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Clarifying our policy on requiring ethics approval in submitted manuscripts 澄清我们要求在提交的稿件中获得伦理认可的政策
IF 1.7 Q2 ETHICS Pub Date : 2023-03-31 DOI: 10.1177/17470161231161402
K. Chatfield, E. Dove
Creative Commons Non Commercial CC BY-NC: This article is distributed under the terms of the Creative Commons Attribution-NonCommercial 4.0 License (https://creativecommons.org/licenses/by-nc/4.0/) which permits non-commercial use, reproduction and distribution of the work without further permission provided the original work is attributed as specified on the SAGE and Open Access pages (https://us.sagepub.com/en-us/nam/open-access-at-sage). Clarifying our policy on requiring ethics approval in submitted manuscripts
知识共享非商业性CC BY-NC:本文在知识共享署名-非商业4.0许可(https://creativecommons.org/licenses/by-nc/4.0/)的条款下发布,该许可允许非商业用途,复制和分发作品,无需进一步许可,前提是原始作品的署名与SAGE和开放获取页面(https://us.sagepub.com/en-us/nam/open-access-at-sage)上指定的一致。澄清我们要求在提交的稿件中获得伦理认可的政策
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引用次数: 0
VIRT2UE: A European train-the-trainer programme for teaching research integrity VIRT2UE:欧洲教学研究诚信培训计划
IF 1.7 Q2 ETHICS Pub Date : 2023-03-23 DOI: 10.1177/17470161231161267
Natalie Evans, Armin Schmolmueller, M. Stolper, Giulia Inguaggiato, Astrid Hooghiemstra, Ružica Tokalić, D. Pizzolato, Nicole Foeger, A. Marušić, Marc van Hoof, D. Lanzerath, B. Molewijk, K. Dierickx, Guy Widdershoven on
Universities and other research institutions are increasingly providing additional training in research integrity to improve the quality and reliability of research. Various training courses have been developed, with diverse learning goals and content. Despite the importance of training that focuses on moral character and professional virtues, there remains a lack of training that adopts a virtue ethics approach. To address this, we, a European Commission-funded consortium, have designed a train-the-trainer programme for research integrity. The programme is based on (1) virtue ethics, (2) the ethos of science, (3) learning by doing and (4) learner-centred teaching. The blended learning programme combines e-learning modules with participatory group sessions. Trainers are taught how to guide researchers through a series of structured exercises for fostering reflection on scientific virtues, and how to promote understanding and application of the European Code of Conduct for Research Integrity. Trainers are provided with adaptable tools and resources that can be used and combined in different ways. The programme implementation began in Spring 2020 and 470 trainers have participated to date. When trainers were asked to grade – between 0 (very bad) and 10 (excellent) – the e-learning modules and the participatory exercises, 60% scored a grade 8 or higher (median = 8, IQR = 2) for the e-learning modules, whereas 80% scored a grade 8 or higher (median = 9, IQR = 1) for the participatory exercises. A majority felt that the training helped them as a trainer to learn about ways to organise and teach a research integrity course (82%) and would recommend the interactive exercises to others (92%). Trainers have educated over 3300 researchers in Europe using our virtue-based approach. The VIRT2UE train-the-trainer programme fosters research integrity by providing trainers with exercises and tools which enable them to stimulate the development of good researchers across Europe.
大学和其他研究机构越来越多地提供研究诚信方面的额外培训,以提高研究的质量和可靠性。开发了各种培训课程,学习目标和内容多种多样。尽管注重道德品质和职业道德的培训很重要,但仍然缺乏采用美德伦理方法的培训。为了解决这个问题,我们——一个由欧盟委员会(European commission)资助的财团——设计了一个研究诚信培训计划。该计划基于(1)美德伦理,(2)科学精神,(3)边做边学,(4)以学习者为中心的教学。混合式学习计划将电子学习模块与参与式小组会议相结合。培训人员被教导如何通过一系列结构化的练习来指导研究人员,以促进对科学美德的反思,以及如何促进对《欧洲研究诚信行为准则》的理解和应用。为培训人员提供了适应性强的工具和资源,可以以不同的方式使用和组合。该方案于2020年春季开始实施,迄今已有470名培训师参与。当培训师被要求对电子学习模块和参与性练习进行评分时——在0(非常差)到10(优秀)之间——60%的培训师在电子学习模块上得分为8或更高(中位数= 8,IQR = 2),而80%的培训师在参与性练习上得分为8或更高(中位数= 9,IQR = 1)。大多数人认为,培训帮助他们作为培训师学习如何组织和教授研究诚信课程(82%),并将互动练习推荐给其他人(92%)。培训师已经用我们基于虚拟的方法培训了欧洲3300多名研究人员。VIRT2UE培训培训师计划通过为培训师提供练习和工具来促进研究诚信,使他们能够刺激整个欧洲优秀研究人员的发展。
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引用次数: 4
The Harraseeket Conference – Revisiting systems for ethics oversight of research with human participants Harraseeket会议-重新审视人类参与研究的伦理监督系统
IF 1.7 Q2 ETHICS Pub Date : 2023-03-23 DOI: 10.1177/17470161231157053
S. Rosenfeld, G. Shaler, Ross Hickey
The current system of ethical oversight in the United States is based on Institutional Review Board (IRB) review. The system was established in response to well-known and egregious mistreatment of subjects in both biomedical and social and behavioral research. In the decades since the research regulations were enacted, reaction to the burden of IRB oversight has led the system to focus on compliance and limit its active oversight disproportionately to studies that could present the risk of physical harm. At the same time, the characteristics of the research enterprise have changed and methodologies now present novel risks that were not envisioned in the regulations. We convened a group of IRB professionals, academic leaders, and others to discuss limitations of the current system, how that system could be changed to recognize evolving risks and an increasing focus on participant and community voice, and how it could better serve the needs of researchers and support the societal project of science as a public good. Recommendations included a call to reexamine the academic incentive structure, to develop a system to support consideration of ethical principles from the time of study design, and to explicitly provide different ethical support and oversight for high-risk interventional trials and lower risk biomedical and social behavioral research.
美国目前的伦理监督体系是基于机构审查委员会(IRB)的审查。该系统的建立是为了应对生物医学、社会和行为研究中对受试者的众所周知的、令人震惊的虐待。自研究条例颁布以来的几十年里,对IRB监督负担的反应导致该系统将重点放在合规上,并将其积极监督不成比例地限制在可能带来身体伤害风险的研究上。与此同时,研究企业的特点发生了变化,方法现在呈现出法规中没有预见到的新风险。我们召集了一组IRB专业人员、学术领袖和其他人来讨论当前系统的局限性,如何改变该系统以识别不断变化的风险,并日益关注参与者和社区的声音,以及它如何更好地满足研究人员的需求,并支持作为公共产品的科学社会项目。建议包括呼吁重新审视学术激励结构,建立一套从研究设计开始就考虑伦理原则的系统,并明确为高风险的干预性试验和低风险的生物医学和社会行为研究提供不同的伦理支持和监督。
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引用次数: 2
Correction Statement: Conflict of Interest Statements 更正声明:利益冲突声明
IF 1.7 Q2 ETHICS Pub Date : 2023-02-25 DOI: 10.1177/17470161231159498
Creative Commons Non Commercial CC BY-NC: This article is distributed under the terms of the Creative Commons Attribution-NonCommercial 4.0 License (https://creativecommons.org/licenses/by-nc/4.0/) which permits non-commercial use, reproduction and distribution of the work without further permission provided the original work is attributed as specified on the SAGE and Open Access pages (https://us.sagepub.com/en-us/nam/open-access-at-sage). Correction Statement: Conflict of Interest Statements
知识共享非商业性CC BY-NC:本文在知识共享署名-非商业4.0许可(https://creativecommons.org/licenses/by-nc/4.0/)的条款下发布,该许可允许非商业用途,复制和分发作品,无需进一步许可,前提是原始作品的署名与SAGE和开放获取页面(https://us.sagepub.com/en-us/nam/open-access-at-sage)上指定的一致。更正声明:利益冲突声明
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引用次数: 0
Ethical considerations about the collection of biological samples for genetic analysis in clinical trials 临床试验中采集生物样本进行遗传分析的伦理考虑
IF 1.7 Q2 ETHICS Pub Date : 2023-01-30 DOI: 10.1177/17470161231152077
Inés Galende-Domínguez, O. Rivero-Lezcano
Progress in precision medicine is being achieved through the design of clinical trials that use genetic biomarkers to guide stratification of patients and assignation to treatment or control groups. Genetic analysis of biomarkers is, therefore, essential to complete their objectives, and this involves the study of biological samples from donor patients that have been recruited according to criteria previously established in the design of the clinical trial. Nevertheless, it is becoming very common that, in the solicitation of biological samples, purposes that are beyond the objectives of the stated therapeutic trial research are introduced, like the development of ill-explained exploratory studies or the use in unspecified future research. In the digital era, the sequencing of patients’ DNA needs to be considered as a serious security matter, not only for the patients, but also for their relatives. Genetic information may be easily stored, even forever, in digital files. This engenders a permanent risk of being stolen or misused in many ways. Furthermore, re-identification of sample donors is technically feasible through their genetic data. For these reasons, genetic analysis of samples collected in clinical trials should be restricted to the accomplishment of their main objectives or well justified goals.
通过设计临床试验,使用遗传生物标记物来指导患者分层,并将其分配到治疗组或对照组,精密医学正在取得进展。因此,生物标志物的遗传分析对于完成其目标至关重要,这涉及到根据临床试验设计中先前建立的标准从供体患者中招募的生物样本的研究。然而,越来越普遍的是,在征求生物样本时,引入了超出所述治疗试验研究目标的目的,例如开发解释不清的探索性研究或在未指明的未来研究中使用。在数字时代,病人的DNA测序需要被视为一个严重的安全问题,不仅对病人,对他们的亲属也是如此。遗传信息可以很容易地存储,甚至永远存储在数字文件中。这就造成了在许多方面被窃取或滥用的永久风险。此外,通过样本供体的遗传数据对其进行重新鉴定在技术上是可行的。由于这些原因,在临床试验中收集的样本的遗传分析应限于完成其主要目标或充分证明的目标。
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引用次数: 1
Ethics governance in Scottish universities: how can we do better? A qualitative study 苏格兰大学伦理治理:如何做得更好?定性研究
IF 1.7 Q2 ETHICS Pub Date : 2023-01-12 DOI: 10.1177/17470161221147801
E. Dove, C. Douglas
While ethical norms for conducting academic research in the United Kingdom are relatively clear, there is little empirical understanding of how university research ethics committees (RECs) themselves operate and whether they are seen to operate well. In this article, we offer insights from a project focused on the Scottish university context. We deployed a three-sided qualitative approach: (i) document analysis; (ii) interviews with REC members, administrators, and managers; and (iii) direct observation of REC meetings. We found that RECs have diverse operation and vary in terms of what members understand to be the remit of their REC and what should constitute the content of ethics review. Overall, though, most participants perceive university RECs as operating well. When asked what they consider to be areas for further improvement, most commented on: implementation of an online system; more experience with how to evaluate various kinds of research projects; best practice exchange and training opportunities; more accurate reflection of the REC role as part of the university’s workload allocation model; and greater recognition of the importance of research ethics governance in the university’s research environment, and, for the members themselves, their career advancement. Based on our findings and subsequent discussions during an end-of-project roundtable with stakeholders, we propose a model of collaboration that can address some of the identified areas that could benefit from further improvement. This model would facilitate a heightened awareness of the importance of supporting REC members in their own effort in assisting students and staff alike in undertaking as ethically robust research as possible.
虽然在英国进行学术研究的伦理规范相对明确,但对于大学研究伦理委员会(rec)本身如何运作以及它们是否被视为运作良好,很少有经验上的理解。在这篇文章中,我们提供了一个专注于苏格兰大学环境的项目的见解。我们采用了三面定性方法:(1)文献分析;(ii)与REC成员、管理人员和经理的访谈;及(iii)直接观察选举委员会会议。我们发现,伦理委员会的运作方式各不相同,成员对其伦理委员会职权范围的理解以及伦理审查的内容也各不相同。但总体而言,大多数参与者认为大学RECs运作良好。当被问及他们认为需要进一步改进的地方时,大多数人评论说:实施在线系统;对如何评估各种研究项目有更多的经验;最佳实践交流和培训机会;更准确地反映REC作为大学工作量分配模式一部分的作用;并进一步认识到研究伦理治理在大学研究环境中的重要性,以及对成员自身职业发展的重要性。根据我们的发现和随后与利益相关者在项目结束圆桌会议上的讨论,我们提出了一种合作模式,可以解决一些可以从进一步改进中受益的已确定领域。这种模式将有助于提高人们对支持研究中心成员努力协助学生和教职员工进行尽可能符合道德规范的研究的重要性的认识。
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引用次数: 3
Overcoming barriers to informed consent in neurological research: Perspectives from a national survey. 克服神经学研究中的知情同意障碍:来自全国调查的观点。
IF 1.7 Q2 ETHICS Pub Date : 2023-01-01 Epub Date: 2022-10-30 DOI: 10.1177/17470161221131497
Lauren R Sankary, Megan E Zelinsky, Paul J Ford, Eric C Blackstone, Robert J Fox

The ethical recruitment of participants with neurological disorders in clinical research requires obtaining initial and ongoing informed consent. The purpose of this study is to characterize barriers faced by research personnel in obtaining informed consent from research participants with neurological disorders and to identify strategies applied by researchers to overcome those barriers. This study was designed as a web-based survey of US researchers with an optional follow-up interview. A subset of participants who completed the survey were selected using a stratified purposeful sampling strategy and invited to participate in an in-depth qualitative interview by phone or video conference. Data were analyzed using a mixed methods approach, including content analysis of survey responses and thematic analysis of interview responses. Over 1 year, 113 survey responses were received from US research personnel directly involved in obtaining informed consent from participants in neurological research. Frequently identified barriers to informed consent included: cognitive and communication impairments (e.g. aphasia), unrealistic expectations of research participants, mistrust of medical research, time constraints, literacy barriers, lack of available social support, and practical or resource-related constraints. Strategies to enhance informed consent included: involving close others to support participant understanding of study-related information, collaborating with more experienced research personnel to facilitate training in obtaining informed consent, encouraging participants to review consent forms in advance of consent discussions, and using printed materials and visual references. Beyond conveying study-related information, researchers included in this study endorsed ethical responsibilities to support deliberation necessary to informed consent in the context of misconceptions about research, unrealistic expectations, limited understanding, mistrust, and/or pressure from close others. Findings highlight the importance of training researchers involved in obtaining informed consent in neurological research to address disease-specific challenges and to support the decision-making processes of potential research participants and their close others.

临床研究中神经系统疾病参与者的伦理招募需要获得初步和持续的知情同意。本研究的目的是描述研究人员在获得患有神经系统疾病的研究参与者的知情同意时所面临的障碍,并确定研究人员为克服这些障碍而采取的策略。这项研究是对美国研究人员进行的一项基于网络的调查,并进行了可选的后续采访。使用分层有目的的抽样策略选择完成调查的参与者子集,并邀请他们通过电话或视频会议参加深入的定性访谈。数据分析采用混合方法,包括调查回复的内容分析和访谈回复的主题分析。在一年多的时间里,直接参与获得神经研究参与者知情同意的美国研究人员收到了113份调查回复。经常发现的知情同意障碍包括:认知和沟通障碍(如失语症)、对研究参与者不切实际的期望、对医学研究的不信任、时间限制、识字障碍、缺乏可用的社会支持以及实际或资源相关的限制。加强知情同意的战略包括:让亲密的其他人参与进来,支持参与者了解研究相关信息,与更有经验的研究人员合作,促进获得知情同意的培训,鼓励参与者在同意讨论之前审查同意书,以及使用印刷材料和视觉参考资料。除了传达研究相关信息外,本研究中的研究人员还认可了在对研究的误解、不切实际的期望、有限的理解、不信任和/或来自亲密他人的压力的情况下,支持知情同意所需审议的伦理责任。研究结果强调了在神经学研究中培训参与获得知情同意的研究人员的重要性,以应对特定疾病的挑战,并支持潜在研究参与者及其亲密他人的决策过程。
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引用次数: 0
Journal editors and publishers’ legal obligations with respect to medical research misconduct 期刊编辑和出版商在医学研究不端行为方面的法律义务
IF 1.7 Q2 ETHICS Pub Date : 2022-12-25 DOI: 10.1177/17470161221147440
Naomi Holbeach, Ian Freckelton Ao Qc, Bency Mol
As the burden of misconduct in medical research is increasingly recognised, questions have been raised about how best to address this problem. Whilst there are existing mechanisms for the investigation and management of misconduct in medical literature, they are inadequate to deal with the magnitude of the problem. Journal editors and publishers play an essential role in protecting the veracity of the medical literature. Whilst ethical guidance for journal editors and publishers is important, it is not as readily enforceable as legal obligations might be. This article questions the legal obligations that might exist for journal editors and publishing companies with respect to ensuring the veracity of the published literature. Ultimately, there is no enforceable legal obligation in Australia, the United Kingdom, or the United States. In light of this, more robust mechanisms are needed to deliver greater confidence and transparency in the investigative process, the management of concerns or findings of misconduct and the need to cleanse the literature. We show that the law disincentivises journals and publishers from ensuring truth in their publications. There are harmful consequences for medical care and public confidence in the medical profession and health care system when the foundations of medical science are questionable.
随着医学研究不端行为的负担日益得到承认,人们提出了如何最好地解决这一问题的问题。虽然有现有的机制来调查和管理医学文献中的不当行为,但它们不足以处理这个问题的严重性。期刊编辑和出版商在保护医学文献的真实性方面发挥着至关重要的作用。虽然期刊编辑和出版商的道德指导很重要,但它并不像法律义务那样容易执行。本文对期刊编辑和出版公司在确保已发表文献的真实性方面可能存在的法律义务提出了质疑。最终,在澳大利亚、英国或美国没有强制执行的法律义务。有鉴于此,我们需要更健全的机制,在调查过程中提供更大的信心和透明度,管理不当行为的担忧或发现,以及清理文献的需要。我们表明,法律不利于期刊和出版商确保其出版物的真实性。当医学科学的基础受到质疑时,医疗保健和公众对医疗专业和卫生保健系统的信心都会受到有害的影响。
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引用次数: 0
The ethics review and the humanities and social sciences: disciplinary distinctions in ethics review processes 伦理审查与人文社会科学:伦理审查过程中的学科差异
IF 1.7 Q2 ETHICS Pub Date : 2022-12-25 DOI: 10.1177/17470161221147202
Jessica Carniel, A. Hickey, Kim Southey, Annette Brömdal, Lynda Crowley-Cyr, Douglas C. Eacersall, William F Farmer, R. Gehrmann, T. Machin, Yosheen Pillay
Ethics review processes are frequently perceived as extending from codes and protocols rooted in biomedical disciplines. As a result, many researchers in the humanities and social sciences (HASS) find these processes to be misaligned, if not outrightly obstructive to their research. This leads some scholars to advocate against HASS participation in institutional review processes as they currently stand, or in their entirety. While ethics review processes can present a challenge to HASS researchers, these are not insurmountable and, in fact, present opportunities for ethics review boards (ERBs) to mediate their practices to better attend to the concerns of the HASS disciplines. By highlighting the potential value of the ethics review process in recognising the nuances and specificity across different forms of research, this article explores the generative possibilities of greater collaboration between HASS researchers and ERBs. Remaining cognisant of the epistemic and methodological differences that mark different disciplinary formations in turn will benefit the ethical conduct of all researchers.
伦理审查过程经常被认为是从植根于生物医学学科的规范和协议延伸出来的。因此,许多人文社会科学(HASS)的研究人员发现这些过程是不一致的,如果不是完全阻碍他们的研究的话。这导致一些学者主张反对HASS参与机构审查过程,因为他们目前的立场,或全部。虽然伦理审查过程可能给HASS研究人员带来挑战,但这些挑战并不是不可克服的,事实上,伦理审查委员会(erb)有机会调解他们的做法,以更好地关注HASS学科的关注。通过强调伦理审查过程在识别不同研究形式的细微差别和特异性方面的潜在价值,本文探讨了HASS研究人员和erb之间加强合作的产生可能性。认识到标志着不同学科形成的认识论和方法论差异,反过来将有利于所有研究人员的伦理行为。
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引用次数: 3
Promising practices and constraining factors in mobilizing community-engaged research 动员社区参与研究的前景实践和制约因素
IF 1.7 Q2 ETHICS Pub Date : 2022-11-30 DOI: 10.1177/17470161221141275
Michelle Lam, Akech Mayuom
This article describes a project involving 13 community focus groups on the topic of anti-racism and belonging where the researchers concluded each group with a robust discussion about how the group would prefer to receive the findings from the project. Analysis of this data, existing literature, and the practical experiences of the researchers revealed that while there are multiple “bridges” researchers can take to connect their research with community-level users, and although it is desirable to offer tailored approaches for specific audiences, there are significant barriers and challenges for truly effective engagement. By describing the various factors that determined which bridges were taken, we hope to help other community-based researchers imagine new ways of mobilizing knowledge, consider promising practices to guide the connection of knowledge to the community and shine a light on the very real constraints of time, budget, personnel, and university system considerations that impact knowledge mobilization decisions.
本文描述了一个涉及13个社区焦点小组的项目,主题是反种族主义和归属,研究人员对每个小组进行了热烈的讨论,讨论该小组更愿意接受项目的研究结果。对这些数据、现有文献和研究人员的实践经验的分析表明,尽管研究人员可以利用多种“桥梁”将他们的研究与社区级用户联系起来,尽管为特定受众提供量身定制的方法是可取的,但真正有效的参与存在重大障碍和挑战。通过描述决定采取哪些桥梁的各种因素,我们希望帮助其他以社区为基础的研究人员想象动员知识的新方法,考虑有前途的实践来指导知识与社区的联系,并照亮影响知识动员决策的时间,预算,人员和大学系统考虑的非常现实的限制。
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引用次数: 0
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Research Ethics
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