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A machine learning approach for estimating snow depth across the European Alps from Sentinel-1 imagery 从哨兵-1 图像估算欧洲阿尔卑斯山积雪深度的机器学习方法
IF 11.1 1区 地球科学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-08-27 DOI: 10.1016/j.rse.2024.114369

Seasonal snow plays a crucial role in society and understanding trends in snow depth and mass is essential for making informed decisions about water resources and adaptation to climate change. However, quantifying snow depth in remote, mountainous areas with complex topography remains a significant challenge. The increasing availability of high-resolution synthetic aperture radar (SAR) observations from active microwave satellites has prompted opportunistic use of the data to retrieve snow depth remotely across large spatial and frequent temporal scales and at a high spatial resolution. Nevertheless, these novel SAR-based snow depth retrieval methods face their own set of limitations, including challenges for shallow snowpacks, high vegetation cover, and wet snow conditions. In response, here we introduce a machine learning approach to enhance SAR-based snow depth estimation over the European Alps. By integrating Sentinel-1 SAR imagery, optical snow cover observations, and topographic, forest cover and snow class information, our machine learning retrieval method more accurately estimates snow depth at independent in-situ measurement sites than current methods. Further, our method provides estimates at 100 m horizontal resolution and is capable of better capturing local-scale topography-driven snow depth variability. Through detailed feature importance analysis, we identify optimal conditions for SAR data utilization, thereby providing insight into future use of C-band SAR for snow depth retrieval.

季节性积雪在社会中发挥着至关重要的作用,了解积雪深度和质量的变化趋势对于做出有关水资源和适应气候变化的明智决策至关重要。然而,对地形复杂的偏远山区的积雪深度进行量化仍然是一项重大挑战。有源微波卫星提供的高分辨率合成孔径雷达(SAR)观测数据越来越多,这促使人们不失时机地利用这些数据,以高空间分辨率远程检索大空间尺度和频繁时间尺度的积雪深度。然而,这些基于合成孔径雷达的新型雪深检索方法也面临着自身的一系列局限性,包括对浅积雪、高植被覆盖和湿雪条件的挑战。为此,我们在此介绍一种机器学习方法,以增强基于合成孔径雷达的欧洲阿尔卑斯山雪深估算。通过整合 Sentinel-1 SAR 图像、光学积雪观测数据以及地形、森林覆盖和积雪等级信息,我们的机器学习检索方法能比现有方法更准确地估算出独立原地测量点的积雪深度。此外,我们的方法还能提供 100 米水平分辨率的估算值,并能更好地捕捉局部尺度地形导致的雪深变化。通过详细的特征重要性分析,我们确定了利用合成孔径雷达数据的最佳条件,从而为未来利用 C 波段合成孔径雷达进行雪深检索提供了启示。
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引用次数: 0
Urbanization-induced spatial and temporal patterns of local drought revealed by high-resolution fused remotely sensed datasets 高分辨率融合遥感数据集揭示的城市化诱发的地方干旱时空模式
IF 11.1 1区 地球科学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-08-24 DOI: 10.1016/j.rse.2024.114378

Urbanization has exerted considerable impacts on urban water systems and ecological environments, yet its effects on local meteorological drought remain under-explored. The primary challenge to local-scale drought analysis is the scarcity of meteorological datasets with sufficient spatial and temporal resolution. To address the research gap, we initially proposed a two-step fusion framework, integrating both surface (i.e., gridded data)-surface and point (i.e., in-situ data)-surface fusion. The framework was applied to generate daily precipitation and average/maximum/minimum air temperature at a 1 km resolution through the integration of high-resolution remotely sensed datasets across the Yangtze River Basin (YRB), China. The final fused data demonstrated excellent performance, achieving a PCC (RMSE) of 0.806 (5.414 mm/day), 0.993 (1.138 °C), 0.987 (1.443 °C), and 0.988 (1.376 °C) for precipitation and average/maximum/minimum air temperature, respectively. A comparison of our fused data with CPC, ERA5-Land, CMFD, CHIRPS, IMERG, and TMPA products confirmed its capability in capturing local-scale meteorological dynamics by improving spatial resolution from 0.1°-0.25° to 1 km. Utilizing these high-resolution datasets, we quantified urbanization's impacts on local drought across 52 major cities in the YRB. We found that urbanization significantly magnified extreme Standardized Precipitation Evapotranspiration Index (SPEI) and drought severity in 69.2% and 61.5% of these cities, respectively. The effects of urbanization on extreme SPEI were amplified by the increase of urbanization rates, with a slope of −0.24 (p < 0.05). To further examine the spatial patterns of urbanization-induced local drought, we proposed a drought spatial field identification method, utilizing it in three representative urban regions: Chengdu, Wuhan, and the Yangtze River Delta. Our findings revealed that urbanization led to more intense peak drought intensity and average drought severity. In addition, urban drought fields showed lower effective radius, indicating more concentrated drought towards urban regions. While urbanization is projected to continue alongside rapid population growth in the future, the advanced application of remote sensing data and technology in this study not only improves our understanding of urban water resource challenges but also equips urban planners with the necessary data to develop effective drought mitigation strategies.

城市化对城市水系统和生态环境产生了巨大影响,但其对当地气象干旱的影响仍未得到充分探索。地方尺度干旱分析面临的主要挑战是缺乏具有足够时空分辨率的气象数据集。为解决这一研究空白,我们最初提出了一个两步融合框架,将面(即网格数据)-面和点(即原位数据)-面融合在一起。通过整合中国长江流域(YRB)的高分辨率遥感数据集,该框架被应用于生成 1 公里分辨率的日降水量和平均/最高/最低气温。最终的融合数据表现优异,降水和平均/最高/最低气温的 PCC(RMSE)分别为 0.806(5.414 毫米/天)、0.993(1.138 °C)、0.987(1.443 °C)和 0.988(1.376 °C)。通过将我们的融合数据与 CPC、ERA5-Land、CMFD、CHIRPS、IMERG 和 TMPA 产品进行比较,证实了通过将空间分辨率从 0.1°-0.25°提高到 1 公里,我们能够捕捉局地尺度的气象动态。利用这些高分辨率数据集,我们对长三角地区 52 个主要城市的城市化对当地干旱的影响进行了量化。我们发现,在这些城市中,分别有 69.2% 和 61.5% 的城市化明显加剧了极端标准化降水蒸散指数(SPEI)和干旱严重程度。城市化对极端标准降水蒸发指数的影响随着城市化率的增加而放大,斜率为-0.24(p <0.05)。为了进一步研究城市化诱发局地干旱的空间模式,我们提出了干旱空间场识别方法,并将其应用于三个具有代表性的城市地区:我们提出了干旱空间场识别方法,并将其应用于成都、武汉和长江三角洲三个具有代表性的城市地区。研究结果表明,城市化导致干旱峰值强度和平均干旱严重程度更强。此外,城市旱田的有效半径较低,表明干旱更集中于城市地区。预计未来城市化将伴随着人口的快速增长而持续,本研究中遥感数据和技术的先进应用不仅提高了我们对城市水资源挑战的认识,还为城市规划者制定有效的干旱缓解战略提供了必要的数据。
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引用次数: 0
Increase in gross primary production of boreal forests balanced out by increase in ecosystem respiration 北方森林初级生产总量的增加被生态系统呼吸作用的增加所抵消
IF 11.1 1区 地球科学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-08-24 DOI: 10.1016/j.rse.2024.114376

Changes in the net carbon sink of boreal forests constitute a major source of uncertainty in the future global carbon budget and, hence, climate change projections. The annual net ecosystem exchange of carbon dioxide (CO2) controlling the terrestrial carbon stock results from the small difference between respiratory CO2 release and the photosynthetic CO2 uptake by vegetation. The boreal forest, and the boreal biome in general, is regarded as a persistent and even increasing net carbon sink. However, decreases in photosynthetic CO2 uptake and/or concurrent increases in respiratory CO2 release under a changing climate may turn boreal forests from a net sink to a net source of CO2. Here, we assessed the interannual variability of the boreal forest net CO2 sink-source strength and its two component fluxes from 1981 to 2018. Our remote sensing approach - trained by net CO2 flux observations at eddy covariance sites across the circumpolar boreal forests - employs satellite-derived retrievals of snowmelt timing, landscape freeze-thaw status, and yearly maximum estimates of the normalized difference vegetation index as a proxy for peak vegetation productivity. Our results suggest that for the period 2000–2018, the mean annual evergreen boreal forest CO2 photosynthetic uptake (gross primary productivity) was 2.8±0.2 Pg C y−1 (1.6±0.1 Pg C y−1 for Eurasia and 1.2±0.1 Pg C y−1 for North America). In contrast to earlier studies results obtained here do not indicate a clear increasing trend in the circumpolar evergreen boreal forest CO2 sink. The increase in photosynthetic CO2 uptake is compensated by increasing respiratory releases with both component fluxes showing considerable interannual variabilities.

北方森林净碳汇的变化是未来全球碳预算以及气候变化预测不确定性的主要来源。控制陆地碳储量的二氧化碳(CO2)年度生态系统净交换量来自植被呼吸作用释放的二氧化碳与光合作用吸收的二氧化碳之间的微小差异。北方森林,乃至整个北方生物群落,被认为是一个持续甚至不断增加的净碳汇。然而,在不断变化的气候条件下,光合作用二氧化碳吸收量的减少和/或同时呼吸作用二氧化碳释放量的增加可能会使北方森林从二氧化碳的净吸收汇变为净排放源。在此,我们评估了 1981 年至 2018 年北方森林二氧化碳净汇-源强度及其两个通量组成部分的年际变化。我们的遥感方法--由整个环北极北方森林涡度协方差站点的二氧化碳净通量观测所训练--采用了从卫星获取的融雪时间检索、景观冻融状态以及归一化差异植被指数的年度最大估计值,作为植被生产力峰值的替代指标。我们的研究结果表明,在 2000-2018 年期间,北方常绿林年平均二氧化碳光合吸收量(总初级生产力)为 2.8±0.2 Pg C y-1(欧亚大陆为 1.6±0.1 Pg C y-1,北美为 1.2±0.1 Pg C y-1)。与之前的研究不同,本文的研究结果并未表明环北极常绿北方森林二氧化碳汇有明显的增加趋势。光合作用二氧化碳吸收量的增加得到了呼吸作用释放量增加的补偿,这两个通量的年际变化很大。
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引用次数: 0
An efficient and generalisable approach for mapping paddy rice fields based on their unique spectra during the transplanting period leveraging the CIE colour space 利用 CIE 色彩空间,根据插秧期间水稻田的独特光谱绘制水稻田地图的高效且可推广的方法
IF 11.1 1区 地球科学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-08-24 DOI: 10.1016/j.rse.2024.114381

As one of the most important staple foods globally, rice sustains nearly half of the world's population. Accurate and timely paddy rice mapping is, thus, essential for rice-related policy-making to ensure food security in the context of anthropogenic, environmental and climate changes. However, paddy rice mapping remains a challenging task since it usually has similar spectral characteristics to other land covers. In this research, for the first time, an entirely new approach, called RiceTColour, was proposed for mapping rice fields within the Commission Internationale de l'Eclairage (CIE) colour space based on their unique spectra during the rice transplanting period as observed in remotely sensed imagery. We demonstrate that transplanted rice fields, representing a mixture of soil, water and rice seedlings, consistently exhibit relatively low spectral values in both SWIR and NIR bands across various geographical locations, leading to their unique dark green colours in the false-colour image composed of SWIR, NIR and Red bands. Based upon this, we transformed these three spectral bands into the CIE colour space where paddy rice was found to be readily and completely separated from the other land covers. Straightforward, but specific classification criteria were established within the CIE colour space to differentiate paddy rice from the other land covers. The proposed RiceTColour, thus, represents a new approach for paddy rice identification, that is mapping paddy rice using the CIE colour space based upon the previous underexplored remotely sensed spectra of paddy fields during the transplanting season. The effectiveness of the proposed method was investigated over five rice-planting regions distributed across different geographical regions, characterised by different climates, rice cropping intensities, irrigation schemes and cultural practices. Specifically, the mapping criteria established in a training site (S1) were directly generalised to the other four sites (S2 to S5) for paddy rice mapping. Experimental results demonstrated that the RiceTColour method consistently achieved the most accurate and balanced classifications across all five sites compared with four benchmark comparators: a SAR-based method, an index-based method and two supervised classifier-based methods. In particular, the RiceTColour method performed relatively stable, producing an overall accuracy exceeding 95% in the training site (S1) as well as the four generalised sites (S2 to S5), which is an encouraging result. Such efficient yet stable rice mapping results across various rice-planting regions suggest a very strong generalisation capability of the proposed RiceTColour method. In consideration of the relatively large planting area of paddy rice fields globally, the proposed parameter-free, efficient, and generalisable RiceTColour method, thus, holds great potential for widespread application in various rice-planting areas worldwide.

作为全球最重要的主食之一,水稻养活了世界近一半的人口。因此,在人为、环境和气候变化的背景下,准确及时的水稻测绘对于制定水稻相关政策以确保粮食安全至关重要。然而,由于水稻通常具有与其他土地覆被相似的光谱特征,因此水稻绘图仍然是一项具有挑战性的任务。本研究首次提出了一种名为 "RiceTColour "的全新方法,根据遥感图像中观测到的水稻插秧期间的独特光谱,在国际照明委员会(CIE)色彩空间内绘制水稻田地图。我们证明,代表土壤、水和秧苗混合物的移栽稻田在不同地理位置的 SWIR 和 NIR 波段中始终表现出相对较低的光谱值,从而在由 SWIR、NIR 和红色波段组成的假彩色图像中呈现出独特的深绿色。在此基础上,我们将这三个光谱波段转换到 CIE 色彩空间,发现水稻很容易与其他土地覆盖物完全区分开来。我们在 CIE 色彩空间中建立了简单而具体的分类标准,以区分水稻和其他土地植被。因此,拟议的 RiceTColour 是水稻识别的一种新方法,即根据以前未充分开发的插秧季节水稻田遥感光谱,利用 CIE 色彩空间绘制水稻地图。对分布在不同地理区域的五个水稻种植区进行了研究,这些区域的气候、水稻种植密度、灌溉计划和文化习俗各不相同。具体而言,在一个培训点(S1)建立的绘图标准被直接推广到其他四个地点(S2 至 S5),用于水稻绘图。实验结果表明,与四种基准比较方法(一种基于合成孔径雷达的方法、一种基于指数的方法和两种基于监督分类器的方法)相比,RiceTColour 方法在所有五个地点都实现了最准确、最均衡的分类。特别是,RiceTColour 方法表现相对稳定,在训练点(S1)和四个通用点(S2 至 S5)的总体准确率超过 95%,这是一个令人鼓舞的结果。在不同的水稻种植区都能取得如此高效而稳定的水稻测绘结果,表明所提出的 RiceTColour 方法具有很强的泛化能力。考虑到全球水稻田的种植面积相对较大,所提出的无参数、高效、可泛化的 RiceTColour 方法具有在全球各水稻种植区广泛应用的巨大潜力。
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引用次数: 0
Mapping aboveground biomass in Indonesian lowland forests using GEDI and hierarchical models 利用 GEDI 和分层模型绘制印度尼西亚低地森林的地上生物量图
IF 11.1 1区 地球科学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-08-23 DOI: 10.1016/j.rse.2024.114384

Spaceborne lidar (light detection and ranging) instruments such as the Global Ecosystem Dynamics Investigation (GEDI) provide a unique opportunity for global forest inventory by generating broad-scale measurements sensitive to the vertical arrangement of plant matter as a supplement to in situ measurements. Lidar measurables are not directly relatable to most physical attributes of interest, including biomass, and therefore must be related through statistical models. Further, GEDI observations are not spatially complete, necessitating methods to convert the incomplete samples to predictions of area averages/totals. Such methods can face challenges in equatorial and persistently cloudy areas, such as Indonesia, where the density of quality observations is diminished. We developed and implemented a hierarchical model to produce gap-free maps of aboveground biomass density (AGBD) at various resolutions within the lowlands of Jambi province, Indonesia. A biomass model was trained between local field plots and a metric from GEDI waveforms simulated with coincident airborne laser scanning (ALS) data. After selecting a locally suitable ground-finding algorithm setting, we trained an error model depicting the discrepancies between the simulated and GEDI-observed waveforms. Finally, a geostatistical model was used to model the spatial distribution of the on-orbit GEDI observations. These three models were nested into a single hierarchical model, relating the spatial distribution of GEDI observations to field-measured AGBD. The model allows spatially complete predictions at arbitrary resolutions while accounting for uncertainties at each stage of the relationship. The model uncertainties were low relative to the predicted biomass, with a median relative standard deviation of 8% at the 1 km resolution and 26% at the 100 m resolution. The spatially consistent information on AGBD provided by our model is beneficial in support of sustainable forest management, carbon sequestration initiatives and the mitigation of climate change. This is particularly relevant in a dynamic tropical landscape like Jambi, Indonesia in order to understand the impacts of land-use transformations from forests to cash crops like oil palm and rubber. More generally, we advocate for the use of hierarchical models as a framework to account for multiple stages of relationships between field and sensor data and to provide reliable uncertainty audits for final predictions.

空间激光雷达(光探测和测距)仪器,如全球生态系统动态调查(GEDI),通过产生对植物物质垂直排列敏感的大范围测量值,作为测量的补充,为全球森林资源清查提供了一个独特的机会。激光雷达测量值无法直接与包括生物量在内的大多数相关物理属性相关联,因此必须通过统计模型进行关联。此外,全球环境与发展指数的观测数据在空间上并不完整,因此必须采用方法将不完整的样本转换为预测区域平均值/总值。在印尼等赤道地区和持续多云地区,这种方法可能会面临挑战,因为在这些地区,高质量观测数据的密度会降低。我们开发并实施了一个分层模型,在印尼占碑省的低洼地区以不同的分辨率绘制无间隙的地上生物量密度(AGBD)地图。生物量模型是在当地的实地地块和通过机载激光扫描(ALS)数据模拟的 GEDI 波形中训练出来的。在选择了适合当地的寻地算法设置后,我们训练了一个误差模型,描述了模拟波形与 GEDI 观测波形之间的差异。最后,我们使用一个地质统计模型来模拟在轨 GEDI 观测数据的空间分布。这三个模型被嵌套到一个单一的分层模型中,将 GEDI 观测数据的空间分布与实地测量的 AGBD 联系起来。该模型允许在任意分辨率下进行完整的空间预测,同时考虑到关系中每个阶段的不确定性。相对于预测生物量而言,模型的不确定性较低,1 公里分辨率下的中位相对标准偏差为 8%,100 米分辨率下的中位相对标准偏差为 26%。我们的模型提供了空间上一致的 AGBD 信息,有利于支持可持续森林管理、碳固存计划和减缓气候变化。这对于印尼占碑这样一个充满活力的热带地区尤为重要,有助于了解从森林到油棕和橡胶等经济作物的土地利用转变所带来的影响。更广泛地说,我们主张使用分层模型作为框架,以考虑实地数据和传感器数据之间的多阶段关系,并为最终预测提供可靠的不确定性审计。
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引用次数: 0
A novel AMSR2 retrieval algorithm for global C-band vegetation optical depth and soil moisture (AMSR2 IB): Parameters' calibration, evaluation and inter-comparison 针对全球 C 波段植被光学深度和土壤湿度的新型 AMSR2 检索算法(AMSR2 IB):参数校准、评估和相互比较
IF 11.1 1区 地球科学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-08-22 DOI: 10.1016/j.rse.2024.114370

Effective monitoring of soil and vegetation properties on a global scale is essential for better understanding climate changes, hydrological dynamics, and ecological processes. Passive microwave remote sensing at C-band radio frequency, with long observation period and relatively high penetration capability, has been widely used to retrieve soil moisture (SM) and vegetation optical depth (C-VOD). The retrieval process is generally achieved by inversion of the τ-ω radiative transfer model, which depends on crucial parameters such as effective scattering albedo (ω) and soil roughness (HR) for accurate retrievals. Current SM/C-VOD retrieval algorithms, such as the Land Parameter Retrieval Model (LPRM), predominantly rely on globally-constant ω and HR values, ignoring the inherent sensitivity of those parameters to varying soil conditions and vegetation types. To evaluate the impact of ω and HR variables on SM and C-VOD retrievals and to improve their accuracy, this study proposed and evaluated a novel retrieval approach from AMSR2 C-band observations during 2017–2020 using the C-band Microwave Emission of the Biosphere (C-MEB) model. We evaluated two new retrieval algorithms, considering either a globally-constant calibration or a land cover-based calibration of ω and HR. As a benchmark for the calibration, we optimized the values of ω and HR by evaluating the retrieved SM against in situ measurements from the International Soil Moisture Network (ISMN) and OzNet hydrological monitoring networks. The main originality compared to previous algorithms is that i) it includes a comprehensive calibration exploring the optimal values of ω and HR, applicable globally or tailored to specific land cover; ii) field SM measurements were leveraged to constrain the calibrated value of ω and HR.

For the globally-constant calibration, the optimal values of ω = 0.05 and HR = 0.1 were found to yield the best results. For the land cover-based calibration, an inverse relationship between ω/HR and canopy height was observed, with ω ranging from 0.04 to 0.06 and HR ranging from 0.1 to 0.7 for heights between 0 and 30 m. The algorithm employing a land cover-based calibration (INRAE Bordeaux 2, IB2) exhibited better performance than the one utilizing a globally-constant calibration (INRAE Bordeaux 1, IB1) in evaluating retrieved SM against in situ measurements, as well as in evaluating C-VOD vs various vegetation variables including aboveground biomass (AGB), tree cover, canopy height and several optical vegetation indices. Comparison with LPRM suggested that our IB2 C-VOD retrievals present improved performances in terms of both spatial and temporal results with all considered vegetation variables (spatial correlation (R) between various vegetation variables and C-VOD of 0.76–0.83 for IB2 vs 0.69–0.79 for LPRM), and exhibited lower saturation effects

在全球范围内有效监测土壤和植被特性对于更好地了解气候变化、水文动态和生态过程至关重要。C 波段射频被动微波遥感具有观测周期长、穿透能力相对较强的特点,已被广泛用于土壤水分(SM)和植被光学深度(C-VOD)的探测。检索过程通常是通过反演τ-ω 辐射传递模型来实现的,而该模型的精确检索取决于有效散射反照率(ω)和土壤粗糙度(HR)等关键参数。目前的 SM/C-VOD 检索算法,如陆地参数检索模型(LPRM),主要依赖于全球恒定的 ω 和 HR 值,忽略了这些参数对不同土壤条件和植被类型的内在敏感性。为了评估ω和HR变量对SM和C-VOD检索的影响并提高其准确性,本研究提出并评估了一种利用C波段生物圈微波发射(C-MEB)模式从2017-2020年AMSR2 C波段观测数据进行检索的新方法。我们评估了两种新的检索算法,既考虑了全球恒定校准,也考虑了基于陆地覆盖的ω和HR校准。作为校准的基准,我们根据国际土壤水分网络(ISMN)和 OzNet 水文监测网络的实地测量结果,对检索到的 SM 进行了评估,从而优化了 ω 和 HR 值。与以前的算法相比,该算法的主要独创性在于:i) 它包括一个探索 ω 和 HR 最佳值的综合校准,适用于全球或特定土地覆盖;ii) 利用实地土壤水分测量来限制 ω 和 HR 的校准值。在基于土地覆被的校准中,ω/HR 与冠层高度之间呈反比关系,冠层高度在 0 至 30 米之间时,ω在 0.04 至 0.06 之间,HR 在 0.1 至 0.7 之间。在根据原位测量结果评估检索到的 SM 以及评估 C-VOD 与各种植被变量(包括地上生物量 (AGB)、树木覆盖度、冠层高度和几种光学植被指数)的关系时,采用基于土地覆被的校准算法(INRAE Bordeaux 2,IB2)比采用全球恒定校准的算法(INRAE Bordeaux 1,IB1)表现出更好的性能。与 LPRM 相比,我们的 IB2 C-VOD 检索在所有考虑的植被变量的空间和时间结果方面都有改进(IB2 的各种植被变量与 C-VOD 之间的空间相关性(R)为 0.76-0.83,LPRM 为 0.69-0.79),与 AGB 相比,饱和效应较低。此外,与原位测量相比,IB2 SM 产生的均方根误差(RMSE)(0.147 vs 0.217 m3/m3)、偏差(-0.03 vs 0.09 m3/m3)和超均方根误差(ubRMSE)(0.066 vs 0.067 m3/m3)均较低,但与 LPRM SM 相比,R 值较低。
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引用次数: 0
Deep residual fully connected network for GNSS-R wind speed retrieval and its interpretation 用于 GNSS-R 风速检索的深度残差全连接网络及其解释
IF 11.1 1区 地球科学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-08-22 DOI: 10.1016/j.rse.2024.114375

Global navigation satellite system reflectometry (GNSS-R) has emerged as a new technique to provide L-band bistatic measurements for ocean wind speed retrieval, in which traditional geophysical model functions (GMFs) or shallow neural networks (NNs) are normally used. However, it is still challenging to identify and consider all relevant parameters in the GMF. Meanwhile, NN models face limitations due to the degradation problem, which restricts their depth and consequently their performance. Furthermore, the interpretation of NN models for GNSS-R wind retrieval is another issue. To this end, we propose a residual fully connected network (RFCN) fusing auxiliary information such as geometry, receiver gain, significant wave height, and current speed with track-wise corrected σ0. Referred to the European Centre for Medium-Range Weather Forecast (ECMWF) ERA5 wind product, the root mean square error (RMSE) and bias of RFCN winds are 1.031 m/s and -0.0003 m/s, respectively, with a 6% improvement in RMSE compared to debiased NOAA Cyclone Global Navigation Satellite System (CYGNSS) Version 1.2 (V1.2) wind speed retrieval. Moreover, in an intertropical convergence zone (ITCZ) area with large current speeds, the RMSE and bias are 1.006 m/s and -0.022 m/s: an improvement of 11.6% and 87.9% compared to debiased NOAA CYGNSS V1.2 winds. The bias ‘strips’ in these areas are nearly eliminated. Daily averaged error analyses also demonstrate that RFCN winds are more robust and consistent with ECMWF winds. For wind speeds larger than 20 m/s, referred to Soil Moisture Active Passive (SMAP) Level 3 final wind products, the RMSE and bias of fine-tuning RFCN (FT_RFCN) winds are reduced by 25.7% and 91.5% compared to NOAA winds. Finally, the RMSE and bias of retrievals in tropical cyclones, measured by Stepped Frequency Microwave Radiometer (SFMR) during 2021-2022, reveal an improvement of 3.5% and 21.2% compared to NOAA winds. Through SHapley Additive exPlanations (SHAP) models developed for RFCN and FT_RFCN, the contribution of each feature is quantitatively evaluated, while providing insights into their interactions within the ‘black-box’ NN models with clear physical meanings.

全球导航卫星系统反射测量(GNSS-R)已成为一种新技术,可为海洋风速检索提供 L 波段双向测量,通常使用传统的地球物理模型函数(GMF)或浅层神经网络(NN)。然而,在 GMF 中识别和考虑所有相关参数仍具有挑战性。同时,由于退化问题,神经网络模型面临着局限性,这限制了其深度,进而限制了其性能。此外,如何解释用于 GNSS-R 风检索的 NN 模型是另一个问题。为此,我们提出了一种残差全连接网络(RFCN),它融合了几何形状、接收器增益、显著波高和海流速度等辅助信息,并具有轨迹校正σ0。参考欧洲中期天气预报中心(ECMWF)ERA5 风产品,RFCN 风的均方根误差(RMSE)和偏差分别为 1.031 米/秒和-0.0003 米/秒,与有偏差的 NOAA 气旋全球导航卫星系统(CYGNSS)1.2 版(V1.2)风速检索相比,均方根误差提高了 6%。此外,在具有较大流速的热带辐合带(ITCZ)区域,均方根误差和偏差分别为 1.006 米/秒和-0.022 米/秒:与经过去噪的 NOAA CYGNSS V1.2 版风速相比,分别提高了 11.6% 和 87.9%。这些区域的偏差 "条纹 "几乎消除。日平均误差分析也表明,RFCN 风更稳定,与 ECMWF 风更一致。对于大于 20 米/秒的风速,即土壤水分主动被动(SMAP)第 3 级最终风产品,与 NOAA 风相比,微调 RFCN(FT_RFCN)风的均方根误差和偏差分别减少了 25.7% 和 91.5%。最后,2021-2022 年期间由步进频率微波辐射计(SFMR)测量的热带气旋检索的均方根误差和偏差与 NOAA 风相比分别提高了 3.5%和 21.2%。通过为 RFCN 和 FT_RFCN 开发的 SHapley Additive exPlanations(SHAP)模型,对每个特征的贡献进行了定量评估,同时深入分析了它们在具有明确物理意义的 "黑箱 "NN 模型中的相互作用。
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引用次数: 0
Extended aerosol and surface characterization from S5P/TROPOMI with GRASP algorithm. Part II: Global validation and Intercomparison 利用 GRASP 算法从 S5P/TROPOMI 扩展气溶胶和地表特征。第二部分:全球验证和相互比较
IF 11.1 1区 地球科学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-08-20 DOI: 10.1016/j.rse.2024.114374

This paper is the second part of companion papers describing the development of GRASP approach for aerosol and surface retrieval from Sentinel-5P/TROPOMI. Here we focus on the S5P/TROPOMI GRASP aerosol and surface products global validation and systematic intercomparison with other products from independent instruments and algorithms. Specifically, we have validated the S5P/TROPOMI GRASP, Suomi-NPP/VIIRS DB and MODIS/TERRA DT + DB aerosol products with the ground-based AERONET referenced measurements using the same methodology and intercompare the validation results. In addition, the global pixel-to-pixel intercomparisons of the aerosol products (AOD, fine/coarse mode AOD and SSA) are performed over different surfaces, i.e., ocean and land surface with different NDVIs. Besides, we compared the S5P/TROPOMI GRASP, MODIS MCD43 surface BRDF/albedo as well as OMI, GOME-2 and SCIAMACHY Lambertian-Equivalent Reflectivity (LER) albedo climatology developed by Royal Netherlands Meteorological Institute (KNMI) with the surface reference dataset generated based on the synergetic retrieval of AERONET and S5P/TROPOMI measurements. Finally, the intercomparisons of the surface BRDF and albedo datasets were performed globally at the UV, VIS, NIR and SWIR parts of the spectrum. Overall, generally good agreement was observed between independent aerosol and surface datasets with a high percentage of pixels satisfying the Optimal and Target requirements. We would emphasize two advantages for TROPOMI/GRASP aerosol and surface products: (i) it provides spectral AOD together with detailed aerosol properties, such as fine/coarse mode AOD, spectral AAOD and SSA at UV, VIS, NIR and SWIR wavelengths, which are important for constraining aerosol environmental and climate effects; (ii) the TROPOMI/GRASP aerosol and surface products are globally retrieved simultaneously in a fully consistent manner.

本文是描述用于 Sentinel-5P/TROPOMI 气溶胶和地表检索的 GRASP 方法开发的配套论文的第二部分。在这里,我们重点介绍 S5P/TROPOMI GRASP 气溶胶和地表产品的全球验证以及与其他独立仪器和算法产品的系统性相互比较。具体而言,我们采用相同的方法,将 S5P/TROPOMI GRASP、Suomi-NPP/VIIRS DB 和 MODIS/TERRA DT + DB 气溶胶产品与地面 AERONET 参考测量结果进行了验证,并对验证结果进行了相互比较。此外,还对不同表面(即具有不同 NDVI 的海洋和陆地表面)的气溶胶产品(AOD、细/粗模式 AOD 和 SSA)进行了全球像素间的相互比较。此外,我们还将荷兰皇家气象研究所(KNMI)开发的 S5P/TROPOMI GRASP、MODIS MCD43 地表 BRDF/albedo 以及 OMI、GOME-2 和 SCIAMACHY 朗伯等效反射率(LER)反照率气候学与根据 AERONET 和 S5P/TROPOMI 测量的协同检索生成的地表参考数据集进行了比较。最后,在光谱的紫外线、可见光、近红外和西南红外部分,在全球范围内对地表 BRDF 和反照率数据集进行了相互比较。总体而言,独立气溶胶数据集和地表数据集之间的一致性很好,满足最佳和目标要求的像素比例很高。我们要强调 TROPOMI/GRASP 气溶胶和地表产品的两个优势:(i) 它提供了光谱 AOD 以及详细的气溶胶特性,如紫外、可见光、近红外和 西南红外波长的细/粗模式 AOD、光谱 AAOD 和 SSA,这对制约气溶胶的环境和气候效应很 重要;(ii) TROPOMI/GRASP 气溶胶和地表产品是以完全一致的方式在全球同时检索的。
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引用次数: 0
Decorrelation rate and daily cycle in sub-daily time series of SAR coherence amplitude 合成孔径雷达相干振幅亚日时间序列中的去相关率和日周期
IF 11.1 1区 地球科学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-08-20 DOI: 10.1016/j.rse.2024.114358

A dataset of sub-daily C-band data, acquired with a ground-based synthetic aperture radar, has been used to study soil and vegetation dynamics during a complete growing season in a controlled agricultural test site. The data have been exploited to analyse the rate and sources of decorrelation in the scene, as well as the consequences of the observation conditions of a sub-daily satellite (with either low, medium or geosynchronous orbit): short revisit times, availability of multiple acquisitions during a single day, and shallow observations at some incidence angles. Repeat-pass coherence is found to be less affected by temporal decorrelation when the primary image is acquired during nighttime or the last hours predawn. Regarding the incidence angle, VV has increased sensitivity to certain phenological stages as the incidence angle increases. Additionally, a periodic oscillation on a sub-daily scale is observed when creating coherence time series with increasing temporal baseline. Factors which strongly contribute to these oscillations are the daily cycles of temperature, soil moisture and vegetation water dynamics.

利用地基合成孔径雷达获取的亚日 C 波段数据集,研究了在一个受控农业试验场 一个完整生长季节的土壤和植被动态。利用这些数据分析了场景中去相关性的速率和来源,以及亚日卫星(低轨道、中轨道或地球同步轨道)观测条件的后果:短重访时间、单日多次采集以及某些入射角观测较浅。当主图像是在夜间或黎明前最后几个小时获取时,重复相干性受时间相关性的影响较小。在入射角度方面,随着入射角度的增加,VV 对某些物候阶段的敏感度也会增加。此外,在创建相干时间序列时,随着时间基线的增加,会观察到亚日尺度的周期性振荡。造成这些振荡的主要因素是温度、土壤湿度和植被水分动态的日周期。
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引用次数: 0
Bridging spatio-temporal discontinuities in global soil moisture mapping by coupling physics in deep learning 通过深度学习中的物理耦合,弥合全球土壤水分绘图中的时空不连续性
IF 11.1 1区 地球科学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-08-20 DOI: 10.1016/j.rse.2024.114371

The launch of Soil Moisture Active Passive (SMAP) satellite in 2015 has resulted in significant achievements in global soil moisture mapping. Nonetheless, spatiotemporal discontinuities in the soil moisture products have arisen due to the limitations of its orbit scanning gap and retrieval algorithms. To address these issues, this paper presents a physics-constrained gap-filling method, PhyFill for short. The PhyFill method employs a partial convolutional neural network technique to explore spatial domain features of the original SMAP soil moisture data. Then, it incorporates variations in soil moisture induced by precipitation events and dry-down events as penalty terms in the loss function, thereby accounting for monotonicity and boundary constraints in the physical processes governing the dynamic fluctuations of soil moisture. The PhyFill model was applied to SMAP soil moisture data, resulting in continuous spatially daily soil moisture data on a global scale. Three validation strategies are employed: visual inspection through global pattern, simulated missing-region validation, and soil moisture validation with in situ measurements. The results indicated that the reconstructed soil moisture achieved a higher spatial coverage with satisfactory spatial continuity with neighbouring pixels. The simulated validation of the missing regions revealed that the averaged unbiased root mean square difference (ubRMSD) and correlation coefficient (R) were 0.01 m3/m3 and 0.99, respectively versus the gap filled SMAP product. The core validation sites demonstrated that the reconstructed soil moisture data has a consistent ubRMSD compared with the original SMAP soil moisture data (0.04 m3/m3 vs. 0.04 m3/m3). The PhyFill method can generate globally continuous, high accurate soil moisture estimates, providing remarkable support for advanced hydrological applications, e.g., global soil moisture dry-down events and patterns.

2015年发射的土壤水分主动被动(SMAP)卫星在全球土壤水分测绘方面取得了重大成就。然而,由于其轨道扫描间隙和检索算法的限制,土壤水分产品出现了时空不连续性。为了解决这些问题,本文提出了一种物理约束的间隙填充方法,简称 PhyFill。PhyFill 方法采用部分卷积神经网络技术来探索原始 SMAP 土壤水分数据的空间域特征。然后,它将降水事件和干缩事件引起的土壤水分变化作为损失函数中的惩罚项,从而考虑土壤水分动态波动物理过程中的单调性和边界约束。PhyFill 模型应用于 SMAP 土壤水分数据,从而获得了全球范围内连续的空间日土壤水分数据。采用了三种验证策略:通过全球模式进行目视检查、模拟缺失区域验证以及利用原位测量进行土壤水分验证。结果表明,重建的土壤水分具有较高的空间覆盖率,与邻近像素的空间连续性令人满意。对缺失区域的模拟验证表明,与填补空白的 SMAP 产品相比,平均无偏均方根差(ubRMSD)和相关系数(R)分别为 0.01 立方米/立方米和 0.99。核心验证点表明,与原始 SMAP 土壤水分数据相比,重建的土壤水分数据具有一致的 ubRMSD(0.04 立方米/立方米对 0.04 立方米/立方米)。PhyFill 方法可生成全球连续、高精度的土壤水分估算值,为高级水文应用(如全球土壤水分干缩事件和模式)提供了重要支持。
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引用次数: 0
期刊
Remote Sensing of Environment
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