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Justice and Authority in Investment Protection 投资保护中的正义与权威
IF 0.3 Q2 Social Sciences Pub Date : 2021-08-30 DOI: 10.1515/ldr-2021-0097
O. Suttle
Abstract What role should concerns about distributive justice play in international investment law? This paper argues that answers to fundamental and contestable questions of social and global distributive justice are a necessary, if implicit, premise of international investment law. In particular, they shape our views on the purpose of investment law, and in turn determine the scope of authority that investment law can claim, and that states should accord it. The implausibility of achieving international consensus on these questions constitutes a substantial objection to the harmonization of investment law or the consistent operation of a multilateral investment court.
在国际投资法中,对分配正义的关注应发挥怎样的作用?本文认为,回答社会和全球分配正义的基本和有争议的问题是国际投资法的必要前提,如果隐含的话。特别是,它们塑造了我们对投资法目的的看法,进而决定了投资法可以主张的权力范围,以及国家应该赋予它的权力。在这些问题上达成国际协商一致意见是不可能的,这是对投资法的统一或多边投资法院一贯运作的重大阻碍。
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引用次数: 0
The Rise of Germany in the Nineteenth and Twentieth Centuries and Sustaining Democracy 19世纪和20世纪德国的崛起与维持民主
IF 0.3 Q2 Social Sciences Pub Date : 2021-08-18 DOI: 10.1515/ldr-2021-0091
Guanghua Yu
Abstract This article examines the rise of Germany from the nineteenth century to explain that it is open access in the economic sphere, as well as institutional building related to the protection of property rights, contract enforcement, financial markets, rule of law, and human resource accumulation that determine economic and human development. The case of Germany is not very consistent with the logic of the open access orders of North et al. or the theory of extractive political institutions of Acemoglu and Robinson along the line of contestation and inclusiveness. The case of Germany is, however, able to support the research of Przeworski and Limongi that economic development is more likely to sustain democracy. Germany is certainly not the only case in explaining that stable democracy is not the cause but rather the consequence or outcome of lengthy economic development. The historical evidence from South Korea and Taiwan similarly supports the position that democracy is the outcome of economic and political development. This article, however, does not examine whether western values of human equality and human freedom are essential in economic and human development. They are very likely to be so as human equality is the precondition of open access in the economic sphere and human freedom is closely integrated with the interconnected institutions examined in this article. Future research may investigate the roles of these values in different political systems regardless of whether a political system is under the rule of one party, by a dominant party, or through the utilization of a multiparty system.
本文考察了19世纪以来德国的崛起,解释了经济领域的开放准入,以及与产权保护、合同执行、金融市场、法治和人力资源积累相关的制度建设,决定了经济和人类的发展。德国的案例与North等人的开放获取秩序或Acemoglu和Robinson的采掘性政治制度理论沿着争论和包容的路线的逻辑并不十分一致。然而,德国的案例能够支持普热沃斯基和利蒙吉的研究,即经济发展更有可能维持民主。德国当然不是唯一一个解释稳定的民主不是长期经济发展的原因,而是结果或结果的国家。韩国和台湾的历史证据同样支持民主是经济和政治发展的结果的观点。然而,本文并没有考察西方的人类平等和人类自由的价值观在经济和人类发展中是否必不可少。它们很可能如此,因为人类平等是经济领域开放准入的先决条件,而人类自由与本文所考察的相互关联的制度密切相关。未来的研究可能会调查这些价值观在不同政治制度中的作用,而不管一个政治制度是在一党统治下,还是由一个占主导地位的政党统治下,还是通过利用多党制。
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引用次数: 0
The Rule of Law as an Emergent Social Norm: Evidence from Qualitative Research in Russia 法治作为新兴的社会规范:来自俄罗斯定性研究的证据
IF 0.3 Q2 Social Sciences Pub Date : 2021-08-17 DOI: 10.1515/ldr-2021-0063
S. Borodina, S. Deakin, J. Hamilton
Abstract We study attitudes to legality and the rule of law in Russia through analysis of interviews with legal and business professionals conducted in 2013–14, the high point of the stabilisation of the Russian economy and polity following the transition of the 1990s. The annexation of Crimea occurred during the course of our fieldwork but the effects of the cooling of relations with the west and the introduction of sanctions were yet to be felt. We observed a perception that the administration of civil justice was not uniformly corrupt, but that in ‘political’ cases, that is, those involving state officials or powerful private interests, judicial decisions could in effect be bought and sold. This commodification of civil justice was the result of an empowered but predatory state. While the state was strong enough to engage in predation, however, it was seen as lacking the capacity to manage the economy in an effective way or to deliver essential public goods. We consider the implications of our findings for a conception of the rule of law as an emergent social norm. We conclude that the 1990s policy of weakening the state through privatisation and the removal of regulatory controls, a policy designed to ensure that the command economy did not return, has left Russia with a dysfunctional public order, under which the ‘normality’ envisaged by the reforms of the 1990s is a distant prospect.
本文通过对2013-14年(1990年代转型后俄罗斯经济和政治稳定的高点)法律和商业专业人士的访谈分析,研究了俄罗斯对合法性和法治的态度。克里米亚的吞并发生在我们的实地调查过程中,但与西方关系降温和实施制裁的影响尚未显现。我们观察到一种看法,即民事司法管理并非一律腐败,但在“政治”案件中,即涉及国家官员或强大的私人利益的案件,司法判决实际上可以被买卖。这种民事司法的商品化是一个被授权但又掠夺性的国家的结果。然而,尽管国家足够强大,可以进行掠夺,但它被视为缺乏有效管理经济或提供基本公共产品的能力。我们认为我们的研究结果对法治概念的影响是一种新兴的社会规范。我们得出的结论是,20世纪90年代通过私有化和取消监管控制削弱国家的政策,一项旨在确保计划经济不会回归的政策,给俄罗斯留下了一个功能失调的公共秩序,在这个秩序下,20世纪90年代改革所设想的“常态”是一个遥远的前景。
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引用次数: 0
Negotiating the Intellectual Property Protocol under the Agreement Establishing the African Continental Free Trade Area: Priorities and Opportunities for Nigeria 根据建立非洲大陆自由贸易区协定谈判知识产权议定书:尼日利亚的优先事项和机会
IF 0.3 Q2 Social Sciences Pub Date : 2021-08-17 DOI: 10.1515/ldr-2021-0064
A. Adewopo, Desmond O. Oriakhogba, Chijioke Okorie
Abstract Early March 2021, following its ratification of the Agreement Establishing the African Continental Free Trade Area (AfCFTA agreement), Nigeria’s National Office of Trade launched a consultative process into issues constituting the country’s priorities as it prepares to participate in the negotiation of the AfCFTA agreement’s protocol on intellectual property rights (IPRs). We contributed a position paper to that process, with a focus on key policy considerations that should form Nigeria’s negotiation priorities on IPRs. This article describes some of the most important points of our submission and concludes by stressing that the broad policy focus should be to champion initiatives that promote Nigeria’s national interest and, at the same time, recognize and accommodate the ideals of inclusiveness, openness, and collaboration within the context of the AfCFTA. In this regard, the paper recommends that Nigeria should prioritize negotiations in recognition of her strongest economic assets in copyright-related sectors and focus on institutional capacity-building for its patent and technology transfer offices so that Nigeria can effectively take advantage of the relevant Trade-Related Aspects of Intellectual Property Rights flexibilities locally. Nigeria can learn from South Africa in domesticating the appropriate legal framework for benefit sharing and the general protection of traditional knowledge and genetic resources. The Swakopmund Protocol on the Protection of Traditional Knowledge and Expressions of Folklore 2010, the Arusha Protocol for the Protection of New Varieties of Plants 2015, and the African Union model law for the protection of the rights of local communities, farmers, breeders, and for the regulation of access to biological resources offer relevant guidance.
2021年3月初,在批准《非洲大陆自由贸易区协定》(AfCFTA协定)后,尼日利亚国家贸易办公室启动了一项磋商进程,讨论构成该国优先事项的问题,并准备参与非洲大陆自由贸易区协定的知识产权议定书谈判。我们为这一进程提交了一份立场文件,重点关注应构成尼日利亚知识产权谈判优先事项的关键政策考虑。本文描述了我们提交的一些最重要的观点,并在结论中强调,广泛的政策重点应该是支持促进尼日利亚国家利益的倡议,同时,在非洲自由贸易区的背景下,承认和适应包容、开放和合作的理想。在这方面,该论文建议尼日利亚应该优先考虑承认其在版权相关部门最强大的经济资产的谈判,并将重点放在其专利和技术转让办公室的机构能力建设上,以便尼日利亚能够有效地利用与贸易有关的知识产权灵活性。尼日利亚可以向南非学习,为利益分享和传统知识和遗传资源的普遍保护制定适当的法律框架。《2010年保护传统知识和民间文学表现形式斯瓦科普蒙德议定书》、《2015年保护植物新品种阿鲁沙议定书》和《非洲联盟保护当地社区、农民、育种者权利和生物资源获取监管示范法》提供了相关指导。
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引用次数: 0
The Rule of Law and Its Social Reception as Determinants of Economic Development: A Comparative Analysis of Germany and Poland 法治及其社会接受作为经济发展的决定因素:德国与波兰的比较分析
IF 0.3 Q2 Social Sciences Pub Date : 2021-06-01 DOI: 10.1515/ldr-2021-0043
Krzysztof Głowacki, C. Hartwell, Kateryna Karunska, J. Kurczewski, Elisabeth Botsch, Tom Göhring, Weronika Priesmeyer-Tkocz
Abstract The rule of law is not just a necessary condition for a modern liberal society but also an important prerequisite for a stable, effective and sustainable market economy. However, relevant legal norms may be more or less successful depending on their social reception within a particular country. This study explores the connection between the rule of law, especially in terms of how it is viewed socially, and the functioning of market economy in the examples of two geographically contiguous yet often-diverging countries, namely Germany and Poland. We utilise two approaches to examine this issue, first studying societal perceptions of the various dimensions of the rule of law by way of standardized surveys and in-depth interviews conducted in both countries to determine the de facto state of the rule of law in the economic context. Secondly, we measure the effect of the de jure and de facto rule of law on economic outcomes using a multivariate panel analysis. Combining new institutional economics and sociology of law, our analysis finds that Polish firms perceive the rule of law and its execution by the state in a restrictive perspective, contributing to insecurity. German interviewees, however, showcase the supportive and transaction cost-reducing properties of the rule of law, displaying higher trust in the state. These findings are supported by an econometric analysis of the drivers of rule of law in both Poland and Germany, which shows the importance of rule of law in terms of a level playing field contributing to higher levels of investment.
法治不仅是现代自由社会的必要条件,也是市场经济稳定、有效和可持续发展的重要前提。然而,相关的法律规范可能或多或少地成功,这取决于它们在一个特定国家的社会接受程度。本研究以德国和波兰这两个地理上相邻但往往存在分歧的国家为例,探讨法治(特别是从社会角度看待法治)与市场经济运作之间的联系。我们采用两种方法来研究这一问题,首先,通过在两国进行的标准化调查和深度访谈,研究社会对法治各个方面的看法,以确定经济背景下法治的实际状态。其次,我们使用多元面板分析来衡量法律规则和事实规则对经济结果的影响。结合新制度经济学和法律社会学,我们的分析发现,波兰公司以一种限制性的视角看待法治和国家执法,这导致了不安全感。而德国受访者则表现出法治的支持性和降低交易成本的特性,对国家表现出更高的信任度。这些发现得到了对波兰和德国法治驱动因素的计量经济学分析的支持,该分析表明,就公平竞争环境而言,法治对提高投资水平的重要性。
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引用次数: 2
Law and Development in the United States 美国的法律与发展
IF 0.3 Q2 Social Sciences Pub Date : 2021-06-01 DOI: 10.1515/ldr-2021-0070
Yong‐Shik Lee
Abstract Economic development is the term that has been associated with less developed countries in the Third World (“developing countries”), not the economically advanced countries (“developed countries”), such as the United States. However, the changing economic conditions in recent decades, such as the widening income gaps among individual citizens and regions within developed countries, stagnant economic growth deepening economic polarization, and an institutional incapacity to deal with these issues, render the concept of economic development relevant to the assessment of the economic problems in developed countries. In the United States, these economic problems caused a significant political consequence such as the unexpected outcome of the presidential election in 2016. This article examines the applicability of the legal and institutional approaches, which were originally adopted to stimulate economic development in successful developing countries, to the economic problems in the United States.
经济发展是与第三世界欠发达国家(“发展中国家”)联系在一起的术语,而不是经济发达国家(“发达国家”),比如美国。然而,近几十年来不断变化的经济状况,如发达国家内部公民个人和地区之间的收入差距扩大,经济增长停滞加剧了经济两极分化,以及处理这些问题的体制能力,使经济发展的概念与发达国家经济问题的评估相关。在美国,这些经济问题造成了重大的政治后果,例如2016年总统选举的意外结果。本文考察了最初在成功的发展中国家为刺激经济发展而采用的法律和制度方法对美国经济问题的适用性。
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引用次数: 0
The Courts and Corporate Executive Compensation in Canada 加拿大法院与公司高管薪酬
IF 0.3 Q2 Social Sciences Pub Date : 2021-06-01 DOI: 10.1515/ldr-2021-0046
S. McGinty
Abstract Corporate executive compensation in Canada, as in many developed economies, has risen significantly since the 1980s relative to that of the average worker. This has posed an issue for corporate governance due to concerns that the trend may not be serving the corporation and its stakeholders well, and also an issue for society as a whole due to its impact on income inequality more generally. This has raised interest in the role played by institutions in shaping executive pay decisions and also in what role they might play in resolving these issues. This paper looks at the role played by one such institution, the courts, with two ends in mind. The first is to gain an empirical understanding of what the courts actually do with respect to executive pay disputes. It does so by examining a set of decisions by Canadian courts between 1876 and 2018 collected by the author in which the claim of a corporate executive to their pay was at issue in order to get a better picture of how the courts are accessed, who relies on them, what rules they use, how the courts respond and how trends in these have evolved over time. It finds that the litigation of executive pay disputes has varied widely over time with a variety of stakeholders using a variety of legal areas – corporate law, contract law and bankruptcy/arrangement law in particular – to dispute the entitlement of executives to their pay. In recent years however litigation has come to be dominated by oppression remedy applications, with plaintiffs being successful in challenging pay in a majority of decisions. This paints a significantly different picture of the role of the courts than that developed in the American literature which focuses almost exclusively on shareholder use of derivative actions to monitor pay decisions. The second is to examine how better use might be made of the courts in order to remedy the broader problems for corporate stakeholders and society as a whole that corporate executive pay practice presents. It suggests that an expanded role for the oppression remedy by corporate employees should be considered as a policy option which would better reflect a stakeholder model of governance and address broader inequality concerns at the same time.
与许多发达经济体一样,自20世纪80年代以来,加拿大企业高管的薪酬相对于普通工人的薪酬显著上升。这给公司治理带来了一个问题,因为人们担心这种趋势可能不会很好地为公司及其利益相关者服务,同时也给整个社会带来了一个问题,因为它对收入不平等的影响更普遍。这引起了人们的兴趣:机构在制定高管薪酬决策方面所发挥的作用,以及它们在解决这些问题方面可能发挥的作用。本文着眼于法院这一机构所扮演的角色,并有两个目的。首先,要从经验上理解法院在处理高管薪酬纠纷方面的实际做法。作者收集了加拿大法院在1876年至2018年间的一系列判决,其中一名公司高管对其薪酬的要求存在争议,以便更好地了解如何进入法院,谁依赖法院,他们使用什么规则,法院如何回应以及这些趋势如何随着时间的推移而演变。报告发现,随着时间的推移,高管薪酬纠纷的诉讼发生了很大变化,不同的利益相关者利用不同的法律领域——尤其是公司法、合同法和破产/安排法——对高管的薪酬权利提出争议。然而,近年来,诉讼已被压迫救济申请所主导,原告在大多数决定中成功地挑战了薪酬。这描绘了一幅与美国文献中发展的法院角色明显不同的图景,美国文献几乎只关注股东使用衍生诉讼来监督薪酬决定。第二是研究如何更好地利用法院,以纠正企业高管薪酬实践给企业利益相关者和整个社会带来的更广泛的问题。这表明,应考虑扩大公司雇员的压迫救济作用,作为一种政策选择,它将更好地反映利益相关者的治理模式,同时解决更广泛的不平等问题。
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引用次数: 0
Toward Aligning with International Gender Goals? Analysis of the Gender Equality Landscape in Japan under the Laws on Women’s Economic and Political Participation and Leadership 如何与国际性别目标接轨?从《妇女经济政治参与与领导权法》看日本性别平等状况
IF 0.3 Q2 Social Sciences Pub Date : 2021-06-01 DOI: 10.1515/ldr-2021-0044
Aya Hatano
Abstract Gender equality and women’s empowerment is taken as an important precondition and driving force for the achievement of all the Sustainable Development Goals (SDGs). Despite its highly developed economy and democratic governance system, Japan’s record of gender equality, in particular, women’s political and economic leadership, has stalled for a number of years. Even after the promulgation of laws for promoting economic and political participation and leadership of women, namely, the Act on Promotion of Women’s Participation and Advancement in the Workplace (2015) and the Act on Promotion of Gender Equality in the Political Field (2018), Japan’s global ranking on gender equality was lowered further by a widening of the political gender gap and remaining dearth of female managers. This study analyses the effectiveness of the legal frameworks aimed at improving gender equality, through assessing their regulatory design, compliance, and implementation. It also highlights how gender norms underlining the international human rights law and international development agenda have affected the development and implementation of those legal frameworks. The paper concludes that the laws aimed to promote women’s leadership in the economic and political spheres have not fully performed to achieve intended goals because of their weak enforcement mechanism, the lack of strong political will as well as insufficient awareness raising and advocacy to bring about transformative changes of gendered practices embedded in social context and practice. The partnerships among global and local stakeholders including international organisations, governments, business, media, civil society, and people with diverse backgrounds are essential to provide the necessary momentum to drive the laws to work effectively on the ground, through transnational and local advocacy. Japanese society is standing at a critical juncture to advance equal voice in economic and political decision making, which is a core of democratic governance and sustainable development based on the principle of leaving no one behind.
性别平等和妇女赋权是实现各项可持续发展目标的重要前提和动力。尽管日本拥有高度发达的经济和民主治理体系,但日本在性别平等方面的记录,特别是女性在政治和经济方面的领导地位,多年来一直停滞不前。即使在《促进妇女参与和领导的工作场所法》(2015年)和《促进政治领域性别平等法》(2018年)等促进妇女参与和领导的法律颁布之后,日本在性别平等方面的全球排名仍因政治性别差距扩大和女性管理人员的缺乏而进一步下降。本研究通过评估旨在改善性别平等的法律框架的监管设计、合规和实施情况,分析了这些法律框架的有效性。它还强调强调国际人权法和国际发展议程的性别规范如何影响这些法律框架的发展和执行。本文的结论是,旨在促进妇女在经济和政治领域的领导地位的法律没有充分执行,未能达到预期目标,因为它们的执行机制薄弱,缺乏强烈的政治意愿,以及没有充分的提高认识和宣传,以带来社会背景和实践中根深蒂固的性别实践的变革。包括国际组织、政府、企业、媒体、民间社会和不同背景人士在内的全球和地方利益攸关方之间的伙伴关系至关重要,可以通过跨国和地方宣传提供必要的动力,推动法律在实地有效发挥作用。日本社会正处于推进经济和政治决策平等发言权的关键时刻,这是基于不让任何人掉队原则的民主治理和可持续发展的核心。
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引用次数: 3
International Cooperation Without Just Distributions? Beginning to Map the Role of Rising Economic Inequality in the Formation and Evolution of and Adherence to International Law 没有公平分配的国际合作?开始描绘日益加剧的经济不平等在国际法的形成、演变和遵守中的作用
IF 0.3 Q2 Social Sciences Pub Date : 2021-06-01 DOI: 10.1515/ldr-2021-0057
Alexander Beyleveld
Abstract The argument in this paper is that international lawyers—scholars and practitioners alike—should be cognisant of the fact that different economic distributions within nations will lead to the establishment of different international legal systems in terms of their formation and evolution, as well as in relation to the extent to which they are respected and adhered to. Rising economic inequality within nations is an issue of incredible systemic importance to international law; it should be pushed further up the agenda when it comes to devising the laws between them because this will, on balance, assist in creating a more peaceful and prosperous world underpinned by an effective law of nations that is up to the types of contemporary challenges which of necessity require more cooperation between states. Accordingly, from the perspective of this paper, international lawyers should, at a minimum do the following (i) give consideration to the direction of distributional trends within nations when attempting to understand how current international law works (i.e. how it formed, evolves and the extent to which it is respected and adhered to); (ii) give consideration to these same trends when conceptualising and designing the international law(s) of the future and (iii) to the extent necessary, think about the development of the mechanisms at the international law level that encourage and enable the reduction of economic inequality within nations with a view to ensuring that the better functioning, at a systemic level, of the international legal system in general, as well as the various parts of which that system is comprised.
本文的论点是,国际律师——无论是学者还是从业者——都应该认识到,不同国家内部的经济分布将导致不同的国际法律体系的形成和演变,以及它们受到尊重和遵守的程度。国家内部日益加剧的经济不平等是一个对国际法具有不可思议的系统性重要性的问题;在制定两国之间的法律时,应将其进一步推向议程,因为总的来说,这将有助于创造一个以有效的国际法律为基础的更加和平与繁荣的世界,以应对当代各种挑战,而这些挑战必然需要各国之间进行更多的合作。因此,从本文的角度来看,国际律师至少应做到以下几点:(i)在试图理解现行国际法如何运作(即它如何形成、演变以及在多大程度上受到尊重和遵守)时,考虑到各国内部分配趋势的方向;(二)在构想和设计未来的国际法时考虑到这些趋势;(三)在必要的程度上考虑在国际法一级发展鼓励和能够减少国家内部经济不平等的机制,以期确保整个国际法律制度以及构成该制度的各个部分在系统一级更好地运作。
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引用次数: 1
Migration, Poverty, the Role of State, (International) Law and Development in the Industrialised Countries of Europe 欧洲工业化国家的移民、贫困、国家作用、(国际)法律和发展
IF 0.3 Q2 Social Sciences Pub Date : 2021-06-01 DOI: 10.1515/ldr-2021-0045
Brian-Vincent O Ikejiaku
Abstract The current radical strategies by which there is, on one hand, an increasing European assistance to developing poor countries of Africa/Middle East and on the other hand, tightened border-security within Europe as a means to reduce migration from the South; may worsen the state of poverty in Europe, particularly on the immigrants and impact on the workforce in Europe with implication on development. Though, these strategies may sound radically appealing, they are however, unlikely to reduce migration flows to Europe. While there is still a “wide development gap” between the poor countries of Africa/Middle East and industrialised countries of Europe, migration will often increase, at least in the next two-three decades. Radical border security in Europe will expose the migrants to human trafficking in different form and manifestation contrary to Article 3 UN Protocol on Trafficking in Person. The paper examines the role of the State and Law and development, in addressing the issues of poverty and migration within the industrialised countries of Europe. The research argues that there is the likelihood that poverty and human right issues will increase in Europe in the near-future, if the State/EU fails to play their role, by changing their policy direction and repositioning themselves by improving their Law and development stance. The research employs the human rights-based approach, interdisciplinary and critical-analytical perspective within the framework of international Law and development. It employs qualitative empirical evidence from developed countries of Europe and poor developing countries for analysis.
当前的激进策略是,一方面,增加欧洲对非洲/中东发展中贫穷国家的援助,另一方面,加强欧洲内部的边境安全,以减少来自南方的移民;可能会加剧欧洲的贫困状况,特别是对移民和欧洲劳动力的影响,从而影响到发展。尽管这些策略听起来极具吸引力,但它们不太可能减少流向欧洲的移民。虽然非洲/中东贫穷国家与欧洲工业化国家之间仍然存在“很大的发展差距”,但移徙往往会增加,至少在今后二、三十年是如此。欧洲激进的边境安全将使移民面临不同形式和表现的人口贩运,这违反了《联合国人口贩运议定书》第三条。本文探讨了国家、法律和发展在解决欧洲工业化国家内的贫困和移民问题方面的作用。该研究认为,如果国家/欧盟不能通过改变其政策方向和通过改善其法律和发展立场来重新定位自己来发挥其作用,那么在不久的将来,欧洲的贫困和人权问题很可能会增加。该研究在国际法和发展的框架内采用基于人权的方法、跨学科和批判性分析的观点。它采用来自欧洲发达国家和发展中贫穷国家的定性经验证据进行分析。
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引用次数: 1
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