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The Meanings of the 'Privileges and Immunities of Citizens' on the Eve of the Civil War 内战前夕“公民特权与豁免”的意义
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2016-03-01 DOI: 10.2139/ssrn.2107460
David R. Upham
This article presents important, largely-overlooked evidence concerning the antebellum understanding of the Privileges and Immunities Clause of Article IV, with an eye toward illuminating the Privileges or Immunities Clause of the Fourteenth Amendment.This article explains that from 1857 to 1861, in the course of prominent national political debates, three contrasting interpretations of the Privileges and Immunities Clause arose: (1) a pro-slavery absolute-rights reading adopted by southern Democrats and some northern Democrats; (2) an anti-slavery absolute-rights reading adopted by Republicans; and (3) a strictly interstate-equality reading held by some northern and border-state Democrats. The prominence, if not dominance, of the first two readings represented, in some respects, radical developments relative to the interpretations that had prevailed in the courts and political debates before 1857. These first two readings, at the same time, effectively marginalized the interstate-equality reading that still largely prevailed in the courts.This article concludes by noting the ways in which this evidence illuminates both the original understanding of the “privileges and immunities of citizens of the United States” secured by the Fourteenth Amendment, and the reason why the Fourteenth Amendment proved so vulnerable to judicial misconstruction.
本文提出了重要的,在很大程度上被忽视的证据,涉及内战前对第四条特权和豁免条款的理解,旨在阐明第十四修正案的特权或豁免条款。从1857年到1861年,在重大的全国政治辩论过程中,对特权和豁免条款产生了三种截然不同的解释:(1)南方民主党人和一些北方民主党人采用了一种支持奴隶制的绝对权利解读;(2)共和党人采用的反对奴隶制的绝对权利解读;(3)一些北部和边境州的民主党人严格地认为州际平等。前两篇解读的突出,如果不是主导,在某些方面代表了,与1857年之前在法庭和政治辩论中盛行的解释相比,激进的发展。与此同时,前两种解读有效地边缘化了州际平等解读,这种解读在法庭上仍然很大程度上占主导地位。本文最后指出,这些证据如何阐明了对第十四条修正案所保障的“美国公民的特权和豁免”的最初理解,以及第十四条修正案为何如此容易受到司法误解的影响。
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引用次数: 1
The Exceptional Role of Courts in the Constitutional Order 法院在宪制秩序中的特殊作用
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2016-02-18 DOI: 10.2139/SSRN.2734218
N. Barber, Adrian Vermeule
We examine exceptional cases in which judges are called upon to pass judgment on the constitution itself. There are three groups of cases. First, in exceptional cases the validity of the constitution and the legal order is thrown into dispute. The court is asked to rule on the legitimacy of the constitution and, by derivation, on the standing of the court and the legal authority of the judge. Second, on some occasions the judge is asked to rule on the transition from one constitutional order to another. This can occur in the aftermath of a revolution, or when the state is acceding to a new constitutional order. Third, there are some cases in which the health of the constitutional order requires the judge to act not merely beyond the law, as it were, but actually contrary to the law. The judge must act contrary to the rules of the legal order, precisely in order to preserve the health of the legal order. We claim that "constitutional decisionism" is inevitable in all three groups of cases. Courts sometimes have no option but to take it upon themselves to rule upon, and indeed to participate in constituting, the validity of the very constitutional order that gives them their authority, in a kind of bootstrapping.
我们研究了法官被要求对宪法本身作出判决的例外情况。有三种情况。首先,在例外情况下,宪法和法律秩序的有效性受到争议。法院被要求对宪法的合法性作出裁决,并由此衍生对法院的地位和法官的法律权威作出裁决。其次,在某些情况下,法官被要求就从一种宪法秩序向另一种宪法秩序的过渡作出裁决。这种情况可能发生在革命之后,或者当国家加入新的宪法秩序时。第三,在某些情况下,宪法秩序的健康要求法官不仅超越法律,而且实际上是违反法律的。法官必须违背法律秩序的规则行事,正是为了维护法律秩序的健康。我们认为,“宪法决定主义”在这三组案件中都是不可避免的。法院有时别无选择,只能自行裁决,并参与构建,赋予他们权力的宪法秩序的有效性,以一种引导的方式。
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引用次数: 6
Penn Central Take Two 宾州中央2路
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2016-02-05 DOI: 10.2139/SSRN.2728417
C. Serkin
Penn Central v. New York is the most important regulatory takings case of all time. There, the Supreme Court upheld the historic preservation of Grand Central Terminal in part because the City offset the burden of the landmarking with a valuable new property interest — a transferable development right (TDR) — that could be sold to neighboring property. Extraordinarily, 1.2 million square feet of those very same TDRs, still unused for over 40 years, are the subject of new takings litigation. According to a newly filed complaint, the TDRs that saved Grand Central have themselves been taken by the government, which allegedly wiped out their value by permissively upzoning the neighboring property. The litigation is not only a captivating postscript to Penn Central, but also a compelling context for examining the category of regulatory property more generally. Regulatory property — like TDRs and pollution credits, for example — is increasingly important and valuable, but raises complicated trade-offs between the need for stability in property-based entitlements and policy flexibility in governance. This Essay ultimately argues that the creation of regulatory property should not prevent policy changes far into the future.
宾夕法尼亚中央诉纽约案是有史以来最重要的监管征用案。在该案中,最高法院支持对中央车站的历史性保护,部分原因是纽约市用一项有价值的新物业权益——可转让发展权(TDR)——抵消了地标性建筑的负担,该权益可以出售给邻近的物业。不同寻常的是,这些同样的tdr中,有120万平方英尺的土地已经闲置了40多年,它们成为了新的征用诉讼的主题。根据一份新提交的诉状,拯救了中央车站的tdr本身也被政府拿走了,据称政府通过纵容邻近物业的升级改造,使其价值蒸发。这起诉讼不仅是宾夕法尼亚中央银行引人入胜的后记,也是一个更广泛地研究监管财产类别的引人注目的背景。监管财产——例如tdr和污染信用——变得越来越重要和有价值,但在以财产为基础的权利的稳定性需求和治理的政策灵活性之间提出了复杂的权衡。本文最终认为,监管属性的创建不应阻碍未来的政策变化。
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引用次数: 2
Prosecutorial Accountability 2.0 检控问责2.0
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2016-01-26 DOI: 10.2139/SSRN.2722791
B. Green, Ellen Yaroshefsky
This article examines prosecutors’ accountability for professional misconduct. It begins by identifying a significant evolution since the Warren Court era both in the rhetoric regarding prosecutorial misconduct and in how prosecutors are regulated. Prior to the information age, the public and the judiciary largely accepted prosecutors’ contention that prosecutorial misconduct should be narrowly conceived as intentional lawbreaking, and that isolated and aberrational instances of misconduct could be addressed by disciplining rogue prosecutors. In contrast, in the shift to “Prosecutorial Accountability 2.0,” increasing segments of the public and judiciary now accept that prosecutorial misconduct is systemic; it calls for systemic remedies; and it includes negligent wrongdoing, abuses of discretion, and failures of supervision. The article rejects suggestions that the rhetorical and regulatory changes occurred because prosecutorial misconduct has become more prevalent. It identifies other social causes: a public awakening to criminal justice problems for which prosecutors bear responsibility; revelations, in particular, regarding the role of prosecutorial misconduct in wrongful conviction cases; new social science understandings about social and psychological predicates for prosecutorial wrongdoing; and reform organizations’ inclusion of systemic prosecutorial reform on their agenda. The article shows how the internet has served as the essential catalyst for shifting public and judicial attitudes. The article concludes by predicting that the old and new approaches to prosecutorial accountability will coexist into the foreseeable future, and that the implications will include both a more active judicial role in critiquing and overseeing prosecutors and increased self-regulation by prosecutors’ offices.
本文探讨了检察官对职业不端行为的问责。它首先确定了自沃伦法院时代以来在关于检察官不当行为的言论和如何监管检察官方面的重大演变。在信息时代之前,公众和司法部门基本上接受了检察官的论点,即检察官的不当行为应被狭隘地理解为故意违法,并且可以通过惩戒流氓检察官来解决孤立和异常的不当行为。相比之下,在向“检察问责2.0”转变的过程中,越来越多的公众和司法部门现在接受了检察不当行为是系统性的;它要求采取系统性的补救措施;它还包括过失行为、滥用自由裁量权和监管不力。这篇文章驳斥了这样一种说法,即修辞和监管方面的变化是因为检察官的不当行为变得更加普遍。它指出了其他社会原因:公众意识到检察官负有责任的刑事司法问题;揭露,特别是关于检察官不当行为在错误定罪案件中的作用;检察不当行为社会心理谓词的新社会科学理解改革组织将系统性检察改革纳入其议程。这篇文章展示了互联网如何成为公众和司法态度转变的重要催化剂。文章最后预测,在可预见的未来,检察问责制的新旧方法将共存,其影响将包括在批评和监督检察官方面发挥更积极的司法作用,并加强检察官办公室的自我监管。
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引用次数: 4
DNA and Distrust DNA和不信任
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2016-01-20 DOI: 10.2139/SSRN.2473728
Kerry Abrams, Brandon L. Garrett
Over the past three decades, government regulation and funding of DNA testing has reshaped the use of genetic evidence across various fields, including criminal law, family law, and employment law. Courts have struggled with questions of when and whether to treat genetic evidence as implicating individual rights, policy trade-offs, or federalism problems. We identify two modes of genetic testing: identification testing, used to establish a person’s identity, and predictive testing, which seeks to predict outcomes for a person. Judges and lawmakers have often drawn a bright line at predictive testing, while allowing uninhibited identity testing. The U.S. Supreme Court in Maryland v. King, for example, held that entering arrestee DNA in databanks does not implicate substantial Fourth Amendment concerns, since police do not test for genetic predispositions “not relevant to identity.” We argue that policy implications of genetic testing laws cannot be so neatly demarked. For example, federal welfare laws require states to use DNA to establish paternity to collect child support from “deadbeat dads,” which may be relevant to identity, but also creates potentially destabilizing effects on families. We explore how genetic testing has been legally regulated across a variety of fields. We identify two dominant modes of regulatory action dealing with genetics: data-driven and ethics-based. Data-driven legislation is ostensibly focused on short-term benefits of gathering a population’s genetic information. Ethics-based legislation, in contrast, is concerned with long-term consequences, such as effects on privacy. We particularly critique data-driven legislation, and we argue that judges, legislators and scholars should focus squarely on the individual and government interests at stake. We set out a list of five factors that legal actors should consider when considering genetics regulation: (1) equality, (2) accuracy, (3) privacy, (4) finality, and (5) federalism. In particular, equality concerns permeate the short history of DNA regulation. In each of the areas explored, comparatively disadvantaged groups such as arrestees, convicts, juveniles, noncitizens, and welfare recipients, have received the most intrusive regulation and collection of their genetic evidence, while comparatively privileged persons benefit from enhanced genetic privacy. We conclude that the regulation of genetic evidence deserves far more careful legal scrutiny, since the ways that genetic evidence is deployed can profoundly affect constitutional rights and the structure of legal and social institutions.
在过去的三十年里,政府对DNA测试的监管和资助重塑了基因证据在各个领域的使用,包括刑法、家庭法和就业法。法院一直在努力解决何时以及是否将基因证据视为涉及个人权利、政策权衡或联邦制问题的问题。我们确定了两种模式的基因测试:识别测试,用于建立一个人的身份,和预测测试,旨在预测一个人的结果。法官和立法者经常对预测性测试划清界限,同时允许不受限制的身份测试。例如,美国最高法院在马里兰州诉金案中认为,将被捕者的DNA输入数据库并不涉及第四修正案的实质性问题,因为警方不会检测“与身份无关”的遗传倾向。我们认为,基因检测法律的政策含义不能如此清晰地界定。例如,联邦福利法要求各州使用DNA来确定父子关系,从“赖账爸爸”那里收取子女抚养费,这可能与身份有关,但也会对家庭造成潜在的不稳定影响。我们将探讨基因检测是如何在各个领域受到法律监管的。我们确定了两种主要的遗传学监管行动模式:数据驱动和基于伦理的。数据驱动的立法表面上关注的是收集人口遗传信息的短期利益。相反,以道德为基础的立法关注的是长期后果,比如对隐私的影响。我们特别批评数据驱动的立法,我们认为法官、立法者和学者应该直接关注利害攸关的个人和政府利益。我们列出了法律行为者在考虑基因监管时应该考虑的五个因素:(1)平等,(2)准确性,(3)隐私,(4)最终性,(5)联邦制。特别是,平等问题贯穿了DNA调控的短暂历史。在研究的每一个领域中,相对弱势的群体,如被捕者、罪犯、青少年、非公民和福利接受者,都受到了最具侵入性的监管和基因证据收集,而相对特权的人则受益于加强的基因隐私。我们的结论是,基因证据的监管应该得到更仔细的法律审查,因为基因证据的使用方式会深刻地影响宪法权利以及法律和社会机构的结构。
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引用次数: 16
Why the Right to Elective Abortion Fails Casey's Own Interest-Balancing Methodology -- And Why It Matters 为什么选择性堕胎的权利不符合凯西自己的利益平衡方法——为什么它很重要
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2016-01-18 DOI: 10.2139/ssrn.2489652
Stephen G. Gilles
In Planned Parenthood v. Casey, the Supreme Court reaffirmed the right to elective abortion before viability, but abandoned Roe v. Wade’s characterization of it as a fundamental right that can be overcome only by a compelling state interest. Instead, Casey treats the right to elective abortion as grounded in an interest-balancing judgment that the woman’s liberty interest in terminating her pregnancy outweighs the state’s interest in protecting pre-viable fetal life. Remarkably, however, the Casey Court did not defend that interest-balancing judgment on the merits: indeed, three of the five Justices in the majority expressly declined to explain how they would have decided the interest-balancing question as an original matter. As a result, the majority was forced to rely on stare decisis and related considerations of "institutional integrity." In this Article, I engage in the interest-balancing analysis Casey omitted, and argue that the right to elective abortion is unsound in Casey’s own terms. I assume the validity of Casey’s "reasoned judgment" approach to identifying unenumerated rights, including the interest-balancing methodology Casey used to reshape the right to elective abortion. I also assume that Casey (like Roe before it) is correct in characterizing the pre-viable fetus as "potential human life" rather than as an actual, normatively human being. These are obviously unfavorable premises on which to argue against a right to elective abortion. But that is precisely the point. My thesis is that even when an interest-balancing analysis is conducted on terms generally favorable to recognizing a constitutional right to elective abortion, the state’s interest in protecting the life of the pre-viable fetus prevails.I make that case through a close reading of Casey, careful descriptions and comparisons of the competing state and individual interests, and a concise analysis of the treatment of abortion – and of fetal life generally – in the Anglo-American legal tradition. As to precedent, I argue that a majority of the Justices in Casey believed that the state’s interest in protecting fetal life outweighs the woman’s interest in an elective abortion, and that their judgments should carry appreciable weight because they dictated Casey’s reliance on stare decisis. As to the competing interests, I acknowledge that the woman’s interest is entitled to great weight, but argue that the fetus’s inherent, self-directing "potential" to develop into a normatively human being should lead us to assign even greater weight to protecting its life – and its future. As for history, building on the scholarship of Joseph Dellapenna and others, I argue that the Anglo-American legal tradition has always protected the lives of fetuses once they could be known to be alive – initially at quickening, and throughout pregnancy once the basic facts of embryology were discovered in the 19th century. Precedent, reasoned evaluation of the competing interests, and tradition all
在“计划生育”诉凯西案中,最高法院重申了在生存能力之前进行选择性堕胎的权利,但放弃了罗伊诉韦德案中将其描述为一项基本权利的说法,该权利只能通过令人难以抗拒的国家利益来克服。相反,凯西将选择性堕胎的权利视为基于利益平衡的判断,即妇女终止妊娠的自由利益超过了国家保护可存活胎儿生命的利益。然而,值得注意的是,凯西法院并没有在是非曲实上为利益平衡的判决辩护:事实上,多数五名大法官中有三名明确拒绝解释他们将如何将利益平衡问题作为一个原始问题来裁决。结果,大多数人被迫依赖于凝视决策和相关的“制度完整性”考虑。在这篇文章中,我进行了凯西省略的利益平衡分析,并认为在凯西自己的术语中,选择性堕胎的权利是不健全的。我假设Casey的“理性判断”方法在确定未列举的权利方面是有效的,包括Casey用来重塑选择性堕胎权的利益平衡方法。我还认为Casey(就像之前的Roe案件一样)将未成活的胎儿描述为“潜在的人类生命”,而不是一个实际的、规范的人类,这是正确的。这些显然是反对选择性堕胎权利的不利前提。但这正是问题的关键。我的论点是,即使利益平衡分析是在普遍有利于承认选择性堕胎的宪法权利的条件下进行的,国家保护可存活胎儿生命的利益也占了上风。我通过仔细阅读凯西的作品,仔细描述和比较相互竞争的国家和个人利益,以及对英美法律传统中对堕胎和胎儿生命的处理的简明分析来证明这一点。至于先例,我认为,在凯西案中,大多数法官认为,国家保护胎儿生命的利益超过了妇女选择堕胎的利益,他们的判决应该有相当大的分量,因为他们决定了凯西案对“择定原则”的依赖。至于相互竞争的利益,我承认妇女的利益有权得到极大的重视,但我认为胎儿内在的、自我导向的“潜力”发展成为一个规范的人,应该使我们更加重视保护它的生命和未来。至于历史,基于约瑟夫·德拉彭纳和其他人的学识,我认为英美法律传统总是保护胎儿的生命,一旦他们知道他们是活着的——最初是在加速时,在整个怀孕期间,一旦胚胎学的基本事实在19世纪被发现。先例、对竞争利益的理性评估和传统都指向这样一个结论:国家保护可存活胎儿生命的利益高于妇女终止妊娠和结束生命的利益。作为对生殖权利学术研究的贡献,我的分析发展了一条与大多数挑战选择性堕胎权利的学术研究明显不同的论证路线,后者要么否认未被列举的传统权利的合法性,要么质疑法院关于未成活的胎儿不能被证明是一个规范的人的假设。从最高法院应该考虑的论点来看,我的分析表明,那些坚持将选择性堕胎权视为一种既定决定的法官应该联合起来,就像他们在冈萨雷斯诉卡哈特案(Gonzales v. Carhart)中所做的那样,与那些推翻选择性堕胎权的法官一起,明确认为国家保护可存活胎儿的利益高于妇女选择选择性堕胎的利益。即使假定“择期决定”,也需要保留选择性堕胎的权利。这样做可以防止错误的宪法判断——选择性堕胎的权利现在是基于错误的宪法判断——扭曲最高法院对涉及旨在保护怀孕后胎儿生命的州法规(例如限制破坏冷冻胚胎的法律)的相关问题的考虑。正如冈萨雷斯诉卡哈特案所试图做的那样,它也将为解释凯西的过度负担标准提供一个更安全、更有说服力的基础,为保护可存活胎儿生命的州监管提供非常大的(尽管不是无限的)余地。
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引用次数: 0
Religion and Social Coherentism 宗教与社会一致性
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2016-01-06 DOI: 10.31228/osf.io/5qgak
N. Tebbe
Today, prominent academics are questioning the very possibility of a theory of free exercise or non-establishment. They argue that judgments in the area can only be conclusory or irrational. In contrast to such skeptics, this Essay argues that decisionmaking on questions of religious freedom can be morally justified. Two arguments constitute the Essay. Part I begins by acknowledging that skepticism has power. The skeptics rightly identify some inevitable indeterminacy, but they mistakenly argue that it necessarily signals decisionmaking that is irrational or unjustified. Their critique is especially striking because the skeptics’ prudential way of working on concrete problems actually shares much with the methods of others. Part II then argues that the best defense of religious freedom jurisprudence begins with an approach known as coherentism. In political philosophy, coherentism refers to the way legal actors compare new problems to existing principles and paradigms in order to identify solutions that are justified. The Essay then extracts and emphasizes the social aspects of this basic account. It contends that arguments about the meaning of the Constitution appropriately reflect social and political dynamics. The resulting approach, social coherentism, describes a powerful method for generating interpretations of the First Amendment that are justified, not conclusory. This matters at a moment when some defenders of religious traditionalism are suggesting that principled decisionmaking on questions of religious freedom is impossible, and therefore that such issues should be largely surrendered to political processes.
今天,著名学者正在质疑一种关于自由行使或非建制的理论的可能性。他们认为,该领域的判断只能是结论性的或非理性的。与这些怀疑论者相反,本文认为,在宗教自由问题上的决策在道德上是合理的。这篇文章有两个论点。第一部分首先承认怀疑主义有力量。怀疑论者正确地指出了一些不可避免的不确定性,但他们错误地认为,这必然意味着决策是不合理或不合理的。他们的批评尤其引人注目,因为怀疑论者在处理具体问题时的谨慎方式实际上与其他人的方法有很多共同之处。第二部分接着论述了宗教自由法理学的最佳辩护始于一种被称为连贯主义的方法。在政治哲学中,连贯性指的是法律行为者将新问题与现有原则和范例进行比较,以确定合理的解决方案的方式。然后,文章摘录并强调了这一基本叙述的社会方面。它认为,关于宪法含义的争论恰当地反映了社会和政治动态。由此产生的方法,社会一致性,描述了一种强有力的方法来产生对第一修正案的合理解释,而不是结论。这一点很重要,因为一些宗教传统主义的捍卫者认为,在宗教自由问题上不可能做出有原则的决策,因此这些问题应该在很大程度上交给政治进程。
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引用次数: 0
The Supreme Court's Quiet Revolution in Induced Patent Infringement 最高法院对诱导专利侵权的悄无声息的改革
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2015-08-29 DOI: 10.2139/SSRN.2653077
T. Holbrook
The Supreme Court over the last decade or so has reengaged with patent law. While much attention has been paid to the Court’s reworking of what constitutes patent eligible subject matter and enhancing tools to combat “patent trolls,” what many have missed is the Court’s reworking of the contours of active inducement of patent infringement under 35 U.S.C. § 271(b). The Court has taken the same number of § 271(b) cases as subject matter eligibility cases – four. Yet this reworking has not garnered much attention in the literature. This article offers the first comprehensive assessment of the Court’s efforts to define active inducement. In so doing, it identifies the surprising significance of the Court’s most recent case, Commil USA, LLC v. Cisco Systems, Inc., where the Court held that a good faith belief on the part of the accused inducer cannot negate the mental state required for inducement – the intent to induce acts of infringement. In so doing, the Court moved away from its policy of encouraging challenges to patent validity as articulated in Lear, Inc. v. Adkins and its progeny. This step away from Lear is significant and surprising, particularly where critiques of the patent system suggest there are too many invalid patents creating issues for competition. This article critiques these aspects of Commil and then addresses lingering, unanswered questions. In particular, this article suggests that a good faith belief that the induced acts are not infringing, which remains as a defense, should only act as a shield against past damages and not against prospective relief such as injunctions or ongoing royalties. The courts so far have failed to appreciate this important temporal dynamic.
在过去十年左右的时间里,最高法院重新参与了专利法。虽然很多人都关注法院对构成专利合格主题的内容的重新制定以及加强打击“专利流氓”的工具,但许多人都忽略了法院对35 U.S.C.§271(b)项下积极诱导专利侵权的轮廓的重新制定。法院将同样数量的§271(b)案件作为标的物资格案件——4起。然而,这种重新设计并没有在文献中引起太多关注。这篇文章首次全面评估了法院为界定积极引诱所做的努力。在这样做的过程中,它确定了法院最近的案件Commil USA, LLC诉Cisco Systems, Inc的惊人意义,在该案中,法院认为被告诱导者的善意信念不能否定诱导所需的精神状态-诱导侵权行为的意图。在这样做的过程中,最高法院偏离了在李尔公司诉阿德金斯案及其后续案件中所阐述的鼓励挑战专利有效性的政策。放弃李尔王的这一步意义重大,令人惊讶,尤其是在对专利制度的批评认为有太多无效专利给竞争带来问题的情况下。本文对《委员会》的这些方面进行了批判,然后提出了一些悬而未决的问题。特别是,这篇文章表明,一个善意的信念,即诱导行为不侵权,这仍然是一种辩护,应该只作为对过去的损害的保护,而不是对未来的救济,如禁令或正在进行的版税。到目前为止,法院未能认识到这一重要的时间动态。
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引用次数: 3
The Fixation Thesis: The Role of Historical Fact in Original Meaning 固定命题:历史事实在原意中的作用
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2015-08-05 DOI: 10.2139/SSRN.2559701
Lawrence B. Solum
The central debate in contemporary constitutional theory is the clash between originalists and living constitutionalists. Originalism is the view that the original meaning of the constitutional text should constrain or bind constitutional practice — paradigmatically, the decision of constitutional cases by the United States Supreme Court. Living constitutionalists contend that the content of constitutional law should evolve over time in response to changing values and circumstances. One of the central questions in this debate is over the question whether the meaning of the constitutional text is fixed or changeable. This essay makes the case for the Fixation Thesis — the claim that the linguistic meaning (or communicative content) of the constitutional text was fixed when each provision was framed and ratified. Although the Fixation Thesis is a basic assumption of almost every version of originalism or textualism, it has never been the explicit focus of an extended examination and defense. This essay remedies that lacuna by providing a precise formulation of the fixation thesis, making the affirmative case for fixation, and answering potential objections. The most important claim made by the essay is that the Fixation Thesis is entailed by our common sense understanding of how communication works. Communicative content is created by using conventional semantic meanings (fixed by linguistic practices at the time words are used) and context (which is fixed by the understanding of author and reader at the time a writing is created).The essay proceeds in five steps. Part One clarifies the Fixation Thesis by situating it in the content of contemporary debates about originalism. Part Two states the affirmative case for the fixation thesis and articulates several versions of the argument corresponding to different members of the originalist family of constitutional theories. Part Three provides additional clarification and answers objections. Part Four examines rival theories of constitutional meaning that deny fixation. Part Five explores two examples, “cruel and unusual punishment” and “privileges or immunities of citizens of the United States.”This is the final published version of the "The Fixation Thesis" and it replaces the earlier versions previously available at this location.
当代宪法理论的中心争论是原旨主义者和现存立宪主义者之间的冲突。原旨主义是认为宪法文本的原意应该约束或约束宪法实践的观点——典型的例子是美国最高法院对宪法案件的裁决。活着的宪法主义者认为,宪法的内容应该随着时间的推移而演变,以应对不断变化的价值观和环境。这场辩论的核心问题之一是宪法文本的含义是固定的还是可变的。这篇文章提出了固定命题,即宪法文本的语言意义(或交际内容)在每一项条款被制定和批准时都是固定的。虽然固定论题是几乎每一个原旨主义或文本主义版本的基本假设,但它从来没有成为深入研究和辩护的明确焦点。本文通过提供固定论点的精确表述,为固定提供肯定的案例,并回答潜在的反对意见,弥补了这一缺陷。这篇文章提出的最重要的观点是,我们对沟通如何运作的常识理解包含了固定论点。交际内容是通过使用传统的语义(由使用单词时的语言实践确定)和上下文(由作者和读者在写作时的理解确定)来创建的。这篇文章分五个步骤进行。第一部分通过将固着论题置于当代原旨主义争论的内容中来澄清固着论题。第二部分陈述了固定论点的肯定案例,并阐明了几个版本的论点,对应于宪法理论的原旨主义家族的不同成员。第三部分提供了额外的澄清并回答了反对意见。第四部分考察否认固定的宪法意义的对立理论。第五部分探讨了两个例子,“残酷和不寻常的惩罚”和“美国公民的特权或豁免”。这是“固定理论”的最终出版版本,它取代了以前在这个地方可以找到的早期版本。
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引用次数: 25
Assessing the Role of History in the Federal Courts Canon: A Word of Caution 评估历史在联邦法院经典中的作用:一个警告
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2015-07-01 DOI: 10.2139/SSRN.2652585
A. Tyler
One of the most pervasive and important debates in federal courts jurisprudence is over the role that history should play in interpreting Article III of the United States Constitution. To that end, federal courts jurisprudence is not altogether different from constitutional law jurisprudence more generally. But in the federal courts arena — more so than in the broader domain of constitutional law — originalism has always wielded tremendous influence over much of the judicial and scholarly thinking. It is for this reason that a distinct conversation about its role in the federal courts canon is appropriate.There is little question that in the field of federal courts, historical study has a great deal to contribute to modern debates. Indeed, historical study holds enormous potential to illuminate the founding purpose behind constitutional provisions, to unearth contemporary meanings associated with terms of art that were included in the document, and to uncover important evidence relating to historical practices and context, which in turn can shed light on the background understandings and assumptions that underlie constitutional text. But sometimes — if not often — the historical record on important questions of federal courts jurisprudence is absent, incomplete, or more complex than jurists and scholars tend to acknowledge. In keeping with this idea, one should never forget that certain aspects of the Constitution — including Article III and the structural framework within which it is situated — represented major innovations in their time. At the Founding, the concept of federalism — and with it the idea of two sets of courts, state and federal — was entirely new. Moreover, the separation of powers framework was, at the least, a transformation of the British model, if not a dramatic departure from it. Against this backdrop, it would be curious indeed if the details of the Article III power were fully settled from the outset. More likely, as Madison recognized early on, there would need to be a “liquidat[ion]” of meaning over time.Accordingly, I wish to offer a word of caution about making historical arguments in federal courts jurisprudence. Specifically, in undertaking historical inquiry in the field of federal courts, one must be careful about assigning certain data points from the Founding period determinative weight, rather than treating them as part of a larger conversation about the role of the judicial power in our constitutional framework. This is because in studying the early years following ratification of the Constitution, one tends to find both examples of major principles that remained the subject of disagreement as well as examples of early legislation and practices that today we would reject as plainly inconsistent with the constitutional separation of powers. As historian Jack Rakove has observed, the Founding period documents are the product of collective decisionmaking “whose outcomes necessarily reflected a bewildering array of
联邦法院法理学中最普遍和最重要的争论之一是历史在解释美国宪法第三条时应该扮演的角色。为此目的,联邦法院的法理学与更普遍的宪法法理学并没有完全不同。但在联邦法院的舞台上——比在更广泛的宪法领域——原旨主义总是对司法和学术思想产生巨大的影响。正是由于这个原因,对其在联邦法院经典中的作用进行一次独特的讨论是合适的。毫无疑问,在联邦法院领域,历史研究对现代辩论有很大的贡献。事实上,历史研究具有巨大的潜力,可以阐明宪法条款背后的创始目的,挖掘与文件中包含的艺术术语相关的当代含义,并揭示与历史实践和背景有关的重要证据,从而揭示宪法文本背后的背景理解和假设。但有时——如果不是经常的话——关于联邦法院法学重要问题的历史记录是缺失的、不完整的,或者比法学家和学者倾向于承认的更复杂。根据这一想法,人们永远不应忘记,《宪法》的某些方面- -包括第三条及其所处的结构框架- -是当时的重大创新。在建国之初,联邦制的概念——以及随之而来的两套法院——州法院和联邦法院——是全新的。此外,三权分立框架至少是对英国模式的一种转变,如果不是戏剧性地背离的话。在这种背景下,如果从一开始就完全解决了第三条权力的细节,那确实很奇怪。更有可能的是,正如麦迪逊早先认识到的那样,随着时间的推移,需要对意义进行“清算”。因此,我希望对在联邦法院的判例中进行历史论证提出警告。具体来说,在进行联邦法院领域的历史调查时,人们必须小心分配建国时期的某些数据点,而不是将它们视为关于司法权在我们宪法框架中作用的更大对话的一部分。这是因为,在研究宪法批准后的最初几年里,人们往往会发现一些主要原则仍然存在分歧的例子,以及一些早期立法和实践的例子,这些例子今天我们会因为明显不符合宪法规定的三权分立而予以拒绝。正如历史学家杰克·拉科夫(Jack Rakove)所观察到的,开国时期的文件是集体决策的产物,“其结果必然反映了一系列令人困惑的意图和期望,希望和恐惧,真正的妥协和不同意。”换句话说,至少在某种程度上,我们必须把这个时期看作是一个正在进行的工作。
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引用次数: 1
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Notre Dame Law Review
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