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How Patent Damages Skew Licensing Markets 专利损害如何扭曲许可市场
Pub Date : 2016-08-17 DOI: 10.2139/ssrn.2825236
Erik N. Hovenkamp, J. Masur
If a litigated patent has previously been licensed to a third party, the courts generally adopt the terms of the prior agreement as the best measure of damages. However, while administratively convenient, this “licensing-based damages” standard creates problematic incentives and undermines the efficient commercialization of patented inventions. It rests on the trivialized (and generally false) presumption that a patent license is like a commodity, with the patentee charging a common price to all comers. As a consequence, patentees distort their future recovery prospects – and by extension the outcomes of future licensing negotiations – whenever they license their patents, whether or not today’s agreement will be a good proxy for tomorrow’s dealings or disputes. Knowing this, patentees are discouraged from licensing at anything less than a high royalty rate, even if they could reach many additional mutually-beneficial agreements on more modest terms. The result is that patent holders rationally cut off the bottom segment of the licensing market, creating substantial deadweight loss. This injures not only patentees, but also prospective licensees and their consumers. The standard creates additional problems by encouraging secrecy and “gamesmanship” in patent licensing. We propose that the licensing-based damages standard be abandoned, and that damages should generally be awarded ad hoc. This does not mean that private parties should ignore comparable licenses in their private dealings; it simply means that courts should not use them as a measure of damages. That this necessitates some speculation does not suggest it is the less desirable approach, for it is better that damages be somewhat random than systematically harmful. Further, while the licensing-based damages standard is clearly easy to apply, there is little reason to believe it is accurate in a typical case. As such, its apparent lack of randomness does not suggest that it is producing good results.
如果提起诉讼的专利先前已被许可给第三方,法院通常采用先前协议的条款作为损害赔偿的最佳衡量标准。然而,尽管在行政上方便,这种“基于许可的损害赔偿”标准产生了有问题的激励措施,并破坏了专利发明的有效商业化。它基于一种被轻视的(通常是错误的)假设,即专利许可就像一种商品,专利权人向所有人收取共同的价格。因此,专利权人无论何时授权他们的专利,无论今天的协议是否能很好地代表明天的交易或纠纷,都扭曲了他们未来的恢复前景,进而扭曲了未来许可谈判的结果。知道了这一点,专利权人就不愿意以低于高版税率的价格获得许可,即使他们可以在更温和的条件下达成许多额外的互利协议。结果是,专利持有者理性地切断了许可市场的底层,造成了巨大的无谓损失。这不仅伤害了专利权人,也伤害了潜在的被许可人及其消费者。该标准在专利许可中鼓励保密和“耍花招”,从而产生了额外的问题。我们建议放弃以许可为基础的损害赔偿标准,而损害赔偿一般应临时授予。这并不意味着私人各方在私人交易中应该忽略可比许可证;这仅仅意味着法院不应该将其作为损害赔偿的衡量标准。这需要一些推测,但这并不意味着这是不可取的方法,因为损害是随机的,而不是系统性的损害。此外,尽管基于许可的损害赔偿标准显然很容易适用,但几乎没有理由相信它在典型案例中是准确的。因此,它明显缺乏随机性并不意味着它产生了良好的结果。
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引用次数: 17
Punitive Damages Against Trustees? 对受托人的惩罚性损害赔偿?
Pub Date : 2016-08-17 DOI: 10.4337/9781784714833.00020
Samuel L. Bray
This essay considers whether punitive damages should be awarded against trustees. It concludes that a satisfactory justification for awarding them has not been given. Seen from the rightful-position perspective, punitive damages fail to support the plaintiff’s forward movement to the rightful position. They are also inconsistent with the scope of liability in trust law. From the perspective of optimal deterrence, punitive damages would increase deterrence for those who need it least (risk-averse internalizers), and decrease deterrence for those who need it most (risk-seeking externalizers). From the viewpoint of law and equity, punitive damages in trust law would be an idiosyncrasy requiring an explanation, whereas no explanation is needed for their absence. Even if punitive damages were used selectively, they would likely be overused relative to the constructive trust. Indeed, the uncanny coinciding of the rise of punitive damages against trustees with the decline in American lawyers’ familiarity with the constructive trust raises the possibility that it is not greater knowledge, but greater ignorance, that led to the development. Whatever the reason for this rise, the best verdict that can be rendered for punitive damages against trustees is “not proven.”
本文探讨了是否应判给受托人惩罚性损害赔偿。它的结论是,没有给出一个令人满意的理由来授予它们。从正当地位的角度来看,惩罚性赔偿不能支持原告向正当地位的前进。它们也与信托法的责任范围不一致。从最优威慑的角度来看,惩罚性赔偿将增加对最不需要它的人(风险厌恶的内部化者)的威慑,并降低对最需要它的人(风险寻求的外部化者)的威慑。从法理和衡平法的角度看,信托法中的惩罚性损害赔偿是一种需要解释的特质,而不需要解释。即使惩罚性损害赔偿被选择性地使用,相对于建设性信任,它们也可能被过度使用。事实上,针对受托人的惩罚性赔偿的增加与美国律师对建设性信托的熟悉程度的下降不可思议的巧合,提出了一种可能性,即不是更多的知识,而是更大的无知,导致了这种发展。无论这种增长的原因是什么,针对受托人惩罚性损害赔偿的最佳裁决是“未被证实的”。
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引用次数: 1
An Axiomatic Analysis of Joint Liability Problems with Rooted ― Tree Structure 具有根树结构的连带责任问题的公理化分析
Pub Date : 2016-05-25 DOI: 10.2139/ssrn.2787032
Takayuki Oishi, G. van der Laan, R. van den Brink
For joint liability problems concerning tort law, a legal compensation scheme may be based on lower and upper bounds of compensation for injury and on case-system consistency. Introducing several properties inspired from this observation, we analyze compensation schemes axiomatically under the situation where causation of the cumulative injury appears in multiple sequences of wrongful acts. The situation underlying the model is described by a rooted-tree graph. We show that there is a unique compensation scheme that satisfies three axioms, one about lower bounds of individual compensations, one about upper bounds of individual compensations, and one about case-system consistency. This unique compensation scheme is the nucleolus of an associated liability game.
对于侵权法中的连带责任问题,法律上的赔偿方案可以基于损害赔偿的下限和上限以及判例制度的一致性。从这一观察中得到启发,我们引入了几个属性,在累积伤害的因果关系出现在多个不法行为序列的情况下,我们从公理上分析了赔偿方案。模型底层的情况由根树图描述。我们证明了存在一个唯一的补偿方案,它满足三个公理:一个关于个体补偿下界的公理,一个关于个体补偿上界的公理,一个关于案例-系统一致性的公理。这种独特的补偿方案是相关责任博弈的核心。
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引用次数: 1
The System of Equitable Remedies 衡平法救济制度
Pub Date : 2016-03-01 DOI: 10.2139/SSRN.2622850
Samuel L. Bray
The conventional wisdom is that the distinction between legal and equitable remedies is outmoded and serves no purpose. This Article challenges that view. It argues that the equitable remedies and remedy-related doctrines that presently exist in American law can be understood as a system. The components of the system fall into three categories: (1) the equitable remedies themselves, (2) equitable managerial devices, and (3) equitable constraints. These components interact subtly and pervasively. Together, they make the equitable remedies apt for compelling action (or inaction), especially when the action may be continuing or iterative and is not easily measured. The system of equitable remedies is a useful and integrated whole.This argument offers some support for an emerging body of Supreme Court cases that have sharply distinguished between legal and equitable remedies — cases such as Great-West Life & Annuity Ins. Co. v. Knudson, eBay v. MercExchange, and Petrella v. MGM. Moreover, this argument helps explain why there has been so little merger between law and equity in remedies, even as merger has occurred in other aspects of American law. Finally, this argument offers a new perspective on the requirement that a plaintiff, in order to receive an equitable remedy, must show that legal remedies are inadequate. That requirement helps maintain the system of equitable remedies.
传统观点认为,区分法律救济和衡平法救济已经过时,没有任何意义。本文对这一观点提出了挑战。本文认为,目前存在于美国法律中的衡平法救济和与救济有关的理论可以被理解为一个制度。该制度的组成部分分为三类:(1)公平的补救措施本身;(2)公平的管理手段;(3)公平的约束。这些组件相互作用微妙而普遍。总之,它们使公平的补救措施适用于强制行动(或不作为),特别是当行动可能是持续的或反复的并且不易衡量时。衡平法救济制度是一个有益而完整的整体。这一论点为最高法院正在兴起的一系列案件提供了一些支持,这些案件鲜明地区分了法律救济和公平救济——比如great west Life & Annuity Ins案。Co.诉Knudson案,eBay诉MercExchange案,以及Petrella诉MGM案。此外,这一论点有助于解释为什么法律与衡平法在救济方面很少合并,尽管合并在美国法律的其他方面已经发生。最后,这一论点为原告为了获得公平的救济,必须证明法律救济是不充分的这一要求提供了一个新的视角。这项规定有助于维持公平补救制度。
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引用次数: 14
Attorneys' Fees on Appeal: Misapplication of the Law of the Case Doctrine Raises Procedural and Substantive Due Process Concerns 上诉律师费:案例法原则的错误应用引发了程序和实体正当程序问题
Pub Date : 2016-03-01 DOI: 10.2139/SSRN.2742434
Larry R. Fleurantin, M. L. Davidson
The authors contend that an appellate court should not grant or deny entitlement to appellate fees without the benefit of the trial court’s ruling on the validity of a proposal for settlement or contractual agreement because entitlement may depend on the trial court’s resolving factual issues. Thus, ruling on entitlement to appellate fees without the benefit of a developed trial court record raises procedural and substantive due process concerns. The authors conclude that if the appellate court decides to grant a motion for appellate fees in reviewing the final judgment, then the court should grant fees conditioned upon the trial’s court finding that the proposal for settlement or contractual agreement is valid.Appellate court orders deciding entitlement to fees without the benefit of a developed record raise substantive due process issues with profound consequences, in particular because such fee orders deprive litigants of substantive due process, as they require litigants to lose a significant property interest by paying their adversary’s attorneys’ fees for the underlying trial and subsequent appeals. The problem is that sometimes there is no underlying legal basis for attorneys’ fees when the trial court finds a proposal for settlement was not made in good faith. But a party should not be deprived of its due process right to a meaningful, full, and fair hearing before it is held liable for its opponent’s attorneys’ fees.An appellate court should not grant or deny entitlement to appellate fees without the benefit of the trial court’s ruling on the validity of a proposal for settlement or contractual agreement because it is premature for the appellate court to rule on a motion for attorneys’ fees without the benefit of a developed record. If the appellate court decides to grant a motion for appellate fees in the first appeal, then the court should grant fees conditioned upon the trial court’s finding that the proposal for settlement or contractual agreement is valid. Otherwise, appellate orders granting fees unconditionally, when the issue of entitlement has not been decided at the trial court, will infringe on litigants’ rights to procedural and substantive due process.
提交人认为,在初审法院对和解建议或合同协议的有效性作出裁决之前,上诉法院不应准予或拒绝上诉费的权利,因为权利可能取决于初审法院对事实问题的解决。因此,在没有完善的审判法庭记录的情况下就有权获得上诉费用作出裁决,引起了程序性和实质性正当程序问题。作者的结论是,如果上诉法院决定在审查最终判决时批准上诉费用动议,那么法院应根据审判法院认定和解建议或合同协议有效而批准费用。上诉法院在没有成熟记录的情况下决定是否有权收取费用的命令引发了具有深远影响的实质性正当程序问题,特别是因为此类费用命令剥夺了诉讼当事人的实质性正当程序,因为它们要求诉讼当事人为基础审判和随后的上诉支付对方的律师费,从而失去重要的财产权益。问题是,有时当初审法院发现和解建议并非出于善意时,律师费并没有根本的法律依据。但一方当事人在承担对方律师费之前,不应被剥夺进行有意义、充分和公平听证的正当程序权利。在初审法院对和解建议或合同协议的有效性作出裁决之前,上诉法院不应批准或拒绝获得上诉费用的权利,因为在没有成熟记录的情况下,上诉法院对要求律师费的动议作出裁决是不成熟的。如果上诉法院决定在第一次上诉中批准上诉费用的动议,那么法院应根据初审法院认定和解建议或合同协议有效的情况,批准费用。否则,在权利问题尚未在初审法院作出决定的情况下,无条件给予费用的上诉命令将侵犯诉讼当事人享有程序和实质正当程序的权利。
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引用次数: 0
Civil Shoplifting Statutes by State 各州的民事入店行窃法规
Pub Date : 2016-02-08 DOI: 10.2139/SSRN.2770545
Ryan Sullivan
Collection of civil shoplifting statutes by state. This collection contains the full text of each states' laws which provide merchants a civil remedy against individuals accused of shoplifting. These statutes operate independently from and in addition to the states' criminal sanctions for shoplifting.
收集各州的民事入店行窃法规。这个合集包含了每个州的法律全文,这些法律为商人提供了针对被指控入店行窃的个人的民事补救措施。这些法规独立于州对入店行窃的刑事制裁之外运作。
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引用次数: 0
חישוב הנזק בתנאי אי-ודאות – התאמת הנתון הסטטיסטי למטרותיהם של דיני הפיצויים(Assessing Damages Under Uncertainty – Applying Tort Theory to the Use of Statistical Data)
Pub Date : 2016-01-24 DOI: 10.2139/SSRN.2605575
Omer Pelled
תקציר בעברית: בתי-המשפט נאלצים פעמים רבות להעריך את הנזק שנגרם לתובע באמצעות פנייה לנתונים סטטיסטיים, המסייעים בהערכת הנזק בקירוב כאשר אין בנמצא נתונים קונקרטיים המאפשרים לשום את הנזק שנגרם לניזוק באופן ישיר. אף שמדובר בפרקטיקה רווחת, בתי-המשפט בישראל אינם בוחנים לרוב אם ההנחות העומדות בבסיס הנתון הסטטיסטי המשמש אותם מתיישבות עם מטרותיהם של דיני הפיצויים. בפועל, פעמים רבות קיים פער בין הנימוק המשמש את בית-המשפט בעת חישוב הפיצויים לבין הנתון הסטטיסטי שנבחר.לתופעה זו יש שני מופעים החוזרים בהקשרים שונים בפסיקה. המופע הראשון קשור לאופן שבו נבנה מסד הנתונים שממנו בית-המשפט גוזר את הנתון הסטטיסטי. שימוש בנתונים סטטיסטיים תוך התעלמות מהנחות-היסוד העומדות בבסיסו של מסד הנתונים מוביל לעיתים לטעויות בעת חישוב הנזק. כך, ביחס לאובדן כושר ההשתכרות, כאשר קיימים נתונים חלקיים ביחס לניזוק, בתי-המשפט מביאים בחשבון את האפשרות שהניזוק יהיה מובטל בעתיד, אולם כאשר הם עושים שימוש בנתונים סטטיסטיים, הם מתעלמים מאפשרות זו.המופע השני של תופעה זו קשור לבחירה בנתון הסטטיסטי מתוך מסד הנתונים. הנתון הסטטיסטי המשמש את בית-המשפט בעת קביעת הפיצויים אינו מתיישב לעיתים עם הנימוק הניתן בפסק-הדין. כך, ההסבר שניתן בפסיקה לחישוב אובדן ההשתכרות וקיצור תוחלת החיים בתנאי אי-ודאות מתיישב עם שימוש בנתון החציוני, אשר משקף את הנזק הסביר ביותר לניזוק הספציפי, ותואם את השימוש הרווח במשפט הפרטי בכלל מאזן ההסתברויות במסגרת ההתמודדות עם מצבי אי-ודאות. אולם בתי-המשפט עושים בפועל שימוש בנתון הממוצע, אשר מתיישב עם מטרת ההרתעה של דיני הנזיקין, אך אינו מתיישב עם המטרה של השבת מצבו של הניזוק לקדמותו. המאמר סוקר כמה טעויות נפוצות, ומציע קווים לפתרונן של טעויות אלה וכן של טעויות אחרות שיתגלו בעתיד.English Abstract: In personal injury cases, Israeli courts often use statistical data in order to assess the harm done to the plaintiff when no case-specific evidences are available. Despite this being a common practice, rarely does the Israeli court examine the underline assumptions of the statistical figure used in the process of calculating damages. As it were, many times a gap exists between the explanation the court gives when calculating the damages, and the statistical data that it puts into use.This phenomenon presents in two distinct ways. First, the court sometimes uses one measure of central location, the weighted mean, while the argument it uses in the opinion calls for the use of another, the median. Specifically, when the court determines the plaintiffs lost income and remaining life expectancy, the court argues that damages should be calculated in a way that restores the plaintiff to her condition before the accident, in accordance with corrective justice principals. In this article, I would argue that the court's logic calls for the use of the median. However, the court uses the weighted average when calculating damages.Second, the court sometimes fails to examine the underline assumptions used in the construction of the database. This in turn often leads the court to reach the wrong conclusion from the data. For example, when the court is presented with evidence about the plaintiffs future inc
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引用次数: 0
Can Simple Mechanism Design Results Be Used to Implement the Proportionality Standard in Discovery? 简单的机制设计结果能否用于实施发现中的比例标准?
Pub Date : 2015-09-07 DOI: 10.1628/093245616x14491404040418
Jonah B. Gelbach
I point out that the Coase theorem suggests there should not be wasteful discovery, in the sense that the value to the requester is less than the cost to the responder. I use a toy model to show that a sufficiently informed court could design a mechanism under which the Coasean prediction is borne out. I then suggest that the actual information available to courts is too little to effect this mechanism, and I consider alternatives. In discussing mechanisms intended to avoid wasteful discovery where courts have limited information, I emphasize the role of normative considerations.
我指出,科斯定理表明,不应该有浪费的发现,即对请求者的价值小于响应者的成本。我用一个玩具模型来表明,一个充分了解情况的法院可以设计出一种机制,在这种机制下,科斯的预测可以得到证实。然后,我建议,法院可获得的实际信息太少,无法影响这一机制,我考虑了其他选择。在讨论旨在避免在法院信息有限的情况下浪费发现的机制时,我强调规范性考虑的作用。
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引用次数: 2
Alternative Compensation Schemes from a Comparative Perspective 比较视角下的几种补偿方案
Pub Date : 2015-07-28 DOI: 10.4337/9781784718138.00013
D. Jutras
The author conducts a brief comparative overview of alternative schemes of compensation that have emerged over the past century. This chapter specifically addresses regimes that now provide direct compensation to victims of defined tortious hazards independently of any attribution of responsibility to the author of the injury. The analysis reveals three main recurring themes that have driven the emergence of these alternative schemes of compensation. First, alternative compensation regimes are almost by definition legislative solutions to problems encountered within domestic tort law. Second, while currently focused on monetary indemnitites, alternative compensation regimes may also address systemic harm and mass torts through non-monetary remedies. Finally, renewed attention to regulatory frameworks may tilt the balance away from ex post compensation in favour of ex ante intervention.
作者对过去一个世纪出现的各种补偿方案进行了简要的比较概述。本章具体论述了目前向明确侵权危害的受害者提供直接赔偿的制度,而不依赖于对伤害的作者的任何责任归属。分析揭示了推动这些替代薪酬方案出现的三个主要反复出现的主题。首先,从定义上讲,替代赔偿制度几乎是对国内侵权法中遇到的问题的立法解决方案。其次,虽然目前侧重于货币赔偿,但替代赔偿制度也可能通过非货币救济解决系统性损害和大规模侵权问题。最后,对监管框架的重新关注可能会使平衡从事后补偿转向事前干预。
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引用次数: 0
Unjust Enrichment and Contract 不当得利与契约
Pub Date : 2014-11-01 DOI: 10.1111/1468-2230.12099
Peter Jaffey
Benedetti v Sawiris was concerned with the measure of a quantum meruit, and in particular whether a ‘subjective’ or ‘objective’ measure should be preferred. The Supreme Court addressed the issue broadly in line with the approach in the mainstream academic literature on unjust enrichment, according to which this is a problem of how to measure benefit. The article argues that this unjust enrichment approach is misguided because it obscures the role of agreement and conflates transfer and exchange, and that a contractual analysis of the case would make the issues clearer and easier to resolve.
贝内代蒂诉萨维里斯案关注的是量子流的测量,特别是“主观”还是“客观”的测量应该是首选。大法院对这一问题的处理大致与主流学术文献中关于不当得利的方法一致,根据这种方法,这是一个如何衡量利益的问题。文章认为,这种不当得利的方法是错误的,因为它模糊了协议的作用,并将转让和交换混为一谈,对案件进行合同分析将使问题更清楚,更容易解决。
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引用次数: 3
期刊
Law & Society: Civil Procedure eJournal
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