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Does racial impact statement reform reduce Black–White disparities in imprisonment: Mixed methods evidence from Minnesota 种族影响声明改革是否会减少黑人与白人在监禁方面的差异:来自明尼苏达州的混合方法证据
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2024-07-12 DOI: 10.1111/lapo.12252
Aaron Gottlieb, Toyan Harper, Hye‐Min Jung
Increasingly scholars have argued that, if the United States is to reduce Black–White disparities in incarceration, it is necessary to move away from race‐neutral efforts and ensure that policies consider race. Despite this perspective, criminal legal policies have almost exclusively been race‐neutral, with one general exception at the state level: racial impact statement reform. Although racial impact statement reform exists now in 10 states, no scholarship has empirically examined the implications of this approach for racial disparities in imprisonment. Using a mixed methods approach, we begin to fill this gap by examining the implications of Minnesota's racial impact statement reform on Black–White imprisonment rate disparities. Our quasi‐experimental results do not suggest that Minnesota's reform reduced Black–White disparities in imprisonment. Our legislative analysis suggests that the null effects we observed were likely due to the fact that racial impact statements are responses to legislation that has already been proposed, and that the legislation proposed in Minnesota was not sufficient to significantly address Black–White imprisonment disparities, regardless of the extent to which these statements impacted the votes of legislators.
越来越多的学者认为,如果美国要缩小黑人和白人在监禁方面的差距,就必须放弃种族中立的努力,确保政策考虑到种族因素。尽管有这一观点,但刑事法律政策几乎都是种族中立的,只有一个州一级的例外:种族影响声明改革。尽管目前有 10 个州进行了种族影响声明改革,但还没有学者对这种方法对监禁中的种族差异的影响进行过实证研究。我们采用混合方法,通过研究明尼苏达州种族影响声明改革对黑人-白人监禁率差异的影响,开始填补这一空白。我们的准实验结果并未表明明尼苏达州的改革减少了黑人与白人在监禁方面的差距。我们的立法分析表明,我们观察到的无效效应很可能是由于种族影响声明是对已经提出的立法的回应,明尼苏达州提出的立法不足以显著解决黑人-白人监禁差异问题,无论这些声明在多大程度上影响了立法者的投票。
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引用次数: 0
Stewards, defenders, progenitors, and collaborators: Courts in the age of democratic decline 管理者、捍卫者、先驱者和合作者:民主衰落时代的法院
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2024-07-10 DOI: 10.1111/lapo.12251
Michael A. Dichio, Igor Logvinenko
In this introductory essay to the special issue of Law & Policy, “Global Perspectives on Judicial Politics and Democratic Backsliding,” we critically examine the paradoxical role of courts during episodes of democratic backsliding. Despite operating without direct democratic accountability—relying instead on legal precedents and doctrinal interpretations—courts are pivotal in defending democratic integrity during episodes of backsliding. This issue, featuring 10 articles by 15 scholars, offers a comprehensive and nuanced analysis of judicial politics of autocratization. Half of the articles deal directly with the U.S. judiciary, highlighting its unique standing that allows it to both enable and resist democratic backsliding. The other half of the issue explores case studies from Europe, Southeast Asia, and Latin America, highlighting a great deal of variability of tactics, approaches and outcomes. Published during a critical electoral year in 2024, this collection emphasizes the need for ongoing research into the judiciaries' dual capacity to both safeguard and undermine democratic norms.
在《法律与amp; 政策》特刊 "司法政治与民主倒退的全球视角 "的这篇介绍性文章中,我们以批判的眼光审视了法院在民主倒退时期所扮演的矛盾角色。尽管法院的运作不直接接受民主问责,而是依赖于法律先例和理论解释,但法院在倒退事件中捍卫民主完整性的作用举足轻重。本期刊载了 15 位学者的 10 篇文章,对专制化的司法政治进行了全面而细致的分析。其中一半文章直接涉及美国司法机构,强调其独特的地位使其既能促成民主倒退,又能抵制民主倒退。本期的另一半文章探讨了欧洲、东南亚和拉丁美洲的案例研究,强调了策略、方法和结果的巨大差异。本文集出版于 2024 年的关键选举年,强调有必要持续研究司法机构既维护又破坏民主规范的双重能力。
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引用次数: 0
Judicial transformation in a competitive authoritarian regime: Evidence from the Turkish case 竞争性专制制度下的司法转型:土耳其案例的证据
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2024-07-09 DOI: 10.1111/lapo.12250
Berk Esen
What accounts for the variation in the judiciary's ability to serve as a democratic guardrail under populist rule? This article contends that populist governments use judicial activism against their political agenda to portray courts as institutions that curtail popular sovereignty and subsequently adopt a democratizing discourse to conceal their assault on the judiciary. Based on the Turkish case under the rule of the AKP (Justice and Development Party), it explores how the judiciary's democratic deficits provided a legitimation strategy for the ruling party's gradual capture of the courts. During its initial term, the right‐wing populist AKP government faced staunch opposition from high courts aligned with the secular establishment. In response, it strategically used the Turkish Constitutional Court's counter‐majoritarian decisions to legitimize its actions, paving the way for court‐packing and other forms of judicial manipulation through a series of constitutional amendments. These changes set a dangerous precedent for future clashes with the judiciary, hastening the erosion of Turkish democracy and the subsequent shift toward a competitive authoritarian regime.
是什么原因导致司法机构在民粹主义统治下充当民主护栏的能力出现差异?本文认为,民粹主义政府利用司法能动性来反对其政治议程,将法院描绘成限制人民主权的机构,并随后采用民主化话语来掩盖其对司法机构的攻击。本报告以土耳其正义与发展党(AKP)执政时期的案例为基础,探讨了司法机构的民主赤字如何为执政党逐步占领法院提供了合法化策略。在其最初任期内,右翼民粹主义的 AKP 政府遭到了与世俗机构结盟的高等法院的坚决反对。作为回应,政府策略性地利用土耳其宪法法院的反多数裁决使其行动合法化,并通过一系列宪法修正案为法院打包和其他形式的司法操纵铺平了道路。这些变化为今后与司法机构的冲突开创了一个危险的先例,加速了土耳其民主的侵蚀,并随之转向竞争性的专制制度。
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引用次数: 0
Courts, the state, and democratization in the United States 美国的法院、国家和民主化
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-05-25 DOI: 10.1111/lapo.12249
Robert C. Lieberman, Kory J. Gaines

The United States is facing an era of acute democratic fragility. The Supreme Court is often understood as a key countermajoritarian institution that often impedes democratization. But adopting an interbranch perspective, we show that the court has been a stronger champion of democratization in the United States than is typically recognized. National power has generally been necessary to overcome antidemocratic subnational policy, and national state power requires both standard setting and coercion. Using an original dataset of Supreme Court rulings on civil rights and racial equality, we show that the court was an earlier and more consistent champion of racial democratization than is generally understood but that in the absence of cooperation from the rest of the federal government's coercive apparatus, the court's standard-setting rulings had little impact. These findings suggest the conditions under which the protection of democratic gains might be possible.

美国正面临一个民主极度脆弱的时代。最高法院通常被理解为一个关键的反多数制机构,常常阻碍民主化进程。但从跨部门的角度来看,我们发现最高法院在美国民主化进程中的作用比人们通常认识到的要大得多。一般来说,国家权力是克服反民主的次国家政策的必要条件,而国家权力既需要制定标准,也需要强制。通过使用最高法院关于公民权利和种族平等裁决的原始数据集,我们发现最高法院比人们通常理解的更早也更一贯地支持种族民主化,但在缺乏联邦政府其他强制机构合作的情况下,法院的标准设定裁决影响甚微。这些发现提出了保护民主成果的可能条件。
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引用次数: 0
Courts against backsliding: Lessons from Latin America 法院反对倒退:拉丁美洲的经验教训
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-05-24 DOI: 10.1111/lapo.12246
Laura Gamboa, Benjamín García-Holgado, Ezequiel González-Ocantos

The recent wave of autocratization in Latin America has put courts at the center of debates about regime and regime change. Much of the literature on the judicial politics of democratic backsliding focuses on incumbents' efforts to capture judiciaries and weaponize them against the regime. Our approach is different. We provide illustrations of independent courts in Argentina, Colombia and Mexico that successfully fought back when presidents pushed for reforms that jeopardized democratic stability. With the goal of furthering our knowledge of how judges can also complicate autocratization, the paper thus focuses on a type of horizontal accountability intervention that we refer to as “constitutional balancing.” We also shed light on the reasons why constitutional balancing is well-equipped to slow down or stop backsliding via a comparison with another type of horizontal accountability intervention: public administration policing. These interventions are increasingly common in Latin America, usually in the form of high-profile corruption prosecutions. Unlike constitutional balancing, however, public administration policing has proven highly disruptive, and ultimately unable to settle regime-threatening political conflict.

拉丁美洲最近的专制化浪潮将法院置于有关政权和政权更迭的辩论中心。关于民主倒退的司法政治的大部分文献都集中于在任者俘获司法机构并将其作为反对政权的武器的努力。我们的研究方法有所不同。我们举例说明了阿根廷、哥伦比亚和墨西哥的独立法院在总统推动危及民主稳定的改革时成功反击的案例。为了进一步了解法官如何使专制复杂化,本文重点探讨了一种横向问责干预,我们称之为 "宪法平衡"。我们还通过与另一种横向问责干预--公共行政警务--的比较,阐明了宪法平衡为何能够很好地减缓或阻止倒退的原因。这些干预措施在拉丁美洲越来越常见,通常以高调起诉腐败的形式出现。然而,与宪政平衡不同,公共行政治安被证明具有高度破坏性,最终无法解决威胁政权的政治冲突。
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引用次数: 0
Courts and democratic backsliding: A comparative perspective on the United States 法院与民主倒退:美国的比较视角
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-05-23 DOI: 10.1111/lapo.12248
Stephen Gardbaum

This article argues that courts in the United States are comparatively less likely to be captured than those of many other countries and more able to resist an authoritarian populist regime, but also somewhat more likely to facilitate democratic backsliding on their own account. In this way, they potentially could—and arguably already do—provide a relatively rare case of “abusive judicial review” by independent courts. The article also briefly considers whether the US experience provides any insights for the relationship of courts and democratic backsliding in other countries, and especially how the ability of courts to resist capture might be bolstered.

本文认为,与许多其他国家的法院相比,美国法院被俘虏的可能性较小,更有能力抵制专制民粹主义政权,但也更有可能自行推动民主倒退。这样一来,它们就有可能--也可以说已经--提供了一个相对罕见的由独立法院进行 "滥用司法审查 "的案例。文章还简要探讨了美国的经验是否为其他国家法院与民主倒退的关系提供了启示,尤其是如何增强法院抵制俘虏的能力。
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引用次数: 0
Court-hoarding: Another method of gaming judicial turnover 囤积法庭:博弈司法更替的另一种方法
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-03-24 DOI: 10.1111/lapo.12238
Patrick Leisure, David Kosař

While a slew of recent scholarship has examined the phenomenon of executive overstay, there is little talk about the more complex and equally vexing phenomena of judicial overstay. This article begins to examine the many layers and complexities of judicial overstay by exploring whether the political branches ever seek to prolong abusively the time in office of loyal judges, and if so, by what mechanisms. Illustrating this is not merely a theoretical practice, we label such a phenomenon court-hoarding, and consider it a subset of the broader category of judicial overstay. Our contribution is two-fold. First, we argue that while court-hoarding is a somewhat risky and less-known governance tactic that is likely to occur only when certain conditions are fulfilled, the potential benefits of court-hoarding for power consolidation and institutional monopoly power are profound. Second, we contribute to the emerging literature on judicial tenure. More specifically, we add conceptual utility to thinking about judicial tenure—and its abuse—by describing a three-layer model of court-hoarding, consisting of a core, a mid-layer, and a periphery, which correspond to three broad categories of influencing judicial tenure across time and space.

尽管近期有大量学术研究探讨了行政人员逾期不归的现象,但对司法人员逾期不归这一更为复杂且同样令人头疼的现象却鲜有论及。本文通过探讨政治部门是否曾试图滥用权力延长忠诚法官的在职时间,以及如果是的话,是通过何种机制来延长其在职时间,从而开始研究司法逾期的多层次性和复杂性。为了说明这不仅仅是一种理论上的做法,我们将这种现象称为 "法院囤积",并将其视为更广泛的 "司法逾期 "类别的一个子集。我们的贡献有两方面。首先,我们认为,虽然 "囤积法院 "是一种风险较高、鲜为人知的治理策略,只有在满足特定条件时才有可能发生,但 "囤积法院 "对权力巩固和机构垄断力量的潜在好处却是深远的。其次,我们对有关司法任期的新兴文献做出了贡献。更具体地说,我们描述了法院囤积的三层模型,包括核心层、中层和外围层,分别对应于影响司法任期的三大类时间和空间,从而为司法任期及其滥用的思考增加了概念上的实用性。
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引用次数: 0
“Culture and practice eat documents for lunch:” Norms and procedures in the 2020 election cases "文化和实践把文件当午餐:"2020 年选举案例中的规范和程序
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-03-11 DOI: 10.1111/lapo.12241
Michael A. Dichio, Igor Logvinenko

The US Supreme Court has been rightfully criticized for its role in contributing to the anti-democratic processes in the United States. However, the focus on the apex court overlooks the potential for the judiciary as a whole to support democratic institutions. In the aftermath of the 2020 US presidential election, a series of lawsuits contesting the results were filed in federal courts, overseen by judges appointed by presidents from both major parties. Despite the prevailing perception of courts as politically influenced, every one of these cases ruled against the former President Trump's claims. This research delves into the influence of judicial norms and legal profession culture, intertwined with specific procedural doctrines such as Article III standing and justiciability. The study contends that these procedural rules, deeply ingrained within the culture of the legal profession in the United States, served as a crucial mechanism upholding judicial independence. The analysis draws from the texts of the 2020 election-related court decisions and interviews with 17 legal experts, primarily consisting of federal and state Supreme Court judges.

美国最高法院在助长美国反民主进程方面的作用受到了理所当然的批评。然而,对最高法院的关注忽略了司法机构作为一个整体支持民主体制的潜力。2020 年美国总统大选结束后,联邦法院受理了一系列对选举结果提出异议的诉讼,这些诉讼由两大党总统任命的法官负责监督。尽管人们普遍认为法院会受到政治影响,但所有这些案件都裁定前总统特朗普的主张不成立。本研究深入探讨了司法规范和法律职业文化的影响,这些影响与特定的程序理论(如第三条的诉讼资格和可诉性)交织在一起。研究认为,这些程序规则在美国法律界文化中根深蒂固,是维护司法独立的重要机制。研究分析了 2020 年大选相关法院判决的文本,并采访了 17 位法律专家,主要包括联邦和州最高法院法官。
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引用次数: 0
Courts and authoritarian populism in Asia: Reflections from Indonesia and the Philippines 亚洲的法院和独裁民粹主义:印度尼西亚和菲律宾的思考
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-03-11 DOI: 10.1111/lapo.12240
Björn Dressel, Cristina Regina Bonoan

Authoritarian populism has been making a comeback in Asia, as illustrated in Southeast Asia's most important presidential regimes: the Philippines and Indonesia. In the Philippines, President Duterte (2016–2022) has shown unprecedented illiberal transgressions. Meanwhile in Indonesia, Joko Widodo's increasingly assertive presidency (2014–) has renewed concerns about “democratic backsliding” in what to date has been one of the region's most vibrant democracies. In both instances, courts have been largely muted in responding to these developments, raising concerns about their ability to counter democratic backsliding. A distinct political agenda targeting the courts through partisan control over parliament to pursue illiberal goals; undue presidential influence over judicial appointments reinforced by informal loyalty dynamics; and traditionally weak public support for the courts versus high executive popularity are critical drivers behind this trend. Nevertheless, the inherent fragility of competitive-clientelist regimes common to the region also offers courts the opportunity to recover and resist such efforts, especially in electoral democracies.

专制民粹主义在亚洲卷土重来,东南亚最重要的总统政权菲律宾和印度尼西亚就是例证。在菲律宾,杜特尔特总统(2016-2022 年)表现出前所未有的不自由违法行为。与此同时,在印度尼西亚,佐科-维多多(Joko Widodo)在总统任内(2014-)日益强硬,这让人们再次担心迄今为止该地区最具活力的民主国家之一会出现 "民主倒退"。在这两种情况下,法院在应对这些事态发展时基本保持缄默,令人担忧法院是否有能力应对民主倒退。通过党派对议会的控制来实现非自由化目标、总统对司法任命的不当影响以及传统上公众对法院的支持较弱而行政部门的支持较高,这些都是导致这一趋势的关键因素。尽管如此,该地区常见的竞争性-客户主义政权的固有脆弱性也为法院提供了恢复和抵制此类努力的机会,尤其是在选举民主制国家。
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引用次数: 0
Legitimacy of parole as a consequence of policy shock: The lived experiences of incarcerated persons during the parole moratorium in Pennsylvania, U.S. 假释的合法性是政策冲击的结果:美国宾夕法尼亚州暂停假释期间被监禁者的生活经历。
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-03-07 DOI: 10.1111/lapo.12239
Yu-Heng Chen, E. Rely Vîlcică, Jeffrey T. Ward, Makayla Maynard, Cadee Eberhardt, Ajima Olaghere

This study examines the consequences of a policy shock to the criminal legal system through the prisms of the lived experiences of incarcerated persons. The study draws on a qualitative analysis of 159 unsolicited letters from incarcerated individuals in the Pennsylvania Department of Corrections written during the 2008–2009 Moratorium on prison releases. The results indicate that the moratorium eroded their trust and exacerbated an already existing crisis in procedural justice and legitimacy for discretionary parole, underscoring both direct and collateral consequences of this policy shock on the lived experiences of those most directly affected. Several policy implications emerge that can help improve or restore procedural justice and legitimacy of discretionary parole and corrections, more generally.

本研究从被监禁者的生活经历出发,探讨了刑事法律制度受到政策冲击的后果。本研究对宾夕法尼亚州惩教署在 2008-2009 年监狱暂停释放期间收到的 159 封被监禁者主动写来的信件进行了定性分析。结果表明,暂停释放削弱了他们的信任,加剧了程序正义和酌情假释合法性方面业已存在的危机,凸显了这一政策冲击对最直接受影响者的生活经历造成的直接和间接后果。由此产生的一些政策影响有助于改善或恢复酌情假释和惩戒的程序正义与合法性。
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引用次数: 0
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