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You Can't Go Holmes Again 你不能再扮福尔摩斯了
IF 1.9 2区 社会学 Q2 Social Sciences Pub Date : 2012-02-15 DOI: 10.2139/SSRN.2005970
Lumen N. Mulligan
Under the standard interpretation of 28 U.S.C. § 1331, the so called Holmes test, pleading a federal cause of action is sufficient for finding federal question jurisdiction. In January 2012, the Supreme Court, in Mims v. Arrow Financial Services, LLC, recharacterized this standard test for § 1331 jurisdiction as one that considers whether “federal law creates [both] a private right of action and furnishes the substantive rules of decision.” In this first piece to address the Mims Court’s significant change to the § 1331 canon, I applaud its rights-inclusive holding. I contend that this rights-inclusive view rests upon a firmer jurisprudential framework than does the Holmes test, as the latter is intertwined with an anachronistic pairing of causes of action and rights with Justice Holmes’s overall “bad man” approach to the law. I argue further that Mims’s rights-inclusive approach more accurately describes § 1331 doctrine as a whole, helping to illuminate that — contrary to the Holmes test — merely pleading a federal cause of action is neither necessary nor sufficient for taking statutory federal question jurisdiction. I also demonstrate that this rights-inclusive view is more solicitous of the intent of the 1875 Congress, which passed § 1331, and of the intentions of later-in-time Congresses, which passed legislation against the presumption that federal rights provide grounds for taking federal question jurisdiction, than is the Holmes test.
根据《美国法典》第28编第1331条的标准解释,所谓的福尔摩斯检验,提出联邦诉因足以认定联邦问题管辖权。2012年1月,最高法院在米姆斯诉阿罗金融服务有限责任公司一案中,重新定义了第1331条管辖权的这一标准测试,即考虑“联邦法律是否创造了私人诉讼权利并提供了决定的实质性规则”。在本文的第一篇文章中,我对米姆斯法院对§1331佳能的重大改变表示赞赏。我认为,这种包含权利的观点建立在比福尔摩斯检验更牢固的法理框架之上,因为后者与诉讼原因和权利的不合时宜的搭配以及福尔摩斯法官对法律的整体“坏人”态度交织在一起。我进一步认为,米姆斯的权利包容性方法更准确地描述了第1331条原则作为一个整体,有助于阐明-与福尔摩斯测试相反-仅仅提出联邦诉因对于法定联邦问题管辖权既不是必要的,也不是充分的。我还证明,与福尔摩斯检验相比,这种权利包容性观点更关心1875年国会的意图,后者通过了第1331条,以及后来的国会的意图,后者通过了立法,反对联邦权利为联邦问题的管辖权提供依据的假设。
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引用次数: 1
How Judges Judge 法官如何判断
IF 1.9 2区 社会学 Q2 Social Sciences Pub Date : 2011-01-01 DOI: 10.2139/ssrn.1758710
Corey Rayburn Yung
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引用次数: 2
Reforming the Filibuster 改革阻挠议事
IF 1.9 2区 社会学 Q2 Social Sciences Pub Date : 2010-03-04 DOI: 10.2307/j.ctt2005z6g.15
Gerard N. Magliocca
105 Northwestern University Law Review 303 (2010)
105 Northwestern University Law Review (2010)
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引用次数: 6
Privileges or Immunities 特权或豁免
IF 1.9 2区 社会学 Q2 Social Sciences Pub Date : 2010-02-23 DOI: 10.7916/D85H7FQ6
Philip A. Hamburger
What was meant by the Fourteenth Amendment’s Privileges or Immunities Clause? Did it incorporate the U.S. Bill of Rights against the states? Long ignored evidence clearly shows that the Clause was an attempt to resolve a national dispute about the Comity Clause rights of free blacks. In this context, the phrase “the privileges or immunities of citizens of the United States” was a label for Comity Clause rights, and the Fourteenth Amendment used this phrase to make clear that free blacks were entitled to such rights.
第十四条修正案的特权或豁免条款是什么意思?它是否将美国人权法案纳入了反对各州的法案?长期被忽视的证据清楚地表明,该条款是为了解决关于“礼让条款”中自由黑人权利的全国性争议。在这种情况下,“美国公民的特权或豁免”一词是“礼让条款”权利的标签,第十四条修正案使用这一短语明确表示自由黑人有权享有这些权利。
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引用次数: 9
Two Cheers for Professor Balkin's Originalism 为巴尔金教授的原旨主义欢呼两声
IF 1.9 2区 社会学 Q2 Social Sciences Pub Date : 2008-11-03 DOI: 10.2139/SSRN.1294787
S. Calabresi, L. Fine
Yale law professor Jack Balkin has recently argued in three forthcoming law review articles that originalism and living constitutionalism are compatible contrary to the claims of Supreme Court Justice Antonin Scalia. This essay explores Balkin's claims, agrees with him to some extent, but suggests a number of subjects on which Balkin needs to say more. Balin's writing is powerful, but we argue his approach to constitutional interpretation is in tension with some of the core fundamental principles of constitutionalism itself.
耶鲁大学法学教授杰克·巴尔金最近在三篇即将发表的法律评论文章中指出,原旨主义和现行宪政主义是相容的,这与最高法院大法官安东宁·斯卡利亚的主张相反。本文探讨了巴尔金的主张,在某种程度上同意他的观点,但提出了一些巴尔金需要进一步阐述的主题。巴林的著作是强有力的,但我们认为他对宪法解释的方法与宪政本身的一些核心基本原则是紧张的。
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引用次数: 4
Understanding Post's and Meiklejohn's Mistakes: The Central Role of Adversary Democracy in the Theory of Free Expression 理解波斯特和米克尔约翰的错误:对抗性民主在言论自由理论中的核心作用
IF 1.9 2区 社会学 Q2 Social Sciences Pub Date : 2008-07-25 DOI: 10.2139/SSRN.1177788
Martin H. Redish, Abby Marie Mollen
In this article we provide a comprehensive and original critique of the free speech theories of two of the most heralded scholars of all time, Alexander Meiklejohn and Robert Post, and in so doing employ their theories as a foil for the development of an entirely new theory of free expression, grounded in precepts of "adversary democracy." Both Post and Meiklejohn purport to ground their theories of free expression in democratic theory, but both misperceive the true normative and descriptive nature of American political theory, and in any event both fashion free speech theories that undermine even their own perceptions of democracy. While the two differ in important ways, they share a common theme: an appeal to notions of cooperative democracy and the common good. In this sense, both share the same flaw: the failure to recognize that the essence of democratic theory is recognition of the need to permit the peaceful resolution of adversarial interests grounded either in citizen self-interest or personal ideology. The goal of free expression, then, should be to foster the resolution of these competing interests through citizens' strategic framing of arguments in an effort to convince others to share their interests. While our theory of expressive adversary democracy protects everything that both Meiklejohn and Post would protect, it goes further to also shield expression that fails to satisfy either the communitarian interests fostered by Meiklejohn or the collectivist interests fostered by Post.Professor Post has expressed an interest in preparing a response to our article.
在这篇文章中,我们对亚历山大·米克尔约翰和罗伯特·波斯特这两位有史以来最受瞩目的学者的言论自由理论进行了全面而新颖的批判,并以此为基础,以“敌对民主”的原则为基础,运用他们的理论来衬托一种全新的言论自由理论的发展。波斯特和米克尔约翰都声称将他们的言论自由理论建立在民主理论的基础上,但他们都误解了美国政治理论的真正规范性和描述性本质,而且无论如何,他们都流行言论自由理论,甚至破坏了他们自己对民主的看法。虽然两者在许多重要方面有所不同,但它们有一个共同的主题:对合作民主和共同利益的概念的呼吁。从这个意义上说,两者都有同样的缺陷:未能认识到民主理论的本质是承认有必要允许和平解决基于公民自身利益或个人意识形态的敌对利益。因此,言论自由的目标应该是通过公民的战略性论点框架,努力说服他人分享他们的利益,从而促进这些相互竞争的利益的解决。虽然我们的表达性对立民主理论保护了米克尔约翰和波斯特所保护的一切,但它进一步保护了既不能满足米克尔约翰所倡导的社群主义利益,也不能满足波斯特所倡导的集体主义利益的表达。波斯特教授表示有兴趣准备对我们的文章作出回应。
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引用次数: 13
Phony Originalism and the Establishment Clause 假原旨主义与政教分离条款
IF 1.9 2区 社会学 Q2 Social Sciences Pub Date : 2008-04-25 DOI: 10.2139/SSRN.1125482
A. Koppelman
The "originalist" interpretations of the Establishment Clause by Supreme Court Justices William Rehnquist, Antonin Scalia, and Clarence Thomas are remarkably indifferent to the original purposes of that clause. Their arguments are a remarkable congeries of historical error and outright misrepresentation. This is not necessarily a criticism of originalism per se. However, the abuse of originalist scholarship that these judges have practiced raises questions about what originalist scholars are actually accomplishing.
最高法院大法官威廉·伦奎斯特(William Rehnquist)、安东宁·斯卡利亚(Antonin Scalia)和克拉伦斯·托马斯(Clarence Thomas)对政教分离条款的“原旨主义”解释显然对该条款的最初目的漠不关心。他们的论点是历史错误和彻头彻尾的歪曲的显著集合。这并不一定是对原旨主义本身的批评。然而,这些法官对原旨主义学术的滥用引发了对原旨主义学者实际成就的质疑。
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引用次数: 6
Delaware's Vantagepoint: The Empire Strikes Back in the Post-Post-Enron Era 特拉华州的优势:后后安然时代的帝国反击
IF 1.9 2区 社会学 Q2 Social Sciences Pub Date : 2007-03-02 DOI: 10.2139/SSRN.966449
Timothy P. Glynn
The Delaware Supreme Court shifted its corporate-law jurisprudence in the post-Enron period, replacing its historic deference to corporate management with uncharacteristic scrutiny. Commentators claim that this shift was a result of the looming federal threat to Delaware's primacy. Not surprisingly, perhaps, with the federal threat abating, Delaware's strategy has changed. In this article, I explore the court's state of mind in the post-post-Enron era through the lens of a particular case, VantagePoint Venture Partners 1996 v. Examen, Inc. In VantagePoint, the court declared that the internal affairs doctrine (providing that the law of the state of incorporation governs disputes among directors, officers, and shareholders) is a constitutional mandate, and hence, that other states are barred from regulating the internal affairs of Delaware firms. This decision not only removes any doubt that the Delaware Supreme Court acts to further Delaware's chartering market interests, but also exposes Delaware's new fears and ambitions. And I contend it was designed to do no less than chart the future course of American business entity law. The Empire has, indeed, struck back. VantagePoint highlights often overlooked aspects of the current structure of entity law. Despite its dominance and advantages in attracting entity charters, Delaware remains vulnerable to other states' choosing not to adhere to the internal affairs doctrine. This threat is made more acute by changes in the chartering markets. Unlike most states, Delaware relies heavily upon revenues from incorporations. In recent years, Delaware's domination in the market for publicly traded firms has been failing to produce the benefits it once did. However, Delaware is now filling the gap through the dramatic growth in revenues from chartering of closely held firms (most notably LLCs). In light of its reliance upon these revenues, Delaware has incentives to expand greatly its chartering business in the closely held context, particularly since any federal preemption of state corporate law is likely to be limited to publicly traded firms. The VantagePoint decision - which addresses a California statute purporting to apply domestic law to a shareholder dispute within a closely held Delaware corporation - suggests that the Delaware Supreme Court is very much aware of these conditions and of this burgeoning market's particular vulnerability to outside regulation. The Delaware Supreme Court designed VantagePoint to further these interests in an unconventional way. Doctrinally dubious, the decision is not likely to persuade other jurisdictions through the unforced force of reason. Rather, it is intended to deter other states from regulating the affairs of Delaware entities and to create the very conditions - the appearance of ongoing interstate conflict - that might convince federal actors to prevent other states from doing so. The deployment of VantagePoint by Delaware's natural allies in corporate choice-o
特拉华州最高法院在后安然时期改变了它的公司法判例,用不同寻常的审查取代了它对公司管理的一贯尊重。评论家声称,这种转变是由于联邦政府对特拉华州首要地位的威胁迫在眉睫。不足为奇的是,随着联邦政府的威胁减弱,特拉华州的策略也发生了变化。在这篇文章中,我将通过一个特殊的案例——1996年VantagePoint Venture Partners诉Examen, Inc——来探讨法院在后安然时代的心态。在VantagePoint一案中,法院宣布内部事务原则(规定公司所在州的法律管辖董事、高级职员和股东之间的纠纷)是宪法规定,因此禁止其他州监管特拉华州公司的内部事务。这一决定不仅消除了特拉华州最高法院进一步促进特拉华州租船市场利益的任何疑问,而且暴露了特拉华州新的恐惧和野心。我认为,它的目的不亚于为美国商业实体法的未来指明方向。事实上,帝国进行了反击。VantagePoint强调了当前实体法结构中经常被忽视的方面。尽管特拉华州在吸引实体宪章方面占据主导地位和优势,但它仍然容易受到其他州选择不遵守内政原则的影响。租船市场的变化使这种威胁变得更加严重。与大多数州不同,特拉华州严重依赖公司的收入。近年来,特拉华州在上市公司市场上的主导地位已经不能像过去那样带来好处。然而,特拉华州正在填补这一空白,其收入的大幅增长来自于少数人控股公司(尤其是有限责任公司)的租赁业务。鉴于对这些收入的依赖,特拉华州有动力在严格控制的背景下大幅扩大其租船业务,特别是因为任何联邦对州公司法的优先购买权都可能仅限于上市公司。VantagePoint案的判决——针对的是加州的一项法规,该法规旨在将国内法律适用于特拉华州一家少数人持股的公司的股东纠纷——表明特拉华州最高法院非常清楚这些情况,以及这个新兴市场特别容易受到外部监管的影响。特拉华州最高法院设计VantagePoint是为了以一种非常规的方式促进这些利益。理论上值得怀疑的是,这一决定不太可能通过非强制性的理性力量说服其他司法管辖区。相反,它的目的是阻止其他州监管特拉华州实体的事务,并创造一种条件——持续的州际冲突的表象——这可能会说服联邦行为体阻止其他州这样做。特拉华州的天然盟友在其他地方的公司法律选择诉讼中部署了VantagePoint,这表明反对其他州内部事务监管的运动已经开始。VantagePoint标志着特拉华州在后安然时代努力巩固其制定的任何内务法的开始,不仅适用于特拉华州,也适用于美国。具有讽刺意味的是,这一策略反映了特拉华州的新现实,而不是在安然事件发生后立即指导其行为的现实:联邦行为者可能是唯一可以拯救特拉华州的人,而不是对特拉华州的首要地位构成最大威胁。
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引用次数: 2
If Judges Were Angels: Religious Equality, Free Exercise, and the (Underappreciated) Merits of Smith 如果法官是天使:宗教平等,自由行使,以及(被低估的)史密斯的功绩
IF 1.9 2区 社会学 Q2 Social Sciences Pub Date : 2007-01-01 DOI: 10.2139/SSRN.958065
Krotoszynski, J. Ronald
Since the Supreme Court issued its controversial decision in Employment Division v. Smith, scholarly commentary has, for the most part, been harshly critical. Preeminent scholars of the Religion Clauses, including Michael McConnell and Douglas Laycock, consistently have attacked Smith as an entirely illegitimate - and largely indefensible - interpretation of the Free Exercise Clause. The critics suggest that Smith fails to protect religious liberty adequately and urge that it be reversed in favor of the prior regime of strict judicial scrutiny of neutral laws of general applicability that burden religiously motivated conduct. If one frames the Free Exercise Clause in terms of advancing religious autonomy, these criticisms have substantial merit. Autonomy, however, need not serve as the principal value of the Free Exercise Clause. Advancing the equality of religious sects could serve as an alternative vision for the clause. Perhaps paradoxically, empirical legal research clearly establishes that Smith actually reduced disparities between the religious liberties of dominant and minority religious groups. Moreover, if one considers the legislative history of the Free Exercise Clause, the relevance of psychological research on the construction and recognition of particular groups as legitimate "religions" (as opposed to "sects" or "cults"), and normative considerations about the proper role of free exercise in a democratic polity, an equalitarian approach represents a better means of framing and enforcing the Free Exercise Clause. However, the article also argues that even if Smith better advances equality values than did Sherbert and Yoder, an equalitarian approach to free exercise doctrine requires stronger efforts at preventing religious discrimination than Smith undertakes.
自从最高法院在“就业部门诉史密斯案”(Employment Division v. Smith)中发表了有争议的裁决以来,学术评论在很大程度上一直是严厉的批评。研究宗教条款的杰出学者,包括迈克尔·麦康奈尔(Michael McConnell)和道格拉斯·莱科克(Douglas Laycock),一直抨击史密斯对自由行使条款的解释是完全不合法的,而且在很大程度上是站不住脚的。批评者认为,史密斯未能充分保护宗教自由,并敦促将其推翻,以支持对普遍适用的中立法律进行严格司法审查的先前制度,这些法律对宗教动机的行为负有责任。如果从促进宗教自治的角度来定义《宗教自由条款》,这些批评就有很大的价值。然而,自治不一定是自由行使条款的主要价值。促进宗教派别的平等可以作为该条款的另一种愿景。也许矛盾的是,实证法律研究清楚地表明,史密斯实际上缩小了主流宗教团体和少数宗教团体之间的宗教自由差距。此外,如果考虑到“自由行使条款”的立法历史,对特定群体作为合法“宗教”(而不是“教派”或“邪教”)的建构和承认的心理学研究的相关性,以及对自由行使在民主政体中适当作用的规范性考虑,平等主义方法代表了构建和执行“自由行使条款”的更好手段。然而,这篇文章还认为,即使史密斯比舍伯特和约德更好地推进了平等价值观,但对自由行使原则的平等主义方法需要比史密斯更努力地防止宗教歧视。
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引用次数: 3
Is Affirmative Action Responsible for the Achievement Gap between Black and White Law Students 平权法案是黑人和白人法学院学生成绩差距的原因吗
IF 1.9 2区 社会学 Q2 Social Sciences Pub Date : 2006-08-01 DOI: 10.2139/SSRN.913411
Katherine Y. Barnes
While the Supreme Court upheld some affirmative action programs as constitutional in 2003, the wisdom of affirmative action as a policy decision remains hotly contested. In the law school context, the challenge is to determine how affirmative action policies affect law schools, law students, and the legal profession. This paper takes up one strand of this challenge, estimating how minority students would fare in a world with different affirmative action policies than those currently implemented. I posit a model of law school performance that controls for entering credentials and allows for a mismatch between student and school (where the student is outmatch by his fellow students). The model also allows for differences in the law school experience for students of different races, which may be the result of discrimination or other differences in the way that law school cultures affect students. The results indicate that, if anything, reverse mismatch boosts the performance of students with low credentials. Using monte carlo simulations of graduation and bar passage with bootstrapped standard errors, I find that removing affirmative action policies decreases the number of new black lawyers each year by 13.4% ± 5.2%. This is in direct conflict with a recent study by Richard Sander that estimates an increase in the number of new black lawyers. Sander, however, assumes that there is no discriminatory effect on law student performance, and therefore confounds discriminatory effects with the mismatch effect in his analysis. Finally, recognizing that the data upon which I and others rely is imperfect and unable to provide a definitive answer regarding whether the mismatch theory applies in the law school context, I suggest some experimental additions to the data to correct for these problems.
虽然最高法院在2003年支持一些平权行动项目符合宪法,但平权行动作为一项政策决定是否明智仍存在激烈争议。在法学院的背景下,面临的挑战是确定平权行动政策如何影响法学院、法学院学生和法律职业。本文研究了这一挑战的一部分,估计少数族裔学生在一个与目前实施的平权行动政策不同的世界里会如何发展。我假设了一个法学院的表现模型,该模型控制了进入证书,并允许学生和学校之间的不匹配(学生被他的同学超越)。该模型还考虑到不同种族的学生在法学院的经历存在差异,这可能是歧视的结果,也可能是法学院文化对学生影响方式的其他差异。结果表明,如果有的话,反向不匹配会提高低学历学生的表现。通过对毕业和律师资格的蒙特卡罗模拟,我发现,取消平权法案政策,每年新黑人律师的数量减少了13.4%±5.2%。这与理查德·桑德(Richard Sander)最近的一项研究直接冲突,该研究估计新黑人律师的数量在增加。然而,Sander假设法律专业学生的成绩不存在歧视效应,因此在他的分析中混淆了歧视效应和错配效应。最后,认识到我和其他人所依赖的数据是不完善的,无法提供一个关于错配理论是否适用于法学院背景的明确答案,我建议在数据中添加一些实验来纠正这些问题。
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引用次数: 32
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Northwestern University Law Review
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