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The light and the dark side of judicial resistance 司法抵抗的光明与黑暗面
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-06-09 DOI: 10.1111/lapo.12247
Katarína Šipulová

How can courts resist political attacks? Despite the rich empirical studies of attacks on courts, we lack better understanding of how judges react to these challenges. Little or no attention has been paid to the theoretical aspects of judicial resistance; the structural, personal or socio-economical motives of judges, or the dynamics between the resistance, democratic resilience and the rule of law. This article draws a novel concept map and suggests that the future scholarship should focus on three dimensions of judicial resistance. The first captures the variety of techniques available to judges who wish to avert, punish or invalidate an attack, whether they act individually or collectively and on-bench or off-bench. The second dimension zooms in on the motives for resistance, including the ability of judges to recognize an attack and see it as critical. It outlines factors that potentially form the cost-benefit analysis behind judges' decisions to resist. Finally, the third dimension prompts to look into the effects of resistance (the dark and the light side), it analyses the conformity of judicial resistance with or against the principle of the rule of law and suggest its repercussions on how the public trusts and understands the courts (long-term perspective).

法院如何抵御政治攻击?尽管对法院所受攻击进行了大量的实证研究,但我们对法官如何应对这些挑战缺乏更好的了解。我们很少或根本没有关注司法抵制的理论方面;法官的结构、个人或社会经济动机,或抵制、民主复原力和法治之间的动态关系。本文绘制了一幅新颖的概念图,并建议未来的学术研究应关注司法抵制的三个方面。第一个维度捕捉了希望避免、惩罚或使攻击无效的法官可以使用的各种技术,无论他们是单独行动还是集体行动,是在法官席上还是在法官席下。第二个维度放大了抵制的动机,包括法官识别攻击并将其视为关键的能力。它概述了法官做出抵制决定背后可能形成成本效益分析的因素。最后,第三个维度促使人们关注抵制的效果(阴暗面和光明面),分析司法抵制是否符合或违背法治原则,并提出其对公众如何信任和理解法院的影响(长期视角)。
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引用次数: 0
Courts, the state, and democratization in the United States 美国的法院、国家和民主化
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-05-25 DOI: 10.1111/lapo.12249
Robert C. Lieberman, Kory J. Gaines

The United States is facing an era of acute democratic fragility. The Supreme Court is often understood as a key countermajoritarian institution that often impedes democratization. But adopting an interbranch perspective, we show that the court has been a stronger champion of democratization in the United States than is typically recognized. National power has generally been necessary to overcome antidemocratic subnational policy, and national state power requires both standard setting and coercion. Using an original dataset of Supreme Court rulings on civil rights and racial equality, we show that the court was an earlier and more consistent champion of racial democratization than is generally understood but that in the absence of cooperation from the rest of the federal government's coercive apparatus, the court's standard-setting rulings had little impact. These findings suggest the conditions under which the protection of democratic gains might be possible.

美国正面临一个民主极度脆弱的时代。最高法院通常被理解为一个关键的反多数制机构,常常阻碍民主化进程。但从跨部门的角度来看,我们发现最高法院在美国民主化进程中的作用比人们通常认识到的要大得多。一般来说,国家权力是克服反民主的次国家政策的必要条件,而国家权力既需要制定标准,也需要强制。通过使用最高法院关于公民权利和种族平等裁决的原始数据集,我们发现最高法院比人们通常理解的更早也更一贯地支持种族民主化,但在缺乏联邦政府其他强制机构合作的情况下,法院的标准设定裁决影响甚微。这些发现提出了保护民主成果的可能条件。
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引用次数: 0
Courts against backsliding: Lessons from Latin America 法院反对倒退:拉丁美洲的经验教训
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-05-24 DOI: 10.1111/lapo.12246
Laura Gamboa, Benjamín García-Holgado, Ezequiel González-Ocantos

The recent wave of autocratization in Latin America has put courts at the center of debates about regime and regime change. Much of the literature on the judicial politics of democratic backsliding focuses on incumbents' efforts to capture judiciaries and weaponize them against the regime. Our approach is different. We provide illustrations of independent courts in Argentina, Colombia and Mexico that successfully fought back when presidents pushed for reforms that jeopardized democratic stability. With the goal of furthering our knowledge of how judges can also complicate autocratization, the paper thus focuses on a type of horizontal accountability intervention that we refer to as “constitutional balancing.” We also shed light on the reasons why constitutional balancing is well-equipped to slow down or stop backsliding via a comparison with another type of horizontal accountability intervention: public administration policing. These interventions are increasingly common in Latin America, usually in the form of high-profile corruption prosecutions. Unlike constitutional balancing, however, public administration policing has proven highly disruptive, and ultimately unable to settle regime-threatening political conflict.

拉丁美洲最近的专制化浪潮将法院置于有关政权和政权更迭的辩论中心。关于民主倒退的司法政治的大部分文献都集中于在任者俘获司法机构并将其作为反对政权的武器的努力。我们的研究方法有所不同。我们举例说明了阿根廷、哥伦比亚和墨西哥的独立法院在总统推动危及民主稳定的改革时成功反击的案例。为了进一步了解法官如何使专制复杂化,本文重点探讨了一种横向问责干预,我们称之为 "宪法平衡"。我们还通过与另一种横向问责干预--公共行政警务--的比较,阐明了宪法平衡为何能够很好地减缓或阻止倒退的原因。这些干预措施在拉丁美洲越来越常见,通常以高调起诉腐败的形式出现。然而,与宪政平衡不同,公共行政治安被证明具有高度破坏性,最终无法解决威胁政权的政治冲突。
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引用次数: 0
Courts and democratic backsliding: A comparative perspective on the United States 法院与民主倒退:美国的比较视角
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-05-23 DOI: 10.1111/lapo.12248
Stephen Gardbaum

This article argues that courts in the United States are comparatively less likely to be captured than those of many other countries and more able to resist an authoritarian populist regime, but also somewhat more likely to facilitate democratic backsliding on their own account. In this way, they potentially could—and arguably already do—provide a relatively rare case of “abusive judicial review” by independent courts. The article also briefly considers whether the US experience provides any insights for the relationship of courts and democratic backsliding in other countries, and especially how the ability of courts to resist capture might be bolstered.

本文认为,与许多其他国家的法院相比,美国法院被俘虏的可能性较小,更有能力抵制专制民粹主义政权,但也更有可能自行推动民主倒退。这样一来,它们就有可能--也可以说已经--提供了一个相对罕见的由独立法院进行 "滥用司法审查 "的案例。文章还简要探讨了美国的经验是否为其他国家法院与民主倒退的关系提供了启示,尤其是如何增强法院抵制俘虏的能力。
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引用次数: 0
Court-hoarding: Another method of gaming judicial turnover 囤积法庭:博弈司法更替的另一种方法
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-03-24 DOI: 10.1111/lapo.12238
Patrick Leisure, David Kosař

While a slew of recent scholarship has examined the phenomenon of executive overstay, there is little talk about the more complex and equally vexing phenomena of judicial overstay. This article begins to examine the many layers and complexities of judicial overstay by exploring whether the political branches ever seek to prolong abusively the time in office of loyal judges, and if so, by what mechanisms. Illustrating this is not merely a theoretical practice, we label such a phenomenon court-hoarding, and consider it a subset of the broader category of judicial overstay. Our contribution is two-fold. First, we argue that while court-hoarding is a somewhat risky and less-known governance tactic that is likely to occur only when certain conditions are fulfilled, the potential benefits of court-hoarding for power consolidation and institutional monopoly power are profound. Second, we contribute to the emerging literature on judicial tenure. More specifically, we add conceptual utility to thinking about judicial tenure—and its abuse—by describing a three-layer model of court-hoarding, consisting of a core, a mid-layer, and a periphery, which correspond to three broad categories of influencing judicial tenure across time and space.

尽管近期有大量学术研究探讨了行政人员逾期不归的现象,但对司法人员逾期不归这一更为复杂且同样令人头疼的现象却鲜有论及。本文通过探讨政治部门是否曾试图滥用权力延长忠诚法官的在职时间,以及如果是的话,是通过何种机制来延长其在职时间,从而开始研究司法逾期的多层次性和复杂性。为了说明这不仅仅是一种理论上的做法,我们将这种现象称为 "法院囤积",并将其视为更广泛的 "司法逾期 "类别的一个子集。我们的贡献有两方面。首先,我们认为,虽然 "囤积法院 "是一种风险较高、鲜为人知的治理策略,只有在满足特定条件时才有可能发生,但 "囤积法院 "对权力巩固和机构垄断力量的潜在好处却是深远的。其次,我们对有关司法任期的新兴文献做出了贡献。更具体地说,我们描述了法院囤积的三层模型,包括核心层、中层和外围层,分别对应于影响司法任期的三大类时间和空间,从而为司法任期及其滥用的思考增加了概念上的实用性。
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引用次数: 0
“Culture and practice eat documents for lunch:” Norms and procedures in the 2020 election cases "文化和实践把文件当午餐:"2020 年选举案例中的规范和程序
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-03-11 DOI: 10.1111/lapo.12241
Michael A. Dichio, Igor Logvinenko

The US Supreme Court has been rightfully criticized for its role in contributing to the anti-democratic processes in the United States. However, the focus on the apex court overlooks the potential for the judiciary as a whole to support democratic institutions. In the aftermath of the 2020 US presidential election, a series of lawsuits contesting the results were filed in federal courts, overseen by judges appointed by presidents from both major parties. Despite the prevailing perception of courts as politically influenced, every one of these cases ruled against the former President Trump's claims. This research delves into the influence of judicial norms and legal profession culture, intertwined with specific procedural doctrines such as Article III standing and justiciability. The study contends that these procedural rules, deeply ingrained within the culture of the legal profession in the United States, served as a crucial mechanism upholding judicial independence. The analysis draws from the texts of the 2020 election-related court decisions and interviews with 17 legal experts, primarily consisting of federal and state Supreme Court judges.

美国最高法院在助长美国反民主进程方面的作用受到了理所当然的批评。然而,对最高法院的关注忽略了司法机构作为一个整体支持民主体制的潜力。2020 年美国总统大选结束后,联邦法院受理了一系列对选举结果提出异议的诉讼,这些诉讼由两大党总统任命的法官负责监督。尽管人们普遍认为法院会受到政治影响,但所有这些案件都裁定前总统特朗普的主张不成立。本研究深入探讨了司法规范和法律职业文化的影响,这些影响与特定的程序理论(如第三条的诉讼资格和可诉性)交织在一起。研究认为,这些程序规则在美国法律界文化中根深蒂固,是维护司法独立的重要机制。研究分析了 2020 年大选相关法院判决的文本,并采访了 17 位法律专家,主要包括联邦和州最高法院法官。
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引用次数: 0
Courts and authoritarian populism in Asia: Reflections from Indonesia and the Philippines 亚洲的法院和独裁民粹主义:印度尼西亚和菲律宾的思考
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-03-11 DOI: 10.1111/lapo.12240
Björn Dressel, Cristina Regina Bonoan

Authoritarian populism has been making a comeback in Asia, as illustrated in Southeast Asia's most important presidential regimes: the Philippines and Indonesia. In the Philippines, President Duterte (2016–2022) has shown unprecedented illiberal transgressions. Meanwhile in Indonesia, Joko Widodo's increasingly assertive presidency (2014–) has renewed concerns about “democratic backsliding” in what to date has been one of the region's most vibrant democracies. In both instances, courts have been largely muted in responding to these developments, raising concerns about their ability to counter democratic backsliding. A distinct political agenda targeting the courts through partisan control over parliament to pursue illiberal goals; undue presidential influence over judicial appointments reinforced by informal loyalty dynamics; and traditionally weak public support for the courts versus high executive popularity are critical drivers behind this trend. Nevertheless, the inherent fragility of competitive-clientelist regimes common to the region also offers courts the opportunity to recover and resist such efforts, especially in electoral democracies.

专制民粹主义在亚洲卷土重来,东南亚最重要的总统政权菲律宾和印度尼西亚就是例证。在菲律宾,杜特尔特总统(2016-2022 年)表现出前所未有的不自由违法行为。与此同时,在印度尼西亚,佐科-维多多(Joko Widodo)在总统任内(2014-)日益强硬,这让人们再次担心迄今为止该地区最具活力的民主国家之一会出现 "民主倒退"。在这两种情况下,法院在应对这些事态发展时基本保持缄默,令人担忧法院是否有能力应对民主倒退。通过党派对议会的控制来实现非自由化目标、总统对司法任命的不当影响以及传统上公众对法院的支持较弱而行政部门的支持较高,这些都是导致这一趋势的关键因素。尽管如此,该地区常见的竞争性-客户主义政权的固有脆弱性也为法院提供了恢复和抵制此类努力的机会,尤其是在选举民主制国家。
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引用次数: 0
Legitimacy of parole as a consequence of policy shock: The lived experiences of incarcerated persons during the parole moratorium in Pennsylvania, U.S. 假释的合法性是政策冲击的结果:美国宾夕法尼亚州暂停假释期间被监禁者的生活经历。
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-03-07 DOI: 10.1111/lapo.12239
Yu-Heng Chen, E. Rely Vîlcică, Jeffrey T. Ward, Makayla Maynard, Cadee Eberhardt, Ajima Olaghere

This study examines the consequences of a policy shock to the criminal legal system through the prisms of the lived experiences of incarcerated persons. The study draws on a qualitative analysis of 159 unsolicited letters from incarcerated individuals in the Pennsylvania Department of Corrections written during the 2008–2009 Moratorium on prison releases. The results indicate that the moratorium eroded their trust and exacerbated an already existing crisis in procedural justice and legitimacy for discretionary parole, underscoring both direct and collateral consequences of this policy shock on the lived experiences of those most directly affected. Several policy implications emerge that can help improve or restore procedural justice and legitimacy of discretionary parole and corrections, more generally.

本研究从被监禁者的生活经历出发,探讨了刑事法律制度受到政策冲击的后果。本研究对宾夕法尼亚州惩教署在 2008-2009 年监狱暂停释放期间收到的 159 封被监禁者主动写来的信件进行了定性分析。结果表明,暂停释放削弱了他们的信任,加剧了程序正义和酌情假释合法性方面业已存在的危机,凸显了这一政策冲击对最直接受影响者的生活经历造成的直接和间接后果。由此产生的一些政策影响有助于改善或恢复酌情假释和惩戒的程序正义与合法性。
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引用次数: 0
From the rotting soil grows the poison ivy: The Supreme Court and the legitimation of Herrenvolk democracy 从腐烂的土壤中生长出毒藤:最高法院与 Herrenvolk 民主的合法化
IF 1.2 3区 社会学 Q1 LAW Pub Date : 2024-02-25 DOI: 10.1111/lapo.12236
Julie Novkov

In recent years, the Court has swung sharply to the right but has thus far declined to support the most antidemocratic and radically authoritarian agendas of the Trumpist wing of the Republican Party. While scholars and concerned Americans have focused on the visible things the Court is dismantling and fretted about its potential for enhancing constitutional rot, this article sketches out what the Court is building. It illustrates that this constructive process is distinctive not just in its political and partisan orientation but also in the Court's capacity to achieve it. Considering the emerging product of its recent jurisprudence suggests an embrace of a narrowed form of democracy that empowers a subset of political actors to build their idealized visions of the state, primarily at the subnational level.

近年来,法院的立场急剧右倾,但迄今为止仍拒绝支持共和党特朗普派最反民主、最激进的独裁议程。当学者和关心此事的美国人关注法院正在拆除的可见事物并担心其加强宪法腐朽的潜力时,本文勾勒出法院正在建设的事物。它说明了这一建设性进程不仅在政治和党派取向上与众不同,而且在法院实现这一目标的能力上也与众不同。考虑到法院近期判例的新兴产物,这表明法院拥护一种狭义的民主形式,这种民主形式授权一部分政治行为者建立其理想化的国家愿景,主要是在国家以下层面。
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引用次数: 0
The U.S. Supreme Court and democratic backsliding 美国最高法院与民主倒退
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2024-02-20 DOI: 10.1111/lapo.12237
Thomas M. Keck

This paper assesses the performance of the Supreme Court as democratic guardrail during five prior periods of democratic crisis in the United States. It finds that most such periods witnessed efforts by the governing regime to entrench themselves in power, and that the Court has rarely provided an effective check on such democratic abuses. Rather than serving as a reliable democratic guardrail, the Court has regularly exercised what Dixon and Landau call “weak-form abusive judicial review”; that is, it has declined to check attacks on democracy emerging from other centers of power. On one occasion, the Court has undermined democracy even more directly via “strong-form abusive judicial review”; that is, the Court itself attacked key democratic guardrails. This historical record provides a helpful baseline for evaluating the Court's performance during the Trump era, when it has taken actions that both protect and undermine democratic health. Conflicting signs indicate that the Court is playing a more democracy-protective role than most of its predecessors in some respects, but a more democracy-undermining role in others. As such, it is too soon to say with confidence whether the contemporary Court will be remembered, on balance, for resolving or exacerbating a system-threatening constitutional crisis.

本文评估了最高法院在美国之前五个民主危机时期作为民主护栏的表现。本文发现,在大多数此类时期,执政者都在努力巩固自己的权力,而法院却很少对此类民主滥用行为进行有效制衡。法院非但没有成为可靠的民主护栏,反而经常行使迪克森和兰道所说的 "弱形式滥用司法审查";也就是说,法院拒绝遏制其他权力中心对民主的攻击。有一次,法院通过 "强形式滥用司法审查 "更直接地破坏了民主;也就是说,法院自己攻击了关键的民主防护栏。这一历史记录为评估法院在特朗普时代的表现提供了一个有用的基线,因为法院采取的行动既保护了民主健康,也破坏了民主健康。相互矛盾的迹象表明,与大多数前任相比,法院在某些方面扮演了更多保护民主的角色,但在另一些方面却扮演了更多破坏民主的角色。因此,总的来说,当代法院是否会因为解决或加剧了威胁到制度的宪法危机而被人们记住,现在还为时尚早。
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引用次数: 0
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