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Addressing Instability in Thailand’s Deep South with Law and Development 以法律与发展解决泰国南部不稳定问题
IF 0.3 Q2 Social Sciences Pub Date : 2020-06-01 DOI: 10.1515/ldr-2020-0051
Prapin Nuchpiam, Dhiyathad Prateeppornnarong
Abstract This article approaches the long-standing instability in the southernmost part of Thailand, where a vast majority of the population is Muslim, from a law and development perspective. The instability has resulted from a highly complicated conflict, of which religious and ethnic differences, political conflict, and even organized crime are generally claimed as the main causes. The article directs its attention to a sense of resentment among the Muslim population, which has arisen from enduring economic disparities and injustice they have suffered at the hands of the authorities. Addressing these two closely related issues certainly does not lead to a resolution of the conflict, but tackling them in an interrelated manner at least clarifies one of its significant aspects and contributes in a meaningful way to the ongoing search for a sustainable peace in Thailand’s southernmost region. The law and development approach we have adopted for this study attempts to show how the existing regulatory design (laws, legal frameworks, institutions) has been implemented – that is, how it has been complied with in terms of generation of action programs and strategies (in the form of security operations and development initiatives) and to what effect. Based on our findings, the quality of the implementation represents a major condition for the failure of the law and development implementation in Thailand’s Deep South. We therefore highlight the necessity of genuine political will and the enhancement of the state capacity for law enforcement through eradication of corruption and opportunistic crime as a feasible solution in this context.
本文从法律和发展的角度探讨了泰国最南部地区长期以来的不稳定,那里的绝大多数人口是穆斯林。这种不稳定是由一场高度复杂的冲突造成的,宗教和种族分歧、政治冲突、甚至有组织犯罪通常被认为是主要原因。这篇文章将注意力集中在穆斯林人口中的一种怨恨情绪上,这种情绪源于他们在当局手中遭受的持久的经济不平等和不公正。处理这两个密切相关的问题当然不会导致冲突的解决,但以一种相互关联的方式处理它们至少澄清了冲突的一个重要方面,并以有意义的方式为目前在泰国最南部地区寻求可持续和平作出贡献。我们在本研究中采用的法律和发展方法试图展示现有的监管设计(法律、法律框架、机构)是如何实施的——也就是说,在制定行动计划和战略(以安全行动和发展举措的形式)方面是如何遵守的,以及达到了什么效果。根据我们的研究结果,实施的质量是泰国南部腹地法律和发展实施失败的一个主要条件。因此,我们强调必须有真正的政治意愿,并通过铲除腐败和机会主义犯罪来加强国家执法能力,这是在这方面可行的解决办法。
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引用次数: 1
COVID-19: Public Access to Information – Legal and Institutional Frameworks 2019冠状病毒病:公众获取信息——法律和制度框架
IF 0.3 Q2 Social Sciences Pub Date : 2020-06-01 DOI: 10.1515/ldr-2020-0061
Yong‐Shik Lee, H. Mun
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引用次数: 1
Anti-Money Laundering Regulation and Practice of Islamic Banks in the United Arab Emirates: A Case Study 阿拉伯联合酋长国伊斯兰银行反洗钱监管与实践:个案研究
IF 0.3 Q2 Social Sciences Pub Date : 2020-06-01 DOI: 10.1515/ldr-2020-0048
Ajay Kumar
Abstract Banks are key institutions in the economic development of a country, but they are prone to money laundering (ML) as well. Such incidents could lead to sanctions and loss of reputation. To mitigate such risks, banks are required to follow Anti-Money Laundering (AML) regulations. Presently, there are no separate or specific AML regulatory requirements for Islamic banks (IBs). Apart from regulations, understanding practices also help explicate compliance to laws (spirit), by those who apply it. Since the AML practices of IBs have not been systematically analysed, we look at their practices (the United Arab Emirates) to understand whether they have adopted specific AML processes. Owing to the lack of literature on such practices, a survey was carried out using a standard questionnaire. The questionnaire was supplied to the AML/compliance departments, and the results are based on a sample size of three banks. The survey results show that the IBs adopt Know Your Customer (KYC) and Customer Due Diligence (CDD) to check laundering. Crucially, questions pertaining to the AML risk arising from the potential vested interest/s (theoretical) that the IBs themselves are likely to have in the venture remain unanswered.
银行是一个国家经济发展的关键机构,但同时也容易发生洗钱活动。这类事件可能导致制裁和名誉损失。为了降低此类风险,银行必须遵守反洗钱(AML)法规。目前,对伊斯兰银行(ib)没有单独或具体的反洗钱监管要求。除了规则之外,理解实践也有助于阐明那些应用它的人对法律(精神)的遵从。由于ib的“反洗钱”实践尚未得到系统分析,我们研究了它们(阿拉伯联合酋长国)的实践,以了解它们是否采用了特定的“反洗钱”流程。由于缺乏关于这种做法的文献,因此使用标准调查表进行了调查。调查问卷已提供给反洗钱/合规部门,调查结果基于三家银行的样本量。调查结果显示,银行采用了解客户(KYC)和客户尽职调查(CDD)来检查洗钱行为。至关重要的是,与“反洗钱”风险有关的问题,仍未得到解答,这些问题源于投行本身在合资企业中可能拥有的潜在既得利益(理论上的)。
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引用次数: 0
Building Islamic Ethics into Development: Exploring the Role and Limitations of “Islamic” Microfinance in Poverty Alleviation—An Indonesian Case Study 将伊斯兰伦理融入发展:探讨“伊斯兰”小额信贷在扶贫中的作用和局限性——以印度尼西亚为例
IF 0.3 Q2 Social Sciences Pub Date : 2020-06-01 DOI: 10.1515/ldr-2020-0047
S. Farrar, T. Uddin
Abstract In this article, we examine the role and ethics of IBF in the context of development and address the critique that IBF is merely a rebranding of the conventional sector and merely exploits and further marginalises beneficiaries for profit. We focus on Islamic microfinance (IMF) in Indonesia and explore how it is applied to poverty alleviation. In addition to a review of the research to date, we perform a qualitative sociolegal study involving 27 interviews of two IMF institutions’ (BMT Muda and BPRS Mitra Syariah in East Java) beneficiaries, field staff, management and industry stakeholders. Our fieldwork investigates how institution staff members apply Islamic rules and norms when implementing programs, noting any discrepancies between the rhetoric of the Islamic ethical framework for development and the practice. We ultimately argue that while IMF is still a work in progress that would benefit from further regulatory and institutional reform, it is generating wide-ranging economic, social and spiritual benefits. We find evidence of social empowerment and brotherhood in IMF, emblematic of Islamic ethics, as well as genuine contributions to the economic and social development of Indonesia
在这篇文章中,我们研究了IBF在发展背景下的作用和伦理,并解决了IBF仅仅是传统部门的重塑,仅仅利用和进一步边缘化利润受益者的批评。我们关注印度尼西亚的伊斯兰小额信贷(IMF),并探讨如何将其应用于减贫。除了对迄今为止的研究进行回顾外,我们还进行了一项定性的社会法律研究,涉及对两个IMF机构(东爪哇的BMT Muda和BPRS Mitra Syariah)的受益人、实地工作人员、管理层和行业利益相关者的27次访谈。我们的实地调查调查了机构工作人员在实施项目时如何应用伊斯兰规则和规范,并注意到伊斯兰道德发展框架的修辞与实践之间的任何差异。我们最终认为,尽管IMF仍在进行中,将受益于进一步的监管和制度改革,但它正在产生广泛的经济、社会和精神效益。我们在货币基金组织找到了社会赋权和兄弟情谊的证据,这是伊斯兰伦理的象征,也是对印度尼西亚经济和社会发展的真正贡献
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引用次数: 3
Legal Origin, Institutional Quality, and Islamic Finance Development: Does Shari’a Matter? 法律渊源、制度质量与伊斯兰金融发展:伊斯兰教法重要吗?
IF 0.3 Q2 Social Sciences Pub Date : 2020-06-01 DOI: 10.1515/ldr-2020-0053
R. Grassa
Abstract Previous studies on financial development have shown that differences in the legal origin explain differences in financial development. Using historical comparisons and cross-country regressions for 40 countries observed for the period from 2005 to 2018, our research assesses how different legal origins have affected the development of Islamic finance worldwide. More particularly, our research assesses empirically why and how the adoption of Shari’a, wholly or partially (combined with common or civil law), could explain the level of development of Islamic finance in different jurisdictions. Our primary results show that countries adopting a Shari’a legal system have a very well-developed Islamic financial system. Moreover, countries adopting a mixed legal system based on common law and Shari’a law have sufficient flexibility within their legal systems to make changes to their laws in response to the changing socioeconomic conditions, and this has helped the development of the Islamic financial industry. However, countries adopting a mixed legal system based on both civil law and Shari’a law appear less flexible in making changes to their old laws and this thwarted the development of the Islamic financial industry in these countries. Furthermore, we have found that the concentration of a Muslim population (the percentage of Muslim population) along with the level of income have both had a positive effect on the development of Islamic banking assets and on the development of Islamic banking as a whole.
摘要以往关于金融发展的研究表明,法律渊源的差异解释了金融发展的差异。通过对2005年至2018年期间观察到的40个国家的历史比较和跨国回归,我们的研究评估了不同的法律起源如何影响全球伊斯兰金融的发展。更具体地说,我们的研究从经验上评估了伊斯兰教法的全部或部分(与普通法或民法相结合)的采用为什么以及如何解释不同司法管辖区伊斯兰金融的发展水平。我们的初步结果表明,采用伊斯兰教法体系的国家拥有非常发达的伊斯兰金融体系。此外,采用以普通法和伊斯兰教法为基础的混合法律体系的国家在其法律体系内具有足够的灵活性,可以根据不断变化的社会经济条件对其法律进行修改,这有助于伊斯兰金融业的发展。然而,采用民法和伊斯兰教法混合法律体系的国家在修改其旧法律方面似乎缺乏灵活性,这阻碍了伊斯兰金融业在这些国家的发展。此外,我们发现穆斯林人口的集中(穆斯林人口的百分比)以及收入水平对伊斯兰银行资产的发展和整个伊斯兰银行的发展都有积极的影响。
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引用次数: 2
Introduction: Law and Development in the Islamic World 导言:伊斯兰世界的法律与发展
IF 0.3 Q2 Social Sciences Pub Date : 2020-06-01 DOI: 10.1515/ldr-2020-0046
S. Farrar
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引用次数: 2
Shari’a Law and Its Impact on the Development of Muslim and Non-Muslim Business Relations in the United Arab Emirates 伊斯兰教法及其对阿拉伯联合酋长国穆斯林和非穆斯林商业关系发展的影响
IF 0.3 Q2 Social Sciences Pub Date : 2020-06-01 DOI: 10.1515/ldr-2020-0052
Rehanna Nurmohamed
Abstract The United Arab Emirates (UAE) is situated near the Persian Gulf in the North Eastern part of the Arabian Peninsula. Established in 1971 by the late Sheikh Zayed Al Nahyan, the UAE forms a federation of seven Emirates consisting of Abu Dhabi, Dubai, Sharjah, Ajman, Umm Al-Quwain, Ras Al Khaimah (The Emirate of Ras Al Khaimah had officially joined the federation on the 11th of February 1972.), and Fujairah. Because of its diversity and cosmopolitan nature, the country has always been a crossroad and prime location for people and trade. As Islam and Islamic principles have influenced Gulf societies in the very core of its existence, the Islamic way of conduct in trade relations and dispute resolutions are an element of paramount significance. This Article explores the role of Shari’a Law and its impact on the economic development of Muslim and non-Muslim business relations in the UAE and in particular in the Emirate of Dubai. The law and development from an Islamic perspective introduces a new vision on the theories of law and development by addressing the influence of Shari’a Law in economic development. In international trade relations and dispute resolution mechanisms such as formal contract enforcements in the Dubai International Finance Centre (DIFC) and the Dubai International Arbitration Centre (DIAC) the plurality of laws leads to the adoption of Shari’a Law over the Civil and Common Law regimes.
阿拉伯联合酋长国(UAE)位于阿拉伯半岛东北部的波斯湾附近。阿联酋于1971年由已故的谢赫扎耶德·阿勒纳哈扬(Sheikh Zayed Al Nahyan)建立,由七个酋长国组成,包括阿布扎比、迪拜、沙迦、阿治曼、乌姆库瓦因、哈伊马角(哈伊马角酋长国于1972年2月11日正式加入联邦)和富查伊拉。由于其多样性和国际化的本质,这个国家一直是人口和贸易的十字路口和黄金地段。由于伊斯兰教和伊斯兰原则在其存在的核心方面影响了海湾社会,伊斯兰在贸易关系和解决争端方面的行为方式是一个极为重要的因素。本文探讨了伊斯兰教法的作用及其对阿联酋,特别是迪拜酋长国穆斯林和非穆斯林商业关系的经济发展的影响。《伊斯兰视角下的法律与发展》通过论述伊斯兰教法在经济发展中的影响,对法律与发展理论提出了新的看法。在国际贸易关系和争端解决机制中,如迪拜国际金融中心(DIFC)和迪拜国际仲裁中心(DIAC)的正式合同执行,法律的多元化导致了伊斯兰教法在民法和普通法制度上的采用。
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引用次数: 4
Islamic Finance as a Vehicle to Promote Improved Intellectual Property Rights in the Gulf Cooperation Council 伊斯兰金融作为促进海湾合作委员会改善知识产权的工具
IF 0.3 Q2 Social Sciences Pub Date : 2020-06-01 DOI: 10.1515/ldr-2020-0050
N. Naim
Abstract The purpose of this article is to assess how Islamic finance can act as a vehicle to enhance the current intellectual property rights regime in the Gulf Cooperation Council (GCC). Islamic finance has developed within the constraints of sharia law and has been a growth sector for the GCC. This article will identify the main principles of Islamic finance that contribute to the success of Islamic finance, which can enhance intellectual property protection in the GCC. The main sharia-compliant areas to be considered are musharaka, mudaraba, murabaha, takaful, istisna, ijara, salam and sukuk. The article will outline the founding principles of Islamic finance, the governance of sharia boards, development of Islamic finance in the individual GCC states, different frameworks of sharia-compliant investment products and the impact of intellectual property rights on the varying Islamic finance investment tools. Furthermore, the article will discuss an integrated approach to intellectual property rights which learns lessons from the Islamic finance sector in relation to infrastructure, regulation and sharia compliance. The lessons learnt from Islamic finance will inform the overall framework of recommendations for an Islamic intellectual property model. The use of Islamic finance as a vehicle to promote better intellectual property rights in terms of defining a new intellectual property approach is novel. It is aimed at spearheading further research in this area, and it will form a part of the overall integrated approach proposals to intellectual property protection in the GCC and beyond.
摘要本文的目的是评估伊斯兰金融如何作为一种工具来加强海湾合作委员会(GCC)当前的知识产权制度。伊斯兰金融是在伊斯兰教法的约束下发展起来的,是海湾合作委员会的一个增长部门。本文将确定有助于伊斯兰金融成功的伊斯兰金融的主要原则,这可以加强海湾合作委员会的知识产权保护。要考虑的主要符合伊斯兰教法的地区是穆沙拉夫、穆塔拉巴、穆塔拉巴、伊斯兰、伊斯兰、伊贾拉、萨拉姆和伊斯兰。本文将概述伊斯兰金融的基本原则、伊斯兰教法委员会的治理、海湾合作委员会成员国伊斯兰金融的发展、符合伊斯兰教法的投资产品的不同框架以及知识产权对各种伊斯兰金融投资工具的影响。此外,本文将讨论一种综合的知识产权方法,从伊斯兰金融部门在基础设施、监管和伊斯兰教法合规方面汲取经验教训。从伊斯兰金融中吸取的经验教训将为伊斯兰知识产权模式的总体建议框架提供信息。在定义新的知识产权方法方面,利用伊斯兰金融作为促进更好的知识产权的工具是新颖的。它旨在引领这一领域的进一步研究,并将成为海湾合作委员会及其他地区知识产权保护整体综合办法建议的一部分。
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引用次数: 0
African Traditional Religion and Law-Intersections between the Islamic and non-Islamic Worlds and the Impact on Development in the 2030 Agenda era 非洲传统宗教与法律:伊斯兰世界与非伊斯兰世界的交集及其对《2030年议程》时代发展的影响
IF 0.3 Q2 Social Sciences Pub Date : 2020-04-23 DOI: 10.1515/ldr-2020-0011
Elizabeth Bakibinga-Gaswaga
Abstract Religion, law and development intersect in a number of ways. Almost one-third of the world’s Muslim population resides in Africa. With a focus on Africa and taking into account Africa’s triple heritage as envisioned by A. Mazrui, a product resulting from three major influences: an indigenous heritage borne out of time and climate change; the heritage of Eurocentric capitalism forced on Africans by European colonialism; and the spread of Islam by both jihad and evangelism, this paper seeks to review the impact that African Traditional Religion (ATR) as a component of the indigenous heritage, have on the development and enforcement of law in Africa. This paper seeks to address the impact of religion on state formation, examining how colonialism, the Fulani jihads and migration have impacted on the body of law in Africa by introducing Islamic and Judeo-Christian tenets and constructs in the administration of secular states and theocracies. ATR presents itself as a lived reality, regulating the way of life, business transactions, etc. inter alia. There is close proximity between law and religion in Africa and also in the Islamic world. The practice of Islam in Africa is not static and is constantly being reshaped by prevalent social, economic, and political conditions. Generally, Islam in Africa often adapted to African cultural contexts and belief systems forming Africa’s own orthodoxies. The paper also examines how concepts of ATR have found place in the body of law through the inclusion of customary norms and usages in the law applicable, mainly through constitutional endorsement. It addresses the relevance of religion, culture to the development of the law (the intersection between religion and the law) and how the resultant body of law impacts on implementation of the law for development. The paper examines the role of the resultant body of law as a bridge and at times as a distraction to transactions between the Islamic and non-Islamic worlds for development. The paper concludes with recommendations on how the intersection of religion, law and development can better be utilised to foster sustainable development, most especially the Sustainable Development Goals premised in Agenda 2030, among others.
宗教、法律和发展在许多方面相互交叉。世界上几乎三分之一的穆斯林人口居住在非洲。以非洲为重点,并考虑到a . Mazrui所设想的非洲三重遗产,这是三种主要影响的产物:一种源于时间和气候变化的土著遗产;欧洲殖民主义强加给非洲人的以欧洲为中心的资本主义遗产;以及伊斯兰教在圣战和福音传播中的影响,本文试图回顾非洲传统宗教(ATR)作为土著遗产的组成部分对非洲法律发展和执行的影响。本文旨在探讨宗教对国家形成的影响,考察殖民主义、富拉尼圣战和移民如何通过引入伊斯兰教和犹太教-基督教教义,以及在世俗国家和神权政体管理中的构建,对非洲的法律体系产生影响。ATR将自己呈现为一个活生生的现实,规范生活方式、商业交易等。在非洲和伊斯兰世界,法律和宗教有着密切的联系。伊斯兰教在非洲的实践并不是一成不变的,而是不断被普遍的社会、经济和政治条件所重塑。一般来说,非洲的伊斯兰教经常适应非洲的文化背景和信仰体系,形成非洲自己的正统观念。本文还考察了ATR的概念是如何通过在适用法律中纳入习惯规范和惯例,主要是通过宪法的认可,在法律主体中找到位置的。它解决了宗教、文化与法律发展的相关性(宗教与法律之间的交集),以及由此产生的法律体系如何影响发展法律的实施。本文考察了由此产生的法律体系作为伊斯兰世界和非伊斯兰世界之间为发展而进行的交易的桥梁,有时甚至是干扰的作用。报告最后就如何更好地利用宗教、法律和发展的交叉点来促进可持续发展,尤其是2030年议程中提出的可持续发展目标等提出了建议。
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引用次数: 4
Local Level Decentralization in Ethiopia: Case Study of Tigray Regional State 埃塞俄比亚地方一级权力下放:提格雷地区国家的案例研究
IF 0.3 Q2 Social Sciences Pub Date : 2020-02-25 DOI: 10.1515/ldr-2019-0006
Assefa Fiseha
Abstract Based on the literature on decentralization, this article investigates the institutional arrangement and autonomy of local governments in Tigray Regional state. It is based on two rounds of field work covering nine districts. At a formal level, local governments are autonomous units with some defined mandates including power to decide on policy issues. In reality however, local governments in the study area act more as deconcentrated than as autonomous units since their autonomy is curtailed by higher level governments and party structures. Local governments are thus extension arms of the regional state with little autonomy of their own. Institutions such as elected councils, mayors and the executive exist at the local level but there is more vertical than horizontal accountability. As a result, local Councils have not been able to ensure accountability. Thus decentralization has not resulted in popular control of local governance and local-level development as interests of the party and the local political elite prevail over popular interests. The article calls for rethinking the design of local government that would constitute a local government deal that shifts decision-making away from higher level institutions to the local level, constituting multi-stake holders having control over the affairs of local government.
摘要本文在分权研究文献的基础上,对提格雷地区国家地方政府的制度安排与自治进行了研究。它是根据覆盖9个地区的两轮实地工作编制的。在正式层面上,地方政府是自治单位,有一些明确的任务,包括决定政策问题的权力。然而,在现实中,研究地区的地方政府更像是分散的,而不是自治的单位,因为它们的自治权受到上级政府和政党结构的限制。因此,地方政府是地方政府的延伸分支,几乎没有自治权。选举产生的议会、市长和行政机构等机构存在于地方一级,但更多的是纵向问责,而不是横向问责。因此,地方议会无法确保问责制。因此,权力下放并没有导致民众控制地方治理和地方发展,因为党的利益和地方政治精英凌驾于民众利益之上。这篇文章呼吁重新思考地方政府的设计,这将构成一种地方政府交易,将决策权从更高一级的机构转移到地方一级,形成多方利益相关者对地方政府事务的控制。
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引用次数: 0
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