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Latent class instrumental variables and the monotonicity assumption. 潜在类工具变量和单调性假设。
IF 2.3 Q1 PUBLIC, ENVIRONMENTAL & OCCUPATIONAL HEALTH Pub Date : 2020-03-19 eCollection Date: 2020-01-01 DOI: 10.1186/s12982-020-00088-8
Stuart G Baker

A key aspect of the article by Lousdal on instrumental variables was a discussion of the monotonicity assumption. However, there was no mention of the history of the development of this assumption. The purpose of this letter is to note that Baker and Lindeman and Imbens and Angrist independently introduced the monotonicity assumption into the analysis of instrumental variables. The letter also places the monotonicity assumption in the context of the method of latent class instrumental variables.

Lousdal关于工具变量的文章的一个关键方面是对单调性假设的讨论。然而,没有提到这一假设的发展历史。这封信的目的是要指出,Baker和Lindeman, Imbens和Angrist独立地将单调性假设引入到工具变量的分析中。该信函还将单调性假设置于潜在类工具变量方法的背景下。
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引用次数: 0
Response to: Simpson's Paradox is suppression, but Lord's Paradox is neither: clarification of and correction to Tu, Gunnell, and Gilthorpe (2008) by Nickerson CA & Brown NJL (https://doi.org/10.1186/1742-7622-5-2). 回应:Simpson's Paradox is suppression, but Lord's Paradox is neither: clarification of and correction to Tu, Gunnell, and Gilthorpe (2008) by Nickerson CA & Brown NJL (https://doi.org/10.1186/1742-7622-5-2).
IF 2.3 Q1 PUBLIC, ENVIRONMENTAL & OCCUPATIONAL HEALTH Pub Date : 2020-03-11 eCollection Date: 2020-01-01 DOI: 10.1186/s12982-020-00089-7
Mark S Gilthorpe, Yu-Kang Tu

We commend Nickerson and Brown on their insightful exposition of the mathematical algebra behind Simpson's paradox, suppression and Lord's paradox; we also acknowledge there can be differences in how Lord's paradox is approached analytically, compared to Simpson's paradox and suppression, though not in every example of Lord's paradox. Furthermore, Simpson's paradox, suppression and Lord's paradox ask the same contextual questions, seeking to understand if statistical adjustment is valid and meaningful, identifying which analytical option is correct. In our exposition of this, we focus on the perspective of context, which must invoke causal thinking. From a causal thinking perspective, Simpson's paradox, suppression and Lord's paradox present very similar analytical challenges.

我们赞扬尼克尔森和布朗对辛普森悖论、抑制悖论和洛德悖论背后的数学代数进行了深入的阐述;我们也承认,与辛普森悖论和抑制悖论相比,洛德悖论的分析方法可能存在差异,但并非每个洛德悖论的例子都是如此。此外,辛普森悖论、抑制悖论和洛德悖论都提出了相同的背景问题,试图了解统计调整是否有效和有意义,确定哪种分析方案是正确的。在对此的阐述中,我们着重从情境的角度出发,必须调用因果思维。从因果思维的角度来看,辛普森悖论、抑制悖论和洛德悖论提出了非常相似的分析难题。
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引用次数: 0
Simpson’s Paradox is suppression, but Lord’s Paradox is neither: clarification of and correction to Tu, Gunnell, and Gilthorpe (2008) Simpson的悖论是压制,但Lord的悖论两者都不是:对Tu、Gunnell和Gilthorpe(2008)的澄清和修正
IF 2.3 Q1 PUBLIC, ENVIRONMENTAL & OCCUPATIONAL HEALTH Pub Date : 2019-11-27 DOI: 10.1186/s12982-019-0087-0
C. Nickerson, Nicholas J. L. Brown
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引用次数: 4
Prediction or interpretability? 预测性还是可解释性?
IF 2.3 Q1 PUBLIC, ENVIRONMENTAL & OCCUPATIONAL HEALTH Pub Date : 2019-07-10 DOI: 10.1186/s12982-019-0086-1
S. Nembrini
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引用次数: 9
Health monitoring among asylum seekers and refugees: a state-wide, cross-sectional, population-based study in Germany. 寻求庇护者和难民的健康监测:德国一项全州、横断面、基于人群的研究。
IF 2.3 Q1 PUBLIC, ENVIRONMENTAL & OCCUPATIONAL HEALTH Pub Date : 2019-07-07 eCollection Date: 2019-01-01 DOI: 10.1186/s12982-019-0085-2
Louise Biddle, Natalja Menold, Martina Bentner, Stefan Nöst, Rosa Jahn, Sandra Ziegler, Kayvan Bozorgmehr

Background: Health monitoring in Germany falls short on generating timely, reliable and representative data among migrants, especially transient and marginalized groups such as asylum seekers and refugees (ASR). We aim to advance current health monitoring approaches and obtain reliable estimates on health status and access to essential healthcare services among ASR in Germany's third largest federal state, Baden-Württemberg.

Methods: We conducted a state-wide, cross-sectional, population-based health monitoring survey in nine languages among ASR and their children in collective accommodation centres in 44 districts. Questionnaire items capturing health status, access to care, and sociodemographic variables were taken from established surveys and translated using a team approach. Random sampling on the level of 1938 accommodation centres with 70,634 ASR was employed to draw a balanced sample of 65 centres with a net sample of 1% of the state's ASR population. Multilingual field teams recruited eligible participants using a "door-to-door" approach. Parents completed an additional questionnaire on behalf of their children.

Results: The final sample comprised 58 centres with 1843 ASR. Of the total sample expected eligible (N = 987), 41.7% (n = 412) participated in the survey. Overall, 157 households had children and received a children's questionnaire; 61% (n = 95) of these were returned. Age, sex, and nationality of the included sample were comparable to the total population of asylum applicants in Germany. Adults reported longstanding limitations (16%), bad/very bad general health (19%), pain (25%), chronic illness (40%), depression (46%), and anxiety (45%). 52% utilised primary and 37% specialist care services in the previous 12 months, while reporting unmet needs for primary (31%) and specialist care (32%). Younger and male participants had above-average health status and below-average utilisation compared to older and female ASR.

Conclusions: Our health monitoring survey yielded reliable estimates on health status and health care access among ASR, revealing relevant morbidities and patterns of care. Applying rigorous epidemiological methods in linguistically diverse, transient and marginalized populations is challenging, but feasible. Integration of this approach into state- and nation-wide health monitoring strategies is needed in order to sustain this approach as a health planning tool.

背景:德国的健康监测未能在移民中及时、可靠和具有代表性的数据,尤其是寻求庇护者和难民等流动和边缘化群体。我们的目标是推进当前的健康监测方法,并对德国第三大联邦州巴登-符腾堡州ASR的健康状况和获得基本医疗服务的机会获得可靠的估计,在44个区的集体住宿中心用9种语言对ASR及其子女进行的基于人群的健康监测调查。收集健康状况、获得护理的机会和社会人口统计变量的问卷项目取自已建立的调查,并使用团队方法进行翻译。在1938个有70634个ASR的住宿中心的水平上进行随机抽样,以抽取65个中心的平衡样本,净样本为该州ASR人口的1%。多语言实地工作队采用“门到门”的办法征聘合格的参与者。家长们代表孩子填写了一份补充问卷。结果:最终样本包括58个ASR中心。预计符合条件的总样本(N = 987)、41.7%(n = 412)参与了调查。总的来说,157个家庭有孩子,并收到了一份儿童问卷;其中61%(n=95)被退回。纳入样本的年龄、性别和国籍与德国庇护申请者的总人口相当。成年人报告了长期的局限性(16%)、糟糕/非常糟糕的总体健康状况(19%)、疼痛(25%)、慢性病(40%)、抑郁(46%)和焦虑(45%)。52%的人在过去12个月内使用了初级护理服务,37%的人使用了专科护理服务,同时报告初级护理(31%)和专科护理(32%)的需求未得到满足。与老年人和女性ASR相比,年轻人和男性参与者的健康状况高于平均水平,利用率低于平均水平。结论:我们的健康监测调查对ASR的健康状况和获得医疗保健的机会做出了可靠的估计,揭示了相关的疾病和护理模式。在语言多样、流动和边缘化的人群中应用严格的流行病学方法是具有挑战性的,但也是可行的。需要将这种方法纳入州和全国范围的健康监测战略,以维持这种方法作为健康规划工具。
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引用次数: 51
(Re-) conceptualising vulnerability as a part of risk in global health emergency response: updating the pressure and release model for global health emergencies. (重新)将脆弱性概念化为全球突发卫生事件应对风险的一部分:更新全球突发卫生事件的压力与释放模型。
IF 2.3 Q1 PUBLIC, ENVIRONMENTAL & OCCUPATIONAL HEALTH Pub Date : 2019-04-08 eCollection Date: 2019-01-01 DOI: 10.1186/s12982-019-0084-3
Charlotte Christiane Hammer, Julii Brainard, Alexandria Innes, Paul R Hunter

Vulnerability has become a key concept in emergency response research and is being critically discussed across several disciplines. While the concept has been adopted into global health, its conceptualisation and especially its role in the conceptualisation of risk and therefore in risk assessments is still lacking. This paper uses the risk concept pioneered in hazard research that assumes that risk is a function of the interaction between hazard and vulnerability rather than the neo-liberal conceptualisation of vulnerability and vulnerable groups and communities. By seeking to modify the original pressure and release model, the paper unpacks the representation or lack of representation of vulnerability in risk assessments in global health emergency response and discusses what benefits can be gained from making the underlying assumptions about vulnerability, which are present whether vulnerability is sufficiently conceptualised and consciously included or not, explicit. The paper argues that discussions about risk in global health emergencies should be better grounded in a theoretical understanding of the concept of vulnerability and that this theoretical understanding needs to inform risk assessments which implicitly used the concept of vulnerability. By using the hazard research approach to vulnerability, it offers an alternative narrative with new perspectives on the value and limits of vulnerability as a concept and a tool.

脆弱性已成为应急研究中的一个关键概念,并正在多个学科之间进行批判性讨论。虽然这一概念已被纳入全球卫生领域,但仍缺乏对其概念化,特别是对其在风险概念化以及因此在风险评估中的作用的认识。本文使用了在危害研究中首创的风险概念,该概念假定风险是危害与脆弱性之间相互作用的函数,而不是新自由主义对脆弱性、弱势群体和社区的概念。通过试图修改原始的压力和释放模型,本文揭示了脆弱性在全球突发卫生事件应对风险评估中的表现或缺乏表现,并讨论了从做出关于脆弱性的基本假设中可以获得的好处,这些假设是存在的,无论脆弱性是否被充分概念化和有意识地明确包括在内。该论文认为,关于全球突发卫生事件风险的讨论应该更好地建立在对脆弱性概念的理论理解之上,这种理论理解需要为隐含使用脆弱性概念的风险评估提供信息。通过对脆弱性的危害研究方法,它为脆弱性作为一种概念和工具的价值和局限性提供了一种新的视角。
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引用次数: 10
On the collapsibility of measures of effect in the counterfactual causal framework. 论反事实因果框架中效果测度的可折叠性。
IF 2.3 Q1 PUBLIC, ENVIRONMENTAL & OCCUPATIONAL HEALTH Pub Date : 2019-01-07 eCollection Date: 2019-01-01 DOI: 10.1186/s12982-018-0083-9
Anders Huitfeldt, Mats J Stensrud, Etsuji Suzuki

The relationship between collapsibility and confounding has been subject to an extensive and ongoing discussion in the methodological literature. We discuss two subtly different definitions of collapsibility, and show that by considering causal effect measures based on counterfactual variables (rather than measures of association based on observed variables) it is possible to separate out the component of non-collapsibility which is due to the mathematical properties of the effect measure, from the components that are due to structural bias such as confounding. We provide new weights such that the causal risk ratio is collapsible over arbitrary baseline covariates. In the absence of confounding, these weights may be used for standardization of the risk ratio.

在方法学文献中,可折叠性和混淆之间的关系一直受到广泛和持续的讨论。我们讨论了两种微妙不同的可折叠性定义,并表明,通过考虑基于反事实变量的因果效应度量(而不是基于观察到的变量的关联度量),可以将非可折叠性的组成部分(由于效应度量的数学性质)从由于结构偏差(如混淆)的组成部分中分离出来。我们提供了新的权重,使得因果风险比在任意基线协变量上可折叠。在没有混杂的情况下,这些权重可以用于风险比的标准化。
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引用次数: 35
Assessment of demographic and perinatal predictors of non-response and impact of non-response on measures of association in a population-based case control study: findings from the Georgia Study to Explore Early Development. 在一项基于人群的病例对照研究中,评估无反应的人口统计学和围产期预测因素以及无反应对关联措施的影响:来自格鲁吉亚早期发育研究的发现。
IF 2.3 Q1 PUBLIC, ENVIRONMENTAL & OCCUPATIONAL HEALTH Pub Date : 2018-08-16 eCollection Date: 2018-01-01 DOI: 10.1186/s12982-018-0081-y
Laura A Schieve, Shericka Harris, Matthew J Maenner, Aimee Alexander, Nicole F Dowling

Background: Participation in epidemiologic studies has declined, raising concerns about selection bias. While estimates derived from epidemiologic studies have been shown to be robust under a wide range of scenarios, additional empiric study is needed. The Georgia Study to Explore Early Development (GA SEED), a population-based case-control study of risk factors for autism spectrum disorder (ASD), provided an opportunity to explore factors associated with non-participation and potential impacts of non-participation on association studies.

Methods: GA SEED recruited preschool-aged children residing in metropolitan-Atlanta during 2007-2012. Children with ASD were identified from multiple schools and healthcare providers serving children with disabilities; children from the general population (POP) were randomly sampled from birth records. Recruitment was via mailed invitation letter with follow-up phone calls. Eligibility criteria included birth and current residence in study area and an English-speaking caregiver. Many children identified for potential inclusion could not be contacted. We used data from birth certificates to examine demographic and perinatal factors associated with participation in GA SEED and completion of the data collection protocol. We also compared ASD-risk factor associations for the final sample of children who completed the study with the initial sample of all likely ASD and POP children invited to potentially participate in the study, had they been eligible. Finally, we derived post-stratification sampling weights for participants who completed the study and compared weighted and unweighted associations between ASD and two factors collected via post-enrollment maternal interview: infertility and reproductive stoppage.

Results: Maternal age and education were independently associated with participation in the POP group. Maternal education was independently associated with participation in the ASD group. Numerous other demographic and perinatal factors were not associated with participation. Moreover, unadjusted and adjusted odds ratios for associations between ASD and several demographic and perinatal factors were similar between the final sample of study completers and the total invited sample. Odds ratios for associations between ASD and infertility and reproductive stoppage were also similar in unweighted and weighted analyses of the study completion sample.

Conclusions: These findings suggest that effect estimates from SEED risk factor analyses, particularly those of non-demographic factors, are likely robust.

背景:流行病学研究的参与率下降,引起了对选择偏差的担忧。虽然从流行病学研究中得出的估计数已被证明在广泛的情况下是可靠的,但还需要进行更多的经验性研究。乔治亚州早期发展研究(GA SEED)是一项基于人群的自闭症谱系障碍(ASD)危险因素的病例对照研究,为探索不参与关联研究的相关因素以及不参与关联研究的潜在影响提供了机会。方法:GA SEED招募2007-2012年居住在亚特兰大大都市的学龄前儿童。自闭症儿童来自多个为残疾儿童提供服务的学校和医疗机构;从一般人群(POP)中随机抽取出生记录中的儿童。招聘是通过邮寄邀请函和后续电话进行的。入选标准包括出生和目前在研究地区的居住地,以及一名会说英语的护理人员。许多被确定可能纳入的儿童无法联系上。我们使用出生证明的数据来检查与参与GA SEED和完成数据收集方案相关的人口统计学和围产期因素。我们还比较了完成研究的最终样本儿童与所有可能的ASD和POP儿童的初始样本,如果他们符合条件,他们可能参加研究。最后,我们得出了完成研究的参与者的分层后抽样权重,并比较了ASD与通过入组后母亲访谈收集的两个因素(不孕症和生殖停止)之间的加权和未加权关联。结果:产妇年龄和受教育程度与参加POP组有独立的相关性。母亲教育程度与参与ASD组独立相关。许多其他人口和围产期因素与参与无关。此外,ASD与一些人口统计学和围产期因素之间的关联的未调整和调整的比值比在最终完成研究的样本和全部邀请样本之间相似。在研究完成样本的未加权和加权分析中,ASD与不孕症和生殖停止之间关联的优势比也相似。结论:这些发现表明,SEED风险因素分析的影响估计,特别是那些非人口统计学因素,可能是可靠的。
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引用次数: 8
The validity of an area-based method to estimate the size of hard-to-reach populations using satellite images: the example of fishing populations of Lake Victoria. 利用卫星图像估计难以到达的种群规模的基于区域的方法的有效性:以维多利亚湖的捕鱼种群为例。
IF 3.6 Q1 PUBLIC, ENVIRONMENTAL & OCCUPATIONAL HEALTH Pub Date : 2018-08-13 eCollection Date: 2018-01-01 DOI: 10.1186/s12982-018-0079-5
Stephen Nash, Victoria Tittle, Andrew Abaasa, Richard E Sanya, Gershim Asiki, Christian Holm Hansen, Heiner Grosskurth, Saidi Kapiga, Chris Grundy

Background: Information on the size of populations is crucial for planning of service and resource allocation to communities in need of health interventions. In resource limited settings, reliable census data are often not available. Using publicly available Google Earth Pro and available local household survey data from fishing communities (FC) on Lake Victoria in Uganda, we compared two simple methods (using average population density) and one simple linear regression model to estimate populations of small rural FC in Uganda. We split the dataset into two sections; one to obtain parameters and one to test the validity of the models.

Results: Out of 66 FC, we were able to estimate populations for 47. There were 16 FC in the test set. The estimates for total population from all three methods were similar, with errors less than 2.2%. Estimates of individual FC populations were more widely discrepant.

Conclusions: In our rural Ugandan setting, it was possible to use a simple area based model to get reasonable estimates of total population. However, there were often large errors in estimates for individual villages.

背景:关于人口规模的信息对于规划向需要保健干预措施的社区提供服务和分配资源至关重要。在资源有限的情况下,往往没有可靠的人口普查数据。利用公开的谷歌Earth Pro和来自乌干达维多利亚湖渔业社区(FC)的当地家庭调查数据,我们比较了两种简单的方法(使用平均人口密度)和一种简单的线性回归模型来估计乌干达农村小型FC的人口。我们将数据集分成两部分;一个是获取参数,一个是检验模型的有效性。结果:在66个FC中,我们能够估计47个的种群。测试集中有16个FC。三种方法对人口总数的估计是相似的,误差小于2.2%。个体FC种群的估计差异更大。结论:在我们的乌干达农村环境中,可以使用一个简单的基于区域的模型来合理估计总人口。然而,对个别村庄的估计往往有很大的误差。
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引用次数: 0
Clarifying questions about "risk factors": predictors versus explanation. 澄清有关“风险因素”的问题:预测因素与解释。
IF 2.3 Q1 PUBLIC, ENVIRONMENTAL & OCCUPATIONAL HEALTH Pub Date : 2018-08-08 DOI: 10.1186/s12982-018-0080-z
C Mary Schooling, Heidi E Jones

Background: In biomedical research much effort is thought to be wasted. Recommendations for improvement have largely focused on processes and procedures. Here, we additionally suggest less ambiguity concerning the questions addressed.

Methods: We clarify the distinction between two conflated concepts, prediction and explanation, both encompassed by the term "risk factor", and give methods and presentation appropriate for each.

Results: Risk prediction studies use statistical techniques to generate contextually specific data-driven models requiring a representative sample that identify people at risk of health conditions efficiently (target populations for interventions). Risk prediction studies do not necessarily include causes (targets of intervention), but may include cheap and easy to measure surrogates or biomarkers of causes. Explanatory studies, ideally embedded within an informative model of reality, assess the role of causal factors which if targeted for interventions, are likely to improve outcomes. Predictive models allow identification of people or populations at elevated disease risk enabling targeting of proven interventions acting on causal factors. Explanatory models allow identification of causal factors to target across populations to prevent disease.

Conclusion: Ensuring a clear match of question to methods and interpretation will reduce research waste due to misinterpretation.

背景:在生物医学研究中,许多努力被认为是浪费的。改进建议主要集中在流程和程序上。在这里,我们还建议减少所涉问题的模糊性。方法:我们澄清了预测和解释这两个合并概念之间的区别,这两个概念都包含在“风险因素”一词中,并给出了适合每一个概念的方法和表述。结果:风险预测研究使用统计技术生成特定情境的数据驱动模型,需要一个有代表性的样本来有效识别有健康风险的人(干预措施的目标人群)。风险预测研究不一定包括原因(干预目标),但可能包括廉价且易于测量的替代物或原因的生物标志物。解释性研究,最好嵌入信息丰富的现实模型中,评估因果因素的作用,如果针对干预措施,这些因素可能会改善结果。预测模型可以识别疾病风险较高的人或人群,从而针对因果因素采取行之有效的干预措施。解释性模型允许识别针对不同人群的因果因素,以预防疾病。结论:确保问题与方法和解释的明确匹配将减少由于误解而造成的研究浪费。
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引用次数: 50
期刊
Emerging Themes in Epidemiology
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