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Provisional Precedent: Protecting Flexibility in Administrative Policymaking 临时先例:保护行政决策的灵活性
IF 2.4 2区 社会学 Q1 LAW Pub Date : 2002-12-20 DOI: 10.2139/SSRN.363120
K. Bamberger
Under the rule of strict stare decisis, when a court construes a statute before an agency does, the judicial interpretation becomes binding precedent, even when Congress has delegated primary interpretive authority to the agency. This Article argues that the Supreme Court's adherence to this strict rule of precedent for the interpretations of administrative statutes undermines the separation-of-powers justifications for agency administration and jeopardizes effective policymaking. It illustrates how the Supreme Court's decision in United States v. Mead, which limits the types of agency constructions that deserve judicial deference, dramatically increases the opportunities for courts to interpret statutes on their own. In response to the constitutional and normative disconnects caused by judges' enhanced ability to commandeer agency discretion, the Article proposes a model of provisional precedent as an alternative to strict stare decisis. This approach, based on the federalism model that governs federal court adjudication of state law issues, gives stare decisis effect to reasonable judicial constructions of regulatory statutes only until governing agencies make binding interpretations of their own.
根据严格判例原则,当法院在行政机关之前解释成文法时,即使国会已将主要解释权授予行政机关,司法解释也成为具有约束力的先例。本文认为,最高法院在解释行政法规时坚持这种严格的先例规则,破坏了机构行政的三权分立正当性,并危及有效的决策。它说明了最高法院在美国诉米德案(United States v. Mead)中的判决如何限制了值得司法尊重的机构解释类型,从而极大地增加了法院自行解释法规的机会。针对法官征用机构自由裁量权的能力增强所造成的宪法与规范脱节,本文提出了一种临时先例模式,作为严格判例的替代方案。这种方法基于联邦法院对州法律问题裁决的联邦制模式,只有在管理机构对自己的法律做出有约束力的解释之前,才会对监管法规的合理司法结构给予凝视决定效应。
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引用次数: 9
Voting Technology and Democracy 投票技术与民主
IF 2.4 2区 社会学 Q1 LAW Pub Date : 2002-09-26 DOI: 10.2139/SSRN.325382
P. Schwartz
Voting Technology and Democracy, 77 N.Y.U. L. Rev. 625 (2002), examines a phenomenon that I term the "voting-technology divide." The "divide" was caused by the deployment of election technology in November 2000 with better and worse levels of feedback to voters. Through an analysis of data from the contested Florida election of November 2000, this article demonstrates the critical importance of feedback in informing voters whether the technology they use to vote will validate their ballots according to their intent -- an advantage I find to have been distributed on unequal terms. In this article, I also examine the various judicial opinions in the litigation following the Florida election and argue that they differed most dramatically in their embrace of competing epistemologies of technology. Finally, I evaluate the ongoing efforts to reform the unequal distribution of voting technology in the United States. Some efforts at litigation and legislation have promise, but in many instances they are stalled, and in many others they exhibit shortcomings that would leave the "voting technology divide" in place for future elections.
《投票技术与民主》,77 N.Y.U. Rev. 625(2002),研究了一种我称之为“投票技术鸿沟”的现象。“分歧”是由2000年11月选举技术的部署造成的,对选民的反馈有好有坏。通过对2000年11月佛罗里达州有争议的选举数据的分析,本文展示了反馈在告知选民他们用于投票的技术是否会根据他们的意图使他们的选票生效方面的关键重要性——我发现这种优势是在不平等的条件下分配的。在本文中,我还研究了佛罗里达州选举后诉讼中的各种司法意见,并认为它们在接受相互竞争的技术认识论方面差异最大。最后,我评估了美国正在进行的改革投票技术不平等分配的努力。在诉讼和立法方面的一些努力有希望,但在许多情况下,它们停滞不前,在许多其他情况下,它们表现出的缺陷可能会在未来的选举中留下“投票技术鸿沟”。
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引用次数: 14
Givings, Takings, and the Fallacy of Forward-Looking Costs 给予、征收与前瞻性成本谬误
IF 2.4 2区 社会学 Q1 LAW Pub Date : 2001-01-22 DOI: 10.2139/SSRN.257322
J. Sidak, Daniel F. Spulber
Mr. Sidak and Professor Spulber extend here the analysis in Deregulatory Takings and Breach of the Regulatory Contract, published last year in this Review. They respond to comments and criticisms raised not only by Professors Baumol and Merrill, but also by Judge Williams and Professor Williamson in their Comments published last year. Sidak and Spulber begin by exploring the constitutional limitations on the government's ability to redefine the public purpose to which a regulated utility has dedicated its private property. Then, the authors examine whether the government has made givings that implicitly compensate the regulated firm for its diminution in value owing to the imposition of policies mandating network unbundling at regulated prices. Sidak and Spulber refine the limiting principles for the recovery of stranded costs that they articulated in their earlier article and show how those principles reconcile with the actual treatment of losses from deregulation in disparate industries. Next, they expose the economic fallacies in the notion of forward-looking costs as that term has been used by the Federal Communications Commission and state public utility commissions to set prices for mandatory network access under the Telecommunications Act of 1996. The authors analyze the Supreme Courts 1996 decision in United States v. Winstar Corp. and argue that the reasoning employed by seven Justices in that case comports not only with earlier decisions of the Court construing the regulatory contract with public utilities, but also with the contemporary economic analysis of why the regulatory contract is essential and efficient. Sidak and Spulber explain how transition bonds may solve the stranded cost conundrum in the telecommunications and electric power industries by permitting the securitization of stranded costs in a manner that restores investors' faith in the state's ability to make credible commitments. Finally, the authors examine the significance of the Eighth Circuit's 1997 decision in Iowa Utilities Board v. FCC for the debate over deregulatory takings and breach of the regulatory contract.
Sidak先生和Spulber教授在此扩展了去年发表在《评论》上的《解除管制性征收和违反管制性合同》一文中的分析。他们不仅回应了鲍莫尔教授和梅里尔教授的评论和批评,还回应了威廉姆斯法官和威廉姆森教授去年发表的评论。Sidak和Spulber首先探讨了宪法对政府重新定义公共目的的限制,即受监管的公用事业公司将其私有财产用于公共目的。然后,作者研究了政府是否做出了捐赠,暗中补偿了受监管公司的价值下降,这是由于强制执行以管制价格进行网络分拆的政策造成的。Sidak和Spulber完善了他们在早期文章中阐述的回收搁浅成本的限制原则,并展示了这些原则如何与不同行业放松管制造成的损失的实际处理相协调。其次,他们揭露了前瞻性成本概念中的经济谬误,因为该术语已被联邦通信委员会和州公用事业委员会用于根据1996年《电信法》为强制性网络接入设定价格。作者分析了1996年最高法院对美国诉Winstar公司案的判决,并认为该案中七位大法官所采用的推理不仅符合最高法院对与公用事业公司的监管合同的早期判决,而且也符合当代经济学对监管合同为何必不可少和有效的分析。Sidak和Spulber解释了过渡债券是如何解决电信和电力行业的搁浅成本难题的,它允许搁浅成本的证券化,从而恢复投资者对国家做出可信承诺能力的信心。最后,作者考察了1997年第八巡回法院在爱荷华州公用事业委员会诉联邦通信委员会案中关于解除管制征收和违反管制合同的辩论的决定的意义。
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引用次数: 13
Switching the Default Rule 切换默认规则
IF 2.4 2区 社会学 Q1 LAW Pub Date : 2001-01-01 DOI: 10.2139/SSRN.255993
C. Sunstein
There is a standard analysis of default rules in contract law, including those forms of contract law that fall under the label of employment law. But behavioral economics raises many complications. The default rule can create an endowment effect, making employees value certain rights more simply because they have been granted such rights in the first instance. Similarly, the default rule for savings plans, set by employers or law, seems to have a large effect on employee behavior. When the default rule affects preferences and behavior, conventional economic analysis seems indeterminate; either default rule can be efficient. In employment law, analysis of distributive consequences also suggests the difficulty of deciding which default rule to favor, because any switch in the rule is unlikely to have significant redistributive effects. Nonetheless, switching the default rule can, in certain circumstances, have desirable effects on workers' welfare. A central question is whether the stickiness of the default rule reflects a genuine change in values, or instead employee confusion or bargaining strategy.
合同法中的违约规则有一个标准的分析,包括那些属于雇佣法标签下的合同法形式。但是行为经济学提出了许多复杂的问题。默认规则可以产生一种禀赋效应,使员工更看重某些权利,因为他们在第一时间就被授予了这些权利。同样,雇主或法律设定的储蓄计划的默认规则似乎对员工的行为有很大影响。当默认规则影响偏好和行为时,传统的经济分析似乎是不确定的;任何一个默认规则都可以是有效的。在就业法中,对分配后果的分析也表明,很难决定支持哪条默认规则,因为规则的任何改变都不太可能产生重大的再分配效果。尽管如此,在某些情况下,改变默认规则可以对工人的福利产生理想的影响。一个核心问题是,默认规则的粘性是否反映了价值观的真正变化,还是员工的困惑或讨价还价策略。
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引用次数: 182
A Positive Theory of Chapter 11 第11章实证理论
IF 2.4 2区 社会学 Q1 LAW Pub Date : 1998-10-01 DOI: 10.2139/SSRN.137897
Kevin A. Kordana, E. Posner
This paper analyzes the voting rules of Chapter 11 using models from noncooperative game theory. Prior work has relied mainly on a model of bargaining between the debtor and a single creditor with perfect information. We expand on this work by considering two-party bargaining with imperfect information, and bargaining (with perfect and imperfect information) among a single debtor and multiple creditors. In addition, prior work has focused on explaining the role of the exclusivity period, the absolute priority rule, and the liquidation floor in Chapter 11 bargaining. We also consider the role of majoritarianism and supermajoritarianism, bicameralism, and classification, and the desirability of allowing creditors to purchase claims from each other.
本文利用非合作博弈论模型分析了第11章的投票规则。先前的工作主要依赖于债务人和拥有完全信息的单一债权人之间讨价还价的模型。我们通过考虑不完全信息下的双方讨价还价,以及单一债务人和多个债权人之间的讨价还价(具有完全和不完全信息)来扩展这项工作。此外,先前的工作侧重于解释第11章议价中独占期、绝对优先权规则和清算下限的作用。我们还考虑了多数主义和超多数主义、两院制和分类的作用,以及允许债权人相互购买债权的可取性。
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引用次数: 99
Against Constitutional Theory 反对宪法理论
IF 2.4 2区 社会学 Q1 LAW Pub Date : 1998-01-01 DOI: 10.4135/9781071800942.n30
R. Posner
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引用次数: 16
Deregulatory takings and breach of the regulatory contract 违规征收和违反监管合同
IF 2.4 2区 社会学 Q1 LAW Pub Date : 1996-10-01 DOI: 10.2139/SSRN.257311
J. Sidak, Daniel F. Spulber
Over the past century, as the regulatory state steadily expanded its reach, courts frequently addressed claims that regulatory actions amounted to an unconstitutional taking. Recently, however, legislation in the telecommunications and electric power industries have brought deregulatory concerns to the fore. In this landmark Article, Mr. Sidak and Professor Spulber present the first detailed analysis of the interaction between the Takings Clause, deregulation, network pricing, and contract law. In the typical case of regulated industries, firms and their investors agree to bear considerable incumbent burdens in exchange for a regulated rate of return. Sidak and Spulber first demonstrate that this arrangement represents a regulatory contract and find that recent deregulatory measures constitute breach. The authors then argue that, whether or not a regulatory contract in fact exists, recent mandatory unbundling in the electric power industry and open-access regulation in the telecommunications field effectuate a taking without just compensation. Finally, relying on concepts such as investment-backed expectations and the efficient component-pricing rule, the authors not only demonstrate that damages would be equivalent under either contract or takings theory, but also warn that governments could face enormous liability for their deregulatory measures.
在过去的一个世纪里,随着监管国家不断扩大其影响力,法院经常处理监管行为相当于违宪的主张。然而,最近电信和电力行业的立法已经把放松管制的问题提上了议事日程。在这篇具有里程碑意义的文章中,Sidak先生和Spulber教授首次详细分析了征收条款、放松管制、网络定价和合同法之间的相互作用。在受监管行业的典型案例中,公司及其投资者同意承担相当大的责任负担,以换取受监管的回报率。Sidak和Spulber首先证明了这种安排代表了一种监管契约,并发现最近的放松管制措施构成违约。然后,作者认为,无论监管合同是否存在,最近电力行业的强制分拆和电信领域的开放接入监管都是一种没有公正补偿的索取。最后,依靠投资支持预期和有效组件定价规则等概念,作者不仅证明了损害在合同理论或征收理论下是相等的,而且还警告说,政府可能因其放松管制措施而面临巨大的责任。
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引用次数: 59
What does it mean to be a "parent"? The claims of biology as the basis for parental rights. “为人父母”意味着什么?生物学作为父母权利基础的主张。
IF 2.4 2区 社会学 Q1 LAW Pub Date : 1991-05-01 DOI: 10.4324/9781315090085-3
J. Hill
Modern technology has wreaked havoc on conventional and legal notions of parenthood For example, the traditional legal presumption granting parental rights to a child's biological mother seems at least questionable when the biological mother differs from the intended mother. As a resul courts employing traditional constitutional and family law doctrines have not adequately sorted out the claims of biological, gestational, and intended parents In this Article Professor Hill argues that the claims of those who first intend to have a child should prevail over those who assert parental rights on the basis of a biological or gestational relation. Such a view, he argues, is consistent with existing case law on the constitutional rights to procreation and privacy and supported by moral theory and modern scientific evidence
现代技术已经对传统的和法律上的亲子关系概念造成了严重破坏。例如,当生母与受赠母亲不同时,赋予孩子生母亲权的传统法律推定似乎至少是有问题的。因此,采用传统宪法和家庭法理论的法院没有充分区分亲生父母、妊娠父母和受胎父母的主张。在这篇文章中,希尔教授认为,那些首先想要孩子的人的主张应该优先于那些基于亲生或妊娠关系主张父母权利的人。他认为,这种观点与现行的关于宪法规定的生育权和隐私权的判例法是一致的,并得到了道德理论和现代科学证据的支持
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引用次数: 93
The Dialectic of Rights and Politics: Perspectives from the Women’s Movement [1986] 权利与政治的辩证法:来自妇女运动的视角[1986]
IF 2.4 2区 社会学 Q1 LAW Pub Date : 1986-01-01 DOI: 10.4324/9780429500480-18
E. Schneider
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引用次数: 128
Privacy as an Aspect of Human Dignity : An Answer to Dean Prosser 隐私作为人类尊严的一个方面:对迪安·普罗塞的回答
IF 2.4 2区 社会学 Q1 LAW Pub Date : 1984-11-01 DOI: 10.1017/CBO9780511625138.007
E. Bloustein
Introduction Three-quarters of a century have passed since Warren and Brandeis published their germinal article, “The Right of Privacy.” In this period many hundreds of cases, ostensibly founded upon the right to privacy, have been decided, a number of statutes expressly embodying it have been enacted, and a sizeable scholarly literature has been devoted to it. Remarkably enough, however, there remains to this day considerable confusion concerning the nature of the interest which the right to privacy is designed to protect. The confusion is such that in 1956 a distinguished federal judge characterized the state of the law of privacy by likening it to a “haystack in a hurricane.” And, in 1960, the dean of tort scholars wrote a comprehensive article on the subject which, in effect, repudiates Warren and Brandeis by suggesting that privacy is not an independent value at all but rather a composite of the interests in reputation, emotional tranquility and intangible property. My purpose in this article is to propose a general theory of individual privacy which will reconcile the divergent strands of legal development—which will put the straws back into the haystack. The need for such a theory is pressing. In the first place, the disorder in the cases and commentary offends the primary canon of all science that a single general principle of explanation is to be preferred over a congeries of discrete rules.
自沃伦和布兰代斯发表他们的原创文章《隐私权》以来,四分之三个世纪已经过去了。在这一时期,数以百计表面上以隐私权为基础的案件得到了裁决,许多明确体现隐私权的法规被颁布,大量的学术文献被专门用于研究隐私权。然而,值得注意的是,对于隐私权旨在保护的利益的性质,至今仍存在相当大的困惑。1956年,一位杰出的联邦法官将隐私权法的现状比作“飓风中的草堆”,造成了这样的混乱。1960年,一群侵权学者撰写了一篇关于这一主题的综合文章,实际上否定了沃伦和布兰代斯的观点,认为隐私根本不是一种独立的价值,而是声誉、情感安宁和无形财产利益的综合体。我写这篇文章的目的是提出一种关于个人隐私的一般理论,它将调和法律发展的分歧——这将把稻草放回大海捞针。迫切需要这样一种理论。首先,案例和评注的杂乱无章违背了一切科学的基本准则,即应当采用单一的一般解释原则,而不是采用一堆互不相干的规则。
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引用次数: 281
期刊
New York University Law Review
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