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Institutional requirement and central tracking of RCR training of all researchers and research eligible individuals 对所有研究人员和符合研究资格的个人进行 RCR 培训的机构要求和集中跟踪
IF 2.1 Q2 ETHICS Pub Date : 2024-07-26 DOI: 10.1177/17470161241264171
Helene Lake-Bullock, Jenny Smith, Emily Matuszak, Jeeyoung Chun, Jennifer Hill, Billy Clark, Laura Lodder, Baron Wolf, Lisa Cassis
The University of Kentucky has required that all researchers and research-eligible individuals complete RCR training every 2 years to ensure there is at least a baseline of RCR training throughout the wider research community. The overall goal is to create a research climate that fosters RCR across the institution for approximately 14,400 researchers and research eligible faculty, staff, and trainees engaged in research or creative work. A systematic data strategy was developed and implemented to identify individuals required to complete the RCR training and included real-time data tracking using data analytic tools and sophisticated data models. The RCR training consists of the completion of online asynchronous modules and an in-person RCR training event where case studies are discussed to apply the learning gained from the online modules and prepare participants to practice ethical decision-making in future real-world problem-solving. A train-the-trainer approach was implemented to conduct the in-person RCR training of all researchers and research eligible individuals. A library of interactive case scenarios was developed for the mandatory in-person RCR training applicable to various disciplines across the institution. A survey of participants on the RCR training provided empirical data from approximately 12% of participants. Over 72% of respondents indicated the training positively impacted their behavior. An initiative of this magnitude and reach is the broadest of its kind in the United States (US) and the article outlines the procedures and experiences in implementing the project.
肯塔基大学要求所有研究人员和符合研究资格的个人每两年完成一次 RCR 培训,以确保整个研究社区至少有一个 RCR 培训基线。总体目标是在全校范围内为约 14,400 名从事研究或创造性工作的研究人员和符合研究资格的教职员工和受训人员营造一种促进 RCR 的研究氛围。我们制定并实施了一项系统的数据策略,以确定需要完成 RCR 培训的人员,其中包括使用数据分析工具和复杂的数据模型进行实时数据跟踪。RCR 培训包括完成在线异步模块和一次面对面的 RCR 培训活动,在活动中讨论案例研究,以应用从在线模块中获得的知识,并帮助学员在未来解决实际问题的过程中实践伦理决策。在对所有研究人员和符合研究资格的个人进行 RCR 现场培训时,采用了培训培训师的方法。我们还开发了一个互动案例库,用于开展适用于全校各学科的强制性面对面 RCR 培训。对 RCR 培训参与者的调查提供了约 12% 的参与者的经验数据。超过 72% 的受访者表示培训对他们的行为产生了积极影响。这种规模和影响范围在美国同类项目中是最广泛的,文章概述了该项目的实施程序和经验。
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引用次数: 0
Student interactions with ethical issues in the lab: results from a qualitative study 学生与实验室伦理问题的互动:定性研究的结果
IF 1.7 Q1 Arts and Humanities Pub Date : 2024-05-20 DOI: 10.1177/17470161241252431
Kelly Laas, Christine Z Miller, Eric M Brey, Elisabeth Hildt
Student researchers encounter ethical issues daily, but little is known about their unique perspectives. This article presents the results of 30 qualitative semi-structured interviews exploring students’ views and experiences around ethical issues in research groups. During the interviews, students were asked to describe challenges and successes they have encountered in their lab, their conception of what counts as an “ethical issue in research,” and how they handle these issues when they arise. Against this background, the article discusses students’ conceptions of ethical issues in research environments, the types of issues students reported facing, how these issues were ultimately resolved, and finally, the factors, internal qualities, and lessons learned that help students thrive in research environments, as well as some of the challenges students face – especially international students. Many of the ethical challenges interviewees discussed focused on interpersonal issues, highlighting the intense collaboration most graduate students have with their colleagues and supervisors. Findings from this study point to the need for targeted training programs for students and faculty supervisors focusing on building mentoring relationships and finding space in the lab where open communication can occur around ethical research practices.
学生研究人员每天都会遇到伦理问题,但对他们的独特观点却知之甚少。本文介绍了 30 次半结构式定性访谈的结果,探讨了学生对研究小组中伦理问题的看法和经验。在访谈过程中,学生们被要求描述他们在实验室中遇到的挑战和取得的成功、他们对 "研究中的伦理问题 "的概念,以及当这些问题出现时他们是如何处理的。在此背景下,文章讨论了学生对研究环境中伦理问题的概念、学生报告的问题类型、这些问题最终是如何解决的,最后还讨论了有助于学生在研究环境中茁壮成长的因素、内在品质和经验教训,以及学生(尤其是留学生)面临的一些挑战。受访者讨论的许多道德挑战都集中在人际关系问题上,这也突出了大多数研究生与他们的同事和导师之间的紧密合作。这项研究的结果表明,有必要为学生和教师导师开展有针对性的培训项目,重点是建立指导关系,并在实验室中寻找可以围绕研究伦理实践进行公开交流的空间。
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引用次数: 0
Animal behaviour and welfare research: A One Health perspective 动物行为与福利研究:同一健康视角
IF 1.7 Q1 Arts and Humanities Pub Date : 2024-04-23 DOI: 10.1177/17470161241236941
James William Yeates
Animal behaviour and welfare research are part of a wider endeavour to optimize the health and wellbeing of humans, animals and ecosystems. As such, it is part of the One Health research agenda. This article applies ethical principles described by the One Health High Level Expert Panel to animal behaviour and welfare research. These principles entail that animal behaviour and welfare research should be valued equitably alongside other research in transdisciplinary and multisectoral collaboration. It should include and promote a multiplicity of marginalized voices, including those of animals, and it should apply and describe a harmonious balance between human—animal-environment interactions. Lastly, it should describe how humans need to change behaviour, adopt sustainable solutions and recognize the importance of animal welfare and the integrity of the whole ecosystem.
动物行为与福利研究是优化人类、动物和生态系统健康与福祉的更广泛努力的一部分。因此,它是 "同一健康 "研究议程的一部分。本文将 "同一健康 "高级别专家小组描述的伦理原则应用于动物行为与福利研究。这些原则要求在跨学科和多部门合作中,动物行为与福利研究应与其他研究同等重要。研究应包括并促进包括动物在内的多种边缘化声音,应应用并描述人类-动物-环境互动之间的和谐平衡。最后,它应说明人类需要如何改变行为,采取可持续的解决方案,并认识到动物福利和整个生态系统完整性的重要性。
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引用次数: 0
No recognised ethical standards, no broad consent: navigating the quandary in computational social science research 没有公认的伦理标准,就没有广泛的同意:在计算社会科学研究的窘境中航行
IF 1.7 Q1 Arts and Humanities Pub Date : 2024-04-19 DOI: 10.1177/17470161241247686
Seliem El-Sayed, Filip Paspalj
Recital 33 GDPR has often been interpreted as referring to ‘broad consent’. This version of informed consent was intended to allow data subjects to provide their consent for certain areas of research, or parts of research projects, conditional to the research being in line with ‘recognised ethical standards’. In this article, we argue that broad consent is applicable in the emerging field of Computational Social Science (CSS), which lies at the intersection of data science and social science. However, the lack of recognised ethical standards specific to CSS poses a practical barrier to the use of broad consent in this field and other fields that lack recognised ethical standards. Upon examining existing research ethics standards in social science and data science, we argue that they are insufficient for CSS. We further contend that the fragmentation of European Union (EU) law and research ethics sources makes it challenging to establish universally recognised ethical standards for scientific research. As a result, CSS researchers and other researchers in emerging fields that lack recognised ethical standards are left without sufficient guidance on the use of broad consent as provided for in the GDPR. We conclude that responsible EU bodies should provide additional guidance to facilitate the use of broad consent in CSS research.
GDPR 第 33 条经常被解释为 "广泛同意"。这一版本的知情同意旨在允许数据主体在研究符合 "公认道德标准 "的前提下,对某些研究领域或研究项目的某些部分表示同意。在本文中,我们认为广泛同意适用于新兴的计算社会科学 (CSS),该领域是数据科学与社会科学的交叉领域。然而,由于缺乏专门针对 CSS 的公认伦理标准,在该领域和其他缺乏公认伦理标准的领域使用广泛同意构成了实际障碍。在研究了社会科学和数据科学领域现有的研究伦理标准后,我们认为这些标准不足以适用于 CSS。我们还认为,欧盟(EU)法律和研究伦理来源的分散性使得建立普遍认可的科学研究伦理标准具有挑战性。因此,缺乏公认伦理标准的 CSS 研究人员和其他新兴领域的研究人员,在使用 GDPR 规定的广泛同意方面缺乏足够的指导。我们的结论是,欧盟负责机构应提供更多指导,以促进在 CSS 研究中使用广泛同意。
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引用次数: 0
Ethical considerations in a pan-European project targeting adolescent cybercrime prevention 以预防青少年网络犯罪为目标的泛欧项目中的伦理考虑因素
IF 1.7 Q1 Arts and Humanities Pub Date : 2024-04-19 DOI: 10.1177/17470161241247803
Mari-Liisa Parder, Pieter Gryffroy, Marten Juurik
The growing importance of researching online activities, such as cyber-deviance and cyber-crime, as well as the use of online tools (e.g. questionnaires, games, and other interactive tools) has created new ethical and legal challenges for researchers, which can be even more complicated when researching adolescents. In this article, we highlight the risks emerging from the current European legal and ethical landscape when researching potentially vulnerable groups, with a special focus on online research. It is not always clear how to differentiate research ethics consent from consent for data processing activities: when can an adolescent independently consent to research, or when is parental consent needed? Additional problems emerge when parents do not consent to research activities, but their adolescent children do. A serious ethical challenge can arise when the parents do not communicate with researchers, but the adolescent wishes to participate, especially when weak parental oversight is coupled with research on sensitive topics. We offer some guidance on what to keep in mind when conducting online research with adolescents and highlight possible ways that these issues can be dealt with in pan-European projects.
研究网络违规和网络犯罪等网络活动以及使用网络工具(如调查问卷、游戏和其他互动工具)的重要性与日俱增,这给研究人员带来了新的伦理和法律挑战,而在研究青少年时,这些挑战可能会更加复杂。在本文中,我们将重点介绍在对潜在弱势群体进行研究时,当前欧洲的法律和伦理环境所带来的风险,并特别关注在线研究。如何区分研究伦理同意与数据处理活动同意并不总是很清楚:什么时候青少年可以独立同意研究,什么时候需要父母同意?当父母不同意研究活动,但其青少年子女同意时,就会出现其他问题。如果父母不与研究人员沟通,而青少年却希望参与,尤其是在父母监督不力的情况下进行敏感话题研究时,可能会出现严重的伦理挑战。我们将就青少年在线研究时应注意的事项提供一些指导,并强调泛欧项目中处理这些问题的可能方法。
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引用次数: 0
Research misconduct in China: towards an institutional analysis 中国的科研不端行为:走向制度分析
IF 1.7 Q1 Arts and Humanities Pub Date : 2024-04-19 DOI: 10.1177/17470161241247720
Xinqu Zhang, Peng Wang
Unethical research practices are prevalent in China, but little research has focused on the causes of these practices. Drawing on the criminology literature on organisational deviance, as well as the concept of cengceng jiama, which illustrates the increase of pressure in the process of policy implementation within a top-down bureaucratic hierarchy, this article develops an institutional analysis of research misconduct in Chinese universities. It examines both universities and the policy environment of Chinese universities as contexts for research misconduct. Specifically, this article focuses on China’s Double First-Class University Initiative and its impact on elite universities that respond to the policy by generating new incentive structures to promote research quality and productivity as well as granting faculties and departments greater flexibility in terms of setting high promotion criteria concerning research productivity. This generates enormous institutional tensions and strains, encouraging and sometimes even compelling individual researchers who wish to survive to decouple their daily research activities from ethical research norms. This article is written based on empirical data collected from three elite universities as well as a review of policy documents, universities’ internal documents, and news articles.
不道德的研究行为在中国十分普遍,但很少有研究关注这些行为的成因。本文借鉴了犯罪学中关于组织偏差的文献,以及 "自上而下的官僚等级制度中政策执行过程中压力增加 "的概念,对中国大学的科研不端行为进行了制度分析。文章将大学和中国大学的政策环境视为研究不端行为的背景。具体而言,本文重点关注中国的 "双一流大学建设计划 "及其对精英大学的影响,这些大学通过建立新的激励机制来提高研究质量和生产力,并赋予院系更大的灵活性来制定有关研究生产力的高晋升标准。这造成了巨大的机构紧张和压力,鼓励、有时甚至迫使希望生存下去的个别研究人员将其日常研究活动与研究伦理规范脱钩。本文的写作基于从三所精英大学收集的经验数据,以及对政策文件、大学内部文件和新闻报道的回顾。
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引用次数: 0
Ethics and integrity challenges during COVID-19 in China 中国 COVID-19 会议期间的道德与诚信挑战
IF 1.7 Q1 Arts and Humanities Pub Date : 2024-04-08 DOI: 10.1177/17470161241245327
Wei Zhu, Fei Yan, Jianfeng Zhu, Linzi Zhu, Fengyu Liu
This paper describes a scoping review of China’s academic resource databases, relevant official websites, news reports and public accounts spanning a period from the end of 2019 to the end of 2022, to investigate the challenges in scientific integrity and ethical soundness of research conducted during and immediately after the COVID-19 pandemic in China. By conducting the scoping review with keywords related to the research questions in Chinese, relevant data were extracted and classified into four categories: challenges in research, challenges in ethics review, challenges in publishing academic work, and research ethics guidelines during and after the pandemic. The paper points out that problematic studies and findings increased with the escalation in medical research projects during the pandemic in China. The situation faced by researchers was more difficult than before the pandemic. The mode of informed consent, and ethics review and oversight systems also underwent changes. In addition, Traditional Chinese Medicine as an alternative medical treatment for COVID-19, attracted attention from the research community and became a topic of discussion. We conclude that the various challenges and concerns identified indicate a need for a proper and timely response system be formulated in preparation for possible future occurrences of new pandemics or other critical situations.
本文介绍了对中国学术资源数据库、相关官方网站、新闻报道和公开报道进行的范围性综述,时间跨度为2019年底至2022年底,旨在调查中国在COVID-19大流行期间和紧随其后开展的研究在科学诚信和伦理健全方面面临的挑战。通过使用与研究问题相关的中文关键词进行范围审查,提取了相关数据,并将其分为四类:研究中的挑战、伦理审查中的挑战、学术著作发表中的挑战以及大流行期间和之后的研究伦理指南。论文指出,随着中国大流行期间医学研究项目的升级,有问题的研究和研究结果增多。研究人员面临的形势比大流行之前更加严峻。知情同意的模式、伦理审查和监督制度也发生了变化。此外,中医药作为治疗 COVID-19 的替代疗法引起了研究界的关注,并成为讨论的话题。我们的结论是,所发现的各种挑战和关切表明,有必要制定适当、及时的应对系统,为未来可能出现的新流行病或其他危急情况做好准备。
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引用次数: 0
Fostering scientific integrity and research ethics in a science-for-policy research organisation 在科学政策研究组织中培养科学诚信和研究道德
IF 1.7 Q1 Arts and Humanities Pub Date : 2024-04-02 DOI: 10.1177/17470161241243001
Göran Lövestam, Susanne Bremer-Hoffmann, Koen Jonkers, Pieter van Nes
The Joint Research Centre (JRC) is the European Commission’s in-house science and knowledge service, employing a substantial staff of scientists devoted to conducting research to provide independent scientific advice for EU policy. Focussed on various research areas aligned with EU priorities, the JRC excels in delivering scientific evidence for policymaking and has published numerous science-for-policy reports and scientific articles. Drawing on a scientific integrity statement, surveys among JRC’s research staff, and thematic discussions with JRC’s research leaders, the JRC has developed a comprehensive Scientific Integrity and Research Ethics (SIRE) framework, including instruments, procedures, and guidelines to ensure high standards and independence in its research. Key components of the SIRE framework include a Scientific Integrity Officer, an Editorial Review Board, a Research Ethics Board, and guidelines for responsible conduct of research. This article provides an overview of the JRC’s SIRE framework and how it was developed, emphasising the importance of maintaining independence, integrity, and ethics in scientific research that supports EU policy. The article also discusses potential gaps in the framework and where additional efforts may be needed, comparing with the recent U.S. National Science and Technology Council report on Protecting the Integrity of Government Science.
联合研究中心(JRC)是欧盟委员会内部的科学和知识服务机构,拥有大量科学家,致力于开展研究,为欧盟政策提供独立的科学建议。联合研究中心专注于与欧盟优先事项相一致的各个研究领域,擅长为决策提供科学依据,并发表了大量科学政策报告和科学文章。根据科学诚信声明、对联合研究中心研究人员的调查以及与联合研究中心研究负责人的专题讨论,联合研究中心制定了全面的科学诚信与研究伦理(SIRE)框架,包括工具、程序和指南,以确保其研究的高标准和独立性。SIRE 框架的主要组成部分包括科学诚信官、编辑审查委员会、研究伦理委员会以及负责任地开展研究的指导方针。本文概述了联合研究中心的 SIRE 框架及其制定过程,强调了在支持欧盟政策的科学研究中保持独立性、完整性和道德规范的重要性。文章还讨论了该框架中可能存在的差距,以及在哪些方面可能需要做出更多努力,并与美国国家科学与技术委员会最近发布的《保护政府科学的诚信》报告进行了比较。
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引用次数: 0
The ethically significant difference between dual use and slippery slope arguments, in relation to CRISPR-Cas9: philosophical considerations and ethical challenges 与 CRISPR-Cas9 相关的双重用途和滑坡论证之间在伦理上的重大区别:哲学思考和伦理挑战
IF 1.7 Q1 Arts and Humanities Pub Date : 2024-03-17 DOI: 10.1177/17470161241240587
Mario Kropf
Biomedical research, on the one hand, contributes to important goals from generation of knowledge about the human body to the development and testing of therapeutics of all kinds. On the other hand, it can produce serious and sometimes unforeseeable consequences. In the ethical analysis of these two aspects of biomedical research, two important argumentative strategies play a major role. First, slippery slope arguments are used to warn of potential risks and to highlight knowledge-based limitations. Second, a dual-use problem describes the challenge that already established techniques can be used for both morally wrong and morally right purposes. These two argumentative strategies appear to share several similarities, which will be investigated in this article. For this purpose, the article will first provide clear working definitions for both types of argument. This lays the foundation for the further ethical analysis. In a second step, and in order to investigate the similarities and differences of the argumentative strategies with an example from current ethical debates, CRISPR-Cas9, a currently very promising tool of genome editing, will be examined. The extent to which the possible applications of this genome editing tool can be addressed by slippery slope arguments or the dual use problem will be investigated. For this purpose, selected studies involving the use of CRISPR-Cas9 will be examined. Based on this two-step, analytic and example-based comparison of slippery-slope argumentation and dual-use considerations, the article will detail the ethically relevant difference between the two argumentative strategies and at the same time contribute to the ongoing ethical debate about CRISPR-Cas9.
一方面,生物医学研究有助于实现重要目标,从产生有关人体的知识到开发和测试各种疗法。另一方面,它也可能产生严重的、有时甚至是不可预见的后果。在对生物医学研究的这两个方面进行伦理分析时,两种重要的论证策略发挥了重要作用。首先,"滑坡 "论点被用来警示潜在的风险和强调知识的局限性。其次,双重用途问题描述了一种挑战,即已经确立的技术既可用于道德上错误的目的,也可用于道德上正确的目的。这两种论证策略似乎有若干相似之处,本文将对此进行研究。为此,本文将首先为这两类论证提供明确的工作定义。这为进一步的伦理分析奠定了基础。第二步,为了研究这两种论证策略的异同,本文将以目前的伦理辩论为例,研究 CRISPR-Cas9(一种目前非常有前途的基因组编辑工具)。我们将研究这种基因组编辑工具的可能应用在多大程度上可以通过滑坡论证或双重用途问题来解决。为此,将对涉及使用 CRISPR-Cas9 的部分研究进行审查。基于对滑坡论证和双重用途考虑的两步分析和实例比较,文章将详细说明这两种论证策略在伦理方面的差异,同时为当前有关 CRISPR-Cas9 的伦理辩论做出贡献。
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引用次数: 0
From research misconduct to disciplinary sanction: an empirical examination of French higher education case law 从研究不当行为到纪律处分:对法国高等教育判例法的实证研究
IF 1.7 Q1 Arts and Humanities Pub Date : 2024-03-16 DOI: 10.1177/17470161241240241
Olivier Leclerc, Nicolas Klausser
Reporting and investigating research misconduct can lead to disciplinary proceedings being initiated, and ultimately to disciplinary sanctions being imposed on convicted scientists. The conversion of research misconduct findings into disciplinary sanctions is poorly understood. This article analyses all the disciplinary decisions handed down on appeal by the Conseil national de l'enseignement supérieur et de la recherche (CNESER) between 1991 and 2023, concerning breaches of research integrity by academics and doctoral students ( n = 333). Three findings are highlighted. Firstly, the article describes how the CNESER sanctioned research misconduct even before the notion of research integrity became part of French law, by monitoring scientists’ compliance with “deontological rules”. Secondly, we show that assessing disciplinary fault involves evaluating a much broader set of circumstances than the mere existence of research misconduct, which can explain why the latter do not result in disciplinary sanctions or lighter sanctions. Thirdly, the research highlights situations where research misconduct is intertwined with other allegations, blurring the relative importance of these motives in the awarding of disciplinary sanctions. The article concludes with a call for greater accessibility to the disciplinary decisions handed down by universities in the first instance, as a key next step in gaining a better understanding of the disciplinary response to research misconduct.
对研究不当行为的举报和调查可能导致纪律处分程序的启动,并最终导致对被定罪的科学家实施纪律处分。人们对将研究不当行为的调查结果转化为纪律处分的过程知之甚少。本文分析了 1991 年至 2023 年间国家高等教育与科研理事会(CNESER)针对学者和博士生违反研究诚信的上诉做出的所有纪律处分决定(n = 333)。文章重点介绍了三项发现。首先,文章介绍了 CNESER 如何在研究诚信概念成为法国法律的一部分之前,就通过监督科学家遵守 "道义规则 "的情况来制裁研究不端行为。其次,我们表明,评估惩戒过失涉及评估一系列更广泛的情况,而不仅仅是研究不当行为的存在,这可以解释为什么后者不会导致惩戒制裁或较轻的制裁。第三,研究强调了研究不当行为与其他指控交织在一起的情况,模糊了这些动机在给予纪律处分时的相对重要性。文章最后呼吁,为了更好地了解对研究不当行为的纪律处分措施,下一步的关键是让更多人了解大学做出的初审纪律处分决定。
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引用次数: 0
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Research Ethics
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