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Keeping score: an empirical analysis of the interventions in Ukraine v Russia 记分:乌克兰对俄罗斯干预的实证分析
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2023-05-31 DOI: 10.1093/jnlids/idad011
Kyra Wigard, Ori Pomson, J. McIntyre
The Allegations of Genocide under the Convention on the Prevention and Punishment of the Crime of Genocide (Ukraine v Russia) case involves an unprecedented number of Article 63 declarations of intervention. We consider the specific arguments made in individual declarations, but also the mass nature of the declarations. In order to do this in a systematic manner, we employ empirical methods to identify those declarations and arguments that are more central and those that are more unique. Using citation network analysis, we identify the main and central arguments presented by states in their declarations. Moreover, we find evidence that states have co-operated in the preparation of their intervention declarations, using Article 63 as an opportunity to collectively condemn Russia as well as offer their joint interpretation of the Genocide Convention. But while all states come to support Ukraine, the interventions are not necessarily helpful to Ukraine’s case.
根据《防止及惩治灭绝种族罪公约》提出的灭绝种族指控(乌克兰诉俄罗斯)案涉及前所未有的第63条干预声明。我们考虑到个别宣言中提出的具体论点,但也考虑到宣言的群众性。为了以系统的方式做到这一点,我们采用经验方法来识别那些更中心和更独特的声明和论点。利用引文网络分析,我们确定了各国在其宣言中提出的主要和中心论点。此外,我们发现有证据表明,各国在准备其干预声明时进行了合作,利用第63条作为集体谴责俄罗斯的机会,并提供了对《灭绝种族罪公约》的联合解释。但是,尽管所有国家都支持乌克兰,但这些干预并不一定对乌克兰有利。
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引用次数: 0
The resolution of professional tennis disputes 职业网球纠纷的解决
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2023-05-31 DOI: 10.1093/jnlids/idad010
I. Bantekas
The regulatory landscape of professional tennis is scattered across several entities, each administering its own tournaments. This article focuses on disputes involving professional tennis players. In this context, it identifies two major areas of disputes, namely regulatory (encompassing disciplinary, doping and corruption offences) and contractual. The latter are chiefly resolved through litigation. Regulatory disputes are administered through distinct judicial and quasi-judicial institutions set up by the various tennis entities. The International Tennis Federation’s (ITF) international adjudication panel and its independent tribunal are the key institutions in this respect, with the independent tribunal possessing all the attributes of arbitral tribunals. The Court of Arbitration for Sport (CAS) has been conferred a limited appellate jurisdiction over decisions of these two entities. Overall, the ITF’s dispute resolution architecture has been effective and has created a significant body of precedent, further supplemented by that of the CAS.
职业网球的监管格局分散在几个实体中,每个实体都管理着自己的锦标赛。这篇文章关注的是涉及职业网球运动员的纠纷。在这方面,它确定了两个主要的争议领域,即监管(包括纪律、兴奋剂和腐败犯罪)和合同。后者主要通过诉讼解决。监管纠纷是通过各种网球实体设立的不同的司法和准司法机构来管理的。国际网球联合会(ITF)的国际裁判小组及其独立法庭是这方面的关键机构,独立法庭具有仲裁法庭的所有属性。体育仲裁法庭(CAS)已被授予对这两个实体的决定的有限上诉管辖权。总的来说,创新技术基金的争议解决架构是有效的,并创造了一个重要的先例,CAS的先例进一步补充了这一点。
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引用次数: 0
The ICJ judgment on Nicaragua v Colombia (2022): applying an established jurisdictional test or a problematic invention? 国际法院对尼加拉瓜诉哥伦比亚案(2022年)的判决:适用既定管辖权标准还是有问题的发明?
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2023-05-16 DOI: 10.1093/jnlids/idad009
Pranav Ganesan, Laia Roxane Guardiola
In April 2022, the ICJ pronounced its judgments on the merits in Alleged Violations of Sovereign Rights and Maritime Spaces in the Caribbean Sea (Nicaragua v Colombia). While the judgment makes interesting contributions to the law of the sea jurisprudence, the Court’s problematic finding on jurisdiction ratione temporis is the subject of this paper. Applying what it refers to as ‘continuity’ and ‘connexity’ criteria, it found that Colombia’s withdrawal from the Pact of Bogotá would not prevent it from considering facts submitted by Nicaragua which arose after the Pact ceased to be in force for Colombia. An in-depth analysis of the jurisprudence the judgment referred to reveals that the Court was building on convoluted cases, some of which have conflated questions of jurisdiction and admissibility. Based on the Court’s jurisprudence, this paper argues for a more systematic approach to dealing with preliminary issues arising from new claims and submissions.
2022年4月,国际法院就“涉嫌侵犯加勒比海主权权利和海洋空间”(尼加拉瓜诉哥伦比亚)案的案情作出判决。虽然该判决对海洋法法理学做出了有趣的贡献,但法院关于属时管辖权的有问题的裁决是本文的主题。根据它所称的“连续性”和“连接性”标准,它认为哥伦比亚退出《波哥大公约》并不妨碍它审议尼加拉瓜在《公约》对哥伦比亚不再生效后提出的事实。对判决书所提到的法理学的深入分析表明,法院是根据复杂的案件建立的,其中一些案件将管辖权和可受理性问题混为一谈。根据法院的判例,本文主张采用一种更系统的方法来处理由新索赔和提交的文件引起的初步问题。
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引用次数: 0
The quadrilemma: appointing adjudicators in future investor–state dispute settlement 进退两难:在未来的投资者与国家争端解决中任命仲裁人
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2023-05-09 DOI: 10.1093/jnlids/idad006
M. Langford, D. Behn, M. Malaguti
Concern with the selection and appointment of arbitrators has been central in the ‘legitimacy crisis’ surrounding investor–state dispute settlement (ISDS). The regime has been criticized for the outsized role of litigating parties in appointment, absence of transparency in the appointment procedure, potential for conflicts of interests, lack of diversity, and little emphasis on public international law competence. However, attempts to reform the selection and appointment of adjudicators involve confronting dilemmas, requiring trade-offs between different normative values. We therefore introduce a quadrilemma that captures the underlying values of independence, accountability, diversity, and procedural fairness that actors often seek to realize through adjudicatory design. We then set out seven idealized selection and appointment reform options under discussion in the ISDS reform process at UN Commission on International Trade Law (UNCITRAL) (from incremental reform through to new permanent mechanisms and removal of ISDS). The quadrilemma is employed to analyse their advantages and disadvantages of each model. In light of empirical and doctrinal evidence, it is clear that some reform options are more likely than others to optimize the quadrilemma. However, the effects are often conditional and sometimes there is a need for accompanying mechanisms.
在投资者与国家争端解决机制(ISDS)的“合法性危机”中,对仲裁员的选择和任命的关注一直是核心问题。该制度一直受到批评,因为诉讼各方在任命中发挥了过大的作用,任命程序缺乏透明度,可能存在利益冲突,缺乏多样性,很少强调国际公法的能力。然而,改革法官的选择和任命的尝试涉及面对困境,需要在不同的规范价值观之间进行权衡。因此,我们引入了一个四难困境,它捕捉了独立、问责、多样性和程序公平的潜在价值,这些价值是行为者经常寻求通过裁决设计来实现的。然后,我们列出了联合国国际贸易法委员会(UNCITRAL)在ISDS改革过程中讨论的七种理想的选拔和任命改革方案(从渐进式改革到新的永久性机制和取消ISDS)。利用四困境分析了每种模型的优缺点。根据经验和理论证据,很明显,一些改革方案比其他方案更有可能优化这一困境。然而,这些效果往往是有条件的,有时还需要相应的机制。
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引用次数: 0
Environmental accountability: a case for international conciliation? 环境问责:国际调解的理由?
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2023-04-21 DOI: 10.1093/jnlids/idad008
Tensin Studer
In the past, conciliation mechanisms have scarcely been applied in an inter-state context. It is not surprising that there have been no publicly known environmental conciliations yet. However, in international environmental law, where different dispute settlement mechanisms are still evolving, conciliation might gain currency in the future. This article aims to promote international conciliation to resolve environmental disputes between (i) states, (ii) individuals and the state and (iii) individuals and corporations. At the outset, this article addresses the problem of international environmental accountability. It then discusses conciliation and why parties should resort to it when resolving environmental disputes. Before concluding, the article addresses the practical implementation of environmental conciliation and gives general tips for future conciliation proceedings. This article concludes that while conciliation has not been widespread, it has the potential to bridge the environmental accountability gap if the parties are willing to consent to it.
过去,调解机制几乎没有在国家间的情况下得到应用。目前还没有出现公开的环境和解,这并不奇怪。然而,在国际环境法中,不同的争端解决机制仍在发展中,和解将来可能会得到普及。本文旨在促进国际调解,以解决(i)国家之间、(ii)个人与国家之间、(iii)个人与企业之间的环境争端。本文首先讨论国际环境问责制问题。然后讨论调解,以及为什么各方在解决环境纠纷时应该诉诸调解。在结束之前,本文讨论了环境调解的实际执行情况,并为今后的调解程序提供了一般提示。本文的结论是,虽然调解尚未普及,但如果各方愿意同意,它有可能弥合环境问责制的差距。
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引用次数: 0
The investor-state dispute settlement reform process: design, dilemmas and discontents 投资者-国家争端解决改革进程:设计、困境与不满
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2023-04-06 DOI: 10.1093/jnlids/idad004
J. Arato, K. Claussen, M. Langford
This Special Issue takes the pulse of the UN Commission on International Trade Law process on reforming investor-state dispute settlement (ISDS) at its midway point. It features contributions by members of the Academic Forum on ISDS, engaging with various topics on the negotiating table, as well as some that are off the table or hovering in-between. Together, these articles seek to address questions of design, dilemmas and discontent – especially how states negotiate the values and tradeoffs of reform, and engage (or not) with critics of the process. They do so from the perspectives of law, social science and public policy and they employ a range of methods, including computational approaches.
本期特刊以联合国国际贸易法委员会改革投资者-国家争端解决机制(ISDS)的进程为契机。它以ISDS学术论坛成员的贡献为特色,涉及谈判桌上的各种主题,以及一些不在谈判桌上或徘徊在两者之间的主题。总之,这些文章试图解决设计、困境和不满的问题——特别是国家如何就改革的价值和权衡进行谈判,以及如何参与(或不参与)改革进程的批评者。他们这样做,从法律,社会科学和公共政策的角度,他们采用了一系列的方法,包括计算方法。
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引用次数: 0
The ‘Arbitralization’ of Courts: The Role of International Commercial Arbitration in the Establishment and the Procedural Design of International Commercial Courts 法院的“仲裁化”:国际商事仲裁在国际商事法庭的设立和程序设计中的作用
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2023-03-13 DOI: 10.1093/jnlids/idad007
G. Antonopoulou
International commercial arbitration is the most preferred dispute resolution method in cross-border commercial disputes. It has been, however, claimed that arbitration has lost its flexibility by becoming increasingly formal and by incorporating litigation practices. In academic literature, this trend has been termed the ‘judicialization’ of international commercial arbitration. This article argues that while arbitration is becoming progressively judicialized, international commercial courts evidence an opposite, less studied trend; namely, the ‘arbitralization’ of courts. Through a comparative analysis of different international commercial courts, the article explores how the competition with arbitration has prompted the establishment of these courts, and how arbitration has served as the inspiration for some of their most innovative features. The article concludes that while the incorporation of arbitration features could improve court proceedings, some of international commercial courts’ arbitration features undermine procedural justice and the role of courts as public institutions and therefore hit the limits of arbitralization.
国际商事仲裁是解决跨境商事纠纷的首选方式。然而,有人声称,仲裁由于日益正式和纳入诉讼做法而失去了灵活性。在学术文献中,这种趋势被称为国际商事仲裁的“司法化”。本文认为,在仲裁逐渐司法化的同时,国际商事法庭呈现出一种相反的、较少研究的趋势;即法院的“仲裁”。本文通过对不同国际商事法庭的比较分析,探讨了与仲裁的竞争如何促使这些法庭的建立,以及仲裁如何为它们的一些最具创新性的特征提供了灵感。文章的结论是,虽然仲裁特征的加入可以改善法庭程序,但国际商事法庭的一些仲裁特征破坏了程序正义和法院作为公共机构的作用,从而达到了仲裁的极限。
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引用次数: 0
Reforming shareholder claims in investor-state dispute settlement 改革投资者与国家争端解决中的股东主张
IF 0.8 3区 社会学 Q2 LAW Pub Date : 2023-03-07 DOI: 10.1093/jnlids/idad005
J. Arato, K. Claussen, Jaemin Lee, G. Zarra
Investor-state dispute settlement (ISDS) stands alone in empowering shareholders to bring claims for shareholder reflective loss (SRL)—meaning claims over harms allegedly inflicted upon the company, but which somehow affect share value. National systems of corporate law and public international law regimes generally bar SRL claims for strong policy reasons bearing on the efficiency and fairness of the corporate form. However, ISDS tribunals allow shareholders broad and regular access to seek relief for reflective loss. The availability of SRL claims in ISDS ultimately harms States and investors alike, imposing surprise ex post costs on States and various corporate stakeholders (particularly creditors), and creating perverse incentives likely to raise the cost of doing business ex ante. The article sets out the harms caused by allowing ISDS claims for reflective loss, as well as the possible justifications for allowing such claims in this specific context. Concluding that any potential benefits of SRL can be realized through less invasive means, we then canvas a number of plausible reform options, with an eye to their trade-offs.
投资者-国家争端解决机制(ISDS)在授权股东就股东反思损失(SRL)提出索赔方面独具一格——SRL指的是对据称对公司造成损害的索赔,但这在某种程度上影响了股票价值。国家公司法制度和国际公法制度一般出于与公司形式的效率和公平有关的强有力的政策原因而禁止SRL索赔。然而,ISDS法庭允许股东广泛和定期地寻求对反射性损失的救济。ISDS中SRL索赔的可得性最终损害了国家和投资者,给国家和各种公司利益相关者(特别是债权人)带来意外的事后成本,并造成可能提高事前经营成本的不正当奖励。本文列出了允许ISDS对反射损失提出索赔所造成的危害,以及在这种特定情况下允许此类索赔的可能理由。结论是,SRL的任何潜在好处都可以通过侵入性较小的方式实现,然后我们提出了一些合理的改革选择,并着眼于它们的权衡。
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引用次数: 0
Influence in investor-state dispute settlement: a dynamic concept 投资者与国家争端解决中的影响:一个动态的概念
3区 社会学 Q2 LAW Pub Date : 2023-03-01 DOI: 10.1093/jnlids/idac028
Rachel Cahill-O’Callaghan, Anna Howard, Stavros Brekoulakis
Abstract Investor-state dispute settlement (ISDS) plays an increasingly important role in international trade resolution. The decisions have significant financial and in many cases policy implications, yet little is known about the formation of the ad-hoc panels and the decision-making process. Drawing on empirical evidence from interviews with key actors in the ISDS system, this article argues that influence plays a central role in both processes. The analysis further develops the framework for understanding influence in international decision-making to accommodate external factors (those visible to those appointing the decision-makers) and internal factors (those factors that become visible in the decision-making room). It draws our attention to the nuanced relationship and distinction between the characterization of influence in both contexts and poses a challenge to the traditional focus of appointments based on power and prestige which neglects the group decision-making context and the multifaceted construction of influence in this increasingly important method of adjudication.
投资者-国家争端解决机制(ISDS)在国际贸易解决中发挥着越来越重要的作用。这些决定具有重大的财政和许多情况下的政策影响,但对特设小组的组成和决策过程所知甚少。根据对ISDS系统中关键行为者的访谈得出的经验证据,本文认为影响力在这两个过程中都起着核心作用。分析进一步发展了理解国际决策影响的框架,以适应外部因素(任命决策者的人看得见的那些因素)和内部因素(决策室里看得见的那些因素)。它使我们注意到这两种情况下对影响力的描述之间的微妙关系和区别,并对传统的基于权力和声望的任命提出了挑战,这种任命忽视了群体决策的背景,以及在这种日益重要的裁决方法中对影响力的多方面构建。
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引用次数: 0
The two problem pillars of multiple proceedings in investment arbitration: why the abuse of process doctrine is a necessary remedy and requires focus in UNCITRAL’s ISDS reform 投资仲裁中多重诉讼程序的两个问题支柱:为什么滥用程序原则是一种必要的补救办法,并需要在贸易法委员会的ISDS改革中得到重视
3区 社会学 Q2 LAW Pub Date : 2023-02-28 DOI: 10.1093/jnlids/idad003
Julia Richter
Abstract With multiple proceedings in investment arbitration, various problems emerge. This article demonstrates they ultimately rest upon two pillars: a threat to the investor–state dispute settlement (‘ISDS’) system (i) and inequality of arms (ii). Since conventional instruments are insufficient to address these, the abuse of process doctrine is not only useful but also necessary to fill the gaps. However, the doctrine is prone to weaknesses. Therefore, guidance on the doctrine is desirable for it to reach its full potential as a successful mechanism to combat exploitative multiple proceedings. UNCITRAL’s current ISDS reform could serve this purpose. This articles’ analysis shows the reform efforts do recognize multiple proceedings as a problem. However, the path Working Group III is taking to address such is not clear but fades. That would be a lost opportunity. UNCITRAL’s ISDS reform should include guidance on unresolved issues of the abuse of process doctrine to help tackling exploitative multiple proceedings in investment arbitration.
投资仲裁程序繁多,产生了各种各样的问题。本文表明,它们最终取决于两个支柱:对投资者-国家争端解决(“ISDS”)制度的威胁(i)和武器不平等(ii)。由于传统文书不足以解决这些问题,滥用程序原则不仅有用,而且是填补空白的必要条件。然而,这一学说也有弱点。因此,对该原则的指导是可取的,以使其充分发挥其作为打击剥削性多重诉讼的成功机制的潜力。贸易法委员会目前的ISDS改革可以达到这一目的。本文的分析表明,改革工作确实认识到多重诉讼是一个问题。然而,第三工作组为解决这一问题所采取的途径并不明确,而是逐渐消失。那将是一个失去的机会。贸易法委员会的ISDS改革应包括关于滥用程序原则的未解决问题的指导,以帮助解决投资仲裁中的剥削性多重程序。
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引用次数: 0
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Journal of International Dispute Settlement
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