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To Regulate, or Not to Regulate? A Study on the State of Exception and Its Regulation 管还是不管?例外状态及其规制研究
Pub Date : 1900-01-01 DOI: 10.5771/9783845298610-75
Lukáš Kollert
One cannot get rid of the state of exception simply by turning a blind eye to any legal consideration of this institution or by deleting it from codes of law.1 While in times of stability politicians as well as theorists may be under the impression that they do not need to be concerned with it, for obvious reasons the situation changes dramatically when a crisis occurs. The pressure exerted on public authorities under such circumstances is immense. History shows us that in crises public authorities often take the steps considered necessary, even when lacking explicit legal authorization.2 Given that (i) such extra-legal actions as well as actions based on codified emergency powers may pose a threat to the rights and freedoms of citizens and possibly also to the democratic Rechtsstaat, and (ii) every state may sooner or later be confronted with a (severe) crisis,3 it is vital to consider how to reduce the risks associated with crises and states of exception and whether regulating the latter in positive law is beneficial or rather detrimental.4 For obvious reasons, discussing the issue of the state of exception is crucial in the first place in connection with the Rechtsstaat.5 Whereas in an abI.
人们不能仅仅通过对这一制度的任何法律考虑视而不见或将其从法典中删除来摆脱例外状态虽然在稳定时期,政治家和理论家可能会认为他们不需要关心它,但由于显而易见的原因,当危机发生时,情况会发生巨大变化。在这种情况下,对公共当局施加的压力是巨大的。历史告诉我们,在危机中,即使没有明确的法律授权,公共当局也常常采取被认为必要的措施鉴于(i)这种法外行动以及基于成文紧急权力的行动可能对公民的权利和自由构成威胁,也可能对民主国家构成威胁,以及(ii)每个国家迟早都可能面临(严重)危机3,必须考虑如何减少与危机和例外状态相关的风险,以及在成文法中对后者进行管制是有益的还是有害的出于显而易见的原因,讨论例外状态的问题首先是与rechtsstaat相关的关键问题。
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引用次数: 2
Titelei/Inhaltsverzeichnis Titelei /目录。
Pub Date : 1900-01-01 DOI: 10.5771/9783845298610-1
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引用次数: 0
The German Discussion on the State of Exception and Constitutional Provisions on States of Emergency 德国关于例外状态和关于紧急状态的宪法规定的讨论
Pub Date : 1900-01-01 DOI: 10.5771/9783845298610-125
Eckart Klein
The state of exception, or however it is called, has always fascinated lawyers. To overcome an anomalous political and/or military situation confronting a State will in many cases require means not available under normal circumstances. How far should the law go in order to cope with such situations? Should it provide any exceptional means at all? How can abuses be avoided? How can the return to normalcy be assured? What can a State do in an emergency if the law has not made available special instruments, or existent provisions prove to be insufficient? May a State derogate from legal rules without being authorized by an express constitutional provision? How far do international rules determine the declaration and application of a state of exception?1 These general questions impact any discussion on the state of exception, and should be thought of before such a situation arises. The first part of my paper will present a general overview of the treatment of the state of exception under the constitutions of the German Empire, the Weimar Republic and the Basic Law, thus covering a period of time from 1871 to the present. Particular focus will be placed on legal debates concerning respective provisions. In the second part of this paper, I shall present the different states of emergency as determined by the German Basic Law and will particularly discuss to what extent the armed forces may be called in, fundamental rights affected and political and legal control mechanisms exist. A general assessment concludes my deliberations. I.
例外状态,或者不管它叫什么,一直让律师们着迷。要克服一国面临的异常政治和(或)军事局势,在许多情况下需要在正常情况下无法获得的手段。为了应对这种情况,法律应该走多远?它应该提供任何特殊的手段吗?如何避免滥用?怎样才能保证恢复正常呢?在紧急情况下,如果法律没有提供特别文书,或现有规定证明不够充分,国家可以做些什么?一个国家可以在没有明确的宪法条款授权的情况下克减法律规则吗?国际规则在多大程度上决定例外状态的宣布和适用?这些一般性问题影响到任何关于例外状态的讨论,在这种情况出现之前应该考虑到这些问题。本文的第一部分将概述德意志帝国宪法、魏玛共和国宪法和基本法对例外状态的处理,因此涵盖了从1871年到现在的一段时间。将特别侧重于关于各自条款的法律辩论。在本文的第二部分,我将介绍德国《基本法》所规定的不同紧急状态,并将特别讨论在何种程度上可以动用武装部队、受影响的基本权利以及存在的政治和法律控制机制。一般性评估结束了我的审议。我。
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引用次数: 0
The State of Exception and Limits of the Rule of Law 例外状态与法治的限制
Pub Date : 1900-01-01 DOI: 10.5771/9783845298610-43
Vojtěch Belling
While Francis Fukuyama may have been carried away a quarter century ago by his vision of the end of history and the triumph of liberal democracy, the series of terrorist attacks, wars and economic crises over the past two decades has shown us that the world is no closer to the alleged end of history than at any time before. The normality, i.e. the state in which “normal” legal norms are being applied, is increasingly being tested by situations of crisis. The concept of the state of exception has therefore logically drawn much attention from political and legal science. In addition to the classic topic of protecting the state from “traditional” internal risks like rebellion or natural catastrophes, research is also being focused on states of exception brought about by terrorist threats and economic crisis.1 The question of how much a crisis situation might justify the breach or even suspension of positive (or even suprapositive) legal provisions by public authorities has been a subject of dispute among legal scholars and philosophers since the Middle Ages. From the beginning it has been accompanied by ambiguity in understanding the very notions of the state of exception. While some scholars regard state of exception as inherently legally empowering the constitutional authority to violate constitutional norms,2 others believe it only to be an extra-legal assertion of power that cannot be anticipated by the constitution, even if it may be “legalized” ex I.
虽然弗朗西斯·福山(Francis Fukuyama)在25年前可能被他关于历史终结和自由民主胜利的愿景所迷惑,但过去20年里发生的一系列恐怖袭击、战争和经济危机向我们表明,世界并不比以往任何时候都更接近所谓的历史终结。常态,即适用“正常”法律规范的国家,正日益受到危机局势的考验。因此,例外状态的概念在逻辑上引起了政治学和法学的广泛关注。除了保护国家免受叛乱或自然灾害等“传统”内部风险的影响这一经典话题外,研究还集中在恐怖主义威胁和经济危机带来的例外状态上自中世纪以来,危机局势在多大程度上可以证明公共当局违反甚至暂停积极(甚至超积极)法律规定是正当的,这一问题一直是法律学者和哲学家争论的主题。从一开始,它就伴随着对例外状态概念的模糊理解。虽然一些学者认为例外状态本质上是赋予宪法权威违反宪法规范的法律授权,但另一些学者则认为它只是一种宪法无法预料的法外权力主张,即使它可能被“合法化”。
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引用次数: 0
Exceptionality in Law 法律中的例外
Pub Date : 1900-01-01 DOI: 10.5771/9783845298610-101
J. Kysela
Thomas Poole introduces his interesting book on the reason of state and prerogative by defining legal exceptionalism as a thematization of exceptional powers in crisis situations. He relates this concept to three different, albeit related, phenomena: a) emergency powers, b) state of exception, and c) prerogative. He examines each of these in relation to his main object of interest, the reason of state.1 I consider it useful to give more general thought to exceptionality in law in a book devoted to states of exception. But let us begin with a brief note on the exceptionality of law.
Thomas Poole通过将法律例外主义定义为危机情况下特殊权力的主题化,介绍了他关于国家和特权的原因的有趣的书。他将这一概念与三种不同但又相关的现象联系起来:a)紧急权力,b)例外状态,c)特权。他根据他主要感兴趣的对象,即状态理性,来考察每一个问题我认为,在一本专门讨论例外状态的书中,对法律中的例外进行更普遍的思考是有益的。但是,让我们先简要说明一下法律的例外性。
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引用次数: 1
Glossary of German Expressions 德语词汇表
Pub Date : 1900-01-01 DOI: 10.5771/9783845298610-157
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引用次数: 1
The Exceptional Case in Situations of Normalcy 正常情况下的例外情况
Pub Date : 1900-01-01 DOI: 10.5771/9783845298610-29
Otto Depenheuer
The latest attacks by Islamic terrorists – in Nizza, Berlin, Barcelona and elsewhere – create a existential challenge for the free constitutional nations of the West simply by virtue of the fact that their goal is to provoke, attack, disintegrate and eventually destroy the self-directed understanding and the values of these nations – peace, freedom, equality, brotherhood, etc. – in the name of an atavistic belief. Until now, the societies affected by this challenge have accepted it with amazing serenity. Still, it may well be only a question of time – that is, of the number and intensity of future attacks – when this serenity comes to an end and is brusquely replaced by anxiety and panic. That will put politics under massive pressure to act and to “somehow” come up with an appropriate, quick and effective response to prevent future perils. Then, if not sooner, the frequent claim of politicians that one-hundred-percent certainty is impossible to achieve will fail to provide a persuasive argument for not implementing the maximum possible number of preventive measures. The fairly tenuous legitimization of the State’s lack of activity by the slogan “freedom cannot be saved by doing away with it” refuses to confront the fact that the point of preventing peril is to ensure security so that freedom can develop effectively. Thus, security is a precondition making effective freedom possible. The opponent we are facing does not present rational and verbal arguments; rather, he kills, violently and indiscriminately, with the aim of arousing and spreading shock and fear in the population. In the face of this scenario, Jürgen Habermas’s theory of communication – which maintains strong influence over German political thought, and which believes that every political conflict can be transformed into a peaceful discussion – has finally been unmasked as a naive “fair-weather philosophy”. By leaving unanswered the elementary question as to how one can start a dialogue with a jihadist consciously unI.
伊斯兰恐怖分子最近在尼扎、柏林、巴塞罗那和其他地方发动的袭击,对西方自由宪政国家构成了生死存亡的挑战,因为他们的目标是以返祖信仰的名义,挑衅、攻击、瓦解并最终摧毁这些国家的自我导向的理解和价值观——和平、自由、平等、兄弟情谊等。直到现在,受这一挑战影响的社会都以惊人的平静接受了这一挑战。然而,当这种平静结束,被焦虑和恐慌所取代时,很可能只是一个时间问题——也就是说,未来袭击的数量和强度。这将给政界带来巨大压力,迫使其采取行动,并“以某种方式”拿出适当、迅速和有效的应对措施,以防止未来出现危险。那么,如果不是更早的话,政治家们经常声称百分之百的确定性是不可能实现的,将无法为不实施尽可能多的预防措施提供有说服力的理由。以“废除自由不可能挽救自由”的口号为国家缺乏活动提供相当脆弱的合法性,拒绝面对这样一个事实,即防止危险的重点是确保安全,以便自由能够有效地发展。因此,安全是使有效自由成为可能的先决条件。我们面对的对手并没有提出理性和口头的论点;相反,他滥杀无辜,暴力杀人,目的是在民众中激起和传播震惊和恐惧。面对这种情况,j根·哈贝马斯的传播理论——它对德国政治思想保持着强大的影响力,并认为每一次政治冲突都可以转化为和平的讨论——最终被揭穿为一种天真的“风雨哲学”。通过不回答一个基本问题,即如何与圣战分子有意识地进行对话。
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引用次数: 0
On the Validity of Law with Respect to the Exceptional Case 论例外情况下的法律效力
Pub Date : 1900-01-01 DOI: 10.5771/9783845298610-11
Josef Isensee
“In orderly times, do keep the rules – yet when all goes upside down and under, act according to the circumstances.” This line from a 16–17th-century Chinese novel1 recalls to us the uncomfortable truth that legal rules may break down over the irregularities of reality. This shows the Achilles’ heel of the rule of law as subordinated to unreservedly general universal laws:2 it may find itself in situations beyond the control of general rules of law, and then it faces a dilemma. Either it has to transgress the legal rules – or else risk disastrous consequences for the community and, indeed, for its own survival qua rule of law. Every general law encounters the limits of its possibilities whenever the normalcy at which it aims is lacking. “The validity of a norm presupposes the general state of affairs for which it is calculated; and when a state of exception is completely incalculable, it is also impossible to assess it normatively.”3 Thus, Hermann Heller; and before him Carl Schmitt: “Every general norm demands a normal, everyday frame of life to which it can be factually applied and which is subjected to its regulations. The norm requires a homogeneous medium. This factual normality is not a mere ‘external presupposition’ that a jurist can ignore; rather, it belongs to the norm’s immanent validity. There exists no norm that is applicable to chaos.”4 Rather than a norm, normalcy is the real substrate of a norm in the form in which the lawgiver has conceived it, and therefore, a previously existing segment of reality corresponding with the program of the norm. Normalcy is a precondition for a general law to be applied without fricI.
“在秩序井然的时候,一定要遵守规则——然而,当一切都乱了套的时候,要根据情况采取行动。”这句出自一部16 - 17世纪中国小说的台词让我们想起了一个令人不安的事实:法律规则可能会在现实的不规范面前崩溃。这显示了法治毫无保留地服从于一般普遍规律的阿喀琉斯之踵:2它可能会发现自己处于一般法律规则无法控制的境地,然后面临两难境地。它要么必须违反法律规则,要么就有可能给社会带来灾难性的后果,实际上,对它自己作为法治的生存来说也是如此。任何一般法则,只要缺乏它所追求的常态,就会遇到其可能性的极限。"一项规范的有效性以该规范所针对的一般事态为前提;当异常状态完全无法计算时,也不可能对其进行规范评估。“因此,赫尔曼·海勒;在他之前,卡尔·施密特说:“每一种普遍规范都需要一种正常的、日常的生活框架,这种生活框架可以被实际地应用,并服从于它的规则。规范需要一个均匀的媒介。这种事实的常态性不仅仅是法学家可以忽略的“外部预设”;相反,它属于规范的内在有效性。不存在适用于混乱的规范。正常不是规范,而是立法者所构想的规范形式的真正基础,因此,它是与规范的程序相对应的先前存在的现实部分。常态性是普遍规律无摩擦适用的先决条件。
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引用次数: 2
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Emergency Powers
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