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The Evolutionary Game-Theoretic Foundations of Law 法律的进化博弈论基础
IF 1.6 2区 社会学 Q1 Social Sciences Pub Date : 2017-02-08 DOI: 10.1111/lsi.12277
Robin Bradley Kar

Interdisciplinary work in the law often starts and stops with the social sciences. To produce a complete understanding of how law, evolutionary game-theoretic insights must, however, supplement these more standard social scientific methods. To illustrate, this article critically examines The Force of Law by Frederick Schauer and The Expressive Powers of Law by Richard McAdams. Combining the methods of analytic jurisprudence and social psychology, Schauer clarifies the need for a philosophically respectable and empirically well-grounded account of the ubiquity of legal sanctions. Drawing primarily on economic and social psychological paradigms, McAdams highlights law's potential to alter human behavior through expressions that coordinate. Still, these contributions generate further puzzles about how law works, which can be addressed using evolutionary game-theoretic resources. Drawing on these resources, this article argues that legal sanctions are ubiquitous to law not only because they can motivate legal compliance, as Schauer suggests, but also because they provide the general evolutionary stability conditions for intrinsic legal motivation. In reaction to McAdams, this article argues that law's expressive powers can function to coordinate human behavior only because humans are naturally and culturally evolved to share a prior background agreement in forms of life. Evolutionary game-theoretic resources can thus be used to develop a unified framework from within which to understand some of the complex interrelationships between legal sanctions, intrinsic legal motivation, and law's coordinating power. Going forward, interdisciplinary studies of how law works should include greater syntheses of contemporary insights from evolutionary game theory.

法律领域的跨学科工作往往始于社会科学,也止于社会科学。然而,为了全面理解法律,进化博弈论的见解必须补充这些更标准的社会科学方法。为了说明这一点,本文批判性地考察了弗雷德里克·肖尔的《法律的力量》和理查德·麦克亚当斯的《法律的表现力》。结合分析法理学和社会心理学的方法,Schauer阐明了对无处不在的法律制裁进行哲学上值得尊敬和经验上有充分根据的解释的必要性。麦克亚当斯主要利用经济和社会心理学范式,强调了法律通过协调表达来改变人类行为的潜力。尽管如此,这些贡献仍然产生了更多关于法律如何运作的困惑,这些困惑可以用进化博弈论的资源来解决。利用这些资源,本文认为法律制裁在法律中无处不在,不仅因为它们可以激励法律遵守,正如Schauer所建议的那样,还因为它们为内在的法律动机提供了一般的进化稳定条件。作为对麦克亚当斯的回应,这篇文章认为,法律的表达能力之所以能够协调人类的行为,只是因为人类在自然和文化上的进化,使得人类在生活形式上拥有共同的先验背景。因此,进化博弈论资源可以用来建立一个统一的框架,从这个框架中理解法律制裁、内在法律动机和法律协调力之间的一些复杂的相互关系。展望未来,关于法律如何运作的跨学科研究应该包括更多来自进化博弈论的当代见解的综合。
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引用次数: 4
Undoing the Legal Capacities of a Military Object: A Case Study on the (In)Visibility of Civilians 解除军事物体的法律行为能力:以平民(In)可见性为例
IF 1.6 2区 社会学 Q1 Social Sciences Pub Date : 2017-02-07 DOI: 10.1111/lsi.12284
Martina Kolanoski

International law dictates that actors in armed conflicts must distinguish between combatants and civilians. But how do legal actors assess the legality of a military operation after the fact? I analyze a civil proceeding for compensation by victims of a German-led airstrike in Afghanistan. The court treated military video as key evidence. I show how lawyers, judges, and expert witnesses categorized those involved by asking what a “military viewer” would make of the pictures. During the hearing, they avoided the categories of combatants/civilians; the military object resisted legal coding. I examine the decision in its procedural context, using ethnographic field notes and legal documents. I combine two ethnomethodological analytics: a trans-sequential approach and membership categorization analysis. I show the value of this combination for the sociological analysis of legal practice. I also propose that legal practitioners should use this approach to assess military viewing as a concerted, situated activity.

国际法规定武装冲突中的行为者必须区分战斗人员和平民。但是,法律行为者如何在事后评估军事行动的合法性?我分析了德国领导的阿富汗空袭的受害者要求赔偿的民事诉讼。法庭将军事录像作为关键证据。我展示了律师、法官和专家证人是如何通过询问“军事观众”如何看待这些照片来对涉案人员进行分类的。在听证会上,他们避免使用战斗人员/平民的分类;军事目标抵制法律编码。我用人种学的现场笔记和法律文件,在程序上考察了这一决定。我结合了两种民族方法学分析:跨序列方法和成员分类分析。我展示了这种结合对于法律实践的社会学分析的价值。我还建议,法律从业人员应使用这种方法来评估军事观看作为一种协调一致的、有条件的活动。
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引用次数: 12
The Coevolution of Public and Private Security in Nineteenth-Century Chicago 19世纪芝加哥公共安全与私人安全的共同演变
IF 1.6 2区 社会学 Q1 Social Sciences Pub Date : 2017-02-07 DOI: 10.1111/lsi.12285
Jonathan Obert

The coevolution of private detective agencies and municipal police bureaucracies in mid-nineteenth-century Chicago arose from the breakdown of an older system in which the provision of law enforcement was delegated to local communities. The growth of anonymity and the presence of strangers in a city undergoing massive changes in transportation undermined this delegative system and created the perception of new public security threats. These threats were compounded by the mobilization of ethnicity in partisan politics. To address these new concerns, political and e conomic elites did not innovate, but turned to traditional practices like special deputization. The use of deputization allowed some law officers to sell their services as entrepreneurs to private firms, while also paving the way for a new bureaucratic police department. Networks of security providers locked in this transformation and made public and private policing alike a permanent feature of the city's institutional landscape.

私人侦探机构和市政警察官僚机构在19世纪中期的芝加哥的共同进化源于一个旧的系统的崩溃,在这个系统中,执法的提供被委托给当地社区。在一个交通发生巨大变化的城市里,匿名的增长和陌生人的存在破坏了这种委托制度,并产生了新的公共安全威胁的感觉。这些威胁由于党派政治中的种族主义动员而变得更加复杂。为了解决这些新的问题,政治和经济精英们没有创新,而是转向了传统的做法,比如特别代理。代理权的使用允许一些法律官员以企业家的身份向私人公司出售他们的服务,同时也为一个新的官僚警察部门铺平了道路。安全供应商网络锁定了这种转变,并使公共和私人警务成为城市制度景观的永久特征。
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引用次数: 15
Jurors' Subjective Experiences of Deliberations in Criminal Cases 刑事案件陪审员的主观审议经验
IF 1.6 2区 社会学 Q1 Social Sciences Pub Date : 2017-02-07 DOI: 10.1111/lsi.12288
Alix S. Winter, Matthew Clair

Research on jury deliberations has largely focused on the implications of deliberations for criminal defendants' outcomes. In contrast, this article considers jurors' outcomes by integrating subjective experience into the study of deliberations. We examine whether jurors' feelings that they had enough time to express themselves vary by jurors' gender, race, or education. Drawing on status characteristics theory and a survey of more than 3,000 real-world jurors, we find that the majority of jurors feel that they had enough time to express themselves. However, blacks and Hispanics, and especially blacks and Hispanics with less education, are less likely to feel so. Jurors' verdict preferences do not account for these findings. Our findings have implications for status characteristics theory and for legal cynicism among members of lower-status social groups.

关于陪审团审议的研究主要集中在审议对刑事被告结果的影响上。相比之下,本文通过将主观经验融入审议研究中来考虑陪审员的结果。我们研究了陪审员是否有足够的时间来表达自己的感受,这取决于陪审员的性别、种族或教育程度。根据地位特征理论和对3000多名现实世界陪审员的调查,我们发现大多数陪审员认为他们有足够的时间来表达自己。然而,黑人和西班牙裔,尤其是受教育程度较低的黑人和西班牙裔,不太可能有这种感觉。陪审员的判决偏好并不能解释这些发现。我们的研究结果对地位特征理论和地位较低的社会群体成员的法律玩世不恭具有启示意义。
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引用次数: 4
Expressive Law, Social Norms, and Social Groups 表达法、社会规范和社会群体
IF 1.6 2区 社会学 Q1 Social Sciences Pub Date : 2017-01-23 DOI: 10.1111/lsi.12279
Janice Nadler

To understand how law works outside of sanctions or direct coercion, we must first appreciate that law does not generally influence individual behavior in a vacuum, devoid of social context. Instead, the way in which people interact with law is usually mediated by group life. In contrast to the instrumental view that assumes law operates on autonomous individuals by providing a set of incentives, the social groups view holds that a person's attitude and behavior regarding any given demand of law are generally products of the interaction of law, social influence, and motivational goals that are shaped by that person's commitments to specific in-groups. Law can work expressively, not so much by shaping independent individual attitudes as by shaping group values and norms, which in turn influence individual attitudes. In short, the way in which people interact with law is mediated by group life.

要理解法律在制裁或直接胁迫之外是如何起作用的,我们必须首先认识到,法律通常不会在没有社会背景的真空中影响个人行为。相反,人们与法律互动的方式通常是通过群体生活来调解的。与工具主义观点相反,工具主义观点认为法律通过提供一系列激励来作用于自主的个人,社会群体观点认为,一个人对任何给定法律要求的态度和行为通常是法律、社会影响和动机目标相互作用的产物,而这些目标是由这个人对特定内群体的承诺形成的。法律的作用不是通过塑造独立的个人态度,而是通过塑造群体价值观和规范,而群体价值观和规范反过来又影响个人态度。简而言之,人们与法律互动的方式是由群体生活调解的。
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引用次数: 41
The Inevitability and Indeterminacy of Game-Theoretic Accounts of Legal Order 法律秩序博弈论解释的必然性与不确定性
IF 1.6 2区 社会学 Q1 Social Sciences Pub Date : 2017-01-20 DOI: 10.1111/lsi.12278
Daryl Levinson

How is legal order possible? Why do people comply with law when it prevents them from doing what they think best? Two important books show how these questions can—and from some methodological perspectives must—be answered in the form of game-theoretic accounts that show how legal compliance can be compatible with the broad self-interest of officials and citizens. Unfortunately, however, these books also serve to demonstrate that game-theoretic accounts along these lines lack the resources to explain how real-world legal systems emerge and evolve or the various institutional shapes these systems take. The fundamental limitation of game theory, in this context and more generally, is its inability to predict or explain the size and shape of cooperative equilibria.

法律秩序如何可能?当法律阻止人们做他们认为最好的事情时,人们为什么要遵守法律?两本重要的著作展示了这些问题如何能够——而且从某些方法论的角度来看必须——以博弈论的形式来回答,博弈论说明了遵纪守法如何能够与官员和公民的广泛利益相一致。然而,不幸的是,这些书也表明,沿着这些思路的博弈论描述缺乏资源来解释现实世界的法律体系是如何产生和演变的,或者这些体系采取的各种制度形态。在这种情况下,博弈论的基本局限性在于它无法预测或解释合作均衡的大小和形状。
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引用次数: 2
Reply to Commentators 回复评论员
IF 1.6 2区 社会学 Q1 Social Sciences Pub Date : 2017-01-19 DOI: 10.1111/lsi.12282
Richard H. McAdams
I am honored that Law & Social Inquiry sponsored a symposium examining my book, The Expressive Powers of Law: Theories and Limits (McAdams 2015), alongside Frederick Schauer’s excellent book (Schauer 2015), and by the fact that such a distinguished group of scholars participated. I appreciate the opportunity to reply to the comments and criticisms, participating in what Don Herzog (2017, 6) calls the “blood sport” of academic exchange, though that possibly exaggerates its popular appeal. In addition to a few brief replies and a substantial response to Herzog, I make one major point in reply to Robert Ellickson and Gillian Hadfield: that the book pervasively engages the existence of informal order by exploring its complex relationship with law’s expressive power. Regarding the comments by Daryl Levinson (2017) and Janice Nadler (2017), I shall have no significant reply because I agree with nearly everything they say. Levinson makes a nicely subtle point about the indeterminacy in game-theoretic analysis of rules—the unconstrained or unexplained choice of the level of generality in which to explain rules. For those who emphasize the coordinating function of law, as I do, should we locate the element of coordination in particular legal rules, in the entire legal system, or in some intermediate level? I certainly do not attempt to answer the difficult theoretical question Levinson poses. The social psychologist Janice Nadler illustrates the importance of context to understanding why people obey the law. I agree. As I put it in the book’s introduction, I advocate “theoretical pluralism about compliance, the proposition that law brings to bear multiple powers at the same time” (2015, 7). Yet I confess that as a theorist who inclines more to “lumping” than “splitting,” I may occasionally need reminding of this point. Robin Kar (2017) provocatively advocates the evolutionary analysis of the mental structures that make it possible for humans to coordinate, to share a sense of what is salient in a given situation. Here, too, my reply is brief (with one additional point in the next section). I agree with Kar that there is a deep puzzle in knowing exactly how people manage to coordinate on a focal point. When there are an infinite or extraordinarily large number of “features” of a given situation, how do people know which feature other humans will notice, much less the ones they will find focal? As I state in my book, I believe that rationality alone is insufficient to answer the question; what is mutually focal among strangers depends on some additional shared psychology. Kar’s idea of evolved “obligata” offers a plausible explanation of this psychology.
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引用次数: 1
Very Long Engagements: The Persistent Authority of Bridewealth in a Post-Apartheid South African Community 长期婚约:后种族隔离时代南非社会中新娘财富的持久权威
IF 1.6 2区 社会学 Q1 Social Sciences Pub Date : 2017-01-19 DOI: 10.1111/lsi.12275
Michael W. Yarbrough

This article examines the persistent authority of lobola, the customary practice for forming marriages in many South African communities. South African marriage rates have sharply fallen, and many blame this on economic challenges completing lobola. Using in-depth, qualitative research from a village in KwaZulu-Natal, where lobola demands are the country's highest and marriage rates its lowest, I argue that lobola's authority survives because lay actors have innovated new approaches for pursuing emerging desires for marriage via lobola. I argue that dyadic narratives of marriage increasingly circulate alongside “traditional” extended-family narratives, especially among the young women who strongly support lobola while yearning for gender-egalitarian marriages. My argument synthesizes actor-oriented analyses of legal pluralism with Ewick and Silbey's theorization of lay actors’ role in producing legality to illuminate how lay actors contribute not only to the form and content of different legal systems, but also to the reach of their authority.

这篇文章探讨了在许多南非社区形成婚姻的习惯做法的持久权威。南非的结婚率急剧下降,许多人将其归咎于经济挑战导致的全球衰退。我对夸祖鲁-纳塔尔省的一个村庄进行了深入的定性研究,在这个村庄里,人们对金钱的需求是全国最高的,结婚率是全国最低的。我认为,金钱的权威之所以能够留存下来,是因为非专业演员创造了新的方法,通过金钱来追求新兴的婚姻欲望。我认为,关于婚姻的二元叙事越来越多地与“传统的”大家庭叙事一起流传,尤其是在那些强烈支持同性恋、同时渴望性别平等婚姻的年轻女性中。我的论点将以行为者为导向的法律多元主义分析与Ewick和Silbey关于非专业行为者在产生合法性中的作用的理论相结合,以阐明非专业行为者如何不仅对不同法律体系的形式和内容做出贡献,而且对其权威的范围做出贡献。
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引用次数: 11
Preferences for Law? 对法律的偏好?
IF 1.6 2区 社会学 Q1 Social Sciences Pub Date : 2017-01-19 DOI: 10.1111/lsi.12281
Frederick Schauer
This paper is a response to commentary on The Force of Law offered at a symposium at the University of Chicago Law School and published in Law and Social Inquiry. In responding to commentary and critique from Daryl Levinson, Don Herzog, Gillian Hadfield, Robert Ellickson, Janice Nadler, and Robin Kar, I focus principally on the questions of what it would mean for law qua law to be an important factor in the decisions of officials and of citizens, whether it is in reality such a factor, and the extent to which citizens and officials genuinely do have sanction-independent preferences for law and legality once we distinguish between the substantive content of law and the content-independent fact of law.
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引用次数: 2
Democracy, Law, Compliance 民主、法律、守法
IF 1.6 2区 社会学 Q1 Social Sciences Pub Date : 2017-01-03 DOI: 10.1111/lsi.12276
Don Herzog

Professors Schauer and McAdams both seek a more or less sweepingly general theory of why we obey the law. But we should split, not lump. There are different reasons different actors in different social settings obey different laws–not only, but not least, out of regard for democratic decision making.

Schauer教授和McAdams教授都在寻找一种或多或少具有普遍性的理论来解释我们为什么遵守法律。但我们应该分开,而不是一起。在不同的社会环境中,不同的行为者遵守不同的法律有不同的原因,这不仅是出于对民主决策的考虑,而且并非最不重要。
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引用次数: 4
期刊
Law and Social Inquiry-Journal of the American Bar Foundation
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