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Unveiling the ‘author’ of international law — The ‘legal effect’ of ICJ’s advisory opinions 揭开国际法 "作者 "的面纱 - 国际法院咨询意见的 "法律效力
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2024-07-19 DOI: 10.1093/jnlids/idae015
Vahid Rezadoost
While it is universally accepted that the advisory opinions rendered by the International Court of Justice (ICJ or Court) are not binding as such, scholarly discourse continues to ponder upon whether these opinions can confer any definitive legal effects. The scope of the legal implications stemming from such opinions is considerably broad, encompassing statements of solely evidentiary significance, determinations demanding due consideration, through to authoritative ‘givens’ that are beyond contestation. Examples elucidating these diverse interpretations permeate both academic literature and international practice with the most recent example being the International Tribunal for the Law of the Sea (ITLOS) Special Chamber’s Mauritius/Maldives Judgment, wherein the findings presented in the Chagos Advisory Opinion were treated as authoritative pronouncements of international law with opposable legal effects. This article posits a departure from the mainstream standpoint, contending that while the ICJ’s advisory determinations are non-binding, they are capable of being authoritatively definitive in declaring what international law is in a specific context. The article also suggests that the authority vested in a judicial pronouncement, determining the content of international law, may go beyond its bindingness contingent upon the stature of the authoring entity.
虽然人们普遍认为国际法院(ICJ 或 Court)发表的咨询意见本身不具有约束力,但学术界仍在继续思考这些意见是否能赋予任何确定的法律效力。此类意见所产生的法律影响范围相当广泛,包括仅具有证据意义的声明、需要适当考虑的裁定,以及无可争议的权威性 "给定"。学术文献和国际实践中充斥着阐释这些不同解释的例子,最近的例子是国际海洋法法庭(ITLOS)特别分庭对毛里求斯/马尔代夫案的判决,其中查戈斯咨询意见中提出的结论被视为国际法的权威性声明,具有可对抗的法律效力。本文提出了与主流观点不同的观点,认为虽然国际法院的咨询性裁定不具有约束力,但它们在宣布特定情况下的国际法内容时具有权威性和确定性。文章还认为,决定国际法内容的司法宣告的权威性可能会超越其约束力,这取决于作者实体的地位。
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引用次数: 0
Continental shelf delimitation beyond 200 nautical miles: Mauritius/Maldives and the forking paths in the jurisprudence 200 海里以外大陆架划界:毛里求斯/马尔代夫和判例中的岔路
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2024-03-23 DOI: 10.1093/jnlids/idae009
Xuexia Liao
The jurisprudence concerning the continental shelf delimitation beyond 200 nautical miles (nm) over the past decade converged on distinguishing delineation from delimitation, which justifies the appropriateness of the judiciary to delimit the continental shelf beyond 200 nm in the absence of the recommendations issued by the Commission on the Limits of the Continental Shelf (CLCS). Mauritius/Maldives decided by a special chamber of the International Tribunal for the Law of the Sea departs from the established jurisprudence. By applying a ‘significant uncertainty’ standard that puts the relationship between entitlement and delimitation in the centre, Mauritius/Maldives reasons against exercising jurisdiction over the delimitation beyond 200 nm without affirmative recommendations of the CLCS. Mauritius/Maldives reflects judicial restraint in contrast with a more proactive approach prevailing in previous jurisprudence.
在过去十年中,关于 200 海里以外大陆架划界的判例趋向于区分划界和划界,这证明在大陆架界限委员会(大陆架委员会)没有提出建议的情况下,司法机构划定 200 海里以外大陆架的界限是适当的。由国际海洋法法庭特别分庭裁决的毛里求斯/马尔代夫案偏离了既定判例。毛里求斯/马尔代夫案采用 "重大不确定性 "标准,将应享权利与划界之间的关系置于中心位置,因此,在没有大陆架委员会肯定性建议的情况下,毛里求斯/马尔代夫案不对 200 海里以外的划界行使管辖权。毛里求斯/马尔代夫案反映了司法克制,与以往判例中盛行的更积极主动的做 法形成对比。
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引用次数: 0
The legitimation of international adjudication 国际裁决的合法性
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2024-01-24 DOI: 10.1093/jnlids/idad032
Zuzanna Godzimirska
Drawing on insights and methods from International Law, International Relations and Linguistics, the article untangles the discursive legitimation efforts of international adjudicative bodies. Adopting a mixed-methods approach that combines supervised learning methods, corpus methods and Critical Discourse Analysis it analyses the language of legitimation in the jurisprudence of the International Court of Justice and the World Trade Organization’s Appellate Body over a period of 20 years (1996–2016). In so doing, the article cuts across disciplinary divides and offers a novel and empirically informed perspective to ongoing debates on the discursive legitimation of international adjudicative bodies.
文章借鉴国际法、国际关系和语言学的观点和方法,揭示了国际裁判机构的话语合法化努力。文章采用混合方法,将监督学习方法、语料库方法和批判性话语分析相结合,分析了国际法院和世界贸易组织上诉机构 20 年(1996-2016 年)来判例中的合法化语言。在此过程中,文章跨越了学科鸿沟,为正在进行的关于国际裁判机构话语合法性的辩论提供了一个新颖的、有实证依据的视角。
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引用次数: 0
Reflecting on the rule of law contestations narratives in the world trading system 反思世界贸易体系中的法治争议叙事
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2024-01-21 DOI: 10.1093/jnlids/idad031
Ngangjoh Hodu Yenkong
Contestations have emerged over the nearly three decades of the World Trade Organization (WTO) regarding the narratives on the rule of law (ROL) as a central tenet of the Multilateral Trading System. One of such contestation is whether the idea of ROL was ever internalized in the WTO at its formation or has been exaggerated. This article critically explores this narrative and locates it in the context of the events of the past two decades in the WTO. It challenges the notion of ROL in the world trading system. It argues that although significant progress was made in mainstreaming ROL in the Uruguay Round project, it would be an exaggeration to claim that ROL was embedded in the trading system from its inception. The article concludes that sceptics of the ROL project in the WTO have arguably been vindicated by how things have unfolded in the past two decades.
世界贸易组织(WTO)成立近三十年来,关于法治(ROL)作为多边贸易体系核心原则的论述出现了争议。其中一个争论点是,法治理念在世贸组织成立之初是否就已内化,还是被夸大了。本文批判性地探讨了这一说法,并将其置于世贸组织过去二十年发生的事件的背景中。文章对世界贸易体系中的 ROL 概念提出了质疑。文章认为,尽管在乌拉圭回合项目中将 ROL 纳入主流的工作取得了重大进展,但如果声称 ROL 从一开始就已融入贸易体系,那未免言过其实。文章的结论是,过去二十年的事态发展证明,对世贸组织中的 ROL 项目持怀疑态度的人是正确的。
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引用次数: 0
When the Dragon comes Home to Roost: Chinese Investments in the EU, National Security, and Investor–State Arbitration 当龙回家栖息:中国在欧盟的投资、国家安全和投资者与国家间仲裁
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2024-01-09 DOI: 10.1093/jnlids/idad028
Szilárd Gáspár-Szilágyi
The gradual rise of China as an economic, normative, and lending power has resulted in more protectionist measures in areas of the world that traditionally championed economic liberalization. Currently, 21 out of 27 European Union (EU) Member States have national laws or measures in place for the screening or review of foreign investments. However, such restrictive national measures can result in investment treaty-based arbitration under the existing bilateral investment treaties concluded by 26 EU Member States with China, as evidenced by the recent arbitration initiated by Huawei against Sweden. Therefore, this article assesses whether EU Member States are likely to see a spike in investor–State arbitral claims initiated by Chinese investors as a result of the former’s investment screening measures. To achieve this aim, the article first looks at the bilateral investment treaties (BIT)-level variables that can influence the initiation of arbitration against EU Member States, such as the presence and type of investor–State arbitration (ISA) clauses, the types of investments being made, the coverage of the pre- and/or post-establishment phases, or the inclusion of ‘non-precluded measures’ clauses. This is then followed by a look at other variables, such as the decreasing number of Chinese foreign direct investment into EU countries, the treatment of Chinese investors in recent high-profile cases, and the importance of security alliances. The article concludes that those EU States are at a higher risk of being respondents in arbitrations initiated by Chinese investors whose BITs with China include modern ISA clauses, cover the pre-establishment phase, and lack non-precluded measures clauses. However, EU States should wait for the outcome of the Huawei v Sweden arbitration before deciding whether the amendment or termination of the existing BITs with China is needed.
中国作为经济、规范和借贷大国的逐步崛起,导致世界上传统上倡导经济自由化的地区采取了更多的保护主义措施。目前,27 个欧洲联盟(欧盟)成员国中有 21 个制定了筛选或审查外国投资的国家法律或措施。然而,根据欧盟 26 个成员国与中国缔结的现有双边投资条约,此类限制性国家措施可能导致基于投资条约的仲裁,华为公司最近对瑞典提起的仲裁即为例证。因此,本文评估了欧盟成员国是否有可能因前者的投资筛选措施而导致中国投资者提起的投资者与国家间仲裁申请激增。为实现这一目标,本文首先研究了双边投资条约(BIT)层面上可能影响针对欧盟成员国提起仲裁的变量,如投资者与国家间仲裁(ISA)条款的存在和类型、投资类型、设立前和/或设立后阶段的覆盖范围,或是否包含 "非排除措施 "条款。随后,文章对其他变量进行了分析,如中国对欧盟国家的外国直接投资数量不断减少、中国投资者在近期备受关注的案件中受到的待遇以及安全联盟的重要性。文章的结论是,那些与中国签订的双边投资协定包含现代国际投资协定条款、涵盖设立前阶段且缺乏非排除措施条款的欧盟国家在中国投资者提起的仲裁中成为被告的风险较高。然而,欧盟国家应等待华为诉瑞典案的仲裁结果,然后再决定是否需要修改或终止与中国的现有双边投资条约。
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引用次数: 0
Independence and impartiality through the lens of incompatible activities, disqualification and challenge: the ICJ, ITLOS, and inter-State arbitration 从不相容活动、取消资格和质疑的角度看独立性和公正性:国际法院、海洋法法庭和国家间仲裁
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2024-01-06 DOI: 10.1093/jnlids/idad030
Elena Ivanova
The members of the international courts and tribunals are expected to be independent and impartial. Their constituent instruments normally contain rules which aim at ensuring the independence and impartiality of judges and arbitrators. Such rules typically include provisions addressing activities incompatible with the judicial office, bars to the participation of a judge or an arbitrator in a particular case, when doubts about his/her impartiality arise. They sometimes address but are oftentimes silent on withdrawal, recusal or challenge. This article explores what types of activities can be said to be incompatible with the exercise of judicial functions or to bar the participation of a judge or an arbitrator in a particular case so as to shape the contours of the notions of impartiality and independence. It examines the existing normative arrangements and the practice of inter-State courts and tribunals, including the procedures and practice on withdrawal, recusal, challenge and the standard applied or applicable in assessing whether the requirements for independence and impartiality of international adjudicators have been met.
国际法院和法庭的成员应保持独立和公正。其组成文书通常包含旨在确保法官和仲裁员独立性和公正性的规则。这些规则通常包括处理与司法职务不符的活动的条款,以及在对法官或仲裁员的公正性产生怀疑时禁止其参与特定案件的条款。这些规则有时涉及退职、回避或回避申请等问题,但往往只字未提。本文探讨了哪些类型的活动可被视为与行使司法职能不符或禁止法官或仲裁员参与特定案件,从而形成公正性和独立性概念的轮廓。报告审查了现有的规范性安排以及国家间法院和法庭的实践,包括关于退出、回避、质疑的程序和实践,以及在评估国际裁判是否符合独立性和公正性要求时适用的标准。
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引用次数: 0
The effects of third-party intervention in the adjudication of maritime delimitation disputes 第三方干预对海洋划界争端裁决的影响
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2023-12-10 DOI: 10.1093/jnlids/idad029
Stephany Aw
Although the adjudication of a maritime boundary dispute is usually a bilateral process, it is also often the case that third States have an interest in the delimitation to be carried out. Coupled with the potential for the delimitation decisions of courts and tribunals to impact their maritime claims or entitlements, this raises the concern that third State interests could be prejudiced by such a dispute settlement process, without their participation. While third-party intervention has been suggested as a possible means of recourse for such third States, this article argues that third States may, in practice, be hesitant of resorting to intervention. This is because attempts to intervene, whether successful or unsuccessful, are likely to entail the court or tribunal’s eventual decision having some legally binding effects on the third State. Further, alternative options remain available to third States desirous of a platform to make their interests known.
虽然对海洋边界争端的裁决通常是一个双边过程,但第三国在将要进行的划界中往往也有利益。再加上法院和法庭的划界裁决有可能影响到第三国的海洋主张或权利,这就使人担心第三国的利益可能会在没有其参与的情况下受到这种争端解决程序的损害。虽然第三方干预被建议为此类第三国的一种可能的追索手段,但本文认为,第三国在实践中可能会对诉诸干预犹豫不决。这是因为干预的尝试,无论成功与否,都可能导致法院或法庭的最终裁决对第三国产生一定的法律约束力。此外,希望有一个平台来表达其利益的第三国仍有其他选择。
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引用次数: 0
New developments in the interpretation and application of the clean hands doctrine by investment tribunals 投资法庭在解释和适用 "干净的手 "原则方面的新发展
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2023-11-22 DOI: 10.1093/jnlids/idad027
P. Dumberry
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引用次数: 0
International sanctions enacted against Russia as overriding mandatory rules—on which foot should international arbitrators stand? 对俄罗斯实施的国际制裁凌驾于强制性规则之上——国际仲裁机构应该站在哪一边?
3区 社会学 Q2 LAW Pub Date : 2023-11-10 DOI: 10.1093/jnlids/idad022
Maxime Chevalier
Abstract Over the last decades, the role of international arbitrators has evolved from dealing with purely private interests to promoting the rule of law worldwide and safeguarding the interests of the international community. Following the armed conflict in Ukraine, a plurality of States has enacted international sanctions against Russia, which are currently impacting the performance of many international contracts. This article analyses the enforcement of international sanctions by international arbitrators as a matter of overriding mandatory public policy rules. This article also draws a new perspective on the subject, by analysing it from two different yet complementary approaches. First, because national courts have supervisory powers at the post-award stage, the reasoning of international arbitrators may depend on whether such international sanctions are regarded as public policy rules within relevant national legal orders. Secondly, because international arbitral tribunals have no forum, their decision regarding the enforcement of international sanctions will depend on the existing legal theories of international arbitration. After comparing the different results under the territorial, multilocal, and transnational approaches, the author advocates for the enforcement of international sanctions against Russia as part of transnational public policy rules.
在过去的几十年里,国际仲裁员的作用已经从处理纯粹的私人利益演变为促进全球法治和维护国际社会的利益。在乌克兰武装冲突之后,许多国家对俄罗斯实施了国际制裁,这些制裁目前正在影响许多国际合同的履行。本文分析了国际仲裁员执行国际制裁作为压倒强制性公共政策规则的问题。本文还从两种不同但互补的角度对这一问题进行了分析,从而为这一问题提供了一个新的视角。首先,由于国家法院在裁决后阶段具有监督权,国际仲裁员的推理可能取决于此类国际制裁是否被视为相关国家法律秩序中的公共政策规则。第二,由于国际仲裁法庭没有讲坛,它们关于执行国际制裁的决定将取决于现有的国际仲裁法律理论。在比较了地域、多地方和跨国方法下的不同结果后,作者主张将对俄罗斯的国际制裁作为跨国公共政策规则的一部分。
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引用次数: 0
Compensation in the jurisprudence of the International Court of Justice: towards an equitable approach 国际法院判例中的赔偿:走向公平的途径
3区 社会学 Q2 LAW Pub Date : 2023-10-16 DOI: 10.1093/jnlids/idad023
Yang Liu
Abstract Article 36(2) of the International Law Commission’s Article on Responsibility of States for Internationally Wrongful Acts (ARSIWA) provides that the responsible state shall compensate for all financially assessable damage. However, ARSIWA provides no guidance as to how such a broad rule should be applied in practice, which creates significant ambiguities for adjudicators in charge of adjudicating compensation claims in international law. In the past decade, the International Court of Justice has adjudicated three important compensation cases wherein it has exhibited a visible turn to equitable considerations in compensation determination. This article conducts an analysis of such an emerging equitable approach to compensation and argues that it is a welcome development, given the flexibility it provides to the Court for balancing different factors, with the aim of achieving an equitable determination of compensation. This article also addresses the justifications and predictability concerns of this approach.
国际法委员会《国家对国际不法行为的责任条款》(ARSIWA)第36条第2款规定,责任国应赔偿所有可在经济上评估的损害。但是,《国际仲裁和评估法》没有就如何在实践中应用这一广泛规则提供指导,这对负责裁决国际法赔偿要求的裁决人员造成了严重的含糊不清。在过去十年中,国际法院裁决了三个重要的赔偿案件,其中它在确定赔偿方面明显转向公平考虑。本文对这种正在出现的公平赔偿办法进行了分析,并认为这是一个值得欢迎的发展,因为它为法院提供了平衡不同因素的灵活性,目的是实现公平确定赔偿。本文还讨论了这种方法的合理性和可预测性。
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引用次数: 0
期刊
Journal of International Dispute Settlement
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