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Presumption of Innocence or Presumption of Mercy?: Weighing Two Western Modes of Justice 无罪推定还是仁慈推定?:权衡两种西方的司法模式
IF 1.6 2区 社会学 Q1 LAW Pub Date : 2015-03-30 DOI: 10.2139/SSRN.2587092
James Q. Whitman
American criminal law has a deep commitment to the presumption of innocence. Yet at the same time, American criminal justice is, by international standards, extraordinarily harsh. This Article addresses this troubling state of affairs. The Article contrasts the American approach with the approach of the inquisitorial tradition of continental Europe. Inquisitorial justice, it argues, has a less far-reaching presumption of innocence than American justice does. Yet if continental justice puts less weight on the rights of the innocent it puts more on the rights of the guilty: While its presumption of innocence is comparatively weaker, it has what can be called a strong presumption of mercy. The continental approach produces forms of criminal procedure that can shock Americans. Continental trial in particular often seems to American observers to operate on a disturbing de facto presumption of guilt; the most recent example is the high-profile trial of Amanda Knox. Yet the continental approach has contributed to the making of a significantly more humane criminal justice system than ours. Moreover, the continental approach is better suited to cope with the rise of new forms of scientific investigation. The Article pleads for a shift away from the American culture of rights for the innocent toward a greater concern with continental-style rights for the guilty. It closes with an Appendix assessing the Knox case.
美国刑法对无罪推定有着深刻的承诺。然而与此同时,以国际标准衡量,美国的刑事司法异常严厉。本文论述了这一令人不安的事态。这篇文章将美国的方法与欧洲大陆的调查传统的方法进行了对比。它认为,与美国司法制度相比,调查司法制度对无罪推定的影响不那么深远。然而,如果欧陆司法较少重视无辜者的权利,它则更多地重视有罪者的权利:虽然它的无罪推定相对较弱,但它有一种可以被称为强有力的仁慈推定。欧洲大陆的做法产生的刑事诉讼形式可能会令美国人震惊。在美国观察家看来,大陆审判尤其常常是基于一种令人不安的有罪推定;最近的一个例子是备受瞩目的阿曼达·诺克斯的审判。然而,欧洲大陆的做法有助于建立一个比我们更人道的刑事司法制度。此外,大陆方法更适合于应对新形式科学调查的兴起。这篇文章呼吁从美国的无辜者权利文化转向对大陆式罪犯权利的更多关注。最后是一份评估诺克斯案件的附录。
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引用次数: 7
Institutional Flip-Flops 机构的人字拖
IF 1.6 2区 社会学 Q1 LAW Pub Date : 2015-01-21 DOI: 10.2139/SSRN.2553285
E. Posner, C. Sunstein
Many people vigorously defend particular institutional judgments on such issues as the filibuster, recess appointments, executive privilege, federalism, and the role of the courts. These judgments are defended publicly with great intensity and conviction, but some of them turn out to be exceedingly fragile, in the sense that their advocates are prepared to change their positions as soon as their ideological commitments cut in the other direction. For example, institutional flip-flops can be found when Democratic officials, fiercely protective of the filibuster when the President is a Republican, end up rejecting the filibuster when the President is a Democrat. Other flip-flops seem to occur when Supreme Court justices, generally insistent on the need for deference to the political process, show no such deference in particular contexts. Our primary explanation is that many institutional flip-flops are a product of “merits bias,” a form of motivated reasoning through which short-term political commitments make complex and controversial institutional judgments seem self-evident (thus rendering those judgments vulnerable when short-term political commitments cut the other way). We offer evidence to support the claim that merits bias plays a significant role. At the same time, many institutional judgments are essentially opportunistic and rhetorical, and others are a product of the need for compromise within multimember groups (including courts). Judges might join opinions with which they do not entirely agree, and the consequence can be a degree of institutional flip-flopping. Importantly, some apparent flip-flops are a result of learning, as, for example, when a period of experience with a powerful president, or a powerful Supreme Court, leads people to favor constraints. In principle, institutional flip-flops should be reduced or prevented through the adoption of some kind of veil of ignorance. But in the relevant contexts, the idea of a veil runs into severe normative, conceptual, and empirical problems, in part because the veil might deprive agents of indispensable information about the likely effects of institutional arrangements. We explore how these problems might be overcome.
许多人在诸如阻挠议事、休会任命、行政特权、联邦制和法院的作用等问题上积极捍卫特定的制度判决。这些判断在公开场合得到了强烈而坚定的辩护,但其中一些结果是极其脆弱的,因为一旦他们的意识形态承诺与之背道而驰,他们的拥护者就准备改变自己的立场。例如,当总统是共和党人时,民主党官员强烈保护阻挠议事,当总统是民主党人时,他们最终拒绝阻挠议事,这就可以发现制度上的摇摆。最高法院的大法官们通常坚持要尊重政治程序,但在特定情况下却没有表现出这种尊重,这种情况似乎也会发生转变。我们的主要解释是,许多制度上的摇摆是“功绩偏见”的产物,这是一种有动机的推理形式,通过这种推理,短期政治承诺使复杂而有争议的制度判断看起来不言自明(因此,当短期政治承诺以另一种方式进行时,这些判断就变得脆弱)。我们提供证据来支持优点偏见起着重要作用的说法。与此同时,许多制度判决本质上是机会主义和修辞性的,而其他判决则是多成员群体(包括法院)之间妥协需求的产物。法官们可能会加入他们并不完全同意的观点,其结果可能是在一定程度上在制度上摇摆不定。重要的是,一些明显的转变是学习的结果,例如,当与强大的总统或强大的最高法院共事一段时间时,人们会倾向于限制。原则上,应该通过采用某种无知的面纱来减少或防止制度上的反复无常。但在相关背景下,面纱的概念遇到了严重的规范、概念和经验问题,部分原因是面纱可能会剥夺代理人关于制度安排可能产生的影响的必要信息。我们将探讨如何克服这些问题。
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引用次数: 30
Sovereign and State: A Democratic Theory of Sovereign Immunity 主权与国家:主权豁免的民主理论
IF 1.6 2区 社会学 Q1 LAW Pub Date : 2014-02-03 DOI: 10.2139/SSRN.2387666
Corey Brettschneider, Corey Brettschneider, Dave McNamee, Dave McNamee
Sovereign immunity is an old idea, rooted in monarchy: the king cannot be sued without consent in his own courts. The American Constitution, by contrast, is committed to popular sovereignty and democratic self-rule. It is hardly surprising, then, that sovereign immunity doctrine comes riddled with confusion when awkwardly transplanted to a democratic context. But scholars have so far overlooked a cure for these confusions — to revisit the fundamental question of sovereignty in a democracy. In this paper, we aim to reconcile the doctrine of sovereign immunity with the Constitution’s core commitment to democracy. On our view, a state is rightly immune from suit when it acts as the democratic sovereign. This includes the authority to make what we will call “sovereign mistakes.” For a plaintiff to raid the treasury to pay for losses stemming from public policy decisions, even in error, vitiates the sovereign power of the purse. But a necessary condition for democratic legitimacy is that the sovereign must respect citizens’ fundamental constitutional rights. And so when the state violates these rights, it no longer acts as the democratic sovereign, and it does not enjoy immunity from suit. The mantle of democratic sovereignty passes to the citizen-plaintiff, instead. Part I considers and rejects the all-or-nothing approaches to sovereign immunity doctrine that dominate the literature. Part II then develops our democratic alternative. Parts III and IV apply this democratic principle of sovereign immunity to breathe new life into the doctrine — providing a normative justification for immunity where it lies while also carving out its limits.
主权豁免是一个植根于君主制的古老观念:未经国王本人的同意,不得在自己的法庭上起诉国王。相比之下,美国宪法致力于人民主权和民主自治。因此,当主权豁免原则被笨拙地移植到民主背景下时,充满了困惑也就不足为奇了。但迄今为止,学者们忽视了解决这些困惑的方法——重新审视民主国家主权的基本问题。在本文中,我们的目标是调和主权豁免原则与宪法对民主的核心承诺。在我们看来,当一个国家以民主主权者的身份行事时,它理应免于诉讼。这包括我们称之为“主权错误”的权力。原告洗劫国库以赔偿公共政策决定造成的损失,即使是错误的决定,也会损害国库的主权权力。但民主合法性的一个必要条件是,君主必须尊重公民的基本宪法权利。因此,当国家侵犯这些权利时,它不再作为民主主权者,也不享有诉讼豁免权。民主主权的衣帽反而落到了原告公民身上。第一部分考虑并反对主导文献的主权豁免学说的全有或全无的方法。第二部分阐述了我们的民主选择。第三和第四部分运用主权豁免这一民主原则,为这一学说注入新的活力——在豁免存在的地方为其提供规范性理由,同时也划定其限制。
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引用次数: 2
Constitutionalism and War Making 宪政与战争
IF 1.6 2区 社会学 Q1 LAW Pub Date : 2014-02-01 DOI: 10.31228/osf.io/a5pjv
P. Shane
This article reviews two volumes that emphasize the role of inter-branch dialogue as a way of fulfilling the original constitutional design regarding the deployment of military force: Mariah Zeisberg’s War Powers: The Politics of Constitutional Authority and Stephen M. Griffin’s Long Wars and the Constitution. Both authors argue that the robustness of deliberations between Congress and the President, rather than the legality of military intervention per-se, ought to be the focus of the public’s concern with regard to war making. The Zeisberg and Griffin volumes tackle the problem of constructing constitutional meaning for a critical aspect of the government’s founding document—its allocation of war authorities—that generally escapes judicial interpretation and enforcement. This article argues that both books are too quick to dismiss law as a significant force for the very kind of institutional behavior they so urgently seek. Because Congress and the Executive are routinely involved in the production, review, and application of law—even when their interpretations are unlikely to be reviewed in court—they consequently do and should think of themselves as obligated to frame within a principled legal framework their deliberations over the exercise of government power, and this legal framing is critical to understanding the institutional dynamics and substantive outcomes that attend such deliberations. Further, this article questions whether these legally informed inter-branch negotiation practices can be institutionalized.
本文回顾了两卷强调分支间对话作为实现关于军事力量部署的原始宪法设计的一种方式的作用:玛丽亚·蔡斯伯格的《战争权力:宪法权威的政治》和斯蒂芬·m·格里芬的《长期战争与宪法》。两位作者都认为,公众对战争的关注应该集中在国会和总统之间的强有力的讨论,而不是军事干预本身的合法性。Zeisberg和Griffin的文集解决了构建宪法意义的问题,这是政府创始文件的一个关键方面——它对战争权力的分配——通常逃避司法解释和执行。本文认为,这两本书都过于草率地将法律视为一种重要力量,而这种力量正是它们迫切寻求的制度性行为。因为国会和行政部门经常参与法律的制定、审查和应用——即使他们的解释不太可能在法庭上得到审查——因此,他们确实而且应该认为自己有义务在一个原则性的法律框架内构建他们对政府权力行使的审议,而这个法律框架对于理解参加这种审议的制度动态和实质性结果至关重要。此外,本文还质疑这些具有法律依据的分支机构间谈判实践能否制度化。
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引用次数: 1
Antislavery Women and the Origins of American Jurisprudence 反奴隶制妇女与美国法理学的起源
IF 1.6 2区 社会学 Q1 LAW Pub Date : 2014-01-01 DOI: 10.2139/SSRN.2635248
A. Brophy
“Antislavery Women and the Origins of American Jurisprudence" is an essay review of Sarah Roth's Gender and Race in Antebellum Popular Culture (Cambridge University Press, 2014). It assesses Roth's account of the dialog between antislavery and proslavery writers. Roth finds that the antislavery and proslavery writers were joined in their depiction of enslaved people in the 1820s and early 1830s -- as savage people who threatened rebellion. But as antislavery writers shifted to portray enslaved people as humble citizens-in-waiting, the proslavery writers responded with an image of the plantation as a family. This critique turns to southern judges and treatise writers to provide a slightly different picture, which shows that while the public face of the proslavery movement may have been of happy enslaved people, the hard-nosed economic and legal side continued with the initial image of enslaved people. This became particularly salient as the south moved towards Civil War. Roth perceptively portrays the shift in the North that led to increasing calls for African American freedom and citizenship and the rise of empirical critiques of law, which became central to post-war jurisprudence. That is, the antislavery white women in Roth's study injected empirical as well as humanitarian considerations into jurisprudence. Meanwhile, in the southern courts the reaction to calls for citizenship resulted in increasingly dramatic efforts to deny citizenship -- and ultimately in a secession movement along the lines sketched by southern legal thinkers.
《反奴隶制妇女和美国法学的起源》是对莎拉·罗斯的《战前流行文化中的性别和种族》(剑桥大学出版社,2014年)的一篇随笔评论。它评估了罗斯对反奴隶制和支持奴隶制的作家之间对话的描述。罗斯发现,在19世纪20年代和30年代初,反奴隶制和支持奴隶制的作家在描述被奴役的人时是一致的——作为威胁叛乱的野蛮人。但是,当反对奴隶制的作家转而把被奴役的人描绘成卑微的等待中的公民时,支持奴隶制的作家则把种植园描绘成一个家庭。这一批判转向南方法官和论文作者,提供了一幅略有不同的画面,这表明,虽然支持奴隶制运动的公众形象可能是幸福的奴隶,但顽固的经济和法律方面仍然是最初的奴隶形象。随着南方走向内战,这一点变得尤为突出。罗斯敏锐地描绘了北方的转变,这种转变导致了对非裔美国人自由和公民身份的日益呼吁,以及对法律的实证批评的兴起,这成为战后法学的核心。也就是说,罗斯研究中反对奴隶制的白人妇女为法学注入了经验主义和人道主义的考虑。与此同时,在南方法院,对公民身份要求的反应导致了越来越激烈的拒绝公民身份的努力,最终导致了南方法律思想家描绘的分裂运动。
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引用次数: 0
Treaty Termination and Historical Gloss 条约终止与历史解释
IF 1.6 2区 社会学 Q1 LAW Pub Date : 2013-09-26 DOI: 10.2139/SSRN.2308004
C. Bradley
The termination of U.S. treaties provides an especially rich example of how governmental practices can provide a “gloss” on the Constitution’s separation of powers. The authority to terminate treaties is not addressed specifically in the constitutional text and instead has been worked out over time through political branch practice. This practice, moreover, has developed largely without judicial review. Despite these features, Congress and the President — and the lawyers who advise them — have generally treated this issue as a matter of constitutional law, rather than merely political happenstance. Importantly, the example of treaty termination illustrates not only how historical practice can inform constitutional understandings, but also how these understandings can change. Whereas it was generally understood throughout the nineteenth century that the termination of treaties required congressional involvement, the consensus on this issue disappeared in the early parts of the twentieth century, and today it is widely (although not uniformly) accepted that presidents have a unilateral power of treaty termination. This shift in constitutional understandings did not occur overnight or in response to one particular episode but rather was the product of a long accretion of Executive Branch claims and practice in the face of congressional inaction. An examination of the way in which historical practice has shaped the constitutional debates and understandings concerning this issue can help shed light on some of the interpretive and normative challenges associated with a practice-based approach to the separation of powers.
美国条约的终止提供了一个特别丰富的例子,说明政府的做法如何为宪法的三权分立提供“粉饰”。终止条约的权力在宪法文本中没有具体规定,而是长期以来通过政治部门的实践制定出来的。此外,这种做法基本上是在没有司法审查的情况下发展起来的。尽管有这些特点,国会和总统——以及为他们提供建议的律师——通常把这个问题视为宪法问题,而不仅仅是政治偶然事件。重要的是,条约终止的例子不仅说明了历史实践如何影响宪法理解,而且说明了这些理解如何变化。尽管在整个19世纪,人们普遍认为条约的终止需要国会的参与,但在这个问题上的共识在20世纪初消失了,今天,人们普遍(尽管不是一致)接受总统有单方面终止条约的权力。这种对宪法理解的转变不是一夜之间发生的,也不是对某一特定事件的反应,而是行政部门在面对国会不作为的情况下,长期积累的主张和实践的产物。考察历史实践如何塑造了关于这一问题的宪法辩论和理解,有助于阐明与以实践为基础的三权分立方法相关的一些解释和规范挑战。
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引用次数: 6
The Anti-Injunction Act and the Problem of Federal-State Jurisdictional Overlap 《反禁令法》与联邦-州管辖权重叠问题
IF 1.6 2区 社会学 Q1 LAW Pub Date : 2013-05-22 DOI: 10.2139/SSRN.2268770
James E. Pfander, N. Nazemi
Ever since Congress decided in 1789 to confer jurisdiction on lower federal courts over matters that the state courts could also hear, the nation has faced the problem of how to allocate decision-making authority between the two court systems. Central to this body of concurrency law, the federal Anti-Injunction Act of 1793 (AIA) was enacted to limit the power of the federal courts to enjoin state court proceedings. Justice Felix Frankfurter decisively shaped our understanding of those limits, concluding in Toucey v. New York Life Insurance Company that the statute absolutely barred any such injunction. Much of the law of federal–state concurrency has been predicated on Toucey’s account. In this Article, we offer a new account of the AIA that challenges prior interpretations. Rather than a flat ban on injunctive relief, we show that the AIA was drafted against the backdrop of eighteenth century practice to restrict “original” federal equitable interference in ongoing state court proceedings but to leave the federal courts free to grant “ancillary” relief in the nature of an injunction, to protect federal jurisdiction and to effectuate federal decrees. It was this ancillary power that gave rise to the exceptions that Toucey decried and Congress restored in its 1948 codification. We draw on our new account of the 1793 and 1948 versions of the Act to address current problems of jurisdictional overlap. Among other things, we raise new questions about the much-maligned Rooker-Feldman doctrine; offer a new statutory substitute for the judge-made doctrine of equitable restraint; and suggest new ways to harmonize such abstention doctrines as Burford and Colorado River. Curiously, answers to these (and other) puzzles were hiding in the careful decision of the 1793 drafters to restrict only the issuance of “writs of injunction” and otherwise to leave federal equitable power intact.
自从1789年国会决定将州法院也可以审理的案件的管辖权授予下级联邦法院以来,这个国家就面临着如何在两个法院系统之间分配决策权的问题。1793年颁布的《联邦反禁令法》(AIA)是这一并行法的核心,旨在限制联邦法院禁止州法院诉讼的权力。费利克斯·法兰克福法官决定性地塑造了我们对这些限制的理解,他在Toucey诉纽约人寿保险公司案中得出结论,该法规绝对禁止任何此类禁令。联邦-州并行的许多法则都是基于Toucey的描述。在这篇文章中,我们对AIA提出了一个新的解释,挑战了之前的解释。我们指出,AIA的起草背景是18世纪的实践,目的是限制“原始的”联邦衡平法对正在进行的州法院诉讼程序的干预,但允许联邦法院自由地授予禁令性质的“辅助”救济,以保护联邦管辖权并使联邦法令生效。正是这种辅助性权力导致了一些例外的出现,这些例外遭到了图西的谴责,而国会在1948年的立法中恢复了这些例外。我们利用对该法1793年和1948年版本的新解释来解决目前管辖权重叠的问题。除此之外,我们对备受诟病的鲁克-费尔德曼学说提出了新的问题;为法官制定的公平约束原则提供新的法定替代;并提出新的方法来协调像伯福德和科罗拉多河这样的弃权原则。奇怪的是,这些(以及其他)谜题的答案都隐藏在1793年起草者的谨慎决定中,他们只限制“禁令令状”的发布,并在其他方面保持联邦衡平法权力不变。
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引用次数: 0
Time out of Joint 关节超时
IF 1.6 2区 社会学 Q1 LAW Pub Date : 2013-03-01 DOI: 10.5040/9781472547774.ch-008
K. Anderson
Time Out of Joint WAR TIME: AN IDEA, ITS HISTORY, ITS CONSEQUENCES. By Mary L. Dudziak. New York, New York: Oxford University Press, 2012. 221 pages. $24.95.The eminent legal historian Mary L. Dudziak has written a book on the meaning of time in war. The separation of the words as found in the title, War and Time, appears to be deliberate.1 Dudziak's essay proposes to isolate and identify the effects of time as it passes during war-particularly when it is a long and indefinite time-upon a society and ultimately upon a culture. Time in the course of war is, in this telling, both jaws and tail of the dragon. It is both cause and effect, within and upon culture and society.2This plays out in a special way for Americans, however. The American cultural conception of "time" in "war" seeks to confine war to a presumably temporary emergency.3 Policies that would otherwise be legally, politically, socially, and culturally unacceptable-encroachments upon civil rights and liberties, most prominently, but also encroachments upon property rights, and regulatory changes of many kinds from taxation to price controls-become accepted as legitimate, extraordinary measures "for the duration." An uncertain duration, perhaps, but a duration nonetheless assumed in a culturally deep way to be temporary.4 The legitimacy of these war measures is accepted not just because they are claimed to be "necessary" in exceptional circumstances. They are also accepted because-independently-American cultural assumptions about the nature of war define them as not merely necessary exceptions, but as temporally confined.5 War in the American historical imagination is temporary.6Necessity in war, then, is the hard master pressing exceptional measures upon society.7 Time, and the assumed temporary nature of war as a state of exception, however, soothes their acceptance and helps establish their legitimacy by contrasting them with "normal" times.8 Peace is defined as normality; it is defined as "normal" time.9 And yet the rub: the passage of time in war, when it goes on and on (and particularly when it goes on without discernible end or even a way to define an end) tends to harden effects that were supposed to be temporary, confined to the emergency of war, into permanent changes in society and culture.10 Time in war-the passage of time in war-is an independent social cause with its own social and cultural effects. We should therefore not be comforted quite so much as Americans are by the culturally reinforced belief that war, or at any rate, war's effects upon the ordinary life of peacetime, is temporary.In war, Dudziak writes, "regular time" is thought to be "interrupted, and time is out of order." 11 The distinction between time "out of order," established by the social condition of war, and regular time, leads to the category of "wartime," which functions as both a passive historical descriptor and a causal cultural actor.12 If the book's title initially deliberately separates the two
联合战争时期之外的时间:一个想法,它的历史,它的后果。玛丽·l·杜济亚克著。纽约:牛津大学出版社,2012。221页。24.95美元。著名的法律历史学家Mary L. Dudziak写了一本关于战争中时间意义的书。从书名《战争与时间》中可以看出,这两个词的分离似乎是有意为之杜齐亚克的文章提出孤立并确定战争期间时间流逝的影响——特别是当战争持续时间很长且不确定时——对一个社会,最终对一种文化的影响。在这个故事中,战争中的时间是龙的下巴和尾巴。它既是文化和社会内部的原因,也是文化和社会之上的结果。然而,这对美国人来说却有一种特殊的影响。美国文化对“战争”中的“时间”概念试图将战争限定为一种可能是暂时的紧急状态那些在法律上、政治上、社会上和文化上都无法被接受的政策——最显著的是侵犯公民权利和自由,但也包括侵犯财产权,以及从税收到价格控制等多种监管变化——都被视为合法的、“暂时”的特殊措施而被接受。也许是一个不确定的持续时间,但从文化的深度角度来看,这个持续时间被认为是暂时的这些战争措施的合法性之所以被接受,不仅仅是因为它们被认为是在特殊情况下“必要的”。它们被接受的另一个原因是——独立地——美国文化对战争本质的假设把它们定义为不仅是必要的例外,而且是暂时的限制在美国人的历史想象中,战争是暂时的。因此,战争的必要性是对社会施加特殊措施的严厉的主人然而,时间,以及战争作为一种例外状态的假定的暂时性质,缓和了人们对它们的接受,并通过将它们与“正常”时期进行对比,帮助确立了它们的合法性和平被定义为常态;它被定义为“正常”时间然而,问题是:战争中时间的流逝,当战争持续不断时(特别是当战争没有明显的结束,甚至没有办法定义结束的时候),往往会使本应是暂时的、仅限于战争紧急情况的影响,变成社会和文化的永久变化战争中的时间——战争中的时间流逝——是一个独立的社会原因,有其自身的社会和文化影响。因此,我们不应该像美国人那样,因为文化上强化了一种信念,即战争,或者至少是战争对和平时期普通生活的影响是暂时的,而感到宽慰。杜齐亚克写道,在战争中,“正常时间”被认为是“中断的,时间失去了秩序”。由战争的社会条件所建立的“无序”时间与正常时间之间的区别,导致了“战时”的范畴,它既是被动的历史描述者,也是因果文化行动者如果这本书的标题一开始就有意将这两个类别分开,这是为了看到它们随后在文本中的组合表明了一个独特的社会类别,一个由战争事实和社会对时间的看法建立起来的社会类别,它对社会有独立的影响。杜齐亚克指出,在大的历史层面上,战争将“人类的经历划分为不同的时代,创造了一个之前和一个之后”——例如,内战前和战后的美国内战,或者二战后的“战后”。然而,战争不仅仅是一种描述历史分期的方式——一系列方便的前后路标——它还起着“抽象的历史角色,推动和改变社会,创造特殊的治理条件”的作用。《战争时期》是一本优秀的书,在文化批判和思想史方面进行了雄心勃勃的尝试。文化批评的类型通常以使用文化材料为特征,这些文化材料的范围跨越文学和艺术,高级和流行文化,提供和解释文化的比喻,以揭示对文化和社会的一些更深层次的看法。…
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引用次数: 0
Arbitration under Siege: Reforming Consumer and Employment Arbitration and Class Actions* 围攻下的仲裁:改革消费者和就业仲裁和集体诉讼*
IF 1.6 2区 社会学 Q1 LAW Pub Date : 2013-02-01 DOI: 10.2139/ssrn.2147605
George M. Padis
IntroductionAccording to her congressional testimony, when Jamie Leigh Jones arrived in Baghdad to work for Halliburton, she was housed in a barracks with four hundred male coworkers1 and was almost immediately sexually harassed.2 When she complained to managers, she was told to "go to the spa."3 The very next evening, she was "drugged, beaten, and gang-raped by several [Halliburton] employees."4 After the incident, Halliburton kept her in a container under armed guard.5 When she finally returned to the United States, Jones was initially denied her day in court because her employment contract included an arbitration clause.6 Although the jury found against Ms. Jones in her civil trial,7 her story and a recent Supreme Court decision8 have cast the public spotlight on arbitration, and arbitration is under siege.9 At the center of the controversy is a fundamental question that has divided scholars for the past decade: Should arbitration clauses in employment and consumer contracts be enforced despite the risk of unequal bargaining?10Scholars have mostly divided into two camps on this complicated question.11 In one camp, supporters of binding arbitration argue that the problem of unfair bargaining is overstated, and that arbitration has significant benefits for employees and consumers that increase overall social welfare.12 The other camp opposes the enforcement of binding arbitration agreements, pointing to the Jones case and other arbitration horror stories that demonstrate that binding arbitration for consumers and employees can lead to disastrous and inequitable results.13 After Jones and Concepcion, this academic debate has spilled over into the political arena with potentially meaningful and lasting consequences. And (as is often the case) the entry into the political debate has done little to moderate either camp; if anything, it has crystalized and polarized the sides further.14In addition to the divide in the scholarship, a divide has emerged between two branches of government. The Supreme Court has expanded the enforcement of arbitration clauses, under increasingly broad interpretations of the Federal Arbitration Act. As a result of decisions like ATT however, consumer and employment arbitration must be seriously reformed. The reform should be sensitive to the different concerns that arise from different types of disputes, instead of the blunderbuss approaches that have emerged out of Congress and the Supreme Court.The main thrust of this Note is to propose meaningful reform that balances the competing social interests. This Note argues three main points. First, arbitration clauses in employment and consumer contracts are not per se the problem-the real problem is unfair arbitration as a result of inadequate procedural guarantees that result from disparities not only in bargaining power (as other scholars have argued), but in access to information about disputes (commonly formulated as a "repeat-player problem")16 that causes procedural dif
根据杰米·利·琼斯在国会的证词,当她到巴格达为哈里伯顿公司工作时,她和400名男同事被关在一个兵营里,几乎立刻就遭到了性骚扰当她向经理抱怨时,她被告知“去做水疗”。就在第二天晚上,她“被(哈里伯顿的)几名员工下药、殴打和轮奸”。事件发生后,哈里伯顿公司把她关在一个集装箱里,并有武装警卫看守当她最终回到美国时,琼斯最初被拒绝出庭,因为她的雇佣合同中有仲裁条款虽然陪审团在琼斯女士的民事审判中作出了不利于她的判决,但她的故事和最近最高法院的一项裁决使公众关注仲裁,而仲裁正受到围攻争论的中心是一个在过去十年中一直使学者们产生分歧的根本问题:雇佣合同和消费者合同中的仲裁条款是否应该被执行,尽管存在不平等谈判的风险?在这个复杂的问题上,学者们大致分为两大阵营在一个阵营中,具有约束力的仲裁的支持者认为,不公平谈判的问题被夸大了,仲裁对雇员和消费者有显著的好处,增加了整体的社会福利另一个阵营反对强制执行有约束力的仲裁协议,指出琼斯案和其他仲裁的恐怖故事表明,对消费者和雇员有约束力的仲裁可能导致灾难性的和不公平的结果在琼斯和康塞普西翁之后,这场学术辩论已经蔓延到政治舞台,并产生了潜在的有意义和持久的影响。而且(通常情况下),进入政治辩论并没有缓和任何一个阵营;如果说有什么不同的话,那就是它使双方进一步结晶和分化。除了学术上的分歧之外,政府的两个部门之间也出现了分歧。根据对《联邦仲裁法》日益广泛的解释,最高法院扩大了仲裁条款的执行范围。然而,由于像ATT这样的决定,消费者和就业仲裁必须认真改革。改革应该对不同类型的纠纷所引起的不同关注敏感,而不是像国会和最高法院那样,采取草率的做法。本说明的主旨是提出有意义的改革,以平衡相互竞争的社会利益。本照会主要论述三点。首先,雇佣合同和消费者合同中的仲裁条款本身并不是问题所在——真正的问题是不公平的仲裁,这是由于程序保障不足造成的,不仅是议价能力方面的差异(如其他学者所认为的),而且是纠纷信息获取方面的差异(通常被表述为“重复玩家问题”)16,这给第三方核查和审查带来了程序上的困难。重复玩家问题本身并没有问题,17但它使得对不合理审查的程序保证不足。…
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引用次数: 1
Statutes in Common Law Courts 普通法法庭的成文法
IF 1.6 2区 社会学 Q1 LAW Pub Date : 2013-01-01 DOI: 10.2139/ssrn.2023527
Jeffrey A. Pojanowski
The Supreme Court teaches that federal courts, unlike their counterparts in the states, are not general common law courts. Nevertheless, a perennial point of contention among federal law scholars is whether and how a court’s common law powers affect its treatment of statutes. Textualists point to federal courts’ lack of common law powers to reject purposivist statutory interpretation. Critics of textualism challenge this characterization of federal courts’ powers, leveraging a more robust notion of the judicial power to support purposivist or dynamic interpretation. This disagreement has become more important in recent years with the emergence of a refreshing movement in the theory of statutory interpretation. While debate about federal statutory interpretation has settled into a holding pattern, scholars have begun to consider whether state courts should interpret statutes differently than federal courts and, if so, the implications of that fact for federal and general interpretation.This Article aspires to help theorize this emerging field as a whole while making progress on one of its most important parts, namely the question of the difference that common law powers make to statutory interpretation. This inquiry takes us beyond the familiar moves in federal debates on interpretation. In turn, it suggests an interpretive method that defies both orthodox textualism and purposivism in that it may permit courts to extend statutory rules and principles by analogy while prohibiting courts from narrowing the scope of statutes in the name of purpose or equity. Such a model accounts for state court practice at the intersection of statutes and common law that recent work on state court textualism neither confronts nor explains. This model also informs federal theorization, both by challenging received wisdom about the relationship between common law and statutes and by offering guidance to federal courts at the intersection of statutes and pockets of federal common law.The framework this Article constructs to approach the common law question can also help organize the fledgling field of state–federal comparison more generally. With this framework, we can begin to sort out the conflicting and overlapping strands of argument already in the literature while also having a template for future inquiries. At the same time, this framework can help us think about intersystemic interpretation with greater rigor — an advance that can aid state and federal jurisprudence alike.
最高法院教导说,联邦法院与各州的法院不同,不是普通的普通法法院。然而,联邦法律学者之间的一个长期争论点是法院的普通法权力是否以及如何影响其对成文法的处理。文本主义者指出,联邦法院缺乏普通法权力来拒绝目的主义的法定解释。文本主义的批评者对联邦法院权力的这种特征提出了质疑,他们利用一种更强有力的司法权概念来支持目的主义或动态解释。近年来,随着法律解释理论中出现了一种新的运动,这种分歧变得更加重要。虽然关于联邦法律解释的争论已经陷入僵持,但学者们已经开始考虑州法院是否应该以不同于联邦法院的方式解释成文法,如果是的话,这一事实对联邦和一般解释的影响。本文力图从整体上对这一新兴领域进行理论化,同时在其中一个最重要的部分,即普通法权力对成文法解释的差异问题上取得进展。这项调查让我们超越了联邦政府在解释问题上的辩论中熟悉的举动。反过来,它提出了一种违反正统文本主义和目的主义的解释方法,因为它可能允许法院通过类比来扩展成文法规则和原则,同时禁止法院以目的或衡平法的名义缩小成文法的范围。这种模式解释了州法院在成文法和普通法交叉点的实践,而最近关于州法院文本主义的工作既没有面对也没有解释。这一模式还通过挑战关于普通法和成文法之间关系的公认智慧,以及通过在成文法和联邦普通法的交叉点上为联邦法院提供指导,为联邦理论化提供信息。本文构建的处理普通法问题的框架也有助于更广泛地组织州-联邦比较这一新兴领域。有了这个框架,我们可以开始整理文献中已经存在的冲突和重叠的论点,同时也为未来的调查提供了模板。与此同时,这个框架可以帮助我们更严格地思考系统间的解释——这是一个进步,可以帮助州和联邦的法理学。
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引用次数: 0
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Texas Law Review
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