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Designing Investment Dispute Settlement à la Carte: Insights from Comparative Institutional Design Analysis 从比较制度设计分析看卡特尔的投资争端解决
IF 0.5 Q3 Social Sciences Pub Date : 2020-02-07 DOI: 10.2139/ssrn.3519259
S. Schill, G. Vidigal
The multilateral expression of the desire to reform investor-state dispute settlement (ISDS) at the United Nations Commission on International Trade Law (UNCITRAL) obscures the diverging preferences states have in respect of which future dispute settlement model to adopt. In order to garner broad acceptability, this article proposes that the reformed system could be designed as “dispute settlement à la carte”, with a Multilateral Investment Court coexisting with other forms of dispute resolution under the umbrella of one multilateral institution. With a view to showing that such a system is feasible, this article draws on comparative institutional design analysis, that is, a comparative assessment of dispute settlement design features across different international dispute settlement systems. This approach helps to explore what institutional design features are a useful source of inspiration for a future investment dispute settlement system that preserves flexibility for states in the choice of their preferred means of adjudication, while safeguarding legal certainty and promoting coherence in investment dispute settlement.
联合国国际贸易法委员会(UNCITRAL)多边表达了改革投资者与国家争端解决的愿望,这掩盖了各国在未来采用哪种争端解决模式方面的不同偏好。为了获得广泛的接受,本文建议,改革后的制度可以设计为“按单解决争端”,在一个多边机构的保护伞下,多边投资法院与其他形式的争端解决共存。为了表明这种制度是可行的,本文借鉴了比较制度设计分析,即对不同国际争端解决制度的争端解决设计特征进行比较评估。这种方法有助于探索哪些制度设计特征是未来投资争端解决系统的有用灵感来源,该系统为各国在选择其首选裁决手段方面保持灵活性,同时保障法律确定性并促进投资争端解决的一致性。
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引用次数: 11
Claims with an Ulterior Purpose: Characterising Disputes Concerning the “Interpretation or Application” of a Treaty 别有用心的主张:关于条约“解释或适用”争端的特征
IF 0.5 Q3 Social Sciences Pub Date : 2020-02-07 DOI: 10.1163/15718034-12341405
Callista Harris
This article considers the approach for determining whether a dispute concerns the “interpretation or application” of a particular treaty, such that it is within the subject-matter jurisdiction of an international court or tribunal. Specifically, the article considers what approach should be taken when claims are presented as concerning the “interpretation or application” of a particular treaty, but involve central issues under rules of international law found outside the treaty in question. The specific argument made in this article is that the approach used in some recent decisions, involving characterising where the “relative weight” of a dispute lies and the “true object” of claims, should not be followed.
本条考虑了确定争端是否涉及某一特定条约的“解释或适用”的方法,从而使其在国际法院或法庭的主题管辖权范围内。具体而言,该条考虑了当索赔涉及某一特定条约的“解释或适用”,但涉及有关条约之外的国际法规则下的核心问题时,应采取何种方法。这篇文章中提出的具体论点是,不应遵循最近一些裁决中使用的方法,包括描述争议的“相对权重”和索赔的“真实对象”。
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引用次数: 3
Au revoir 再会。
IF 0.5 Q3 Social Sciences Pub Date : 2020-02-07 DOI: 10.1163/15718034-12341403
Pierre Bodeau-Livinec
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引用次数: 0
The Conditions for Reform: a Typology of “Backlash” and Lessons for Reform in International Investment Law and Arbitration 改革的条件:“反冲”的类型学与国际投资法与仲裁改革的教训
IF 0.5 Q3 Social Sciences Pub Date : 2020-02-07 DOI: 10.1163/15718034-12341411
G. Dimitropoulos
Understanding the “backlash” it is facing is a necessary condition for a successful reform of international investment law and arbitration. The article develops a typology of backlash in international investment law and arbitration, identifying three main tensions in the field: contractualism vs. unilateralism; economic rationality vs. political rationality; flat world view vs. diverse world view. The article claims that the reform discussion, including at the UNCITRAL level, should be informed by this backlash typology. Two main lessons may be learned, one at the methodological level and one at the substantive level: first, the reform discussion needs to be informed by the study of systems of domestic investment law and policy; second, the reform discussion needs to move beyond its Investor-State Dispute Settlement (ISDS) confines and also include reform of the substantive law and administrative procedures of States and of international treaties.
了解它所面临的“反弹”是成功改革国际投资法和仲裁的必要条件。本文发展了国际投资法和仲裁中的反弹类型,确定了该领域的三个主要紧张关系:合同主义与单边主义;经济理性与政治理性;平面世界观与多样化世界观。这篇文章声称,改革讨论,包括贸易法委员会一级的改革讨论,都应了解这种反弹类型。可以吸取两个主要教训,一个在方法层面,另一个在实质层面:第一,改革讨论需要通过研究国内投资法律和政策体系来进行;其次,改革讨论需要超越投资者-国家争端解决机制的范围,还包括改革国家的实体法和行政程序以及国际条约。
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引用次数: 1
Reforming International Investment Arbitration: an Introduction 国际投资仲裁改革导论
IF 0.5 Q3 Social Sciences Pub Date : 2020-02-07 DOI: 10.1163/15718034-12341406
C. Giorgetti, Laura Létourneau-Tremblay, D. Behn, M. Langford
1 Amongst the first scholarly critiques was Susan D. Franck’s, “The Legitimacy Crisis in Investment Treaty Arbitration: Privatizing Public International Law through Inconsistent Decisions,” 73 Fordham Law Review (2005), 107. For an analysis of the trajectory of the debate, see Malcolm Langford and Daniel Behn, “Managing Backlash: The Evolving Investment Treaty Arbitrator?,” 29(2) European Journal of International Law (2018), 551–580. 2 See e.g. Gus Van Harten, “Arbitrator Behaviour in Asymmetrical Adjudication: An Empirical Study of Investment Treaty Arbitration”, 50 Osgoode Hall Law Journal (2012), 211, 251; Zachary Douglas, “The MFN Clause in Investment Arbitration: Treaty Interpretation off the Rails”, 2 Journal of International Dispute Settlement (2011), 97; George Kahale, “Is Investor-State Arbitration Broken?”, 7 TDM (2012), www.transnational-dispute-management.com, accessed 31 October 2019.
1最早的学术批评是Susan D.Franck的《投资条约仲裁中的合法性危机:通过不一致的决定使国际公法私有化》,73 Fordham Law Review(2005),107。关于辩论轨迹的分析,请参阅Malcolm Langford和Daniel Behn,“管理反弹:不断演变的投资条约仲裁员?”,29(2)《欧洲国际法杂志》(2018),551–580。2参见Gus Van Harten,“不对称裁决中的仲裁员行为:投资条约仲裁的实证研究”,50 Osgoode Hall Law Journal(2012),211251;Zachary Douglas,“投资仲裁中的最惠国条款:偏离轨道的条约解释”,2《国际争端解决杂志》(2011),97;George Kahale,“投资者-国家仲裁破裂了吗?”,7 TDM(2012),www.transnational-dispute-management.com,2019年10月31日访问。
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引用次数: 1
European Legal Culture and WTO Dispute Settlement: Thirty Years of Socio-Legal Transplants from Brussels to Geneva 欧洲法律文化与WTO争端解决——从布鲁塞尔到日内瓦的社会法律移植三十年
IF 0.5 Q3 Social Sciences Pub Date : 2020-01-20 DOI: 10.1163/15718034-12341418
T. Soave
This article argues that the legal culture of EC/EU institutions has made a significant contribution to the ethos, the style, and the tone of WTO dispute settlement bodies. Areas of alignment between the two regimes include the self-perceived role of adjudicators vis-à-vis their political environment and the jurisprudence on the ‘necessity’ of non-trade measures. Based on these premises, the article traces some of the social and professional pathways through which European sensibilities and perspectives have found their way from Brussels (and Luxembourg) to Geneva. In particular, it describes the convergent trajectories of the EC/EU and the GATT/WTO professional communities. The goal of the analysis is to provide a fresh outlook on the ongoing diplomatic stalemate surrounding the future of the Appellate Body and WTO dispute settlement at large.
本文认为,欧共体/欧盟机构的法律文化对WTO争端解决机构的精神、风格和基调做出了重大贡献。两种制度之间的一致领域包括审查员对-à-vis其政治环境的自我认知角色以及关于非贸易措施“必要性”的判例。基于这些前提,本文追溯了一些社会和专业途径,通过这些途径,欧洲的敏感性和观点从布鲁塞尔(和卢森堡)找到了通往日内瓦的道路。它特别描述了欧共体/欧盟和关贸总协定/世贸组织专业团体的趋同轨迹。分析的目的是为围绕上诉机构和WTO争端解决机制的未来的持续外交僵局提供一个新的前景。
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引用次数: 2
International Court of Justice: The Role of Consent in the Context of Judicial Propriety Deconstructed in Light of Chagos Archipelago 国际法院:从查戈斯群岛解构司法礼制语境中的同意作用
IF 0.5 Q3 Social Sciences Pub Date : 2019-11-19 DOI: 10.1163/15718034-12341400
Ksenia Polonskaya
This article examines the notion of consent as an element of judicial propriety as defined by the International Court of Justice (ICJ) in the context of its advisory function. The article situates the issue of judicial propriety within a broader conversation on the Court’s normative outlooks in international law, and examines the most recent advisory opinion on the Chagos Archipelago to understand how the Court itself views its role in international law. The article concludes that the Court’s advisory opinions do not provide much clarity as to the circumstances in which a lack of consent will become a compelling enough reason to justify a refusal to give an advisory opinion. The Court appears to ritually recite consent as a relevant element in its assessment of judicial propriety, however, it continues to limit such relevance.
本文从国际法院的咨询职能出发,探讨作为司法适当性要素的同意概念。本文将司法适当性问题置于关于法院在国际法中的规范性前景的更广泛对话中,并审查了最近关于查戈斯群岛的咨询意见,以了解法院本身如何看待其在国际法中的作用。该条的结论是,法院的咨询意见没有很清楚地说明,在何种情况下,不同意将成为拒绝提供咨询意见的充分理由。法院似乎习惯性地将同意作为其评估司法适当性的一个相关因素,然而,它继续限制这种相关性。
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引用次数: 0
Ne Bis In Idem in Article 20(3) of the Rome Statute and Non-State Courts 《罗马规约》第20条第3款和非国家法院的“一事不再理”
IF 0.5 Q3 Social Sciences Pub Date : 2019-11-19 DOI: 10.1163/15718034-12341401
Gaiane Nuridzhanian
Article 20(3) of the Rome Statute bars the International Criminal Court from trying a person for conduct proscribed by the Statute if the person has already been tried in relation to the same conduct before “another court,” provided that the proceedings in the other court were genuine. The article discusses application of Article 20(3) of the Rome Statute and, by implication, of the Court’s admissibility framework to non-State courts. It argues that Article 20(3) applies where there has a been a trial before a court of a State, whether that State is a party or not to the Rome Statute. Article 20(3) can in principle apply to a trial before a non-State court were the trial to satisfy the customary international law rules on attribution of conduct to a State.
《罗马规约》第20条第3款禁止国际刑事法院就《规约》所禁止的行为审判某人,如果该人已经就同一行为在“另一法院”受审,但在另一法院的诉讼是真实的。该条讨论了《罗马规约》第20条第(3)款的适用,以及隐含地讨论了法院对非国家法院的受理框架。缔约国认为,第20条第3款适用于在一国法院进行审判的情况,不论该国是否为《罗马规约》缔约国。第20条第3款原则上可以适用于非国家法院的审判,如果审判符合习惯国际法关于将行为归责于国家的规则。
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引用次数: 0
International Procedural Regulation in the Common Interest: The Role of Third-Party Intervention and Amicus Curiae before the ICJ 共同利益下的国际程序规制:第三方干预与法庭之友的作用
IF 0.5 Q3 Social Sciences Pub Date : 2019-11-19 DOI: 10.1163/15718034-12341399
Paula Wojcikiewicz Almeida
By adjudicating inter-State claims, international courts can also contribute to the protection and promotion of community interests. However, the main obstacle faced by the International Court of Justice (ICJ) relates to the existing tension between the bilateral nature of its own proceedings and the multilateral nature of the conflicting substantive law. As procedure may guide and shape the application of substantive law, it should itself be interpreted and developed in a manner to ensure community interests. By using its power to “frame rules for carrying out its functions”, the Court should assume expanded procedural powers in order to ensure the effective application of substantive law whenever community interests are at issue. Most procedural rules can be adjusted for multiparty aspects, notably the rules on third-party intervention, with the aim of protecting community interests and enhancing the Court’s legitimacy. It is up to the Court to find the balance between States’ rights and commonly aspired goals.
通过裁决国家间的索赔,国际法院也可以有助于保护和促进社区利益。但是,国际法院(法院)面临的主要障碍是其本身诉讼程序的双边性质与相互冲突的实体法的多边性质之间存在的紧张关系。由于程序可以指导和影响实体法的适用,对程序本身的解释和发展应确保社会利益。通过利用其权力“制定执行其职能的规则”,法院应承担扩大的程序权力,以确保在涉及社区利益时有效适用实体法。大多数程序规则可以根据多方因素进行调整,特别是关于第三方干预的规则,目的是保护社区利益和提高法院的合法性。法院有责任在各国的权利和共同追求的目标之间找到平衡。
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引用次数: 3
Infallible or Final?: Revisiting the Legitimacy of the International Court of Justice as the “Invisible” International Supreme Court 绝对正确还是最终正确?:重新审视国际法院作为“隐形”国际最高法院的合法性
IF 0.5 Q3 Social Sciences Pub Date : 2019-11-19 DOI: 10.1163/15718034-12341398
Neil B. Nucup
With the anarchic multiplication of international courts and tribunals, and the concomitant possibility for jurisdictional and decisional conflicts among them to occur, treating the International Court of Justice as the “invisible” international supreme court seems an attractive solution. After all, it is the principal judicial organ of the United Nations and the only court with universal general jurisdiction. Revisiting this proposal, the article argues that the World Court suffers not only from political (extrinsic) constraints, but also from institutional (intrinsic) limitations, thereby endangering its sociological and normative legitimacy. Nonetheless, this does not mean rectifying them for the purpose of enabling it to discharge its envisioned role as the international supreme court. Rather the problem is not so much improving the World Court, but understanding the merits of maintaining the status quo, that is, a decentralised judiciary.
随着国际法院和法庭的无法无天的增加,以及它们之间发生管辖权和判决冲突的可能性,将国际法院视为“看不见的”国际最高法院似乎是一个有吸引力的解决办法。毕竟,它是联合国的主要司法机关,也是唯一具有普遍管辖权的法院。在回顾这一建议时,文章认为,国际法院不仅受到政治(外在)限制,而且受到体制(内在)限制,从而危及其社会学和规范性合法性。然而,这并不意味着为了使法院能够履行其作为国际最高法院所设想的作用而纠正这些错误。更确切地说,问题不在于改善国际法庭,而在于理解维持现状的好处,即一个权力下放的司法机构。
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引用次数: 1
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Law & Practice of International Courts and Tribunals
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