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Trust and the Law in the European Union 欧盟的信任与法律
Pub Date : 2020-06-30 DOI: 10.2139/ssrn.3639262
Anthony Arnull
The principle of trust is assuming increasing importance in the case law of the European Court of Justice. But what does trust mean? Should we consider the European Union itself to be trustworthy? If not, how might the situation be retrieved?
在欧洲法院的判例法中,信任原则的重要性与日俱增。但是信任是什么意思呢?我们应该认为欧盟本身是值得信赖的吗?如果没有,如何恢复这种情况?
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引用次数: 0
Competition Policy in Transition: Exploring Data Portability’s Roles 转型中的竞争政策:探索数据可移植性的角色
Pub Date : 2020-06-24 DOI: 10.2139/ssrn.3634736
S. Vezzoso
The paper explores data portability from an EU competition policy perspective as set against an institutional and conceptual background swept by gales of transformation. The looming competition policy reform package includes an ex ante regulatory framework aiming to impose proportionate constraints on the behavior of particularly powerful, structuring digital platforms, as well as a further competition tool possibly inspired by the UK market investigation regime. This brief contribution takes stock of data portability a decade after the Obama Administration first launched a series of so-called “My Data” portability initiatives in the US. In the EU, significant developments in this respect have been the introduction of the data portability right under the General Data Protection Regulation and, more recently the data porting framework under the Free Flow of Non-Personal Data Regulation. Specifically, the paper points out that, from a competition policy perspective, data portability can play three distinct roles, namely it can allow for switching, enable data fluidity and thereby promote competition and innovation especially in the context of digital ecosystems, as well as enhance consumer empowerment in the digital economy overall. These different roles are than analysed against the background of: (1) traditional competition law, (2) a market investigation regime and (3) an ex-ante regulatory framework targeting large online platforms with gate-keeping power.
本文从欧盟竞争政策的角度探讨了数据可移植性,并将其与转型风暴席卷的制度和概念背景相结合。即将出台的竞争政策改革方案包括一个事前监管框架,旨在对特别强大的结构化数字平台的行为施加相称的限制,以及一个可能受到英国市场调查制度启发的进一步竞争工具。在奥巴马政府首次在美国推出一系列所谓的“我的数据”可移植性倡议十年之后,这篇简短的文章对数据可移植性进行了评估。在欧盟,这方面的重大发展是在《一般数据保护条例》下引入了数据可移植性权利,最近在《非个人数据自由流动条例》下引入了数据移植框架。具体而言,本文指出,从竞争政策的角度来看,数据可移植性可以发挥三个不同的作用,即它可以允许切换,使数据流动性,从而促进竞争和创新,特别是在数字生态系统的背景下,以及增强消费者在数字经济中的整体赋权。这些不同的角色将在以下背景下进行分析:(1)传统竞争法;(2)市场调查制度;(3)针对具有把关能力的大型在线平台的事前监管框架。
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引用次数: 2
Commodity or Propriety? Unauthorised Transfer of Intangible Entitlements in the EU Emissions Trading System 商品还是礼仪?欧盟排放交易体系中未经授权的无形权利转让
Pub Date : 2020-05-15 DOI: 10.1111/1468-2230.12535
B. Holligan
This article argues that the law governing transfer of allowances within the EU Emissions Trading System (EU ETS) should place greater weight upon transactional (and environmental) integrity, even over market liquidity. More broadly, it reflects on the role played by registries in sharing or concealing information about the material world. Although property rules enable market activity through the creation of an abstract carbon commodity, they must also link past to future entitlements in a just way. In emissions trading markets, justice in private transactions is intimately connected to public questions of environmental justice. The relevant EU Regulation prioritises facility of transfer over protection of existing holders, insulating registered entitlements from prior proprietary claims. This approach ignores the important connections between history, integrity and responsibility in both public and private spheres. A preferable response would be to distinguish between transactional and register error, protecting against register mistakes, but not transactional defects.
本文认为,在欧盟排放交易体系(EU ETS)内管理配额转让的法律应更重视交易(和环境)的完整性,甚至甚于市场流动性。更广泛地说,它反映了登记处在分享或隐藏物质世界信息方面所起的作用。尽管产权规则通过创造一种抽象的碳商品来促进市场活动,但它们也必须以一种公正的方式将过去与未来的权利联系起来。在排放交易市场中,私人交易的公正与环境公正的公共问题密切相关。相关的欧盟法规优先考虑转移便利,而不是对现有持有人的保护,将已登记的权利与先前的所有权要求隔离开来。这种做法忽视了在公共和私人领域中历史、诚信和责任之间的重要联系。比较可取的响应是区分事务性错误和寄存器错误,防止寄存器错误,但不防止事务性缺陷。
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引用次数: 2
Settlement of International Commercial Disputes Post-Brexit, or: United We Stand Taller 英国脱欧后国际商业纠纷的解决,或者:团结起来,我们站得更高
Pub Date : 2020-03-10 DOI: 10.4337/9781800376588.00014
Giesela Ruhl
The European market for the settlement of international commercial disputes is currently dominated by London. According to official statistics, about 80% of the cases brought before the London Commercial Court involve at least one foreign party. And in about 50% of the cases both parties are foreign. Obviously, the London Commercial Court is a popular forum for the settlement of international commercial disputes. And, obviously, it has an international appeal that is – at least in Europe and at least thus far – second to none.

The remaining EU Member States, however, are not sleeping. In fact, over the course of the last years the prospect of Brexit has induced some of them to take measures designed to make their civil justice systems more attractive for international commercial parties: Germany, for example, established two first instance, international commercial chambers at the Regional Courts in Frankfurt and Hamburg in 2018 which offer to conduct proceedings in English. France created an English language chambre internationale at the Paris Court of Appeal in March 2018 which complements and adds a second instance to the English language chamber at the Paris Commercial Court that has been operating since November 2010. The Netherlands inaugurated the English language Netherlands Commercial Court and the Netherlands Commercial Court of Appeal in January 2019. And other countries, notably Belgium and Switzerland are contemplating the establishment of one or more specialized courts to deal with international disputes. Quite clearly: the European market for international commercial litigation is on the move. And while some of the above mentioned chambers and courts were in the making before the UK decided to leave the EU in 2016, there can be little doubt that the prospect of Brexit has fuelled the development.

The interesting question, however, is whether the recent trend to establish international commercial chambers and courts will actually yield any success? Will companies decide to come to the continent – rather than to London – to settle their disputes after Brexit? As a matter of principle, the odds are not too bad: After all the UK will lose its access to the European Judicial Area once Brexit becomes fully effective, namely when the transition period provided for in the Withdrawal Agreement expires. English court proceedings will then no longer benefit from the many European Regulations that ease the settlement of international disputes and judicial cooperation in cross-border civil matters. At least for companies which seek access to the European Judicial Area, Brexit will, therefore, make it less attractive to settle a dispute in London.

The following chapter takes this observation as an occasion to explore the consequences of Brexit for the settlement of international commercial disputes in more detail. It argues that no court in the remaining Member State seems in a position to present itself as a serious altern
欧洲国际商事纠纷解决市场目前由伦敦主导。据官方统计,在伦敦商事法庭(London Commercial Court)审理的案件中,约80%涉及至少一个外国当事人。在大约50%的案件中,双方都是外国人。显然,伦敦商事法庭是解决国际商事纠纷的热门法庭。而且,很明显,它具有国际吸引力,至少在欧洲,至少到目前为止,是首屈一指的。然而,剩下的欧盟成员国并没有睡着。事实上,在过去几年中,英国脱欧的前景促使其中一些国家采取措施,旨在使其民事司法体系对国际商事当事人更具吸引力:例如,德国于2018年在法兰克福和汉堡地区法院设立了两个一审国际商事分庭,提供用英语进行诉讼。法国于2018年3月在巴黎上诉法院设立了英语国际分庭,这是对自2010年11月开始运作的巴黎商事法院英语分庭的补充和增加。荷兰于2019年1月成立了英语的荷兰商事法庭和荷兰商事上诉法庭。其他国家,特别是比利时和瑞士,正在考虑设立一个或多个专门法庭来处理国际争端。很明显,欧洲的国际商业诉讼市场正在发展。虽然在2016年英国决定退出欧盟之前,上述提到的一些法庭和法院就已经在筹建中,但毫无疑问,英国脱欧的前景推动了这一发展。然而,有趣的问题是,最近建立国际商事法庭的趋势是否真的会取得成功?英国脱欧后,企业会决定去欧洲大陆(而不是伦敦)解决纠纷吗?从原则上讲,这种可能性并不太坏:毕竟,一旦英国脱欧全面生效,即脱欧协议规定的过渡期到期,英国将失去进入欧洲司法区(European Judicial Area)的权利。英国法院的诉讼程序将不再受益于许多欧洲条例,这些条例有助于解决国际争端和跨境民事事务中的司法合作。因此,至少对于寻求进入欧洲司法区(European Judicial Area)的公司来说,英国脱欧将降低在伦敦解决纠纷的吸引力。下一章将以此为契机,更详细地探讨英国脱欧对解决国际商事纠纷的影响。它认为,在剩下的会员国中,似乎没有一家法院能够将自己作为伦敦商事法庭的一个严肃的替代品。因此,有人建议欧盟介入,建立一个欧洲商业法庭(European Commercial Court)。该法院将在英国脱欧后为欧洲公司在欧洲司法区提供一个国际论坛,也将受理本应在其他国际商事法庭或国际仲裁法庭解决的争端。
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引用次数: 1
The Price for a Seat at the ISDS Reform Table – CJEU’s Clearance of the EU’s Investment Protection Policy in Opinion 1/17 and Its Impact on the EU Constitutional Order ISDS改革桌上一席之价——欧洲法院在第1/17号意见中对欧盟投资保护政策的批退及其对欧盟宪法秩序的影响
Pub Date : 2020-03-03 DOI: 10.2139/ssrn.3548204
S. Hindelang
The CJEU in Opinion 1/17 concluded that the CETA’s investment provisions are in compliance with the EU Treaties; a decision not just of considerable importance for the Commission’s investment protection policy and reform agenda. It also shows significant consequences for the EU constitutional order. This chapter seeks to explore the said consequences – or the price, so to say – which will come with clearing the way for ISDS in EU agreements in three dimensions. First, the CJEU possibly finding itself more often in judicial conflicts with adjudicative bodies established on the basis of EU agreements, ISDS may sooner or later face its ‘Kadi moment’. Second, by allowing for different standards for reviewing the exercise of sovereign power inside and outside the EU judicial system, Opinion 1/17 gave its blessings to a reshape of the Union’s rule of law. Third, ‘strategic ambiguity’ having been displaced by clarity, the EU unconstitutionality of many EU Member State BITs with third countries as well as of the application of the ECT in disputes with non-EU investors can hardly be denied.
欧洲法院在第1/17号意见中得出结论,CETA的投资条款符合欧盟条约;这一决定不仅对欧盟委员会的投资保护政策和改革议程具有相当重要的意义。它还显示出对欧盟宪法秩序的重大影响。本章试图从三个方面探讨上述后果——或者说是代价——为欧盟协议中的ISDS扫清道路所带来的后果。首先,欧洲法院可能会发现自己更经常地与基于欧盟协议建立的裁决机构发生司法冲突,ISDS迟早会面临“卡迪时刻”。其次,通过允许在欧盟司法系统内外审查主权权力行使的不同标准,1/17号意见为重塑欧盟的法治提供了祝福。第三,“战略模糊性”已经被明确性所取代,许多欧盟成员国与第三国的双边投资协定以及在与非欧盟投资者的争端中应用ECT的欧盟违宪性几乎不可否认。
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引用次数: 0
Judicial Review of the Acts of EU Agencies: Discretion Escaping Scrutiny? 欧盟机构行为的司法审查:逃避审查的自由裁量权?
Pub Date : 2019-12-09 DOI: 10.2139/ssrn.3500731
Annalisa Volpato
The creation and empowerment of European Union (EU) agencies constitutes one of the most momentous developments of the EU composite administration. In the last decades, the delegation of powers to EU agencies grew exponentially both in quantitative and qualitative terms. As a result of this evolution and of the more permissive position of the Court of Justice of the EU in the Short selling judgment, EU agencies today are called upon to make relevant political, economic and social choices even in highly sensitive and contentious domains. The possibility to challenge their acts has been finally sanctioned in primary law. The exercise of their powers, however, is subject only to a limited scrutiny by the Court, which has recognized broad discretion to these bodies in carrying out complex and technical assessments. Analysing the approach of the Court to the review of European Chemical Agency’s (ECHA) discretion, this paper reflects upon its effectiveness and its implications for the accountability and legitimacy of agencies within the EU institutional framework.
欧盟(EU)机构的创建和授权构成了欧盟复合行政管理的最重大发展之一。在过去的几十年里,授权给欧盟机构的权力在数量和质量上都呈指数级增长。由于这种演变以及欧盟法院在卖空判决中更加宽容的立场,欧盟机构今天被要求做出相关的政治、经济和社会选择,即使是在高度敏感和有争议的领域。对他们的行为提出质疑的可能性最终在原法中得到了认可。但是,它们的权力的行使只受到法院有限的审查,法院承认这些机构在进行复杂的技术性评估时享有广泛的自由裁量权。本文分析了法院对欧洲化学品管理局(ECHA)自由裁量权的审查方法,反映了其有效性及其对欧盟制度框架内机构的问责制和合法性的影响。
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引用次数: 0
The Concept of Abuse of Law in European Taxation: A Methodological and Constitutional Perspective 欧洲税收中的法律滥用概念:一个方法论和宪法学的视角
Pub Date : 2019-11-20 DOI: 10.5040/9781509929122.ch-009
W. Schoen
In two recent cases “T Danmark” and “N Luxembourg 1” the European Court of Justice delivered landmark judgments on the impact of the concept of “abuse of law” in the area of taxation. In these judgments the Court promoted the recurrent notion that “European law cannot be relied up-on for abusive or fraudulent ends” to the rank of a “general principle” of European law in matters of direct taxation. This has a profound effect on the legal framework for taxpayers and tax authorities as such a “general principle” has the power to override both secondary EU law and national tax legislation. According to the Court, it has to be applied irrespective of conflicting provisions in EU tax directives and without any explicit basis under domestic tax law. This article, which has been written to celebrate Professor Judith Freedman on the occasion of her retirement at Oxford University, challenges the findings of the Court, which create confusion and uncertainty both from a methodological and a constitutional perspective. This article proposes to recognize a concept of “abuse of law” at the level of secondary EU law, thus leaving the hierarchy of norms under European law and the interaction between EU law and national legislation intact.
在最近的两个案件“丹麦”和“卢森堡1”中,欧洲法院就“滥用法律”概念在税收领域的影响作出了具有里程碑意义的判决。在这些判决中,法院将“欧洲法不能用于滥用或欺诈目的”这一反复出现的概念提升为欧洲法在直接税收问题上的“一般原则”。这对纳税人和税务机关的法律框架产生了深远的影响,因为这样的“一般原则”有权凌驾于次级欧盟法律和国家税收立法之上。根据法院的说法,无论欧盟税收指令中是否有相互冲突的规定,它都必须适用,而且在国内税法中没有任何明确的依据。这篇文章是为庆祝朱迪思·弗里德曼教授在牛津大学退休而写的,它对最高法院的裁决提出了挑战,从方法和宪法的角度来看,这些裁决造成了混乱和不确定性。本文建议在欧盟二级法的层面上承认“法律滥用”的概念,从而使欧洲法下的规范等级以及欧盟法与国家立法之间的相互作用保持不变。
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引用次数: 0
Solidarity in the Case Law of the European Court of Justice – Opportunities Missed? 欧洲法院判例法中的团结——错失的机会?
Pub Date : 2019-09-22 DOI: 10.2139/ssrn.3523787
D. Schiek
Since the EU Treaties constitute solidarity as one of the EU’s fundamental values (Articles 2, 3 (2) TEU). In a Community of law, the validity of this value depends on its capacity as a legal principle. This chapter asks what, if anything, the case law of the Court of Justice (ECJ) contributes to the dis-cursive exegesis of solidarity as a principle of EU Constitutional Law. In order to answer this ques-tion, it offers an empirical analysis of the Court’s case law framing the notion of solidarity, providing a unique database evaluating all 122 cases elaborating on the concept. The analysis distinguishes three categorial types of solidarity (solidarity as charity, as mutual obligation and as risk mitigation) and three functional types of solidarity (embedding individual rights, embedding the Internal Mar-ket, rejecting limiting effects of national solidarity). The chapter identifies a number of missed op-portunities, and a high degree of in-consistency. A more assertive and consistent approach to soli-darity could, however, contribute to supporting a more inclusive constitutional discourse on Euro-pean integration than the mere reliance on liberal constitutional principles.
由于欧盟条约将团结作为欧盟的基本价值之一(第2、3 (2)TEU条)。在法律共同体中,这一价值的有效性取决于其作为法律原则的能力。本章询问,如果有的话,法院(ECJ)的判例法有助于团结作为欧盟宪法原则的话语训诂。为了回答这个问题,它对构成团结概念的法院判例法进行了实证分析,提供了一个独特的数据库,评估阐述这一概念的所有122个案件。分析区分了三类团结(作为慈善的团结、作为相互义务的团结和作为减轻风险的团结)和三种功能性的团结(纳入个人权利、纳入内部市场、拒绝国家团结的限制作用)。本章指出了一些错失的机会,以及高度的不一致性。然而,与仅仅依赖自由主义宪法原则相比,对团结采取更加坚定和一致的态度,可能有助于支持一种更具包容性的关于欧洲一体化的宪法论述。
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引用次数: 3
On the Consistency of the European Commission’s Remedies Practice 论欧盟委员会救济实践的一致性
Pub Date : 2019-09-09 DOI: 10.2139/ssrn.3450614
Benjamin Lörtscher, F. Maier-Rigaud
The European Commission’s remedial practice displays important differences in the type of remedies accepted in merger versus antitrust cases. This paper provides a review of the Commission’s remedies practice over the last 14 years highlighting the differences and discussing inconsistencies. In particular, it raises the question why predominantly behavioural remedies are chosen in antitrust cases and how this practice is in line with the approach in merger control where the risks to effective competition are viewed as deriving from changes in the structure of the market and where therefore structural remedies are typically considered necessary.
欧盟委员会的补救做法显示出在并购与反垄断案件中所接受的补救类型的重要差异。本文回顾了欧盟委员会过去14年的救济做法,突出了差异并讨论了不一致之处。特别是,它提出了一个问题,即为什么在反垄断案件中主要选择行为补救措施,以及这种做法如何符合合并控制中的做法,在合并控制中,对有效竞争的风险被视为源于市场结构的变化,因此通常认为有必要采取结构性补救措施。
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引用次数: 1
A Comparative Perspective to Competition Law Cases in the Ride-Sharing Industry: Reflections from Jurisdictions of Singapore, EU and India 拼车行业竞争法案例的比较视角:来自新加坡、欧盟和印度司法管辖区的反思
Pub Date : 2019-09-07 DOI: 10.2139/ssrn.3449615
Shubhalakshmi Bhattacharya, Ganesh Bhaskar Lata, D. Mohan
This study attempts to understand the effect and content of competition law jurisprudence engaged in the (digital) app based ride-sharing industry. The research undertakes a critical review of recent case laws law across three jurisdictions, adjudicated by competition regulatory authorities (in context to the ride sharing industrial sector). These feature India, Singapore and the European Union, drawing a transnational contemporary perspective to how competition regulatory authorities view (competitive) disputes concerning economic agents within the digital economy landscape. As part of the review, one of the primary objectives is to understand the meaning of term “market definition“ and how competition regulatory authorities have delineated the relevant market with respect to this industry as part of the larger digital economic landscape, which is rapidly evolving. Through the study, hurdles to delineating a relevant market were analysed from interpretations of recent case laws, further discussing why a common market definition has not been framed across jurisdictions, as well as within the same jurisdiction - as seen in the recent legal cases in India.
本研究试图理解基于(数字)应用程序的拼车行业的竞争法法理的影响和内容。该研究对三个司法管辖区的最新判例法进行了批判性审查,由竞争监管机构裁决(在拼车行业的背景下)。这些以印度、新加坡和欧盟为特色,为竞争监管机构如何看待数字经济格局中涉及经济主体的(竞争)纠纷绘制了跨国当代视角。作为审查的一部分,主要目标之一是了解术语“市场定义”的含义,以及竞争监管机构如何将该行业的相关市场划分为快速发展的更大数字经济格局的一部分。通过这项研究,从最近的判例法的解释分析了划定相关市场的障碍,进一步讨论了为什么没有跨司法管辖区以及同一司法管辖区制定共同的市场定义-正如最近在印度的法律案件所看到的那样。
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引用次数: 0
期刊
European Public Law: EU eJournal
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