dalla tutela dei diritti acquisiti all’introduzione della dissenting opinion, dalle dinamiche decisionali interne, al ruolo della comparazione e dei network informali di giudici nell’adozione delle decisioni. Il risultato e stato un vivo scambio d'idee e di opinioni, a tratti convergenti a tratti divergenti, ma sempre alte e preziose per comprendere il vero significato dell’attivita della Corte.Il titolo dell’incontro si e ispirato al seguito di Alice nel Paese delle Meraviglie1, il cui incipit vede Alice domandarsi davanti allo specchio se davvero l’immagine riflessa della stanza corrisponda al vero e cosa si nasconda invece in quello squarcio nascosto alla vista dell’osservatore. Questo dialogo-intervista e nato dalla stessa curiosita di Alice per cio che si vede e per cio che non si vede e siamo grati ai giudici costituzionali Sabino Cassese e Daria de Pretis e ai direttori del MPIL, Armin von Bogdandy e Anne Peters, per aver consentito la sua realizzazione, contribuendo a svelare la Corte oltre lo specchio.English Abstract: The following interview with professors Sabino Cassese and Daria de Pretis, Emeritus Justice and Justice, respectively, of the Italian Constitutional Court, took place on 12 November 2015 as part of Dialoghi Italiani, the discussion group of the Max Planck Institute for Comparative Public Law and International Law (MPIL) in Heidelberg dedicated to examining significant developments in the Italian political and institutional world.The meeting - held in Italian and addressed to both Italian and international academics - followed the format of a double interview. Focusing on the most relevant issues that affect the functioning and working methods of the Italian Constitutional Court, it touched on the protection of acquired rights, the introduction of the dissenting opinion, internal decision-making dynamics and the role of comparison and informal networks of judges in the decision-making process. The result was a lively exchange of ideas and opinions - at times convergent, at times divergent - but always highly informative and precious for an understanding of the true nature and role of the Court.The title was inspired by the sequel to Alice in Wonderland, whose incipit depicts Alice standing in front of a mirror, wondering if the reflection of the room she sees indeed corresponds to reality and what lies beyond
意大利的萨比诺教授摘要:以下采访卡塞塞和Daria de Pretis,分别为名誉和法官,意大利宪法法院于2015年11月12日举行的意大利对话,讨论小组范围内比较(Max Planck Institute for Public Law and International Law(海德堡MPIL)专门讨论世界意大利的政治和体制支持。听众-英文会议,并向意大利和外国学者——形成了双重的采访,多个现有的一些问题,意大利宪法法院:从投资引进也是意见的权利,保护作用的内部决策,动态比较非正式的法官的决策和网络。其结果是积极交换意见和意见,有时是一致的,有时是不同的,但在了解法院工作的真正意义方面总是崇高和宝贵的。这次会议的题目是《爱丽丝梦游仙境1》(Alice in the wonderking1)的续集。《爱丽丝梦游仙境1》的开头是这样的:爱丽丝对着镜子问自己,房间里的倒影是否真的是真实的,以及隐藏在观察者看不到的那片空隙里的是什么。这同一curiosita dialogo-intervista和北约的国际奥委会的爱丽丝,你看你看不见它的国际奥委会和我们感谢萨比诺卡塞塞和Daria de Pretis宪法法院和主任冯·Bogdandy MPIL,官员和Anne Peters,使其实现了帮助透露,法院除了镜子。English摘要:The出现采访with教授萨比诺卡塞塞和Daria de Pretis and Justice, respectively法官Emeritus, of The意大利宪法法院,took place on 2015年11月12日意大利as part of对话,讨论group of The比较(Max Planck Institute for Public Law and International Law (MPIL),海德堡专用examining重大developments in The意大利政治and institutional世界。会议在意大利和国际学术界都盛装打扮,遵循了双重采访的形式。集中on the most或工作方法问题that affect the functioning and of the意大利宪法法院,touched it on the protection of acquired rights, the导言of the也是意见,内部决策dynamics and the比较-)与名非正式网络the决策过程。结果是对思想和意见的生动交流,但总是信息丰富,对理解法院的真实性质和作用具有宝贵的意义。《爱丽丝梦游仙境》(Alice Wonderland)的续集《爱丽丝梦游仙境》(Alice Wonderland)是由《爱丽丝梦游仙境》(Alice Wonderland)的《爱丽丝梦游仙境》(Alice Wonderland)改编的,《爱丽丝梦游仙境》(Alice Wonderland)是由《爱丽丝梦游仙境》(Alice Wonderland)改编的,《爱丽丝梦游仙境》(Alice Wonderland)是由《爱丽丝梦游仙境》(Alice Wonderland)改编的,《爱丽丝梦游仙境》(Alice Wonderland)是由《爱丽丝梦游仙境》(Alice Wonderland)改编的。这种对话采访的独创性来自于同样的好奇,这种好奇激励爱丽丝去展示她所看到的和镜子没有展示的东西。
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引用次数: 0
Machiavelli, Guicciardini and the 'Governo Largo' 马基雅维利,吉卡迪尼和拉戈政府
Pub Date : 2015-06-01 DOI: 10.1111/raju.12081
C. Pinelli
Niccolo Machiavelli's support for what he calls governo largo, or popular government, is usually contrasted with the diffidence towards it of Francesco Guicciardini, the Florentine aristocrat. The article argues that both these authors grounded their vision on Polybius' theory of “mixed government,” though adapting it in different directions. In examining this difference, the article reaches the conclusion that it concerns far less the degree of popular participation in political decision‐making and government than the value that Machiavelli and Guicciardini respectively ascribe to it in comparison with that of safety‐liberty (or legal certainty). In this respect, their theories may be viewed as anticipating the tensions between democracy and the rule of law, the co‐presence of which provides the essential foundation of the structure of present‐day constitutional democracies.
尼科洛•马基雅维利(Niccolo Machiavelli)对他所称的“大政府”(governno largo)或民众政府的支持,通常与佛罗伦萨贵族弗朗西斯科•吉恰尔迪尼(Francesco Guicciardini)对政府的不自信形成对比。这篇文章认为,这两位作者的观点都是基于波利比乌斯的“混合政府”理论,尽管在不同的方向上进行了调整。在研究这一差异时,本文得出的结论是,与安全-自由(或法律确定性)相比,马基雅维利和圭恰尔迪尼分别赋予其价值,而不是公众参与政治决策和政府的程度。在这方面,他们的理论可以被视为预见到民主与法治之间的紧张关系,两者的共存为当今宪政民主的结构提供了必要的基础。
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引用次数: 0
Does the Emperor Really Have New Clothes? A Critical Assessment of the Post-Lisbon Regime of Division of Competences 皇帝真的有新衣吗?对后里斯本权限划分制度的批判性评估
Pub Date : 2013-12-01 DOI: 10.5553/HYIEL/266627012013001001005
B. Fekete
This article argues that the reform of competences introduced by the Lisbon Treaty can be regarded neither a real revolution nor even a considerable evolution, since it is of a strong conservative nature. That being said, the transformation of the legal framework of the vertical division of powers did not establish a qualitatively new regime. It only systematized and codified the achievements of the earlier case law of the European Court of Justice and some former treaty provisions. However, the real achievement of the changes is the introduction of a federal attitude and vocabulary. The text of both the Treaty on the European Union and Treaty on the Functioning of the European Union relies on essential terms rooted in federalism such as for instance ‘exclusive’, ‘shared’ or ‘member state’ competences. Therefore, the distribution of powers between the Union and the member state is articulated in a clear federal way. Indeed, it can be regarded a real novelty compared with the prior-Lisbon regime evolving in the context of delicate and sophisticated political and judicial compromises. Lastly, although the new regime was obviously inspired by a federal mindset, it cannot be equated with a real federative government. The supranational level is incomparably ‘weaker’ and less powerful in substantive terms than the central governmental level of real federations. Many important competences that would make the EU a real and functioning federal state are still lacking.
本文认为,《里斯本条约》引入的权限改革既不能被视为真正的革命,甚至也不能被视为相当大的演变,因为它具有强烈的保守性。话虽如此,纵向权力划分的法律框架的转变并没有建立一个质的新制度。它只是将欧洲法院早期判例法的成果和一些以前的条约条款系统化和编纂。然而,这些变化的真正成就是引入了统一的态度和词汇。《欧洲联盟条约》和《欧洲联盟运作条约》的文本都依赖于植根于联邦制的基本术语,例如“排他性”、“共享”或“成员国”权限。因此,欧盟和成员国之间的权力分配是以明确的联邦制方式进行的。的确,与在微妙和复杂的政治和司法妥协背景下演变的前里斯本政权相比,它可以被视为真正的新事物。最后,虽然新政权显然受到联邦思维的启发,但它不能等同于一个真正的联邦政府。超国家层面在实质上比真正的联邦的中央政府层面要“弱”得多,权力也小得多。使欧盟成为一个真正运作的联邦国家的许多重要能力仍然缺乏。
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引用次数: 0
Fiscal Stability Rules in Central European Constitutions 中欧宪法中的财政稳定规则
Pub Date : 2013-07-01 DOI: 10.5040/9781474201643.ch-010
Marek Antoš
The so called Fiscal Compact signed by 25 out of 27 EU member states requires the states to transpose the treaty’s rules that limit the annual structural deficit and the general government debt “through provisions of binding force and permanent character, preferably constitutional” (Art. 3, §2). While the goal is set, the means are up to respective states, and thus an extraordinary wave of constitutional engineering has been triggered. This paper deals with four countries in Central Europe which have already adopted fiscal stability rules into their law: Germany, Hungary, Poland and Slovakia. It describes the rules adopted and demonstrates that despite some similarities, four wholly distinct models of regulation have been used in these countries. These models are further examined and compared, in particular with respect to their substance (numerical, or institutional fiscal rules), criteria used (state debt, overall public debt, state budget deficit, or structural deficit) and enforcement mechanisms created (automatic cut of expenses, vote of non-confidence in the government, veto power of an independent fiscal council, judicial review, etc.). Finally, the models are evaluated both from the perspective of their democratic legitimacy and from the perspective of their expected efficiency, where the paper draws on existing empirical studies of fiscal stability rules enacted in the past.
欧盟27个成员国中有25个国家签署了所谓的《财政契约》(Fiscal Compact),要求各国“通过具有约束力和永久性的条款,最好是宪法性的条款”,改变条约中限制年度结构性赤字和一般政府债务的规定(第3条第2款)。虽然目标已定,但手段取决于各州,因此引发了一场非同寻常的宪法工程浪潮。本文研究的是中欧已经将财政稳定规则纳入其法律的四个国家:德国、匈牙利、波兰和斯洛伐克。它描述了所采用的规则,并表明尽管有一些相似之处,这些国家使用了四种完全不同的监管模式。这些模型被进一步检查和比较,特别是关于它们的实质(数字或制度财政规则),使用的标准(国家债务,总体公共债务,国家预算赤字或结构性赤字)和创建的执行机制(自动削减开支,对政府的不信任投票,独立财政委员会的否决权,司法审查等)。最后,从民主合法性的角度和预期效率的角度对这些模型进行了评估,本文借鉴了对过去制定的财政稳定规则的现有实证研究。
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引用次数: 1
Promises and Perils of New Global Governance: A Case of the G20 新全球治理的承诺与风险:以G20为例
Pub Date : 2012-01-06 DOI: 10.2139/ssrn.1907845
C. Kelly, Sungjoon Cho
In the wake of the 2008 financial crisis, a new global governance structure emerged. During and subsequent to the crisis, the G20 arose as a coordinating executive among international governance institutions. It set policy agendas, prioritized initiatives and, working through the Financial Stability Board, drew other governance institutions and networks such as the International Monetary Fund, the Basel Committee on Banking Supervision, the Organization of Economic Cooperation and Development, the World Trade Organization, the International Association of Insurance Supervisors and the International Organization of Securities Commissions to set standards, monitor enforcement and compliance, and aid recovery. Its authority cross-cuts regimes and creates collaborative linkages between economic law and social issues such as food security and the environment. Its leadership role, born out of exigency, now continues to evolve as part of the new international economic law order. The G20’s coordination of institutions and networks exemplifies a new form of global governance. Network coordination offers an opportunity to confront complex problems with a needed comprehensive approach. The institutions and networks engage in an ongoing dialectical process that propels standard setters towards convergence on a number of fronts. The actors in this process employ a variety of tools to forge consensus and the G20 leverages this consensus-creating process to achieve its goals. Unpacking these tools can help us tackle intricate questions that arise from this new structure. In particular, we focus on concerns of effectiveness and legitimacy originating from the G20’s coordination of multiple networks and institutions.
2008年金融危机爆发后,新的全球治理格局形成。在危机期间和危机之后,20国集团作为国际治理机构之间的协调执行者而崛起。它制定了政策议程,确定了优先事项,并通过金融稳定委员会开展工作,吸引了其他治理机构和网络,如国际货币基金组织、巴塞尔银行监管委员会、经济合作与发展组织、世界贸易组织、国际保险监管机构协会和国际证券委员会组织,以制定标准,监督执行和遵守情况。并帮助恢复。它的权威贯穿了各个制度,并在经济法与粮食安全和环境等社会问题之间建立了协作联系。它在紧急情况下产生的领导作用现在继续演变为新的国际经济法秩序的一部分。二十国集团的机制和网络协调是全球治理的新形式。网络协调提供了一个机会,以必要的全面办法来对付复杂的问题。这些机构和网络参与了一个持续的辩证过程,推动标准制定者在许多方面趋同。各方利用各种工具凝聚共识,二十国集团利用这一凝聚共识的过程实现目标。解开这些工具可以帮助我们解决由这种新结构产生的复杂问题。我们特别关注二十国集团协调多个网络和机构所产生的有效性和合法性问题。
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引用次数: 31
Legal Stipulations of Sovereign Lending and Borrowing in Domestic Jurisdictions - Japan 国内司法管辖区主权借贷的法律规定-日本
Pub Date : 2011-10-01 DOI: 10.2139/SSRN.2032539
M. Kanetake
This consultancy report was prepared for: Matthias Goldmann, 'Responsible Sovereign Lending and Borrowing: The View from Domestic Jurisdictions' (A Comparative Survey Written for the United Nations Conference on Trade and Development) (UNCTAD) (February 2012), concerning the proposed UNCTAD Draft Principles on Responsible Sovereign Lending and Borrowing.
这份咨询报告是为马蒂亚斯·戈德曼(Matthias Goldmann)撰写的,题为“负责任的主权借贷:来自国内司法管辖区的观点”(为联合国贸易和发展会议(UNCTAD)撰写的比较调查)(2012年2月),内容涉及联合国贸发会议关于负责任的主权借贷原则草案。
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引用次数: 0
Dead Hand Constitutionalism: Honduras and the Danger of Eternity Clauses in New Democracies 死手宪政:宏都拉斯与新民主政体中永恒的危险条款
Pub Date : 2010-05-15 DOI: 10.22201/IIJ.24485306E.2011.7.7762
A. Friedman
The 2009 Honduran constitutional crisis, in which sitting President Manuel Zelaya was captured from the Presidential Palace and flown to Costa Rica under the cover of night, illuminated the danger of entrenched and eternity clauses in fledgling democracies. This paper discusses the way such clauses have been used in the past, identifying three general categories of historical eternity clauses. These categories include clauses that address the character of the government, the spirit or principles of the constitutional regime and finally the character of the country. The article also discusses potential problems that arise when such clauses are written into constitutions of transitional democratic regimes.
2009年的洪都拉斯宪法危机中,现任总统曼努埃尔•塞拉亚(Manuel Zelaya)被从总统府抓获,并在夜幕的掩护下飞往哥斯达黎加。这场危机凸显了新兴民主国家根深蒂固的永恒条款的危险。本文讨论了这类分句在过去的使用方式,确定了历史永恒分句的三大类。这些类别包括处理政府性质、宪政制度的精神或原则以及最后是国家性质的条款。文章还讨论了将这些条款写入过渡民主政权宪法时可能出现的问题。
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引用次数: 4
The Increasing Irrelevance of Section 1 of the Charter 《宪章》第一节日益无关紧要
Pub Date : 2001-01-01 DOI: 10.60082/2563-8505.1010
Christopher D. Bredt, A. Dodek
This paper addresses the topic of judicial deference to legislative choices under section 1 of the Canadian Charter of Rights and Freedoms. More specifically, it asks, in what circumstances will the Supreme Court of Canada accord such deference and has the standard of justification under section 1 become diluted. The paper examines the Supreme Court of Canada's treatment of the Oakes test since its inception in 1986 and then identifies three themes that have emerged in this area. First, that section 1 has been marginalized through the development of internal balancing tests in the definition of substantive rights under the Charter. Second, that the original universality of the Oakes test has given way to context or right-specific adjudication whereby section 1 seems to be applied on an ad hoc basis. Third, in recent years the Supreme Court of Canada has severely weakened the evidentiary requirement needed to justify an infringement of a right under section 1. The article concludes by suggesting that the Oakes test be abandoned as a universal standard of justification and replaced with a rights-specific approach.
本文讨论《加拿大权利和自由宪章》第1节规定的司法尊重立法选择的问题。更具体地说,它问,在什么情况下加拿大最高法院会给予这种尊重,并使第1条规定的正当理由标准变得淡化。本文考察了加拿大最高法院自1986年成立以来对奥克斯检验的处理,然后确定了这一领域出现的三个主题。首先,由于在《宪章》规定的实质性权利的定义中制定了内部平衡标准,第1节已被边缘化。第二,奥克斯检验原来的普遍性已经让位于上下文或特定权利的裁决,从而第1条似乎是在特别的基础上适用的。第三,近年来,加拿大最高法院严重削弱了证明侵犯第1条规定的权利是正当的证据要求。文章最后建议放弃奥克斯检验作为一种普遍的辩护标准,代之以一种具体权利的方法。
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引用次数: 6
期刊
LSN: International & Comparative Law (Topic)
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