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Von der technokratischen Rechtsgemeinschaft zum politisierten Rechtsraum - Probleme und Entwicklungslinien in der Grundbegrifflichkeit des Europarechts (From a Technocratic Legal Community to a Politicized Legal Space – Problems and Developments in the Basic Conception of European Law) 从技术官僚法业界到构成欧洲法律基础的政治化法律空间问题和发展轨迹(从技术上法律社区到政治空间问题和发展中国家在《欧洲法律基本共识》中)
Pub Date : 2017-05-19 DOI: 10.5771/9783845292700-67
Armin von Bogdandy
German Abstract: Der Beitrag zeigt im ersten Schritt anhand einer Analyse von Walter Hallsteins Schriften, wie das überkommene Verständnis, wonach die Europäischen Union in erster Linie eine Rechtsgemeinschaft ist, in die Jahre gekommen ist: Es erfasst die aktuelle Gestalt Europas weder deskriptiv noch normativ. Idiosynkrasien des spezifisch deutschen Verständnisses kommen zur Sprache. Im zweiten Schritt zeigt er, dass der Begriff des europäischen Rechtsraumes das Potential hat, ein ähnlich fundamentales Verständnis sowohl der Errungenschaften als auch der Herausforderungen des Europarechts zu vermitteln, insbesondere in Bezug auf die Rechtsstaatlichkeit und die Politisierung der EU. Letztlich zeichnet der Beitrag die Entwicklung nach, wie zunächst ferne technokratische Institutionen den Bürgern immer näher gekommen sind.

English Abstract:The received understanding of the European Union as being above all a community of law has run its course. The article dissects core features of the seminal concept as devised by Walter Hallstein, the EEC Commission’s first president, showing how much Europe’s contemporary constitution has moved beyond it. The article also explains the specificities of the German Rechtsgemeinschaft, allowing German reactions in the current rule of law crises to be better understood. Finally, the article shows the potential of the European legal space as a basic concept for comprehending both the achievements of European law and its challenges, in particular with regard to the rule of law and the politicization of the EU. It thereby tracks the evolution of remote technocratic institutions into a complex institutional web existing in close proximity to everyone.
德语抽象:通过对沃尔特·霍尔斯坦的著作的分析,文章第一步说明了多年来欧盟主要是一个法律共同体的过时理解是如何产生的:它无法描述当今欧洲的模式或实现规范。正在兴起的德语特殊理解的语律在第二步中,他认为欧洲的司法空间这个概念有可能传达一种类似的对欧洲法律机制的成就和挑战的基本理解,特别是有关法治和欧盟政治化的理解。最终,随着距离的技术官僚机构越来越接近公民,贡献逐渐减慢。听过欧洲联盟成立到所有法律团体已经尽力而为。前欧共体委员会第一次主席,《欧洲统一体公约》至今仍然保留它同时他们还解释了德国法律协会特别法律的原则承认德国参与法律的罪行《欧洲法律空间的潜在潜力》的艺术展《欧洲法律和挑战的基本概念》是欧盟法律和政策之间的一个具体目标。它看到了各机构间非常庞大的互相依存网络的发展。
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引用次数: 0
Technology, Democracy, and Institutional Change 技术、民主和制度变革
Pub Date : 2017-05-03 DOI: 10.4337/9781785363962.00025
Peter L. Lindseth
This is the capstone chapter in a book on digital democracy that is, in the end, fundamentally about institutional change. The book is not merely cautious in its overall assessment but also cautionary, particularly as the contributors seek to understand the institution of democracy in relation to two social developments – digitalization and globalization – that have certainly been disruptive if not also potentially revolutionary. To understand these developments, one must deploy a theory of institutional change operating along three inter-related dimensions: functional, political, and cultural. Regardless of how the most optimistic scholars and theorists have at times conceptualized the new forms of transnational governance that seem to be emerging (particularly in the internet domain, via so-called ‘multistakeholderism’), the broader public seems to have experienced these forms not as a new kind of democracy but as democracy’s negation – a kind of digital technocracy. The elites who populate the various fora of transnational governance – who occupy their positions by virtue of functional power within business, bureaucratic, and technical networks – remain effectively immune from removal by any bottom-up collective political mobilization against them (something especially true with regard to algorithmic transparency and accountability). No wonder populism surges in such an environment: This is no longer democracy, at least not in a historically recognizable sense, but rather an elite technocracy, legitimized by paler forms of transparency and participation, at least as compared to citizen voting within a historically constructed political community in which such mobilization and removal is possible. One likely result is a kind of political-cultural resistance that may contribute to the overall ‘stickiness’, or ‘hysteresis’, of traditional forms of representative government on the national level in the face of the seeming functional demands posed by digitalization and globalization. Representative government within a demos-based political community possesses a degree of specifically democratic legitimacy – derived ‘of’ a people, in a Lincoln sense – that governance networks, no matter how transparent and participatory, simply cannot muster. It is therefore a category mistake to describe them in autonomously democratic terms; they are, instead, an extension of technocratic/administrative governance on the national level. The challenge is thus to find a way to reconcile their existence (including the often significant functional advantages they bring) with the continued popular association of democracy with representative government on the national level. This demands rigorous oversight of such networks – a task to which increasing transparency and participation rights contribute. Rather than seeing ‘multistakeholderism’ as a vehicle for democratization in its own right, it should be seen as a way of reducing information costs that facilitates democ
这是一本关于数字民主的书中最重要的一章,从根本上讲,数字民主是关于制度变革的。这本书不仅在总体评估上很谨慎,而且也很谨慎,尤其是在作者试图理解民主制度与两种社会发展——数字化和全球化——的关系时,这两种社会发展即使没有潜在的革命性,也肯定具有破坏性。为了理解这些发展,我们必须运用制度变革理论,沿着三个相互关联的维度运作:功能、政治和文化。无论最乐观的学者和理论家有时如何概念化似乎正在出现的跨国治理的新形式(特别是在互联网领域,通过所谓的“多方利益相关者主义”),更广泛的公众似乎都没有将这些形式视为一种新的民主,而是民主的否定-一种数字技术统治。跨国治理的各种论坛中的精英——他们凭借在商业、官僚和技术网络中的功能性权力占据了自己的位置——仍然有效地免受自下而上的集体政治动员对他们的移除(在算法透明度和问责制方面尤其如此)。难怪民粹主义在这样的环境中激增:这不再是民主,至少不是历史上可识别的意义上的民主,而是精英技术官僚,通过更苍白的透明度和参与形式合法化,至少与历史上构建的政治社区中的公民投票相比,这种动员和移除是可能的。一种可能的结果是一种政治文化抵抗,这种抵抗可能导致传统代议制政府形式在国家层面上面对数字化和全球化带来的表面上的功能需求时的整体“粘性”或“滞后性”。在一个以民主为基础的政治社区中,代议制政府拥有一定程度的民主合法性——从林肯的意义上说,这是“来自”人民的——而治理网络,无论多么透明和参与,根本无法集合。因此,用自主民主的术语来描述它们是一个范畴错误;相反,它们是技术官僚/行政治理在国家层面的延伸。因此,挑战在于找到一种方法,使它们的存在(包括它们通常带来的重大功能优势)与在国家一级继续将民主与代议制政府联系在一起。这就要求对此类网络进行严格的监督——提高透明度和参与权有助于完成这项任务。与其将“多利益相关者主义”本身视为民主化的工具,不如将其视为降低信息成本的一种方式,以促进在其他地方组成的代议制政府机构的民主合法监督。
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引用次数: 4
Sustainability, Public Procurement and SMEs – Challenges and Opportunities 可持续发展、公共采购和中小企业——挑战与机遇
Pub Date : 2017-02-05 DOI: 10.2139/SSRN.2911828
Marta Andhov
The global value of public procurement spending is enormous. Each year, approximately 19% of the EU GDP is spent by over 250,000 public authorities purchasing services, works and supplies. The sheer scale of public procurement spending and supplier selection decisions can literally create and shape the market, impacting the lives of citizens across countries and regions at large. Over the last decade public procurement experienced wide spread modernization across the globe, both including local and international levels. These days, public procurement is no longer just about buying the cheapest possible supplies or services but, rather, it is understood as a process whereby organizations meet their needs in a way that achieves value for money on a lifetime basis and delivers aspects beyond savings. This includes doing business responsibly, taking a leadership position in the community and ensuring promotion of Small and Medium Enterprises (SMEs) in public procurement. SMEs are considered the backbone of the European economy as they represent around 99,8 percent of all enterprises and produce more than a half of the European GDP. Thus, if more SMEs participate in public procurement, the competition will increase and, consequently, governments will be able to achieve better value for money in their contracts. Also, it has been argued that most innovations originated from small entrepreneurial firms which support the sustainability agenda. The main claim of this article is that sustainability and the promotion of SMEs participation in public procurement do not necessarily contradict each other. It is without doubt that SMEs participation in the procurement context encompasses a number of challenges. To the latter may be accounted the argument that SMEs are too small, have too little money, experience or technical capabilities to participate in public procurement. Yet, it is argued that revised procurement law has the potential to solve some of the challenges and there is still considerable scope for promoting opportunities for SMEs such as reliance on the capabilities of third parties, bidding in form of consortia or subcontracting, the possibility to influence contract specification, and reserved contracts.
公共采购支出的全球价值是巨大的。每年,约有19%的欧盟GDP被25万多个公共机构用于购买服务、工程和用品。政府采购支出和供应商选择决策的庞大规模确实可以创造和塑造市场,影响各国和各地区公民的生活。在过去十年中,公共采购在全球范围内经历了广泛的现代化,包括地方和国际层面。如今,公共采购不再仅仅是购买尽可能便宜的物资或服务,而是被理解为组织以一种终身实现物有所值的方式满足其需求的过程,并提供超越节省的方面。这包括负责任地开展业务,在社区中发挥领导作用,并确保促进中小企业(SMEs)参与公共采购。中小企业被认为是欧洲经济的支柱,它们占所有企业的99.8%左右,占欧洲GDP的一半以上。因此,如果更多的中小企业参与公共采购,竞争将会增加,因此,政府将能够在合同中实现更好的物有所值。此外,有人认为,大多数创新源于支持可持续发展议程的小型创业公司。本文的主要主张是,可持续发展与促进中小企业参与公共采购并不一定相互矛盾。毫无疑问,中小企业参与采购包含了许多挑战。对于后者,可以认为中小企业规模太小,资金、经验或技术能力太少,无法参与公共采购。然而,有人认为,修订后的采购法有可能解决一些挑战,而且仍有相当大的空间促进中小企业的机会,例如依赖第三方的能力、以财团或分包形式投标、影响合同规格的可能性以及保留合同。
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引用次数: 2
The Administrative State and Its Law 行政国家及其法律
Pub Date : 2017-01-23 DOI: 10.2139/SSRN.2904043
M. Greve
For understandable but also unfortunate reasons, the contemporary scholarly and public debate over “the administrative state” — a poorly defined term of convenience — has been marred by dramatic claims, ideological rancor, and arcane doctrinal quarrels that serve as placeholders for a grim clash of convictions. Expansive delegations of legislative powers, coupled with highly deferential judicial review and increasingly “unorthodox” forms of administration, have prompted scholars from opposing vantages to argue that all administrative law is an unlawful departure from constitutional government, or a thin veneer for an essentially “Schmittian” state beyond effective legal control (and a good thing, too).This essay — written as an Introduction to a series of articles commissioned for a transatlantic law conference — argues that the stateside debate would greatly benefit from a comparative administrative law inquiry. In contrast to the acrimony over unchecked executive power in the United States, British scholars apprehend tendencies toward administrative juristocracy. In even sharper contrast, the German administrative law profession shares a firm conviction that is entirely possible to reconcile the demands of modern government with constitutionally grounded rule-of-law precepts. At a minimum, the comparative perspective greatly complicates facile stories of constitutional decay or the “modernization” of an archaic constitutional framework. It invites deeper reflection and opens a wider, perhaps more sober perspective on the American administrative state and its law.
由于可以理解但也很不幸的原因,当代学术界和公众对“行政国家”——一个定义不明确的便利术语——的辩论已经被戏剧性的主张、意识形态的仇恨和神秘的教义争论所破坏,这些争论充当了一种严峻的信念冲突的占位符。立法权的广泛授权,加上高度恭敬的司法审查和日益“非正统”的行政形式,促使持反对立场的学者们认为,所有的行政法都是对宪政的非法背离,或者是一个本质上“施密特”国家的薄薄外衣,超出了有效的法律控制(这也是一件好事)。这篇文章是为一个跨大西洋法律会议撰写的系列文章的导言,它认为,美国国内的辩论将从比较行政法调查中受益匪浅。与美国对不受约束的行政权力的激烈争论相反,英国学者理解行政司法主义的倾向。与之形成鲜明对比的是,德国行政法专业人士有一种坚定的信念,即完全有可能将现代政府的要求与基于宪法的法治戒律相协调。至少,比较视角极大地复杂化了关于宪法衰败或古老宪法框架“现代化”的肤浅故事。它引发了更深层次的反思,并为美国行政国家及其法律打开了一个更广阔、或许更清醒的视角。
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引用次数: 0
Free Movement and Tax Treaties in the Internal Market 内部市场的自由流动和税收协定
Pub Date : 2017-01-12 DOI: 10.2139/SSRN.2898181
M. Hilling
This book deals with the impact of the free movement rules in the EC Treaty on tax treaties in the internal market. This is a highly relevant issue since a provision in breach of teh free movement rules is inapplicable. The potential far-reaching consequences following the preclusion of tax treaty provisions makes it important for taxpayers and governments of teh Member States of teh EU to predict when a provision in a tax treaty may be in conflict with free movement law.
这本书涉及欧共体条约对内部市场税收条约的自由流动规则的影响。这是一个高度相关的问题,因为违反自由流动规则的规定是不适用的。税收协定条款被排除后的潜在深远影响,使得欧盟成员国的纳税人和政府有必要预测税收协定中的条款何时可能与自由流动法相冲突。
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引用次数: 26
Agencification in the EU Common Security and Defence Policy: The European Defence Agency 欧盟共同安全与防务政策机构:欧洲防务署
Pub Date : 2016-12-23 DOI: 10.2139/ssrn.2889370
A. Calcara
‘Agencification’ is one of the most widespread phenomena in the current European politico-administrative space. However, while academic literature has mostly focused on the Executive Agencies under the Commission framework, little attention has been devoted to the study of the Agencies of the Common Security and Defence Policy (CSDP). In this context, the European Defence Agency (EDA) is a particularly interesting case-study, because it is a unique laboratory where we can observe the interactions between three types of experts: those working directly within the agency, experts’ representatives of member states and non-governmental experts from industry and academia.EDA has institutionalised a peculiar ‘experimental governance’ model to coordinate its activities, able to involve all the different stakeholders in the EU defence field. This network of experts is producing a process of informal socialisation among defence practitioners and it is legitimising the role of EDA in the wider EU institutional field.
“代理”是当前欧洲政治行政空间中最普遍的现象之一。然而,虽然学术文献主要集中在委员会框架下的执行机构,但很少注意对共同安全和防务政策机构的研究。在这方面,欧洲防务局(EDA)是一个特别有趣的案例研究,因为它是一个独特的实验室,我们可以观察到三种类型的专家之间的互动:直接在机构内工作的专家,成员国的专家代表以及来自工业界和学术界的非政府专家。EDA已经制度化了一种特殊的“实验性治理”模式来协调其活动,能够涉及欧盟国防领域的所有不同利益相关者。这个专家网络正在国防从业者之间产生一个非正式社会化的过程,它正在使EDA在更广泛的欧盟机构领域中的作用合法化。
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引用次数: 0
The Best of Both Worlds? Free Trade in Services, and EU Law on Privacy and Data Protection 两全其美?服务自由贸易,以及欧盟隐私和数据保护法
Pub Date : 2016-11-29 DOI: 10.21552/EDPL/2016/2/9
S. Yakovleva, K. Irion
The article focuses on the interplay between European Union (EU) law on privacy and data protection and international trade law, in particular the General Agreement on Trade in Services (GATS) and the WTO dispute settlement system. The argument distinguishes between the effects of international trade law in the EU legal order on the one hand, and, on the other hand, how EU data protection law would fare in a hypothetical challenge under the GATS. The contribution will apply international trade law and the general exception in GATS Article XIV to typical requirements stemming from EU data protection law, especially on transfers of personal data to third countries. The article enumerates the specific legal risks for defending EU law on privacy and data protection and explains the practical implications of its hypothetical challenge under the GATS. These insights could be useful for the EU’s negotiators of the future bi- or multilateral free trade agreements, notably the Transatlantic Trade and Investment Partnership and the Trade in Services Agreement.
本文重点讨论了欧盟(EU)关于隐私和数据保护的法律与国际贸易法,特别是《服务贸易总协定》(GATS)和国际贸易组织争端解决机制之间的相互作用。该论点一方面区分了国际贸易法在欧盟法律秩序中的影响,另一方面区分了欧盟数据保护法在服务贸易总协定下的假想挑战中将如何发挥作用。这项贡献将把国际贸易法和服务贸易总协定第14条的一般例外适用于来自欧盟数据保护法的典型要求,特别是关于将个人数据转移到第三国的要求。本文列举了捍卫欧盟隐私和数据保护法律的具体法律风险,并解释了其在服务贸易总协定下假想挑战的实际影响。这些见解可能对欧盟未来双边或多边自由贸易协定的谈判代表有用,尤其是《跨大西洋贸易与投资伙伴关系协定》(ttip)和《服务贸易协定》(ttip)。
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引用次数: 6
The Bottom-Up Approach on Competition – A Study on How Institutional, Procedural and Sanctionatory Frameworks Touch on the Very Substance of the EU Antitrust Desideratum 竞争的自下而上方法——制度、程序和制裁框架如何触及欧盟反垄断愿望的实质的研究
Pub Date : 2016-11-22 DOI: 10.2139/ssrn.2874329
V. Roman
One of today’s main policy concerns for the competition community in Brussels is the way in which national institutional, procedural and sanctioning frameworks have the aptitude and are sufficiently harmonized to guarantee a coherent application of the substantive aspects that European Union competition theory and law imply. As competition policies between the still twenty eight Member States have long been harmonized as the legal substantive similarities reflect this matter of fact, it is for the institutional and procedural set-ups to be assessed, in order to perceive the level of enforcement effectiveness that each European Competition Network party is able to deliver. With this regard, domestic instruments and procedures must exist and be interpreted in accordance with the Treaty objectives, so as to avoid any potential vulnerability for the complete achievement of the Union antitrust desideratum.
布鲁塞尔竞争界今天的主要政策关切之一是如何使国家机构、程序和制裁框架有能力并得到充分协调,以保证连贯地适用欧洲联盟竞争理论和法律所隐含的实质性方面。由于仍然存在的28个成员国之间的竞争政策长期以来一直是协调一致的,因为法律上的实质相似性反映了这一事实,因此必须对体制和程序设置进行评估,以便了解欧洲竞争网络每一方能够提供的执法效力水平。在这方面,必须有国内文书和程序,并根据《条约》的目标加以解释,以避免任何可能的脆弱性,使联盟的反垄断愿望无法完全实现。
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引用次数: 0
Casting Aside Clanking Medieval Chains: Prerogative, Statute and Article 50 after the EU Referendum 抛弃中世纪铁链:欧盟公投后的特权、法规和第50条
Pub Date : 2016-11-01 DOI: 10.1111/1468-2230.12229
R. Craig
This article confronts the controversies surrounding Article 50 by analysing the relationship between statute and prerogative in the UK. The piece focuses on domestic constitutional issues and suggests a new way of classifying the relationship between statute and prerogative into two types falling under ‘the abeyance principle’ or ‘the frustration principle’. The abeyance principle means that where statute and prerogative overlap, the prerogative goes into abeyance. The frustration principle means that where statute and prerogative give rise to potential inconsistencies, but do not overlap, the prerogative cannot be used inconsistently with the intention of parliament as expressed in the relevant legislation. It then argues that Article 50 has the status of primary or ‘primary‐equivalent’ legislation which could justify applying the abeyance principle. This would mean that the trigger power would be exercised on statutory authority rather than through prerogative powers. If the courts are unable thus to construe the relevant legislation it argues EU law requires the courts to bridge the gap. Alternatively, if the abeyance principle is not applicable, it argues the frustration principle could apply but the circumstances in this litigation fall outside it. In the further alternative, EU law could require the frustration principle itself to be set aside in this case.
本文通过分析英国法规与特权的关系,直面围绕第50条的争议。这篇文章关注的是国内宪法问题,并提出了一种新的方法,将成文法和特权之间的关系分为两种类型,分别属于“暂缓原则”或“挫折原则”。暂停原则是指当成文法和特权重叠时,特权进入暂停状态。挫折原则意味着,如果成文法和特权可能产生矛盾,但不重叠,特权的使用不能与有关立法中所表达的议会意图不一致。然后,它认为第50条具有主要或“主要等同”立法的地位,可以证明适用暂缓原则是合理的。这意味着触发权将根据法定权力行使,而不是通过特权行使。如果法院因此无法解释相关立法,它认为欧盟法律要求法院弥合这一差距。或者,如果暂缓原则不适用,它认为挫折原则可以适用,但本案的情况不适用。在进一步的替代方案中,欧盟法律可能要求在这种情况下搁置挫折原则本身。
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引用次数: 3
Free Movement and Competition in the European Market for Pharmaceuticals 欧洲药品市场的自由流动和竞争
Pub Date : 2016-10-31 DOI: 10.4337/9781785362613.00020
Pedro Caro de Sousa
Very few industries are as profoundly influenced by regulation as the pharmaceutical industry. All aspects of the life-cycle of new drugs are regulated, from patent application, to marketing approval, commercial exploitation, patent expiration and competition with generics. The nature of demand for drugs, the identity of drugs brought to market, and the nature of competition in the drug market over time are all shaped by regulation. Throughout much of the world, administrative regulation, rather than competition policy, dominates efforts to afford consumers and governments adequate access to affordable drugs. As a result, the nature of competition in this market is sui generis. A significant number of infringements to competition law in this sphere across the world are concerned with practices that seek to take advantage of or manipulate the regulatory framework, including misuses of the patent system (e.g. ever-greening or patent clustering), spreading misleading information or inducing product switching, among others. A proper understanding of how competition law works in this area requires a solid knowledge of the structure of the market and its regulation. In the European context, any such analysis must also take into account free movement law, which provides a regulatory underpinning for integrated European markets in pharmaceutical products while also acting as a parallel tool to competition law in promoting and deepening market integration. This chapter will provide an overview of free movement cases on pharmaceuticals, with a view to frame such case law within the European regulatory framework and to identify its impact on competition law enforcement. It is structured as follows: a first section will provide an overview of the structure of the European market for pharmaceuticals, including the basic European regulatory framework; a second section will review the case law on free movement and pharmaceuticals; and a last section will detail how the basic pharmaceutical regulatory framework, free movement law and competition law interact to determine the shape of European pharmaceutical markets.
很少有行业像制药业那样受到监管的深刻影响。新药生命周期的各个方面都受到监管,从专利申请到上市批准、商业开发、专利到期和与仿制药的竞争。药品需求的性质、进入市场的药品的特性以及药品市场长期以来的竞争性质都受到监管的影响。在世界大部分地区,行政管制,而不是竞争政策,主导着为消费者和政府提供负担得起的药品的努力。因此,这个市场的竞争性质是独一无二的。在世界各地这一领域中,大量违反竞争法的行为涉及试图利用或操纵监管框架的做法,包括滥用专利制度(例如常绿或专利集群)、传播误导性信息或诱导产品转换等。要正确理解竞争法如何在这一领域发挥作用,需要对市场结构及其监管有扎实的了解。在欧洲的背景下,任何这样的分析也必须考虑到自由流动法,它为医药产品的一体化欧洲市场提供了监管基础,同时也作为促进和深化市场一体化的竞争法的平行工具。本章将概述药品的自由流动案例,以期在欧洲监管框架内制定此类判例法,并确定其对竞争法执法的影响。它的结构如下:第一部分将提供欧洲药品市场结构的概述,包括基本的欧洲监管框架;第二节将审查关于自由流动和药品的判例法;最后一节将详细介绍基本的药品监管框架,自由流动法和竞争法如何相互作用,以确定欧洲药品市场的形状。
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引用次数: 0
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