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POLICING IN THE AGE OF THE GUN. 枪支时代的警务工作。
IF 2.4 2区 社会学 Q1 Social Sciences Pub Date : 2023-12-01
Brandon Del Pozo, Barry Friedman

This Article examines how the rapid deregulation and rampant possession of firearms is likely going to impact policing, and the constitutional law that governs it. For the longest time, lawful gun carry, concealed or open, was exceedingly rare. For a police officer to see a gun was both to see danger, and a crime in progress. This link among guns, danger, and unlawful possession has shaped much of the law of policing. But now, this understanding of the world is in its last stages of unraveling. In nearly all states, guns are no longer unlawful to own and carry by default. In many, they are barely regulated. Recent Supreme Court Second Amendment decisions like New York State Rifle & Pistol Association v. Bruen serve only to hasten where state laws already were headed. For police, however, the harm guns can do exists irrespective of what the law has to say about the legality of carrying them. As a result, the nation's gun laws are on a collision course with the practice and law of policing. This Article explores how the constitutional law governing policing is changing and will change in the face of gun legalization. Part I of this Article explains the ubiquitous role guns play in the life of a police officer, and what actions guns lead police to take. Part II is about the legal doctrine of policing, both before and after firearm legalization. It details how the law shaped what police could do in order to protect themselves and others, and how that law is changing to accommodate legalization. Police now must operate in a terrain that increasingly is uncertain as to their lawful authority, and that in many instances may put them or others in jeopardy. Part III examines how the shifting laws of guns and policing might impact police behavior, likely resulting in ad hoc carve-outs for police authority that-if history is any guide-overwhelmingly will be imposed on Black and Brown communities.

本文探讨了枪支管制的迅速放松和枪支持有的猖獗可能会对警务工作产生怎样的影响,以及制约警务工作的宪法法律。在很长一段时间内,合法携带枪支,无论是隐蔽携带还是公开携带,都极为罕见。警察看到枪支就意味着看到了危险和正在发生的犯罪。枪支、危险和非法持枪之间的这种联系形成了警务法律的大部分内容。但现在,这种对世界的理解正处于最后的解体阶段。在几乎所有的州,拥有和携带枪支都不再是非法的。在许多州,枪支几乎不受管制。纽约州步枪与手枪协会诉布伦案等最高法院近期做出的第二修正案裁决,只是加速了各州法律的前进步伐。然而,对于警察来说,无论法律如何规定携带枪支的合法性,枪支都会造成伤害。因此,美国的枪支法律与警务实践和法律发生了冲突。本文探讨了在枪支合法化的背景下,有关警务的宪法法律正在发生怎样的变化以及将会发生怎样的变化。本文第一部分解释了枪支在警察生活中无处不在的作用,以及枪支会导致警察采取哪些行动。第二部分是关于枪支合法化前后警务工作的法律理论。它详细介绍了法律是如何规定警察可以采取哪些行动来保护自己和他人的,以及法律是如何为适应枪支合法化而发生变化的。现在,警察必须在越来越不确定其合法权限的情况下开展行动,在许多情况下,这可能会危及警察或他人的安全。第三部分探讨了不断变化的枪支和警务法律可能对警察行为产生的影响,这很可能导致警察权力的特别分割--如果历史有任何指导意义的话--绝大多数将强加给黑人和棕色人种社区。
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引用次数: 0
Reinvigorating Commonality: Gender & Class Actions 重振共性:性别与集体诉讼
IF 2.4 2区 社会学 Q1 Social Sciences Pub Date : 2017-10-23 DOI: 10.2139/SSRN.3057660
Brooke D. Coleman, Elizabeth G. Porter
The modern class action, the modern feminist movement, and Title VII of the Civil Rights Act of 1964 were all products of the creativity and turmoil of the 1960s. As late as 1961 — one year after Justice Felix Frankfurter rejected new law school graduate Ruth Bader Ginsburg as a law clerk because she was a woman — the Supreme Court unanimously upheld the constitutionality of a Florida statute that required men, but not women, to serve on juries, on the ground that women’s primary role was in the home. As Betty Friedan put it in 1963’s The Feminine Mystique, “In almost every professional field, in business and in the arts and sciences, women are still treated as second-class citizens.” But change was imminent. The Equal Pay Act of 1963, Title VII of the Civil Rights Act of 1964, the founding of the ACLU Women’s Rights Project, and a rising social and intellectual feminist movement brought women’s equality into the national conversation. Simultaneously — at least in part in response to the civil rights movement and the Civil Rights Act — an (all-male) Judicial Conference and Supreme Court in 1966 ushered in the modern era of collective litigation by promulgating Federal Rule of Civil Procedure 23, and more specifically, Rule 23(b)(2), which provided a formal structure for civil rights plaintiffs to seek aggregate relief for violations of federal and state anti-discrimination laws. Together, these phenomena gave impetus to communities of women to combat legal and cultural injustices through the courts. The result has been widespread improvement in the lives of working women — and men — across many industries. In this Article, we examine the interplay of Rule 23(b)(2) class actions, feminism, and Title VII sex discrimination doctrine over the past fifty years to show that the theoretical concept of commonality — cohesion, unity — in the women’s movement has had a significant impact on the ability of women to seek collective redress for workplace discrimination through class actions. We describe how the four “waves” of feminism since the 1960s find corresponding analogues in the development of Title VII class action law. This is not an empirical study, nor is it comprehensive. Rather, our aim is to generate thought as to ways in which class action doctrine simultaneously reflects and reinforces evolving views of feminism and gender equality. We acknowledge that class actions are not the sole standard bearers for impact litigation, and that individual suits — whether brought by individuals of any gender or by physicians — have been vital to the establishment of anti-discrimination legal norms in the area of gender equality. Even so, we argue that Rule 23(b)(2) suits continue to serve a vital function by allowing women to enforce those established norms, overcoming classic barriers to judicial justice such as lack of resources, lack of access to lawyers, and retaliation by employers against individuals who file suit. As Anita Hill recently argued in a
现代的集体诉讼、现代的女权运动和1964年的民权法案第七条都是20世纪60年代的创造力和动荡的产物。直到1961年,也就是法官菲利克斯·法兰克福特(Felix Frankfurter)拒绝新法学院毕业生露丝·巴德·金斯伯格(Ruth Bader Ginsburg)担任法律助理的一年后,最高法院一致支持佛罗里达州的一项法规的合宪性,该法规要求男性而非女性担任陪审团,理由是女性的主要角色是在家里。正如贝蒂·弗里丹(Betty Friedan)在1963年出版的《女性的奥秘》(The Feminine Mystique)中所说的那样,“在几乎所有的专业领域,无论是在商业领域,还是在艺术和科学领域,女性仍然被视为二等公民。”但变化迫在眉睫。1963年的《同工同酬法》、1964年的《民权法》第七章、美国公民自由联盟妇女权利项目的成立,以及不断兴起的社会和知识分子女权运动,使妇女平等进入了全国的讨论范围。与此同时——至少在一定程度上是对民权运动和民权法案的回应——1966年(全部为男性)的司法会议和最高法院通过颁布《联邦民事诉讼规则》第23条,更具体地说,第23条(b)(2)条,为民权原告寻求违反联邦和州反歧视法的总体救济提供了一个正式的结构,开创了集体诉讼的现代时代。这些现象共同推动妇女社区通过法院与法律和文化上的不公正现象作斗争。其结果是,许多行业的职业女性和男性的生活得到了广泛改善。在本文中,我们研究了过去五十年来第23(b)(2)条集体诉讼、女权主义和第七章性别歧视原则的相互作用,以表明妇女运动中的共性——凝聚力、团结——的理论概念对妇女通过集体诉讼寻求集体补救工作场所歧视的能力产生了重大影响。我们描述了自20世纪60年代以来的四次女权主义“浪潮”如何在第七章集体诉讼法的发展中找到相应的类似物。这不是一项实证研究,也不全面。相反,我们的目的是产生关于集体诉讼原则同时反映和加强女权主义和性别平等的不断发展的观点的思考。我们承认,集体诉讼不是影响诉讼的唯一标准,个人诉讼- -无论是由任何性别的个人还是由医生提出- -对于在性别平等领域建立反歧视法律规范至关重要。即便如此,我们认为规则23(b)(2)诉讼仍然发挥着至关重要的作用,它允许妇女执行这些既定的规范,克服司法公正的传统障碍,如缺乏资源、无法接触律师、雇主对提起诉讼的个人进行报复。正如安妮塔·希尔(Anita Hill)最近在一篇批评科技行业的文章中所说,“集体诉讼可以迫使整个行业发生变革,即使是在最根深蒂固、男性主导的行业。”
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引用次数: 1
The Evidentiary Rules of Engagement in the War Against Domestic Violence 反家庭暴力战争中的交战证据规则
IF 2.4 2区 社会学 Q1 Social Sciences Pub Date : 2014-09-02 DOI: 10.31228/osf.io/7etmh
Erin R. Collins
Our criminal justice system promises defendants a fair and just adjudication of guilt, regardless of the character of the alleged offense. Yet, from mandatory arrest to “no-drop” prosecution policies, the system’s front-end response to domestic violence reflects the belief that it differs from other crimes in ways that permit or require the adaptation of criminal justice response mechanisms. Although scholars debate whether these differential responses are effective or normatively sound, the scholarship leaves untouched the presumption that, once the adjudicatory phase is underway, the system treats domestic violence offenses like any other crime.This article reveals that presumption is false. It demonstrates that many jurisdictions have adopted specialized evidence rules that authorize admission of highly persuasive evidence of guilt in domestic violence prosecutions that would be inadmissible in other criminal cases. These jurisdictions unmoor evidence rules from their justificatory principles to accommodate the same iteration of domestic violence exceptionalism that underlies specialized front-end criminal justice policies. The article argues that even though such evidentiary manipulation may be effective in securing convictions, enlisting different evidence rules in our war on domestic violence is unfair to defendants charged with such offenses and undermines the integrity of the criminal justice system. It also harms some of the people the system seeks to protect by reducing the efficacy of the criminal justice intervention and discrediting those complainants who do not support the prosecution.
我们的刑事司法系统承诺,无论被指控的罪行的性质如何,都能对被告进行公平公正的有罪判决。然而,从强制逮捕到“不放弃”起诉政策,该系统对家庭暴力的前期反应反映出一种信念,即家庭暴力与其他犯罪的不同之处在于允许或需要调整刑事司法反应机制。尽管学者们在争论这些不同的回应是否有效或在规范上是否合理,但学者们没有触及这样一个假设,即一旦进入审判阶段,该制度就会像对待其他犯罪一样对待家庭暴力犯罪。本文揭示了这种假设是错误的。它表明,许多司法管辖区采用了专门的证据规则,授权在家庭暴力起诉中承认极具说服力的有罪证据,而这些证据在其他刑事案件中是不可接受的。这些司法管辖区将证据规则从其辩护原则中解放出来,以适应同样反复出现的家庭暴力例外主义,这种例外主义是专门的前端刑事司法政策的基础。文章认为,尽管这种证据操纵可能有效地确保定罪,但在我们打击家庭暴力的战争中采用不同的证据规则对被指控犯有此类罪行的被告是不公平的,并且破坏了刑事司法系统的完整性。它还损害了该制度试图保护的一些人,因为它降低了刑事司法干预的效力,使那些不支持控方的投诉人失去了信誉。
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引用次数: 2
A Dose of Reality for Medical Malpractice Reform 医疗事故改革的一剂现实
IF 2.4 2区 社会学 Q1 Social Sciences Pub Date : 2013-10-09 DOI: 10.2139/SSRN.2104964
Joanna C. Schwartz
Every year, medical error kills and injures hundreds of thousands of people and costs billions of dollars in lost income, lost household production, disability, and healthcare expenses. In recent years, hospitals have implemented multiple systems to gather information about medical errors, understand the causes of these errors, and change policies and practices to improve patient safety. The effect of malpractice lawsuits on these patient safety efforts is hotly contested. Some believe that the fear of malpractice liability inhibits the kind of openness and transparency needed to identify and address the root causes of medical error. Others believe that malpractice litigation brings crucial information about medical error to the surface and creates financial, political, and institutional pressures to improve. Yet neither side in this debate offers much evidence to support its claims. Drawing on a national survey of healthcare professionals and thirty-five in-depth interviews of those responsible for managing risk and improving patient safety in hospitals across the country, I find reason to believe that malpractice litigation is not significantly compromising the patient safety movement’s call for transparency. In fact, the opposite appears to be occurring: The openness and transparency promoted by patient safety advocates appear to be influencing hospitals’ responses to litigation risk. Hospitals, once afraid of disclosing and discussing error for fear of liability, increasingly encourage transparency with patients and medical staff. Moreover, lawsuits play a productive role in hospital patient safety efforts by revealing valuable information about weaknesses in hospital policies, practices, providers, and administration. These findings should inform open and pressing questions about medical malpractice reform and the best ways to continue improving patient safety.
每年,医疗失误导致数十万人死亡和受伤,并造成数十亿美元的收入损失、家庭生产损失、残疾和医疗费用。近年来,医院已经实施了多个系统来收集有关医疗错误的信息,了解这些错误的原因,并改变政策和实践以提高患者安全。医疗事故诉讼对这些患者安全努力的影响是激烈争论的。一些人认为,对医疗事故责任的恐惧阻碍了确定和解决医疗差错根源所需的那种公开性和透明度。另一些人认为,医疗事故诉讼将医疗事故的关键信息暴露出来,并在财政、政治和制度上施加压力,要求改进。然而,在这场辩论中,双方都没有提供太多证据来支持自己的主张。根据对全国医疗保健专业人员的调查,以及对负责管理风险和改善全国医院患者安全的人员的35次深度访谈,我有理由相信,医疗事故诉讼并没有显著损害患者安全运动对透明度的呼吁。事实上,相反的情况似乎正在发生:病人安全倡导者所提倡的公开和透明似乎正在影响医院对诉讼风险的反应。医院曾经因为害怕承担责任而不敢披露和讨论错误,但现在越来越多地鼓励对患者和医务人员透明。此外,诉讼通过揭示有关医院政策、实践、提供者和管理方面的弱点的宝贵信息,在医院患者安全工作中发挥了富有成效的作用。这些发现应该为医疗事故改革和继续改善患者安全的最佳方式提供公开和紧迫的问题。
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引用次数: 15
Deference to Congressional Factfinding in Rights-Enforcing and Rights-Limiting Legislation 在执行权利和限制权利的立法中对国会事实调查的尊重
IF 2.4 2区 社会学 Q1 Social Sciences Pub Date : 2013-08-15 DOI: 10.2139/SSRN.2064890
William D. Araiza
This article examines the difficult question of the deference congressional fact-findings merit when they support legislation expanding or limiting individual rights. The deference question is crucial to judicial review of such legislation. Yet the Supreme Court has offered little by way of a principled answer: platitudes about Congress’s expertise and co-equal status when it wishes to defer to such findings, and bromides about the Court’s superiority in constitutional interpretation when it does not. Scholars have described this important question as “radically undertheorized.” Any stable and useful theory addressing Congress’s ability to participate in the process of constitutional construction requires a better answer to the deference question than those which have been thus far offered. This Article proposes the outlines of such an answer.This Article begins, in Parts I-III, by identifying the three criteria that should govern the deference question. Part I argues that courts should consider whether the deference claim is based on a justification of expertise or authority. This distinction tracks a similar distinction made in the context of administrative agency claims for deference in interpreting statutes. Obviously, this latter context is quite different from the one considered in this Article; still, lessons from that doctrine help us understand how expertise and authority justifications should influence the deference question this Article considers. Part II explains how deference claims require consideration of the type of fact at issue. It proposes a rough taxonomy of facts whose distinctions are relevant to the deference question, and explains how those distinctions address that question. Part III then then explains how deference claims turn on the details of the underlying doctrine the finding seeks to apply.Based on the insights gleaned from this analysis, Part IV identifies six principles guiding the deference inquiry. One of these principles suggests, contrary to conventional wisdom, that empirical findings merit the least judicial deference. Another principle analogizes to equal protection law to explain why findings that precisely target a constitutional rule may also be appropriately subject to more searching judicial scrutiny. Part V applies these principles to congressional deference claims in several very different contexts: legislation enforcing the Equal Protection Clause, the Partial Birth Abortion Ban Act, a “human life” statute of the sort that has been proposed in the past, and the Voting Rights Act’s preclearance requirements. The Article concludes with a call for further research in order to continue finding better resolutions to this troublesome yet crucial question, which has so far generated only incomplete, unsatisfying answers.
本文探讨了国会事实调查结果在支持扩大或限制个人权利的立法时是否值得尊重的难题。服从问题对此类立法的司法审查至关重要。然而,最高法院几乎没有提供一个原则性的答案:当国会希望遵从这些发现时,就会老生常谈地说国会的专业知识和平等地位,而当法院不这样做时,就会老生常谈地说法院在宪法解释方面的优势。学者们把这个重要的问题描述为“根本没有理论化”。任何关于国会参与宪法构建过程的能力的稳定而有用的理论都需要一个比迄今为止提供的更好的答案来回答顺从问题。本文提出了这样一个答案的概要。本文从第1 - 3部分开始,确定应支配顺从问题的三个标准。第一部分认为,法院应考虑是否尊重索赔是基于专业知识或权威的理由。这一区别与行政机关在解释法规时要求尊重的情况下所作的类似区分有关。显然,后一种情况与本文所考虑的情况大不相同;尽管如此,这一学说的教训有助于我们理解专业知识和权威辩护应该如何影响本文所考虑的顺从问题。第二部分解释了尊重要求如何需要考虑争议事实的类型。它提出了一个与顺从问题相关的事实的粗略分类,并解释了这些区分如何解决这个问题。第三部分解释了顺从主张是如何依赖于调查结果所要应用的基本原则的细节的。基于从分析中收集到的见解,第四部分确定了指导顺从调查的六个原则。与传统观点相反,其中一条原则表明,实证研究结果最不值得司法尊重。另一个与平等保护法类似的原则解释了为什么针对宪法规则的裁决结果也可以适当地受到更严格的司法审查。第五部分将这些原则应用于几个非常不同的背景下的国会服从要求:执行平等保护条款的立法,部分分娩堕胎禁令法案,过去提出的那种“人类生命”法规,以及投票权法案的预先许可要求。文章最后呼吁进行进一步的研究,以便继续为这一棘手但至关重要的问题找到更好的解决办法,迄今为止,这一问题只产生了不完整、不令人满意的答案。
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引用次数: 2
Beyond the Private Attorney General: Equality Directives in American Law 超越私人司法部长:美国法律中的平等指令
IF 2.4 2区 社会学 Q1 Social Sciences Pub Date : 2013-04-30 DOI: 10.2139/SSRN.2258732
Olatunde C. A. Johnson
American civil rights regulation is generally understood as relying on private enforcement in courts, rather than imposing positive duties on state actors to further equity goals. This Article argues that this dominant conception of American civil rights regulation is incomplete. Rather, American civil rights regulation also contains a set of “equality directives,” whose emergence and reach in recent years have gone unrecognized in the commentary. These federal-level equality directives use administrative tools of conditioned spending, policymaking, and oversight powerfully to promote substantive inclusion with regard to race, ethnicity, language, and disability. These directives move beyond the constraints of the standard private attorney general regime of antidiscrimination law. They engage broader tools of state power, just as recent Supreme Court decisions have constrained private enforcement. They require states to take proactive, front-end, affirmative measures, rather than relying on backward-looking, individually driven complaints. And these directives move beyond a narrow focus on individual bias to address current, structural barriers to equality. As a result, these directives are profoundly transforming the operation and design of programs at the state and local levels. They are engaging both traditional civil rights groups and community-based groups in innovative and promising new forms of advocacy and implementation.
美国的民权法规通常被理解为依赖于法院的私人执行,而不是对国家行为体施加积极的责任,以进一步实现公平目标。本文认为,这种美国民权规制的主导观念是不完整的。相反,美国的民权法规还包含一套“平等指令”,这些指令近年来的出现和影响在评论中没有得到承认。这些联邦一级的平等指令使用有条件的支出、政策制定和监督等行政工具,有力地促进了种族、民族、语言和残疾方面的实质性包容。这些指令超越了反歧视法的标准私人总检察长制度的限制。他们使用了更广泛的国家权力工具,就像最近最高法院的裁决限制了私人执法一样。它们要求各州采取积极主动的、前端的、积极的措施,而不是依赖于向后看的、个人驱动的抱怨。这些指令超越了对个人偏见的狭隘关注,解决了当前阻碍平等的结构性障碍。因此,这些指令深刻地改变了州和地方各级项目的运作和设计。他们让传统的民权团体和社区团体参与创新和有前途的新形式的宣传和执行。
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引用次数: 6
Spectrum Abundance and the Choice Between Private and Public Control 频谱丰度与私人和公共控制之间的选择
IF 2.4 2区 社会学 Q1 Social Sciences Pub Date : 2006-09-26 DOI: 10.2139/SSRN.408700
S. Benjamin
Prominent commentators recently have proposed that the government allocate significant portions of the radio spectrum for use as a wireless commons. The problem for commons proposals is that truly open access leads to interference, which renders a commons unattractive. Those advocating a commons assert, however, that a network comprising devices that operate at low power and repeat each other's messages can eliminate the interference problem. They contend that this possibility renders a spectrum commons more efficient than privately owned spectrum, and in fact that private owners would not create these 'abundant networks' in the first place. In this Article, Professor Benjamin argues that these assertions are not well founded, and that efficiency considerations favor private ownership of spectrum. Those advocating a commons do not propose a network in which anyone can transmit as she pleases. The abundant networks they envision involve significant control over the devices that will be allowed to transmit. On the question whether private entities will create these abundant networks, commons advocates emphasize the transaction costs of aggregating spectrum, but those costs can be avoided via allotment of spectrum in large swaths. The comparative question of the efficiency of private versus public control, meanwhile, entails an evaluation of the implications of the profit motive (enhanced ability and desire to devise the best networks, but also the desire to attain monopoly power) versus properties of government action (the avoidance of private monopoly, but also a cumbersome process that can be subject to rent-seeking). Professor Benjamin contends that, on balance, these considerations favor private control. An additional factor makes the decision clearer: Abundant networks might not develop as planned, and so the flexibility entailed by private ownership—as well as the shifting of the risk of failure from taxpayers to shareholders—makes private ownership the better option. The unattractiveness of a commons for abundant networks casts serious doubt on the desirability of spectrum commons more generally. If private ownership is a more efficient means of creating abundant networks, then the same is almost certainly true for networks that run the risk of interference. Most uses of spectrum are subject to interference, so the failure of the commons advocates' arguments undermines the appeal of a commons for most potential uses of spectrum.
著名评论员最近建议政府分配相当一部分无线电频谱,作为无线公用设施使用。公地提案的问题在于,真正的开放获取会导致干扰,从而使公地缺乏吸引力。然而,那些主张共享的人断言,一个由低功耗运行的设备组成的网络可以消除干扰问题,并重复彼此的信息。他们认为,这种可能性使得频谱共享比私有频谱更有效,事实上,私有所有者一开始就不会创建这些“丰富的网络”。在这篇文章中,本杰明教授认为,这些断言是没有充分根据的,效率方面的考虑有利于频谱的私有制。那些主张共享的人并没有提出一个任何人都可以随心所欲地传播信息的网络。他们设想的海量网络涉及对允许传输的设备的重要控制。在私人实体是否会创建这些丰富的网络的问题上,公地倡导者强调了聚合频谱的交易成本,但这些成本可以通过大规模分配频谱来避免。与此同时,私人控制与公共控制效率的比较问题需要对利润动机(设计最佳网络的能力和愿望的增强,以及获得垄断权力的愿望)与政府行为属性(避免私人垄断,但也是一个可能受到寻租影响的繁琐过程)的含义进行评估。本杰明教授认为,总的来说,这些考虑有利于私人控制。另一个因素使决策更加清晰:丰富的网络可能不会按计划发展,因此私有制所带来的灵活性——以及失败的风险从纳税人转移到股东身上——使私有制成为更好的选择。对于丰富的网络来说,共享资源缺乏吸引力,这使人们对频谱共享的可取性产生了严重怀疑。如果私有制是创建丰富网络的更有效的方式,那么对于有干扰风险的网络来说,几乎肯定也是如此。频谱的大多数使用都受到干扰,因此,公地拥护者的论点的失败削弱了对频谱的大多数潜在用途的公地的吸引力。
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引用次数: 34
Speechless: The Silencing of Criminal Defendants 无语:刑事被告的沉默
IF 2.4 2区 社会学 Q1 Social Sciences Pub Date : 2005-11-02 DOI: 10.2139/SSRN.709363
Alexandra Natapoff
Over one million defendants pass through the criminal justice system every year, yet we almost never hear from them. From the first Miranda warnings, through trial or guilty plea, and finally at sentencing, most defendants remain silent, spoken for by their lawyers or not at all. The criminal system treats this pervasive silencing as protective, a victory for defendants. This Article argues that it is also a massive democratic and human failure. Our democracy prizes individual speech as the main antidote to governmental tyranny, yet it silences the millions of poor, socially-disadvantaged individuals who directly face the coercive power of the state. Speech also has important cognitive and dignitary functions: it is through speech that defendants engage with the law, understand it, express anger, remorse, or their acceptance or rejection of the process. Since defendants speak so rarely, however, these speech functions too often go unfulfilled. Finally, silencing excludes defendants from the social narratives that shape the criminal justice system itself, in which society ultimately decides what collective decisions are fair or unfair, and who should be punished. This Article describes the silencing phenomenon in practice and doctrine, and identifies the many unrecognized harms that silence causes to individual defendants, to the effectiveness of the criminal justice system, and to democratic values that underlie the process. It proposes new ways of valuing defendant speech, and challenges conventional understandings of the attorney-client conversation, the listening role of the bench, and the public discourse about criminal justice.
每年有超过一百万名被告通过刑事司法系统,但我们几乎从未收到他们的消息。从最初的米兰达警告,到审判或认罪答辩,再到最后的判决,大多数被告都保持沉默,要么由律师辩护,要么根本不发声。刑事系统将这种普遍的沉默视为保护,是被告的胜利。本文认为,这也是一个巨大的民主和人类的失败。我们的民主推崇个人言论,将其作为对抗政府暴政的主要手段,但它却让数百万直接面对国家强制权力的穷人和社会弱势群体噤声。言语还具有重要的认知和尊严功能:被告通过言语参与法律,理解法律,表达愤怒、悔恨,或对诉讼程序的接受或拒绝。然而,由于被告很少说话,这些语言功能往往无法实现。最后,沉默将被告排除在塑造刑事司法系统本身的社会叙事之外,在刑事司法系统中,社会最终决定哪些集体决定是公平的或不公平的,以及谁应该受到惩罚。本文描述了实践和理论中的沉默现象,并指出了沉默对被告个人、刑事司法系统的有效性以及作为这一过程基础的民主价值观造成的许多未被认识到的伤害。它提出了评估被告言论的新方法,并挑战了对律师-客户对话、法官的倾听角色以及关于刑事司法的公共话语的传统理解。
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引用次数: 33
Group Judgments: Deliberation, Statistical Means, and Information Markets 群体判断:深思熟虑、统计手段和信息市场
IF 2.4 2区 社会学 Q1 Social Sciences Pub Date : 2004-08-01 DOI: 10.2139/SSRN.578301
C. Sunstein
How can groups elicit and aggregate the information held by their individual members? The most obvious answer involves deliberation. For two reasons, however, deliberating groups often fail to make good decisions. First, the statements and acts of some group members convey relevant information, and that information often leads other people not to disclose what they know. Second, social pressures, imposed by some group members, often lead other group members to silence themselves because of fear of disapproval and associated harms. The unfortunate results include the propagation of errors; hidden profiles; cascade effects; and group polarization. A variety of steps should be taken to ensure that deliberating groups obtain the information held by their members. Because of their ability to aggregate privately held information, information markets substantial advantages over group deliberation. These points bear on discussion of normative issues, in which deliberation might also fail to improve group thinking.
群体如何引出并汇总其个体成员所持有的信息?最明显的答案是深思熟虑。然而,由于两个原因,审议小组往往不能做出好的决定。首先,一些群体成员的言论和行为传达了相关信息,而这些信息往往会导致其他人不透露他们所知道的信息。第二,一些群体成员施加的社会压力常常导致其他群体成员因为害怕不被认同和相关伤害而保持沉默。不幸的结果包括错误的传播;隐藏的资料;级联效应;还有群体极化。应采取各种步骤,确保审议小组获得其成员所掌握的资料。由于信息市场能够汇集私人持有的信息,因此它比群体审议具有实质性的优势。这些观点适用于规范性问题的讨论,在这些讨论中,深思熟虑也可能无法改善群体思维。
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引用次数: 174
Remorse, Responsibility and Regulating Advocacy: Making Defendants Pay for the Sins of Their Lawyers 悔恨、责任与规范辩护:让被告为其律师的罪行付出代价
IF 2.4 2区 社会学 Q1 Social Sciences Pub Date : 2003-06-18 DOI: 10.2139/SSRN.416500
Margareth Etienne
The ethics laws have traditionally afforded criminal defense attorneys greater latitude than other lawyers in their use of aggressive strategies on behalf of their clients. Federal judges nonetheless attempt to regulate zealous, or what is perceived as overzealous, advocacy by criminal defense lawyers. They do so by using the "acceptance of responsibility" provision of the United States Sentencing Guidelines to impose harsher sentences on criminal defendants whose attorneys engage in aggressive forms of representation such as making factually or legally dubious arguments, seeking tactical delays, or misleading the court. Judges justify these higher sentences by equating a zealous defense with remorselessness. This interpretation of the sentencing laws chills zealous advocacy in a fashion that has escaped review by most courts and scholars. This Article explores this method of regulation and its troublesome implications for the defendants and the attorneys who represent them.
传统上,道德法律赋予刑事辩护律师比其他律师更大的自由,可以代表他们的客户使用激进的策略。尽管如此,联邦法官还是试图规范刑事辩护律师热心或被认为过于热心的辩护。他们利用《美国量刑准则》的“承担责任”条款,对律师采取咄咄逼人的辩护形式,例如提出事实或法律上可疑的论点、寻求战术拖延或误导法院的刑事被告施加更严厉的判决。法官将热心的辩护等同于冷酷无情,以此为这些较重的判决辩护。这种对量刑法的解释,以一种逃过大多数法院和学者审查的方式,使热心的主张降温。本文探讨了这种监管方法及其对被告和代表他们的律师的麻烦影响。
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引用次数: 7
期刊
New York University Law Review
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