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Ex-Post Right, Ex-Ante Wrong 事后对,事前错
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2012-09-30 DOI: 10.2139/SSRN.2172932
A. Porat
Should a doctor be held liable under negligence law for harmful treatment she administered to a patient, if the treatment should have been considered negligent at the time it was administered, but is now considered reasonable at the time of trial? Should a manufacturer be held liable for harm caused to a consumer from a product considered reasonable, and therefore non-defective, at the time of trial, but should have been considered unreasonable, and therefore defective, at the time of its distribution? More generally put: Should the law impose liability for ex-post right but ex-ante wrong behaviors? The answer offered by this Article is yes, on both efficiency and corrective justice grounds. The Article also proposes the adoption, in certain cases, of an “Alternative Liability Rule,” whereby an injurer bears liability if his behavior is either ex-post or ex-ante wrong.Thus far, there are no reported cases where a plaintiff brought suit for ex-post reasonable but ex-ante unreasonable behavior or products. This is puzzling, especially given the abundance of reverse cases before the courts, where the defendant’s behavior or product is found to be ex-post unreasonable but ex-ante reasonable, and liability is not imposed. The Article’s explanation for the lack of suits for ex-post right but ex-ante wrong behavior is plaintiffs’ and their attorneys’ strong belief that when a behavior, or a product, is considered reasonable at the time of trial, it is considered reasonable by the law. The claim made in the Article is that this belief is unfounded and a plaintiff who proves ex-ante negligence should succeed at trial, regardless of whether the defendant’s behavior is considered reasonable at that time.
如果治疗在实施时被认为是过失,而现在在审判时被认为是合理的,那么医生是否应该根据过失法对她对病人实施的有害治疗承担责任?如果产品在试用时被认为是合理的,因此没有缺陷,但在销售时却被认为是不合理的,因此有缺陷,那么制造商是否应该对消费者造成的损害负责?更笼统地说:法律是否应该对事后的权利而不是事前的错误行为承担责任?本文给出的答案是肯定的,既考虑到效率,也考虑到纠正正义。该条还建议在某些情况下采用“替代责任规则”,即加害人对其事后或事前错误行为承担责任。到目前为止,原告对事后合理而事前不合理的行为或产品提起诉讼的案件还没有报道。这是令人费解的,特别是考虑到法院面前有大量的反向案件,在这些案件中,被告的行为或产品被发现事后不合理,但事前合理,并且没有被追究责任。本文对事后权利事后错误行为诉讼不足的解释是,原告及其代理人强烈认为,当一种行为或产品在审判时被认为是合理的,它就被法律认为是合理的。该条提出的主张是,这种信念是没有根据的,无论被告的行为在当时是否被认为是合理的,原告证明事前过失的行为应该在审判中成功。
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引用次数: 2
The Way Forward after Wal-Mart 沃尔玛之后的未来之路
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2012-09-01 DOI: 10.2139/SSRN.2147955
G. Rutherglen
The Supreme Court's decision denying certification of a class action in Wal-Mart Stores, Inc. v. Dukes elicited a strong dissent from Justice Ginsburg, and widespread criticism in liberal circles, but in several important respects, the decision was unanimous. All the Justices agreed that a class action could not be certified under Federal Rule of Civil Procedure 23(b)(2), the rule which governs class actions in which injunctive relief is "appropriate respecting the class as a whole." The holding that divided the Justices concerned the failure of the plaintiffs’ case to meet the requirement of Rule 23(a)(2) that there were "questions of law or fact common to the class." Yet even on this issue there were points of apparent agreement, and one of them was the need to inquire into the merits to determine whether the prerequisites to certification were satisfied. This article begins by situating this widely accepted observation in the context of perennial disputes over substance and procedure in class actions. It then turns to the question of where to put certification decisions in the structure of pretrial litigation: in pleading, discovery, or summary judgment. That inquiry, in turn, leads to the larger question of how to reform class action procedure. Looking to the merits provides a way to differentiate among class actions, both in fine-grained analysis of particular claims and in broad terms defined by different areas of law. The cases and commentary on class actions presume that class actions must be divided into conventional categories, such as mass torts, consumer class actions, civil rights claims, and securities class actions, but they provide little more than a pragmatic justification for this division. A look at the merits was tacitly accepted as the premise of most analyses of class actions before Wal-Mart. This article provides a theoretical justification for doing so -- at the level of legal doctrine, based on the relationship between the substance of a claim and the requirements of Rule 23, and at the level of optimal enforcement, by identifying cases in which the expense of aggregate litigation yields gains in the basic goals of compensation, deterrence, and efficient litigation.
最高法院驳回沃尔玛(Wal-Mart Stores, Inc.)诉杜克斯(Dukes)一案集体诉讼的裁决,引起了金斯伯格大法官的强烈反对,也招致了自由派人士的广泛批评,但在几个重要方面,该裁决是一致通过的。所有法官一致认为,集体诉讼不能根据《联邦民事诉讼规则》第23(b)(2)条得到证明,该规则适用于集体诉讼,其中禁令救济是“对整个集体的适当尊重”。法官们的意见分歧在于原告的案件未能满足规则23(a)(2)的要求,即存在“集体共有的法律或事实问题”。然而,即使在这个问题上也有一些明显的一致意见,其中之一是需要调查是非曲性,以确定是否满足核证的先决条件。本文首先将这一被广泛接受的观点置于集体诉讼中关于实质和程序的长期争议的背景下。然后转向在审前诉讼的结构中把证明决定放在哪里的问题:在抗辩、发现或即决判决中。这种调查反过来又引出了一个更大的问题,即如何改革集体诉讼程序。寻找是非事实提供了一种区分集体诉讼的方法,无论是在对特定索赔的细粒度分析中,还是在不同法律领域定义的广义术语中。关于集体诉讼的案例和评论认为,集体诉讼必须分为传统的类别,如大规模侵权行为、消费者集体诉讼、民事权利索赔和证券集体诉讼,但它们除了为这种划分提供实用主义的理由外,几乎没有提供更多的理由。在沃尔玛之前,大多数分析集体诉讼的前提都是看一看是非。本文为这样做提供了一个理论上的理由——在法律理论层面,基于索赔实质与规则23要求之间的关系;在最佳执行层面,通过确定总诉讼费用在补偿、威慑和有效诉讼等基本目标上产生收益的案例。
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引用次数: 2
Nonincorporation: The Bill of Rights after McDonald v. Chicago 非法人:麦当劳诉芝加哥案后的权利法案
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2012-07-16 DOI: 10.2139/SSRN.2000435
Suja A. Thomas
Very few rights in the Bill of Rights have not been incorporated against the states. In McDonald v. Chicago, the Supreme Court held that the Second Amendment right to bear arms, which the Court previously had decided did not apply against states, was incorporated. This decision left only three, what this Article terms, “nonincorporated” rights — the Fifth Amendment grand jury right, the Sixth Amendment criminal jury unanimity requirement, and the Seventh Amendment civil jury trial right — rights that the Court previously decided do not apply against the states that remain not incorporated. After the decision to incorporate the right to bear arms, an important unaddressed question with far-reaching implications is whether nonincorporation is defensible under the Court’s jurisprudence. Scholars to date have viewed the Bill of Rights exclusively through theories of incorporation, including the theory of selective incorporation under which incorporation occurs if a fundamental right exists. This Article is the first to view incorporation from the perspective of a theory of nonincorporation. This theory could be simply the opposite of selective incorporation — that a right is not fundamental — or, it could be, that the Court has not incorporated rights for some other reason. This Article sets forth possible theories of nonincorporation, both prior to and after McDonald, and exploring their viability, concludes that no nonincorporation theory is defensible under the Court’s jurisprudence. The resulting incorporation of the nonincorporated rights would change the administration of justice in the states and also would make the Court’s theory of selective incorporation more justifiable.
《权利法案》中几乎没有反对各州的权利。在麦克唐纳诉芝加哥案中,最高法院认为,第二修正案规定的携带武器的权利被纳入宪法,而该法院此前曾裁定该权利不适用于各州。这一判决只留下了三项本条款所称的“非合并”权利——第五修正案大陪审团的权利、第六修正案刑事陪审团一致同意的要求和第七修正案民事陪审团审判的权利——最高法院此前裁定这些权利不适用于尚未合并的州。在决定纳入携带武器的权利之后,一个具有深远影响的重要未解决的问题是,根据法院的判例,不纳入是否可以辩护。迄今为止,学者们完全通过合并理论来看待《权利法案》,包括选择性合并理论,在这种理论下,如果存在一项基本权利,就会发生合并。本文首次从非法人理论的角度来看待法人。这一理论可能只是选择性纳入的反面- -即一项权利不是基本的- -或者,可能是法院由于某种其他原因没有纳入权利。本文阐述了麦当劳之前和麦当劳之后可能存在的不成立公司的理论,并探讨了它们的可行性,得出的结论是,根据法院的判例,没有任何不成立公司的理论是站得住脚的。由此产生的非合并权利的合并将改变各州的司法管理,也将使法院的选择性合并理论更加合理。
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引用次数: 1
Law and Policy Entrepreneurs: Empirical Evidence on the Expansion of School Choice Policy 法律与政策企业家:择校政策扩张的经验证据
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2012-06-01 DOI: 10.31228/osf.io/d3vpt
Michael Heise
87 Notre Dame Law Review 1917 (2012).This study leverages event history analysis to help explain the expansion of public charter school legislation between 1991–2006. This study expands previous work in two important ways. First, while critical distinctions separate public charter school and school voucher programs, both fall comfortably within the broader rubric of “school choice.” As such, it is difficult to understand the development of state legislation for one school choice variant independent of the other. Thus, this analysis includes the presence of publicly- or privately-funded voucher programs in a state as a possible factor influencing the adoption of charter school legislation in a state. Second, a methodological contribution emerges by comparing results generated by a complementary log-log model with results generated by a rare event logistic regression model. That school voucher programs’ influence on the emergence of state charter schools laws is robust across both models underscores school voucher programs’ salience to the emergence of charter school legislation. Understanding the emergence of charter school legislation as a defensive political move to deflect school voucher progress or a political compromise finds support in these results. Either interpretation of the emergence of charter schools’ ascendance, however, needs to account for the school voucher programs’ influence as well as important suburban political and economic interests.
87 Notre Dame Law Review 1917(2012)。本研究利用事件历史分析来帮助解释1991-2006年间公立特许学校立法的扩张。这项研究在两个重要方面扩展了之前的工作。首先,尽管公立特许学校和学校代金券计划之间存在着重要的区别,但它们都属于“择校”这一更广泛的范畴。因此,很难理解一种学校选择变体独立于另一种的州立法的发展。因此,这一分析包括在一个州存在的公共或私人资助的代金券计划,作为一个可能的因素影响特许学校立法在一个州的采用。其次,通过比较由互补对数-对数模型产生的结果与由罕见事件逻辑回归模型产生的结果,出现了方法上的贡献。学校券计划对州特许学校法律的产生的影响在两种模式中都很强大,这强调了学校券计划对特许学校立法的出现的重要性。将特许学校立法的出现理解为一种防御性的政治举动,以转移教育券的进展或政治妥协,这些结果得到了支持。然而,对特许学校崛起的任何一种解释,都需要考虑到教育券计划的影响,以及重要的郊区政治和经济利益。
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引用次数: 2
Government by Contract and the Structural Constitution 契约政府与结构宪法
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2012-05-15 DOI: 10.2139/SSRN.2057988
K. N. Brown
Although private parties have performed government functions throughout most of Western history, mainstream administrative law scholarship is dotted with concerns over the extent to which modern federal government activities are outsourced to private contractors. Federal contractors routinely exercise authority that is classically “executive” in nature. They write regulations, interpret laws, administer foreign aid, manage nuclear weapons sites and intelligence operations, interrogate detainees, control borders, design surveillance systems, and provide military support in combat zones. Administrative law places few constraints on private contractors, and prevailing constitutional principles — the state action and private delegation doctrines, in particular — are either inept at holding private contractors to constitutional norms or utterly moribund. A common theme that appears in the vast literature on privatization, therefore, is accountability. There is no recognized constitutional theory that meaningfully prohibits Congress or the President from transferring significant amounts of discretionary governmental power to wholly private entities that operate beyond the purview of the Constitution, and there is relatively sparse scholarly analysis of the subject. This Article searches for a constitutional principle that could be employed to address hypothetical outsourcing arrangements that go too far for the American appetite. In that pursuit, it looks to the law governing independent agencies as a natural starting point for evaluating the propriety of outsourcing relationships from the standpoint of the structural Constitution. It then introduces two ideas with an eye toward sparking fresh thinking about the constitutionality of privatization: first, the notion that all actors exercising federal government power should be viewed along a constitutional continuum and not as occupying separate private/public spheres; and, second, that a democratic accountability principle may be derived from the Supreme Court’s recent decision in Free Enterprise Fund v. Public Co. Accounting Oversight Board, as a constitutional hook for addressing government-by-contract gone awry.
尽管在西方历史的大部分时间里,私人政党都在履行政府职能,但主流行政法学者对现代联邦政府活动外包给私人承包商的程度表示关注。联邦承包商经常行使典型的“行政”性质的权力。他们制定法规,解释法律,管理对外援助,管理核武器基地和情报行动,审讯被拘留者,控制边境,设计监视系统,并在战区提供军事支持。行政法对私人承包商几乎没有什么约束,而现行的宪法原则——特别是国家行为和私人委托原则——要么无法让私人承包商遵守宪法规范,要么就完全奄奄一息。因此,在大量关于私有化的文献中出现的一个共同主题是问责制。没有公认的宪法理论有意义地禁止国会或总统将大量的政府自由裁量权转让给超出宪法权限的完全私人实体,对这一主题的学术分析相对较少。本文寻求一种宪法原则,可以用来解决那些超出美国人胃口的假想外包安排。在这种追求中,它将管理独立机构的法律视为从结构性宪法的角度评估外包关系的适当性的自然起点。然后介绍了两个观点,旨在激发对私有化合宪性的新思考:首先,所有行使联邦政府权力的行为者都应该被视为一个宪法连续体,而不是占据单独的私人/公共领域;其次,民主问责原则可能源于最高法院最近在自由企业基金诉公共公司会计监督委员会一案中的裁决,作为解决合同政府出错的宪法钩。
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引用次数: 2
Intergenerational Progress 两代人之间的进展
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2011-04-15 DOI: 10.2139/ssrn.1810943
Mark Mckenna, Brett M. Frischmann
This Essay prepared for the Wisconsin Law Review’s symposium on Intergenerational Equity lays the groundwork for a broader understanding of the goals of IP law in the United States by arguing that there is room for a normative commitment to intergenerational justice. First, we argue that the normative basis for IP laws need not be utilitarianism. The Constitution does not require that we conceive of IP in utilitarian terms or that we aim only to promote efficiency or maximize value. To the contrary, the IP Clause leaves open a number of ways to conceive of Progress; courts’ and scholars’ overwhelming acceptance of the utilitarian approach reflects nothing more than a modern policy choice. Second, we argue that acceptance of the utilitarian frame has led too easily to reliance on markets as the exclusive mechanism for achieving Progress, which has had a dramatic impact on the path of IP law and discourse. Specifically, we argue that, because it relies so heavily on the market, and because the market is inherently short-sighted, IP is less future regarding than it could be. This is disappointing because the subject matter of IP makes it particularly susceptible to the promotion of intergenerational progress. In the end, we conclude that a commitment to intergenerational justice is both compatible with Progress and normatively attractive.
这篇为《威斯康辛法律评论》代际公平专题讨论会准备的文章为更广泛地理解美国知识产权法的目标奠定了基础,认为代际公正的规范性承诺是有空间的。首先,我们认为知识产权法的规范性基础不一定是功利主义。宪法并没有要求我们从功利主义的角度来看待知识产权,也没有要求我们的目标仅仅是提高效率或实现价值最大化。相反,知识产权条款为理解“进步”提供了多种途径;法院和学者对功利主义方法的压倒性接受只不过反映了一种现代政策选择。其次,我们认为,对功利主义框架的接受太容易导致依赖市场作为实现进步的唯一机制,这对知识产权法律和话语的道路产生了巨大影响。具体来说,我们认为,因为它严重依赖于市场,因为市场本质上是短视的,所以IP的未来前景并不乐观。这是令人失望的,因为IP的主题使其特别容易受到代际进步的影响。最后,我们得出结论,对代际正义的承诺既与进步相容,又在规范上具有吸引力。
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引用次数: 1
The Law and Economics of the Exclusionary Rule 排除规则的法律与经济学
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2011-03-11 DOI: 10.2139/SSRN.1783863
Tonja Jacobi
The exclusionary rule is premised on behavioral assumptions about how the law shapes police conduct. Using a law and economics approach, this Article draws out the implications of these assumptions. It shows: first, that in attempting to deter police violations, the rule actually encourages police harassment of ordinary citizens, particularly minorities; and second, when applied at trial, the rule decreases the benefit of the doubt that defendants who are most likely to be actually innocent can receive. Judicial attempts to mitigate these costs of the exclusionary rule in fact exacerbate them. The manifold jurisprudential rules that make up this area of law can be assessed in terms of the extent each effectively differentiates between the guilty and the innocent. Assessed in this way, it becomes clear that much of the secondary jurisprudence in search and seizure law further aggravates the problem.
排除规则的前提是关于法律如何影响警察行为的行为假设。本文运用法律和经济学的方法,得出了这些假设的含义。它表明:首先,在试图阻止警察的违法行为时,该规则实际上鼓励警察骚扰普通公民,特别是少数民族;其次,当在审判中应用时,该规则减少了最有可能实际上是无辜的被告所能得到的怀疑的好处。司法部门试图减轻排除规则的这些成本,实际上加剧了这些成本。构成这一法律领域的多种法律规则可以根据每条规则有效区分有罪与无罪的程度来评估。以这种方式评估,很明显,搜查和扣押法中的许多次要法理学进一步加剧了这个问题。
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引用次数: 9
Evading Legislative Jurisdiction 逃避立法管辖权
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2011-02-15 DOI: 10.2139/SSRN.1762138
Austen L. Parrish
In the last few years, and mostly unnoticed, courts have adopted a radically different approach to issues of legislative jurisdiction. Instead of grappling with the difficult question of whether Congress intended a law to reach beyond U.S. borders, courts have side-stepped it entirely. Courts have done so by redefining the definition of extraterritoriality. Significant and contentious decisions in the Ninth and D.C. Circuits paved the way by holding that not all regulation of overseas foreign conduct is extraterritorial. And then suddenly, last term, the U.S. Supreme Court breathed life into the practice. In its landmark Morrison v. National Australia Bank decision, the Court suggested that legislation focused on domestic conditions may not be extraterritorial, even if the legislation regulates overseas foreign activity. This Essay laments the birth of this troubling new approach, where established law is jettisoned and legislative jurisdiction analysis is evaded. The Essay’s aim is largely descriptive: it summarizes an important development and reveals how courts have lapsed into error. But it goes beyond the descriptive to also critique the new practice. Redefining extraterritoriality not only subverts established doctrine; it removes an important safeguard to the difficulties that extraterritorial regulation creates. More problematically, the practice undercuts principles that have been foundational in both domestic and international law.
在过去几年中,法院在立法管辖权问题上采取了一种完全不同的做法,这在很大程度上是不为人注意的。法院没有努力解决国会是否有意让一项法律延伸到美国境外的难题,而是完全回避了这个问题。法院通过重新定义治外法权的定义来做到这一点。第九巡回法院和华盛顿特区巡回法院作出的重大而有争议的裁决铺平了道路,认为并非所有对海外外国行为的监管都是治外法权。突然间,上个学期,美国最高法院给这种做法注入了活力。在具有里程碑意义的莫里森诉澳大利亚国民银行案判决中,法院建议,即使立法规范海外外国活动,但侧重于国内条件的立法可能不属于治外法权。本文哀叹这种令人不安的新方法的诞生,在这种新方法中,既有法律被抛弃,立法管辖权分析被回避。这篇文章的目的主要是描述性的:它总结了一个重要的发展,揭示了法院是如何陷入错误的。但它超越了描述性,也批判了新的实践。重新定义治外法权不仅颠覆了既定原则;它消除了对治外法权管制所造成的困难的一个重要保障。更有问题的是,这种做法削弱了国内法和国际法的基本原则。
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引用次数: 9
The Constitutional Right Not to Participate in Abortions: Roe, Casey, and the Fourteenth Amendment Rights of Healthcare Providers 不参与堕胎的宪法权利:罗伊案、凯西案和医疗服务提供者的第十四修正案权利
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2011-01-27 DOI: 10.2139/SSRN.1749788
Mark L. Rienzi
The Fourteenth Amendment rights of various parties in the abortion context – the pregnant woman, the fetus, the fetus’ father, the state – have been discussed at length by commentators and the courts. Surprisingly, the Fourteenth Amendment rights of the healthcare provider asked to provide the abortion have not. Roe and Casey establish a pregnant woman’s Fourteenth Amendment right to decide for herself whether to have an abortion. Do those same precedents also protect her doctor’s right to decide whether to participate in abortion procedures? The Court’s substantive due process analysis typically looks for rights that are “deeply rooted” in our history and traditions. Accordingly, this article addresses the historical basis for finding that providers do indeed have a Fourteenth Amendment right to refuse to perform abortions. This historical analysis shows that the right to refuse passes the Court’s stated test for Fourteenth Amendment protection. In fact, the right to refuse actually has better historical support, and better satisfies the Court’s stated tests, than the abortion right itself. Beyond this historical case, a healthcare provider’s right to make this decision also fits squarely within the zone of individual decision-making protected by the Court’s opinions in Casey and Lawrence v. Texas, and protects providers from the types of psychological harm that the Court recognized in Roe and Casey. For these reasons, under Roe and Casey, a healthcare provider has a Fourteenth Amendment right to refuse to participate in abortions.
第十四修正案在堕胎问题上各方的权利——孕妇、胎儿、胎儿的父亲、国家——已经被评论家和法院详细地讨论过。令人惊讶的是,被要求提供堕胎的医疗保健提供者的第十四修正案权利却没有。罗伊案和凯西案确立了孕妇根据第十四修正案自行决定是否堕胎的权利。同样的先例是否也保护她的医生决定是否参与堕胎程序的权利?最高法院的实质性正当程序分析通常寻找“深深植根于”我们的历史和传统的权利。因此,这条论述了判定提供者确实享有第十四修正案规定的拒绝实施堕胎的权利的历史依据。这一历史分析表明,拒绝的权利通过了法院规定的第十四条修正案保护的检验。事实上,拒绝权实际上比堕胎权本身有更好的历史依据,也更能满足法院规定的检验标准。除了这一历史性案例,医疗服务提供者做出这一决定的权利也完全符合法院在Casey和Lawrence诉德克萨斯州案中所保护的个人决策范围,并保护医疗服务提供者免受法院在Roe和Casey案中所承认的各种心理伤害。基于这些原因,根据罗伊案和凯西案,医疗服务提供者根据第十四修正案有权拒绝参与堕胎。
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引用次数: 4
Creativity and the Law 创意与法律
IF 0.9 3区 社会学 Q3 Social Sciences Pub Date : 2011-01-01 DOI: 10.4337/9781781954935.00007
Mark Mckenna
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引用次数: 2
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