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Mind, Body, and the Criminal Law 精神、身体和刑法
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2013-05-28 DOI: 10.2139/ssrn.2108537
Francis X. Shen
Because we hold individuals criminally liable for infliction of “bodily” injury, but impose no criminal sanctions for infliction of purely “mental” injury, the criminal law rests in large part on a distinction between mind and body. Yet the criminal law is virtually silent on what, exactly, constitutes “bodily injury.” This Article explores the content of the bodily injury construct through the lens of cognitive neuroscience, which poses new challenges to traditional mind-body distinctions. Combining a review of bodily injury definitions in criminal assault statutes and a series of empirical analyses, the analysis finds that: (1) jury-eligible lay people exhibit much confusion and disagreement about what constitutes a “bodily” injury; (2) jury instructions, with different definitions of the term, significantly affect how lay people determine bodily injury; and (3) neuroscientific evidence, if unchecked by a limiting jury instruction, will likely expand the bodily injury concept to include injuries that have traditionally been seen as non-physical. Taken together, the findings in this Article suggest that — if the criminal law were to recognize the biological and thus physical basis for mental injury — the limits of criminal liability for harms against the person might be increasingly contested as the distinctions between mind and body for purposes of criminal liability shift. To avoid this confusion, and the potential injustices that might emerge, the Article argues that legislatures should carefully revisit bodily injury definitions. The Article provides a series of options that legislatures can employ.
因为我们认为个人对造成“身体”伤害负有刑事责任,但对造成纯粹的“精神”伤害没有刑事制裁,刑法在很大程度上是建立在对精神和身体的区分之上的。然而,刑法实际上对什么构成“身体伤害”保持沉默。本文从认知神经科学的角度探讨了身体损伤结构的内容,对传统的心身区分提出了新的挑战。结合对刑事攻击法规中身体伤害定义的回顾和一系列实证分析,分析发现:(1)符合陪审团资格的非专业人士对什么构成“身体”伤害表现出很大的困惑和分歧;(2)不同定义的陪审团指示显著影响外行人对人身伤害的认定;(3)神经科学证据,如果不受限制性陪审团指示的制约,可能会扩大身体伤害的概念,包括传统上被视为非身体伤害的伤害。综上所述,本条的调查结果表明,如果刑法承认精神伤害的生理基础,从而承认精神伤害的生理基础,那么,随着为刑事责任的目的而改变精神和身体之间的区别,对人身伤害的刑事责任限制可能会日益受到争议。为了避免这种混淆,以及可能出现的潜在不公正,文章认为立法机构应该仔细地重新审视身体伤害的定义。该条提供了立法机关可以采用的一系列选择。
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引用次数: 11
Forum Competition and Choice of Law Competition in Securities Law after Morrison v. National Australia Bank 莫里森诉澳大利亚国民银行案后证券法中的论坛竞争与法律选择
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2012-12-01 DOI: 10.2139/SSRN.2029983
Wulf A. Kaal, Richard W. Painter
In Morrison v. National Australia Bank, the U.S. Supreme Court in 2010 held that U.S. securities laws apply only to securities transactions within the United States. The transactional test in Morrison could be relatively short lived because it is rooted in geography. For cases involving private securities transactions in which geographic determinants of a transaction and thus applicable law are unclear, this article suggests redirecting the inquiry away from the geographic location of securities transactions towards the parties’ choice of law. In the long run, allowing parties to choose the law pertaining to private transactions could be more effective than relying on geography that is both indeterminate and easy to manipulate. Jurisdictions could then compete to induce transacting parties to bring private transactions within their jurisdictional reach by designing substantive law and procedures that parties choose ex-ante ("Choice of Law Competition”). Recent cases expanding the jurisdictional reach of Dutch courts suggest that the Netherlands or another EU member state could engage in a different type of jurisdictional competition. Jurisdictions performing this role adjust their procedural rules to set up a forum within their borders for litigation that appeals to plaintiffs and their lawyers ("Forum Competition"). The U.S. engaged in some Forum Competition for extraterritorial securities litigation prior to Morrison, and the Dodd-Frank Act of 2010 empowers the SEC to continue to bring suits in the United States over securities transactions outside the United States. For many issuers and investors who do not choose the forum ex-ante, Forum Competition can be suboptimal. Depending on future developments, the acceptable outer bounds of Forum Competition between the United States and Europe may need to be defined by treaty or multilateral agreement.
在2010年的莫里森诉澳大利亚国民银行案中,美国最高法院认为,美国证券法仅适用于美国境内的证券交易。莫里森案中的交易性测试可能存在的时间相对较短,因为它植根于地理。对于涉及私人证券交易的案件,其中交易的地理决定因素和适用法律不明确,本文建议将调查从证券交易的地理位置转向当事人的法律选择。从长远来看,允许当事人选择与私人交易有关的法律,可能比依赖既不确定又容易操纵的地理位置更有效。然后,各司法管辖区可以通过设计当事人事前选择的实体法和程序(“法律竞争的选择”),竞相诱使交易各方将私人交易纳入其管辖范围。最近扩大荷兰法院管辖权范围的案例表明,荷兰或另一个欧盟成员国可以参与一种不同类型的管辖权竞争。扮演这一角色的司法管辖区调整其程序规则,在其境内设立一个对原告及其律师有吸引力的诉讼论坛(“论坛竞争”)。在莫里森之前,美国参与了一些域外证券诉讼的论坛竞争,2010年的多德-弗兰克法案授权美国证券交易委员会继续在美国就美国境外的证券交易提起诉讼。对于许多没有事先选择论坛的发行人和投资者来说,论坛竞争可能是次优的。根据未来的发展,美国和欧洲之间可接受的论坛竞争的外部界限可能需要通过条约或多边协议来界定。
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引用次数: 5
When Copyright Law and Science Collide: Empowering Digitally Integrated Research Methods on a Global Scale. 当版权法与科学碰撞:在全球范围内授权数字集成研究方法。
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2012-07-01
Jerome H Reichman, Ruth L Okediji
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引用次数: 0
Our Partisan Foreign Affairs Constitution 我们的党派外交宪法
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2011-01-01 DOI: 10.2139/SSRN.1900155
Jide Nzelibe
The received wisdom tends to treat constitutional arrangements, such as the allocation of foreign affairs authority, as efficiency enhancing constraints imposed on political actors that were originally negotiated and are currently being interpreted behind a benign veil of ignorance. In this picture, since the net distributive effects of the foreign affairs powers on specific societal groups are considered to be uncertain and unpredictable, the incentive by such groups to engage in an instrumental or self-serving interpretation of such powers is presumably blunted. This Paper suggests, on the contrary, that partisan groups can often reasonably predict ex ante or determine ex post how an expansive or constrained interpretation of specific foreign affairs powers is likely to affect their material or ideological objectives. The issue of interpretative choice in foreign affairs powers usually involves the outcome of the struggle between right and left leaning groups in which each side attempts to increase the number of veto points (or constitutional constraints) on issues that favor the opposition, and decrease the number of veto points on issues that benefit their favored constituencies. Using this framework, this Paper analyzes how postwar partisan conflict between Republican and Democratic leaning constituencies on issues like human right treaties and war powers has both spawned and restricted the scope of foreign affairs authority in the United States. In the early post WWII era, when the New Deal politics of guns and butter were complementary, progressive Democratic constituencies were supportive of a proactive military agenda and favored greater executive branch flexibility in both war powers and in the ratification of human rights treaties, whereas Republican leaning constituencies (and conservative Democrats) were against. Starting in the late-1960s, as fallout of the Vietnam War, the positions of the Republican and Democrat Parties started to switch gradually on war powers. By the1980s, when President Reagan created a cleavage between the politics of guns and butter, in which the growth of the growth of the national security state was decoupled from that of the welfare state, Republican leaning constituencies cemented their support of greater executive branch flexibility in war powers but not in human rights treaty ratification, whereas progressive Democratic constituencies largely adopted an opposite set of institutional preferences. Finally, this Article concludes by critically examining the normative implications of using increased judicial oversight to counteract the effects of foreign affairs partisanship.
公认的智慧倾向于将宪法安排,如外交事务权力的分配,视为对政治行为者施加的提高效率的限制,这些限制最初是通过谈判达成的,目前正被善意的无知面纱所解释。在这种情况下,由于外交权力对特定社会群体的净分配效应被认为是不确定和不可预测的,这些群体对这种权力进行工具性或自私自利的解释的动机可能会减弱。相反,本文认为,党派团体通常可以合理地事先预测或事后确定对特定外交事务权力的扩大或限制解释如何可能影响其物质或意识形态目标。外交事务权力中的解释性选择问题通常涉及左右倾团体之间斗争的结果,其中每一方都试图在有利于反对派的问题上增加否决权(或宪法限制),并减少对其支持的选民有利的问题上的否决权。利用这一框架,本文分析了战后共和党和民主党倾向选区在人权条约和战争权力等问题上的党派冲突如何催生并限制了美国外交事务权威的范围。在二战后的早期,当“枪炮和黄油”的新政政治相辅相成时,进步的民主党选区支持积极的军事议程,并赞成在战争权力和人权条约的批准方面有更大的行政部门灵活性,而倾向共和党的选区(和保守的民主党人)则反对。从20世纪60年代末开始,随着越南战争的影响,共和党和民主党在战争权力问题上的立场开始逐渐转变。到20世纪80年代,当里根总统在枪炮和黄油政治之间创造了一条鸿沟,即国家安全国家的增长与福利国家的增长脱钩时,倾向共和党的选民巩固了他们对行政部门在战争权力方面更大灵活性的支持,但在人权条约批准方面却没有,而进步的民主党选民则在很大程度上采取了相反的制度偏好。最后,本文通过批判性地审查使用增加的司法监督来抵消外交事务党派关系的影响的规范性含义来结束。
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引用次数: 0
Special Incentives to Sue 起诉的特别奖励措施
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2010-01-26 DOI: 10.2139/SSRN.1474923
M. Lemos
In an effort to strengthen private enforcement of federal law, Congress regularly employs plaintiff-side attorneys’ fee shifts, damage enhancements, and other mechanisms that promote litigation. Standard economic theory predicts that these devices will increase the volume of suit by private actors, which in turn will bolster enforcement and encourage more voluntary compliance with the law. This Article challenges the conventional wisdom. I use empirical evidence to demonstrate that special incentives to sue do not dependably generate more litigation. More crucially, when such incentives do work, they often trigger a judicial backlash against the very rights that Congress sought to promote. This dynamic has been neglected in the academic commentary to date, which has focused on litigant behavior alone while ignoring the role that judges play in any enforcement regime that depends on litigation. I show that caseload pressures and concerns about excessive litigation have driven judges to adopt procedural rules that dampen the effects of fee shifts and damage enhancements. Furthermore, judges have offset incentives to sue by narrowly interpreting the relevant substantive provisions of federal law.
为了加强联邦法律的私人执行,国会定期采用原告一方律师的费用转移、损害赔偿提高和其他促进诉讼的机制。标准的经济理论预测,这些手段将增加私人行为者的诉讼数量,这反过来将加强执法,鼓励更多的自愿遵守法律。这篇文章挑战了传统智慧。我用经验证据来证明,特殊的诉讼激励并不一定会产生更多的诉讼。更关键的是,当这些激励措施发挥作用时,它们往往会引发司法上对国会试图促进的权利的强烈反对。这种动态在迄今为止的学术评论中被忽视了,这些评论只关注诉讼行为,而忽视了法官在任何依赖于诉讼的执行制度中所起的作用。我表明,案件数量的压力和对过度诉讼的担忧促使法官采用程序规则,以抑制费用转移和损害赔偿增加的影响。此外,法官通过狭义地解释联邦法律的相关实质性条款来抵消起诉的动机。
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引用次数: 10
Why Did the Incorporation of the Bill of Rights Fail in the Late Nineteenth Century? 19世纪晚期《权利法案》的引入为何失败?
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2009-01-01 DOI: 10.31228/osf.io/bgjd4
Gerard N. Magliocca
94 Minnesota Law Review 102 (2009)
94《明尼苏达法律评论》102 (2009)
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引用次数: 1
Reclaiming International Law from Extraterritoriality 从治外法权中恢复国际法
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2008-02-25 DOI: 10.2139/SSRN.1013740
Austen L. Parrish
A fierce debate ensues among leading international law theorists that implicates the role of national courts in solving global challenges. On the one side are scholars who are critical of international law and its institutions. These scholars, often referred to as Sovereigntists, see international law as a threat to democratic sovereignty. On the other side are scholars who support international law as a key means of promoting human and environmental rights, as well as global peace and stability. These scholars are the 'new' Internationalists because they see non-traditional, non-state actors as appropriately enforcing international law at the sub-state level. The debate has had an impact. In recent years, the U.S. has disengaged from traditional sources of international law, and in particular, multilateral treaties. In its place, the U.S. and non-state actors use domestic laws, applied extraterritorially, to exert international influence. Following the U.S. lead, other countries now increasingly apply their domestic laws extraterritorially too. This Article addresses a topic that leading theorists have given scant attention - the rise of global extraterritoriality. It argues that the two prevailing dominant perspectives in international legal theory have miscalculated the dangers that extraterritoriality poses. In so doing, the article advocates for an approach that acknowledges changes in the international system, but also seeks to shore-up territorial sovereignty to prevent the problems that extraterritoriality creates. It thus offers a way beyond the stalemate currently existing in international law scholarship. Controversially, it concludes that international law scholars - from both the Sovereigntist and new Internationalist perspective - should embrace and reclaim multilateral international lawmaking.
在主要的国际法理论家之间,一场激烈的辩论随之而来,这场辩论涉及到国家法院在解决全球挑战中的作用。一方是对国际法及其制度持批评态度的学者。这些学者通常被称为主权主义者,他们认为国际法是对民主主权的威胁。另一方则是支持国际法的学者,他们认为国际法是促进人权和环境权利以及全球和平与稳定的关键手段。这些学者是“新”国际主义者,因为他们认为非传统的、非国家的行为体在亚国家层面上适当地执行国际法。这场辩论产生了影响。近年来,美国已经脱离了国际法的传统渊源,特别是多边条约。取而代之的是,美国和非国家行为体利用国内法,在域外适用,施加国际影响力。在美国的领导下,其他国家现在也越来越多地将其国内法适用于域外。这篇文章讨论了一个主要理论家很少关注的话题——全球治外法权的兴起。文章认为,国际法理论中两种主流观点错误地估计了治外法权所带来的危险。在这样做时,该条提倡一种承认国际制度变化的方法,但也寻求支持领土主权,以防止治外法权造成的问题。因此,它提供了一条超越国际法学术目前存在的僵局的途径。有争议的是,它得出的结论是,国际法学者——从主权主义和新国际主义的角度来看——应该接受和恢复多边国际立法。
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引用次数: 20
The Problem of Authority: Revisiting the Service Conception 权威问题:重新审视服务概念
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2007-09-04 DOI: 10.1093/acprof:oso/9780199562688.003.0005
J. Raz
The problem I have in mind is the problem of the possible justification of subjecting one's will to that of another, and of the normative standing of demands to do so. The account of authority that I offered, many years ago, under the title of the service conception of authority, addressed this issue, and assumed that all other problems regarding authority are subsumed under it. Many found the account implausible. It is thin, relying on very few ideas. It may well appear to be too thin, and to depart too far from many of the ideas that have gained currency in the history of reflection on authority. The present article modifies some aspects the account, and defends it against some criticism made against it.
我脑子里的问题是将一个人的意志服从于另一个人的意志的可能正当性问题,以及这样做的要求的规范性地位问题。许多年前,我在权威的服务概念的标题下提出了权威的解释,解决了这个问题,并假设所有其他关于权威的问题都包含在它之下。许多人认为这个说法不可信。它是单薄的,依靠很少的想法。它很可能显得过于单薄,而且与反思权威的历史上流行的许多观点相去甚远。本文对这一说法的某些方面进行了修正,并对一些对它的批评进行了辩护。
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引用次数: 234
Why (and How) Fairness Matters at the IP/Antitrust Interface 为什么(以及如何)公平在知识产权/反垄断界面上很重要
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2003-09-25 DOI: 10.2139/SSRN.439040
D. Farber, Brett H. Mcdonnell
This Article questions the widespread scholarly view that maximizing economic efficiency should be the sole goal of the intellectual property and antitrust laws. We propose that the law should also encourage a fair division of the economic surplus, at least by considering it as a tiebreaker when the dictates of economic efficiency are ambiguous or controversial. We begin by surveying some challenges that have been made to the theoretical underpinnings of exclusive reliance on economic efficiency, but go on to argue that, even on the terms of welfarism, some regard for distributive fairness is appropriate. First, since fairness is a widely shared social value, rules that promote a fair distribution of the economic surplus are likely to mimic what rational people would voluntarily have agreed to ex ante. Therefore, rules that favor fairness take into account the fact that a fair distribution is a social good for which people are willing to bargain. Second, rules based on fairness often lead to the economically efficient result even on welfarist terms. For example, where there are increasing returns to scale, potential producers and customers would agree ex ante to a fair division of surplus. Such an ex ante agreement makes it easier for producers to gain a critical toehold in the market, fosters expansion, and allows consumers to receive more benefits from economies of scale. Therefore, a rule that favors fairness when the economically efficient rule is ambiguous may itself be the efficient rule. The Article concludes with an exploration of how a tiebreaker rule in favor of fairness would affect the analysis of intellectual property issues. The first conclusion is that there should be a legal presumption in favor of open standards except where efficiency concerns clearly dictate otherwise. The second conclusion is that the law should disfavor price discrimination and similar conduct by rights holders, again with the qualification that efficiency concerns may override this presumption.
这篇文章质疑了一种广泛存在的学术观点,即经济效率最大化应该是知识产权法和反垄断法的唯一目标。我们建议,法律还应鼓励公平分配经济盈余,至少在经济效率的要求模糊不清或有争议时,应将其视为决胜因素。我们首先考察了对完全依赖经济效率的理论基础所提出的一些挑战,但接着认为,即使在福利主义的条件下,对分配公平的一些关注也是适当的。首先,由于公平是一种广泛共享的社会价值,促进经济盈余公平分配的规则可能会模仿理性的人事先自愿同意的规则。因此,有利于公平的规则考虑到这样一个事实,即公平分配是人们愿意为之讨价还价的社会利益。其次,即使在福利主义条件下,基于公平的规则往往也会导致经济上有效的结果。例如,在规模收益不断增加的情况下,潜在的生产者和消费者会事先同意公平分配剩余。这种事前协议使生产者更容易在市场上获得关键的立足点,促进扩张,并使消费者从规模经济中获得更多利益。因此,当经济效率规则模棱两可时,有利于公平的规则本身可能就是有效规则。文章最后探讨了有利于公平的决胜规则将如何影响对知识产权问题的分析。第一个结论是,应该有一个有利于开放标准的法律推定,除非效率方面的考虑明确规定不然。第二个结论是,法律应该不支持价格歧视和权利人的类似行为,同样要有一个条件,即对效率的关注可能凌驾于这一假设之上。
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引用次数: 6
Free Speech, Strict Scrutiny, and Self-Help: How Technology Upgrades Constitutional Jurisprudence 言论自由、严格审查与自助:技术如何升级宪法法学
IF 1.3 3区 社会学 Q1 LAW Pub Date : 2003-09-03 DOI: 10.2139/SSRN.422621
T. Bell
Self-help plays a nearly unnoticed but increasingly important role in free speech jurisprudence. Under both the compelling interest and least restrictive means prongs of strict scrutiny, courts have determined the constitutionality of content-based restrictions on speech by comparing the efficacy of state action to that of alternative, self-help remedies. Courts and commentators, however, have yet to explore and justify how self-help does and should influence First Amendment law. Thanks largely to the obscuring effect of the captive audience doctrine, courts have invoked self-help in compelling interest inquiries in a consistent, but only implicit, manner. In contrast, although the Supreme Court has encouraged lower courts to consider self-help remedies as part of that inquiry, the Court itself has given similar consideration only very recently. The present paper thus analyzes the extant case law to reveal how self-help has powerfully affected free speech strict scrutiny jurisprudence. The paper moreover justifies self-help's role as consistent with a fundamental principle of governance: political entities should undertake only those projects that they can accomplish more effectively than can private ones. Evaluations of the relative efficacy of political and private means will change with the relevant facts, of course. As a general matter, however, technological advances giving private parties increasingly refined means of manipulating information should lead courts to reduce the permissible scope of state action. Just as we upgrade computer software to benefit from progressively better hardware, in other words, we should upgrade First Amendment jurisprudence to benefit from progressively better self-help.
自助在言论自由法理学中发挥着几乎未被注意但日益重要的作用。在严格审查的强制利益和最少限制手段两方面,法院通过比较国家行动的效力与其他自助救济的效力,确定了基于内容的言论限制的合宪性。然而,法院和评论人士尚未探索和证明自助如何以及应该如何影响第一修正案。在很大程度上,由于俘虏受众原则的模糊效应,法院在强制利益调查中以一种一致但只是含蓄的方式援引了自助。相比之下,虽然最高法院鼓励下级法院将自助补救办法作为调查的一部分,但最高法院本身直到最近才给予类似的考虑。因此,本文分析了现存的判例法,以揭示自助是如何有力地影响言论自由的严格审查法理学。此外,该文件还证明了自助的作用与治理的基本原则是一致的:政治实体应该只承担那些它们比私人机构更有效地完成的项目。当然,对政治手段和私人手段相对效力的评价将随着相关事实的变化而改变。然而,一般来说,技术进步使私人当事人操纵信息的手段日益完善,这应导致法院缩小国家行为的允许范围。换句话说,就像我们升级计算机软件以受益于日益完善的硬件一样,我们应该升级第一修正案的判例,以受益于日益完善的自助。
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引用次数: 3
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