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Opportunities and Barriers of Using Blockchain in Public Administration: The Case of Real Estate Registration in Kazakhstan 区块链在公共管理中的机遇与障碍——以哈萨克斯坦不动产登记为例
IF 1.1 Q3 PUBLIC ADMINISTRATION Pub Date : 2021-12-01 DOI: 10.2478/nispa-2021-0014
Y. Akhmetbek, David Špaček
Abstract Blockchain technology has a great potential for improving public administration – its transparency and efficiency. It is also discussed as an instrument for reducing corruption and transaction costs. This paper discusses the potential use of block-chain technology in public administration. It is based on a case-study approach focusing on real estate registration in Kazakhstan. Particular attention is paid to identifying factors hindering the development of the blockchain technology. The paper indicates that the main barriers to further use of blockchain technology in Kazakhstan are insufficient legislation and also the complexity of the technical implementation of blockchain projects and integration with existing systems.
摘要区块链技术在提高公共管理的透明度和效率方面具有巨大潜力。它还被讨论为减少腐败和交易成本的工具。本文讨论了区块链技术在公共管理中的潜在应用。它以哈萨克斯坦不动产登记为重点的案例研究方法为基础。特别注意识别阻碍区块链技术发展的因素。该论文指出,哈萨克斯坦进一步使用区块链技术的主要障碍是立法不足,以及区块链项目技术实施和与现有系统集成的复杂性。
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引用次数: 3
E-Government in European Countries, a Comparative Approach Using the Principal Components Analysis 欧洲国家电子政务的主成分分析比较研究
IF 1.1 Q3 PUBLIC ADMINISTRATION Pub Date : 2021-12-01 DOI: 10.2478/nispa-2021-0015
Armenia Androniceanu, I. Georgescu
Abstract The digitalization of public administration is a necessary condition for the economic and social development of each country. In this context, e-government is developing and diversifying its forms of implementation, contributing significantly to the efficiency of public administration, to increasing the degree of transparency and to reducing corruption in public institutions. The aim of the research was to know how the states of the European Union evolved from the point of view of e-government and what influence it had on the economic development of the analyzed states and on the European citizens during the analyzed period. For this we selected ten research variables from several databases: Eurostat, the World Bank and the United Nations E-Government Development Database (UNeGovDD) of the United Nations. The period for which we did the analysis is 2010 – 2019. Using EViews 12 we applied panel Principal Component Analysis to reduce the 10-variable panel into a lower dimension of 3 principal components to find the underlying simplified structure. The three principal components retained explain about 76.5 % of the initial information. The research results show significant differences between the states analyzed, in terms of e-government, but also in terms of the impact it has on government effectiveness, controlling corruption, e-participation of European citizens and the economic development of Member States. In countries with a high level of e-government implementation, governance is efficient, corruption is low, citizen involvement is higher and economic development is faster.
公共行政数字化是各国经济社会发展的必要条件。在这种情况下,电子政务正在发展和多样化其实施形式,对公共行政的效率、提高透明度和减少公共机构的腐败作出重大贡献。研究的目的是从电子政务的角度了解欧盟国家是如何演变的,以及在分析期间,电子政务对被分析国家的经济发展和对欧洲公民的影响。为此,我们从几个数据库中选择了十个研究变量:欧盟统计局、世界银行和联合国电子政务发展数据库(UNeGovDD)。我们进行分析的时期是2010年至2019年。使用EViews 12,我们应用面板主成分分析将10变量面板减少到3个主成分的较低维度,以找到潜在的简化结构。这三个主要成分保留了大约76.5%的初始信息。研究结果表明,所分析的国家之间不仅在电子政务方面存在显著差异,而且在电子政务对政府效率、控制腐败、欧洲公民电子参与和成员国经济发展的影响方面也存在显著差异。在电子政务实施水平高的国家,治理效率高,腐败程度低,公民参与度高,经济发展速度快。
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引用次数: 16
Measuring Whistleblowing Perceptions among the Civil Service of the Republic of Kosovo 衡量科索沃共和国公务员对告密的看法
IF 1.1 Q3 PUBLIC ADMINISTRATION Pub Date : 2021-12-01 DOI: 10.2478/nispa-2021-0018
Shpresa Kaçiku Baljija, A. Rustemi
Abstract In 2018, the Parliament of the Republic of Kosovo approved the Law on the Protection of Whistleblowers, setting up the foundations of the whistleblower protection system for the public and private sectors in the country. In line with the international principles for drafting legislation for the protection of whistleblowers, the law provides three channels for reporting wrongdoing and grants protection against any form of retaliation for whistleblowers. Noting the absence of institutional data on whistleblowing in the public sector, for this research article, a survey was implemented with individual members of civil service in Kosovo (n=400), during the period from September to November 2019, to collect primary data related to factors incentivizing and / or discouraging the decision to whistleblow. Data were collected at the national and local levels of state administration, as per the scope of the definition of the civil service by Kosovo legislation. In this contribution, research results reveal that the protection against any form of retaliation guaranteed by the law is not sufficient for members of civil service in Kosovo to support the decision to whistleblow, as concerns arise for the security and physical integrity of their respective family members. Law does not provide financial incentives for civil servants to whistleblow. Data reveal that a satisfactory level of trust is missing on organizational indicators such as trust in the responsible officer, protection of data confidentiality and anonymity, across different levels of categories of civil service. In line with the concerns voiced by members of civil service and international standards for whistleblower protection, the following actionable recommendations are proposed to advance the whistleblowing system in Kosovo: 1) Improve the provision of training for members of civil service on whistleblowing legislation, organizational procedures, whistleblower protection, and rights; 2) Establish strategies to support employees for whistleblowing. Such strategies would include programs enabling whistleblowers access to professional services such as stress management, counseling, and legal services; 3) Enhance security measures for the physical integrity of whistleblowers and their respective family members; 4) Establish incentives to encourage whistleblowing, such as financial rewards.
摘要2018年,科索沃共和国议会批准了《举报者保护法》,为该国公共和私营部门的举报者保护制度奠定了基础。根据起草保护举报人立法的国际原则,该法律为举报不法行为提供了三个渠道,并为举报人提供了免受任何形式报复的保护。注意到缺乏公共部门举报的机构数据,在这篇研究文章中,在2019年9月至11月期间,对科索沃公务员个人(n=400)进行了一项调查,以收集与激励和/或劝阻举报决定的因素有关的主要数据。根据科索沃立法对公务员制度的定义范围,在国家和地方各级国家行政部门收集了数据。在这篇文章中,研究结果表明,法律保障的免受任何形式报复的保护不足以让科索沃公务员支持举报的决定,因为他们担心各自家庭成员的安全和身体完整。法律并没有为公务员举报提供经济激励。数据显示,在不同级别的公务员中,对负责官员的信任、保护数据机密性和匿名性等组织指标缺乏令人满意的信任。根据公务员提出的关切和保护举报人的国际标准,为推进科索沃的举报人制度,提出了以下可采取行动的建议:1)改进对公务员提供的关于举报人立法、组织程序、举报人保护和权利的培训;2) 制定支持员工举报的策略。这些策略将包括让举报人获得专业服务的计划,如压力管理、咨询和法律服务;3) 加强对举报人及其各自家庭成员身体完整性的安全措施;4) 建立鼓励举报的激励措施,如经济奖励。
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引用次数: 1
Rapid Public-Private Partnership Deployment in Kazakhstan: Enablers and Implications 哈萨克斯坦公私伙伴关系的快速部署:促成因素和影响
IF 1.1 Q3 PUBLIC ADMINISTRATION Pub Date : 2021-12-01 DOI: 10.2478/nispa-2021-0020
N. Mouraviev
Abstract Public-private partnerships (PPPs) are a relatively new phenomenon in Kazakh-stan – their development began in 2005 in the transport and energy sectors. Initially sluggish growth transformed into rapid PPP deployment from 2016 to 2019 when hundreds of PPPs were launched in many industries (infrastructure, hospitals, schools), which was in sharp contrast to just a handful of PPPs formed prior to 2016. Rapid PPP deployment raised deep concerns whether the government’s supporting schemes and PPP launch procedures are appropriate and whether they may backfire for the government in the form of increasing debt. This paper aims to investigate the enablers and implications of accelerated PPP formation. The study is based on semi-structured in-depth interviews with a range of actors in the field, including PPP operators (railroad, energy company, kindergarten), regional and local governments, national and regional PPP centres, lawyers and private investors, which afforded an opportunity to mitigate bias in opinions. The study has identified three principal enablers: simplified procedures for a PPP launch, pressure exerted on regional governments, and extensive government financial support to PPPs. By making use of agency theory, property rights theory and the value-for-money concept, the paper offers a conceptualisation of rapid PPP growth in Kazakhstan in recent years and argues that growth was disproportionally fast and unintended. Policy implications include a need to re-establish the value-for-money approach to PPP formation, a significant increase in government liabilities to PPPs, and a misconception regarding the role of PPP collaborative governance.
摘要公私伙伴关系(PPP)在哈萨克斯坦是一种相对较新的现象,其发展始于2005年的运输和能源部门。从2016年到2019年,最初缓慢的增长转变为快速的购买力平价部署,当时许多行业(基础设施、医院、学校)推出了数百个购买力平价,这与2016年之前形成的少数购买力平价形成了鲜明对比。PPP的快速部署引发了人们的深切关注,即政府的支持计划和PPP启动程序是否合适,以及它们是否会以增加债务的形式对政府产生反作用。本文旨在研究加速PPP形成的促成因素和影响。该研究基于对该领域一系列参与者的半结构化深入采访,包括PPP运营商(铁路、能源公司、幼儿园)、地区和地方政府、国家和地区PPP中心、律师和私人投资者,这为减少意见偏差提供了机会。该研究确定了三个主要推动因素:PPP启动的简化程序、对地区政府施加的压力以及政府对PPP的广泛财政支持。通过利用代理理论、产权理论和物有所值的概念,本文对哈萨克斯坦近年来购买力平价的快速增长进行了概念化,并认为增长速度过快且出乎意料。政策影响包括需要重新建立PPP形成的物有所值的方法,政府对PPP的负债大幅增加,以及对PPP合作治理作用的误解。
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引用次数: 1
Inter-Regional Cooperation in Waste Management: New Trends in Moscow and the Moscow Region 废物管理的区域间合作:莫斯科和莫斯科地区的新趋势
IF 1.1 Q3 PUBLIC ADMINISTRATION Pub Date : 2021-12-01 DOI: 10.2478/nispa-2021-0013
R. Agiamoh
Abstract Globalization metrics rank Moscow as an alpha global city and the second most populous city in Europe. The city’s rate of urbanization and population growth has increased over the past decade triggering outward urban sprawl and the attendant need for spatial development within the city’s suburb – the Moscow Region municipality. This study focuses on internal factors and trends facilitating the need for inter-municipal waste management cooperation between the Moscow metropolis and the Moscow Region municipality. The paper reviews the policies driving this partnership and the inter-sectoral network facilitating waste management. Partnership effectiveness is evaluated via a multi-indicator approach, alongside qualitative thematic analysis comprising public surveys and the review of legal, administrative and operational documents. The findings reveal that cooperation between the municipalities is primarily driven by the convergence of socio-cultural factors, common territorial boundaries, the provision of public utilities and urban spatial constraints.
摘要全球化指标将莫斯科列为全球第一大城市和欧洲人口第二大城市。在过去的十年里,该市的城市化率和人口增长率有所上升,引发了城市向外扩张,以及随之而来的城市郊区——莫斯科地区直辖市——空间发展需求。本研究的重点是促进莫斯科大都市和莫斯科地区市政当局之间城市间废物管理合作需求的内部因素和趋势。该文件回顾了推动这一伙伴关系的政策以及促进废物管理的部门间网络。伙伴关系的有效性通过多指标方法进行评估,同时进行定性专题分析,包括公众调查和审查法律、行政和业务文件。调查结果表明,市政当局之间的合作主要是由社会文化因素、共同的领土边界、公共设施的提供和城市空间限制的趋同驱动的。
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引用次数: 0
Study on Citizen Participation in Local Governance in Vietnam 越南公民参与地方治理研究
IF 1.1 Q3 PUBLIC ADMINISTRATION Pub Date : 2021-12-01 DOI: 10.2478/nispa-2021-0016
Nguyen Trong Binh, Nguyen Quang Giai
Abstract Reform to establish a democratic, citizen-centered government is an important orientation in the world and in Vietnam today. For Vietnam, how to promote and strengthen democratic governance must be one of the most crucial issues in order to achieve sustainable development goals. Based on the theoretical framework and survey results, this study evaluates citizen participation in local governance in Vietnam on seven main dimensions, including: (i) Transparency aims to ensure citizens’ right to know; (ii) Participation in elections; (iii) Outlining of policy initiatives; (iv) Policy discussion, social criticism and referendums; (v) Voluntary contributions and cooperation with the government in public-service delivery; (vi) Social self-governance; (vii) Supervision of the social realm. Research shows that the dominance of local government is very evident in the process of citizen participation. The policy implications for countries in transition like Vietnam are that, in order to increase citizen participation in local governance, the openness of local government should be enhanced. Of course, doing this well needs a certain social basis.
摘要建立民主、以公民为中心的政府的改革是当今世界和越南的一个重要方向。对越南来说,如何促进和加强民主治理必须是实现可持续发展目标的最关键问题之一。基于理论框架和调查结果,本研究从七个主要维度评估了越南公民参与地方治理的情况,包括:(一)透明度旨在确保公民的知情权;二参加选举;三政策倡议概要;四政策讨论、社会批评和公民投票;(v) 自愿捐款和与政府合作提供公共服务;六社会自治;七对社会领域的监督。研究表明,在公民参与过程中,地方政府的主导地位十分明显。对越南等转型期国家的政策影响是,为了增加公民对地方治理的参与,应该加强地方政府的开放性。当然,做好这件事需要一定的社会基础。
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引用次数: 2
Mismatch of Policy Theory and Policy Practice in Eastern Europe: Cross-Sectoral Comparison of Croatian Policymaking 东欧政策理论与政策实践的错配:克罗地亚政策制定的跨部门比较
IF 1.1 Q3 PUBLIC ADMINISTRATION Pub Date : 2021-12-01 DOI: 10.2478/nispa-2021-0021
A. Petek
Abstract The aim of the paper is to improve empirical policy theory by examining Eastern European policymaking, using Croatia as a case for analysis. Data sources are published studies that describe 11 sectors from diverse policy areas. The whole material was coded by the rules of qualitative content analysis. The results show 15 basic features of Croatian policymaking combined into six policymaking types: administrative, analytical, economic, external, incremental, and political. All detected policymaking types were successfully connected to several policy concepts, theories, frameworks, and approaches. The analysis revealed three points of theory-practice mismatch that are fruitful for theoretical improvements: the need for mainstreaming Europeanization and policy transfer into policy theory; the need to modify rationalistic approaches for more empirical studies on obstacles and barriers to rationality in policymaking; and the need for adapting actor-centered approaches for a more broad application and empirical research of policymaking in Eastern Europe.
摘要本文的目的是通过考察东欧的政策制定,以克罗地亚为例进行分析,从而改进实证政策理论。数据来源是已发表的研究报告,描述了来自不同政策领域的11个部门。整个材料按照定性内容分析的规则进行编码。结果显示,克罗地亚政策制定的15个基本特征组合为六种政策制定类型:行政、分析、经济、外部、增量和政治。所有检测到的政策制定类型都成功地与几种政策概念、理论、框架和方法相联系。分析揭示了理论与实践不匹配的三个方面,这三个方面对理论改进是卓有成效的:需要将欧洲化和政策转移纳入政策理论的主流;需要修改理性主义方法,以便对政策制定中理性的障碍和障碍进行更多的实证研究;以及需要调整以行动者为中心的方法,以便对东欧的政策制定进行更广泛的应用和实证研究。
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引用次数: 0
Health Technology Assessment of the Medical Devices: A Case Study from the Czech Republic 医疗器械卫生技术评价:以捷克共和国为例
IF 1.1 Q3 PUBLIC ADMINISTRATION Pub Date : 2021-12-01 DOI: 10.2478/nispa-2021-0022
Jana Rozmarinová, B. Říhová
Abstract Health technology assessment (HTA) has become the systematic evaluation of health technology’s properties and effects that inform decision-makers. The implementation and expansion of HTA can contribute to slowing down burgeoning healthcare costs. In the Czech Republic, elements of HTA are quite standardly used in pharmacoeconomics, but questions arise on the use of HTA of medical devices. The theoretical framework developed is followed by a case study of the Czech Republic to assess whether the use of HTA of medical devices in the Czech Republic is implemented. This study uses publicly available resources, mainly public health acts and public notices related to HTA. We examined the institutionalisation of HTA for medical devices (HTA applied only at a selected area of medical devices) in the Czech Republic and compared Czech’s HTA principles of medical devices to the HTA Core Model. It was found that the HTA process used for medical devices is very limited in the Czech Republic. Our data show that HTA was officially established, but in reality, the medical devices have not been assessed following HTA principles.
摘要卫生技术评价(HTA)已成为对卫生技术性质和效果的系统评价,为决策者提供信息。HTA的实施和扩展有助于减缓迅速增长的医疗保健成本。在捷克共和国,HTA元素在药物经济学中被相当标准地使用,但在医疗器械的HTA使用上出现了问题。在制定了理论框架之后,对捷克共和国进行了案例研究,以评估捷克共和国是否实施了医疗器械的HTA使用。本研究使用公共资源,主要是与HTA相关的公共卫生法案和公告。我们研究了捷克共和国医疗器械HTA的制度化(HTA仅在选定的医疗器械领域应用),并将捷克医疗器械HTA原则与HTA核心模型进行了比较。据发现,用于医疗器械的HTA流程在捷克共和国非常有限。我们的数据显示,HTA已经正式成立,但在现实中,医疗器械并没有按照HTA的原则进行评估。
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引用次数: 0
Unanticipated Consequences of Reforms in School Governance 学校治理改革的意外后果
IF 1.1 Q3 PUBLIC ADMINISTRATION Pub Date : 2021-12-01 DOI: 10.2478/nispa-2021-0023
J. Urbanovič, M. D. de Vries, Barbara Stankevič
Abstract This article argues that policy development and evaluations should not only incorporate whether and to what extent the policies achieve the intended goals, but should also take the unintended consequences of the policies into account. Based on the classic work of the sociologist Robert Merton, this article addresses the side-effects of attempts that have been made by the Lithuanian national government to improve on the governance of basic and high-schools. The intended goals of the policies concerned the increase of autonomy of school governance through the decentralization of responsibilities; increasing autonomy of and control over school governance; increasing market-driven governance, inducing competition and collaboration between schools, and altering the relation between service providers and recipients. An in-depth analysis shows that there were serious side-effects. Due to the limited knowledge and capabilities at the local level the policies resulted in sub-optimal decision-making at the school level. As the transfer went hand in hand with national laws and strict regulations, stipulating the financing and content of education, setting standards and uniform requirements this reduced the ability of schools to make autonomous decisions and rather turned them into bodies implementing national standards. A decrease in cost-efficiency is visible as every school has to make its own plans; administrative burdens increase, and insufficient funding results in a transfer of shortages instead of transferring the responsibility to find solutions for those shortages, and instead of becoming more collegiate, the relation between schools becomes competitive resulting in distrust with all the expected negative consequences. The plans to increase the autonomy of school governance could have developed rather differently if these unintended consequences had been taken into account beforehand. If such side-effects would be anticipated, that could have resulted in more realism, less one-sided and unfounded optimism and in the end, less frustration and demotivation.
摘要本文认为,政策制定和评估不仅应包括政策是否以及在多大程度上实现了预期目标,还应考虑到政策的意外后果。本文以社会学家罗伯特·默顿的经典著作为基础,阐述了立陶宛国家政府为改善基础学校和高中的管理而做出的努力的副作用。这些政策的既定目标涉及通过下放责任来提高学校管理的自主权;加强对学校治理的自主权和控制;加强市场驱动的治理,诱导学校之间的竞争和合作,改变服务提供者和接受者之间的关系。一项深入的分析表明存在严重的副作用。由于地方一级的知识和能力有限,这些政策导致了学校一级的次优决策。由于转移与国家法律和严格的法规齐头并进,规定了教育的资金和内容,制定了标准和统一的要求,这降低了学校自主决策的能力,反而使它们变成了执行国家标准的机构。成本效益的下降是显而易见的,因为每所学校都必须制定自己的计划;行政负担增加,资金不足导致短缺的转移,而不是转移寻找短缺解决方案的责任,而且学校之间的关系非但没有变得更加学院化,反而变得竞争激烈,导致了对所有预期负面后果的不信任。如果事先考虑到这些意想不到的后果,增加学校治理自主权的计划可能会有很大的不同。如果能预料到这种副作用,就会产生更现实的情况,减少片面和毫无根据的乐观情绪,最终减少沮丧和沮丧。
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引用次数: 1
Leadership Discourses on Bureaucracy: Continuity over a Century 关于官僚主义的领导话语:一个世纪以来的连续性
IF 1.1 Q3 PUBLIC ADMINISTRATION Pub Date : 2021-12-01 DOI: 10.2478/nispa-2021-0017
T. Jäkel, G. Borshchevskiy
Abstract Politicians in all types of regimes require bureaucracy to extend their rule over society. To prevent administrators from becoming too powerful and publicly signal independence, they seemingly arbitrarily criticize public officials. But when and how do political leaders blame bureaucracy – and when do they praise it ? This study uses Russia as a case to illustrate the complex and ambiguous politics-administration relationship in non-Western regimes. We argue that public statements about bureaucracy accommodate two different legitimation strategies. We provide a content analysis of 311 public statements, from 1917 – 2017, on the role of administration in the country’s development. We find that attention to administrative affairs coincides with major political changes and periods of political instability in the history of Soviet and post-Soviet Russia. Over a century, the rhetoric of Russian leaders oscillated between blaming and praising bureaucracy to secure stability and overcome obstacles in implementing governing strategies. The strategic interplay between assertive rhetoric and praising bureaucracy is part of an effective political leadership survival strategy.
所有类型政权中的政治家都需要官僚机构来扩大他们对社会的统治。为了防止行政人员变得过于强大并公开表示独立,他们似乎武断地批评公职人员。但是,政治领导人何时以及如何指责官僚主义——他们何时赞扬官僚主义?本研究以俄罗斯为个案,阐释非西方政权中复杂而暧昧的政治行政关系。我们认为,关于官僚主义的公开声明包含了两种不同的合法化策略。我们对1917年至2017年311份关于行政在国家发展中的作用的公开声明进行了内容分析。我们发现,对行政事务的关注与前苏联和后苏联俄罗斯历史上的重大政治变革和政治不稳定时期相吻合。一个多世纪以来,俄罗斯领导人的言论在指责和赞扬官僚机构以确保稳定和克服实施执政战略的障碍之间摇摆不定。自信的言辞和赞扬官僚主义之间的战略互动是有效的政治领导力生存战略的一部分。
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引用次数: 0
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NISPAcee Journal of Public Administration and Policy
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