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The implosion of the Dutch surveillance welfare state 荷兰监控福利国家的崩溃
IF 3.2 2区 社会学 Q2 DEVELOPMENT STUDIES Pub Date : 2024-01-07 DOI: 10.1111/spol.12998
Menno Fenger, Robin Simonse
From the 1990s onwards, fraud detection has become an increasingly important focus in the design and implementation of a variety of welfare schemes, including unemployment benefits, social assistance benefits, pensions, and personal care budgets. This culminated in the 2014 Fraud Act, which introduced a system of high sanction in all cases of benefit fraud, even if they were causes by administrative errors. In 2020 a parliamentary investigation committee concluded that the Dutch government had violated the foundational principles of the rule of law through the way suspected fraudsters with childcare allowances had been treated. This so-called Childcare allowances affair undermined the support for the harsh approach to fraud and led to a series of proposals to reform the Dutch ‘surveillance welfare state’. The Dutch Childcare allowances affair is an interesting case of a social policy crisis because its origins are not external events but lie in the regular implementation of policies that have been approved and supported rather widely by politicians, policymakers and street-level bureaucrats. In this article, we define and apply the concept ‘institutional implosion’ to analyse the Childcare allowances affair and its consequences. Moreover, we argue that the implosion in this affair follows from an extension of the target group from ‘non-deserving’ to ‘deserving’ citizens. Whereas the Fraud Act primarily was aimed towards recipients of unemployment, disability and social assistance benefits, a change in the system of childcare allowances extended the scope of the Fraud Act to an almost universal group of parents that use childcare facilities.
从 20 世纪 90 年代起,在设计和实施各种福利计划(包括失业救济金、社会援助福利金、养老金和个人护理预算)的过程中,欺诈侦查已成为一个日益重要的重点。这在 2014 年的《反欺诈法》中达到了顶峰,该法引入了对所有福利欺诈案件进行严厉制裁的制度,即使这些案件是由行政错误造成的。2020 年,一个议会调查委员会得出结论,荷兰政府对待儿童保育津贴欺诈嫌疑人的方式违反了法治的基本原则。这一所谓的 "育儿津贴事件 "削弱了人们对严厉打击欺诈行为的支持,并引发了一系列改革荷兰 "监督福利国家 "的提案。荷兰育儿津贴事件是一个有趣的社会政策危机案例,因为它的起源并非外部事件,而是政治家、决策者和基层官僚广泛认可和支持的政策的正常执行。在本文中,我们将定义并应用 "制度内爆 "这一概念来分析托儿津贴事件及其后果。此外,我们认为该事件的内爆源于目标群体从 "非应得 "公民扩展到 "应得 "公民。欺诈法》主要针对的是失业、残疾和社会救济金的领取者,而托儿津贴制度的改变则将《欺诈法》的适用范围扩大到了几乎所有使用托儿设施的父母群体。
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引用次数: 0
Does digital government hollow out the essence of street-level bureaucracy? A systematic literature review of how digital tools' foster curtailment, enablement and continuation of street-level decision-making 数字政府是否掏空了街道一级官僚机构的本质?关于数字工具如何促进削减、扶持和延续街道决策的系统性文献综述
IF 3.2 2区 社会学 Q2 DEVELOPMENT STUDIES Pub Date : 2024-01-03 DOI: 10.1111/spol.12991
Justine Marienfeldt
The growing use of digital tools in policy implementation has altered the work of street-level bureaucrats who are granted substantial discretionary power in decision-making. Digital tools can constrain discretionary power, like the curtailment thesis proposed, or serve as action resources, like the enablement thesis suggested. This article assesses empirical evidence of the impact of digital tools on street-level work and decision-making in service-oriented and regulation-oriented organisations based on a systematic literature review and thematic qualitative content analysis of 36 empirical studies published until 2021. The findings demonstrate different effects with regard to the role of digital tools and the core tasks of the public administration, depending on political and managerial goals and consequent system design. Leading or decisive digital tools mostly curtail discretion, especially in service-oriented organisations. In contrast, an enhanced information base or recommendations for actions enable decision-making, in particular in regulation-oriented organisations. By showing how street-level bureaucrats actively try to resist the curtailing effects caused by rigid design to address individual circumstances, for instance by establishing ways of coping like rule bending or rule breaking, using personal resources or prioritising among clients, this study demonstrates the importance of the continuation thesis and the persistently crucial role of human judgement in policy implementation.
数字工具在政策执行中的使用日益增多,改变了在决策中被赋予大量自由裁量权的基层官僚的工作。数字工具可以限制自由裁量权,就像 "限制论 "提出的那样;也可以作为行动资源,就像 "赋能论 "提出的那样。本文基于对 2021 年之前发表的 36 篇实证研究进行的系统性文献回顾和主题性定性内容分析,评估了数字工具对服务型和监管型组织中街道工作和决策的影响的实证证据。研究结果表明,数字工具的作用和公共行政的核心任务会产生不同的影响,这取决于政治和管理目标以及随之而来的系统设计。领先或决定性的数字化工具大多会削弱自由裁量权,尤其是在服务型组织中。相反,强化的信息库或行动建议则有助于决策,尤其是在以监管为导向的组织中。本研究通过展示基层官僚如何积极尝试抵制僵化设计所带来的限制效应,以应对个别情况,例如通过建立应对方式,如规则弯曲或规则破坏、利用个人资源或在客户中确定优先次序,证明了延续论的重要性以及人类判断力在政策实施中的持续关键作用。
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引用次数: 0
Excluded workers and exempted employers: A qualitative study on domestic workers' access to social protection in the Netherlands 被排除在外的工人和被豁免的雇主:荷兰家庭佣工获得社会保护的定性研究
IF 3.2 2区 社会学 Q2 DEVELOPMENT STUDIES Pub Date : 2024-01-03 DOI: 10.1111/spol.12989
David de Kort, Sonja Bekker
In the Netherlands, many part-time domestic workers fall within the scope of a particular type of labour law, that gives them fewer social protection rights and that renders private actors (households and workers) responsible for exercising those rights. Over the years, this policy has been criticised for institutionalising the differential treatment of domestic workers, which goes against ideas propagated in international initiatives, like the European Pillar of Social Rights. This contribution explores Dutch domestic workers' access to social protection in greater detail. Drawing on semi-structured interviews with 30 domestic workers, we show that the actual access to social protection greatly varies over different workers and over different employment relationships of individual workers, but generally falls below par. Our findings indicate that this is partly due to the fact that the Dutch policy option underestimates domestic workers' wariness of placing demands on the households they work for, which raises questions over the desirability of non-mediated employment relationships in the sector. We conclude with a brief discussion and suggestions for future policy directions.
在荷兰,许多兼职家庭佣工属于一种特殊类型的劳动法范畴,这种劳动法赋予他们较少的社会保护权利,并要求私人行为者(家庭和工人)负责行使这些权利。多年来,这项政策一直受到批评,因为它将家庭佣工的差别待遇制度化,违背了《欧洲社会权利支柱》等国际倡议所宣传的理念。本文将更详细地探讨荷兰家庭佣工获得社会保护的情况。通过对 30 名家庭佣工进行半结构式访谈,我们发现,不同工人和不同雇佣关系的工人实际获得的社会保护差别很大,但普遍低于标准。我们的研究结果表明,造成这种情况的部分原因是荷兰的政策方案低估了家庭佣工对向其工作的家庭提出要求的戒备心理,这就提出了该行业非中介雇佣关系是否可取的问题。最后,我们对未来的政策方向进行了简要讨论并提出了建议。
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引用次数: 0
Digital labour platforms and social dialogue at EU level: How new players redefine actors and their roles and what this means for collective bargaining 欧盟层面的数字劳动平台和社会对话:新参与者如何重新定义参与者及其角色,以及这对集体谈判意味着什么
IF 3.2 2区 社会学 Q2 DEVELOPMENT STUDIES Pub Date : 2024-01-03 DOI: 10.1111/spol.13000
Agnieszka Piasna
Digital labour platforms transform work and employment relations in many ways. Crucially, they renounce the role of the employer, leading to a redefinition of traditional categories of actors and their roles in social policy and dialogue. Using the example of the EU proposal for a directive on improving working conditions in platform work, this article examines how this redefinition is materialising in practice among social partners in order to understand its implications for the future of social dialogue and legislation. While previous research focused on the status of workers, this study takes a complementary view by considering the employer side as a key counterpart in a functioning employment relationship. The actor-approach is used to analyse the views and positions of EU social partners and how their prerogatives are affected by the blurring of the role of the employer and the redefinition of traditional categories of actors in social policy.
数字劳动平台在许多方面改变了工作和就业关系。最重要的是,它们放弃了雇主的角色,导致重新定义传统的行为者类别及其在社会政策和对话中的角色。本文以欧盟关于改善平台工作条件的指令提案为例,探讨了这种重新定义是如何在社会合作伙伴之间具体化的,以了解其对未来社会对话和立法的影响。以往的研究侧重于工人的地位,而本研究则从补充的角度出发,将雇主一方视为正常雇佣关系中的一个重要对应方。本研究采用行为者方法分析欧盟社会合作伙伴的观点和立场,以及雇主角色的模糊化和社会政策中传统行为者类别的重新定义如何影响他们的特权。
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引用次数: 0
Classifying participatory methods in social care regulation 对社会护理监管中的参与式方法进行分类
IF 3.2 2区 社会学 Q2 DEVELOPMENT STUDIES Pub Date : 2024-01-01 DOI: 10.1111/spol.12995
Hilla Dolev, Avishai Benish
This article examines the regulation–participation nexus in social care services. Participatory forms of social care regulation have been expanding over the past 20 years, but the literature on this trend remains scarce. To fill this gap, we developed an analytical framework for classifying participatory regulation methods. This framework is based on two axes, one drawn from the literature on regulation (the regulatory tasks), and the other from the literature on service user participation (the levels of participation). Using this framework and combining a systematic review of the literature with a case study of the Care Quality Commission in England, we identified and classified 12 participatory methods in three main regulatory tasks (monitoring, standard setting and enforcement). Our classification shows most of the participatory methods are concentrated in monitoring tasks, less in standard setting and least of all in regulatory enforcement. It also highlights the uniqueness of the goals and logics of participation in the regulatory context and the tendency towards the instrumental aspect of information gathering rather than the political aspect of participation. The article concludes by explaining our findings and suggesting future directions in developing the research agenda on the regulatory-participation nexus.
本文探讨了社会护理服务中监管与参与之间的关系。在过去的 20 年中,参与式社会护理监管的形式不断扩大,但有关这一趋势的文献仍然很少。为了填补这一空白,我们开发了一个分析框架,用于对参与式监管方法进行分类。该框架基于两个轴心,一个来自有关监管的文献(监管任务),另一个来自有关服务用户参与的文献(参与程度)。利用这一框架,并结合对文献的系统回顾和对英国护理质量委员会的案例研究,我们确定了三大监管任务(监督、标准制定和执行)中的 12 种参与式方法,并对其进行了分类。我们的分类表明,大多数参与式方法都集中在监督任务中,较少集中在标准制定中,最少集中在监管执行中。文章还强调了参与监管的目标和逻辑的独特性,以及信息收集的工具性而非参与的政治性倾向。文章最后解释了我们的研究结果,并提出了制定监管与参与关系研究议程的未来方向。
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引用次数: 0
“You didn't ask, so you don't know”: Information and administrative burden in social benefit claims "你不问,所以你不知道":社会福利申请中的信息和行政负担
IF 3.2 2区 社会学 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-28 DOI: 10.1111/spol.12992
Noam Tarshish, Roni Holler
Encounters with welfare state bureaucracy are often burdensome and might even result in administrative exclusion and non-take up. With the growing scholarly interest in administrative burden experiences, a particular focus has been on learning costs, with evidence suggesting that difficulty obtaining reliable and useful information is one of their most fundamental aspects. We still lack a systematic conceptualization of bureaucratic information and its various dimensions. In this non-representative exploratory study, we draw on interviews with 15 Israeli social benefit claimants to delve deeper into the nature of the information required in encounters with welfare state bureaucracy. Using thematic analysis, we identify five dimensions of such information: primary information on the existence of the benefit, as opposed to secondary procedural information on the claiming process; universal, wide-ranging available information, in contrast to personalized information; one- versus two-directional information transfer; covert, informal and dynamic, as opposed to overt, publicly available information; and finally, online versus offline information. We suggest that this exploratory conceptual framework can serve as a starting point for future studies to develop deeper understanding of the information citizens need in their encounters with welfare state bureaucracy.
与福利国家官僚机构的接触往往是一种负担,甚至可能导致行政排斥和不接受。有证据表明,难以获得可靠和有用的信息是其最根本的方面之一。我们仍然缺乏对官僚信息及其各个层面的系统概念。在这项非代表性的探索性研究中,我们通过对 15 名以色列社会福利申领者的访谈,深入探究他们在与福利国家官僚机构接触时所需要的信息的性质。通过主题分析,我们确定了此类信息的五个维度:关于福利存在的主要信息,而不是关于申请过程的次要程序性信息;普遍的、广泛的可用信息,而不是个性化信息;单向的信息传递,而不是双向的信息传递;隐蔽的、非正式的、动态的信息,而不是公开的、公众可用的信息;最后,在线信息,而不是离线信息。我们认为,这一探索性的概念框架可以作为今后研究的起点,以便更深入地了解公民在与福利国家官僚机构接触时所需要的信息。
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引用次数: 0
The end of welfare states as we know them? A multidimensional perspective 我们所知的福利国家的终结?多维视角
IF 3.2 2区 社会学 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-20 DOI: 10.1111/spol.12990
Jakub Sowula, Franziska Gehrig, Lyle A. Scruggs, Martin Seeleib-Kaiser, Gabriela Ramalho Tafoya
This article highlights the limitations of unidimensional analyses in the comparative welfare state literature and emphasises the need for a more holistic, multidimensional approach incorporating social spending, welfare state outputs and outcomes. To illustrate the utility of a multidimensional approach, we examine the long-term welfare state trajectories of Sweden and Germany, prototypical social-democratic and conservative welfare states, respectively, and compare them against the baseline of Europe's prototypical liberal welfare state, the United Kingdom. The social spending (expenditure) and output (generosity) allowed us to identify significant changes in the Swedish welfare state (i.e., retrenchment). The outcome dimension alerts us to a policy drift in the German Welfare State, as relatively stable public spending and welfare generosity until the first half of the 2000s were nonetheless associated with sharply increased inequality and poverty. Overall, our findings suggest that a holistic, multidimensional approach is necessary to fully understand the complexities of welfare state change and continuity, as focusing solely on one dimension can lead to analytical misjudgments. The sharp rise in inequality and poverty across countries raises doubts about whether policymakers and researchers rely too much on outdated assumptions of normality that fail to meet the welfare state realities of today.
本文强调了福利国家比较文献中单维分析的局限性,并强调需要一种包含社会支出、福利国家产出和结果的更全面的多维方法。为了说明多维方法的实用性,我们分别考察了瑞典和德国(社会民主主义和保守主义福利国家的原型)的长期福利国家轨迹,并将其与欧洲自由主义福利国家的原型--英国的基线进行比较。社会开支(支出)和产出(慷慨程度)使我们能够识别瑞典福利国家的重大变化(即缩减)。结果维度提醒我们注意德国福利国家的政策偏移,因为直到 2000 年代前半期,相对稳定的公共支出和福利慷慨程度与急剧增加的不平等和贫困相关联。总之,我们的研究结果表明,要充分理解福利国家变迁和延续的复杂性,就必须采用全面、多维的方法,因为只关注一个维度可能会导致分析上的误判。各国不平等和贫困现象的急剧增加让人怀疑政策制定者和研究人员是否过于依赖过时的常态假设,而这些假设并不符合当今福利国家的现实。
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引用次数: 0
Control pliers in principal-agent relations: An investigation of hardship commissions in the German asylum administration 委托代理关系中的控制钳:对德国庇护管理机构艰苦条件委员会的调查
IF 3.2 2区 社会学 Q2 DEVELOPMENT STUDIES Pub Date : 2023-12-13 DOI: 10.1111/spol.12988
Ina Radtke, Markus Seyfried
There is a remarkable gap in research regarding principal-centred analyses of control means towards—in a formal sense—rather weak independent administrative actors as agents. Therefore, the paper develops a theoretical notion to link means of ex ante and ex post control and applies it to the (re-)actions of ministries vis à vis hardship commissions in the German Länder by asking: How does the super-ordinated ministry (principal) try to control the hardship commission (agent) and with what effect? The theoretical framework is based on principal-agent theory and argues that the respective relationship is best understood by a notion of control pliers which interlinks the principal's preferences, its means of ex ante and ex post control and the agent's output. We hereby draw on partisan and organization theory. The overall research design of the paper is confirmatory and the focus on the federal states allows to control most of the external variance. We use descriptive statistics and structural equation modelling for path analysis to investigate the ex ante and ex post elements of the control pliers. Our empirical analysis is based on the output of 12 hardship commissions for the period of 2005–2017. Our results show that ex post control seems to matter more than ex ante control, but also that the effects of both may be characterized as interdependent. Furthermore, we show that partisan influence seems to matter more than organizational factors considering the output of the agent but that most can be won by combining the two approaches.
在以委托人为中心的控制手段分析研究中,有一个显著的差距——在正式意义上——相当弱的独立行政行为者作为代理人。因此,本文提出了一种将事前和事后控制手段联系起来的理论概念,并将其应用于德国Länder政府部门对困难委员会的(再)行为:上级部门(委托人)如何试图控制困难委员会(代理人),其效果如何?理论框架基于委托-代理理论,并认为通过控制钳子的概念可以最好地理解各自的关系,控制钳子将委托人的偏好、事前和事后控制的手段以及代理人的产出联系起来。我们在此借用党派和组织理论。本文的整体研究设计是验证性的,重点放在联邦国家允许控制大部分外部方差。我们使用描述性统计和结构方程模型进行路径分析,以调查控制钳的事前和事后元素。我们的实证分析基于2005-2017年期间12个困难委员会的产出。我们的研究结果表明,事后控制似乎比事前控制更重要,但两者的影响可能是相互依存的。此外,我们表明,考虑到代理人的产出,党派影响似乎比组织因素更重要,但大多数可以通过结合这两种方法来赢得。
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引用次数: 0
How do right-wing populist majoritarian governments redistribute? Evidence from Poland, 2005–2019 右翼民粹主义多数政府如何进行再分配?来自波兰的证据,2005-2019年
IF 3.2 2区 社会学 Q2 DEVELOPMENT STUDIES Pub Date : 2023-11-29 DOI: 10.1111/spol.12984
Leszek Morawski, Michal Brzezinski
There is scarce evidence regarding redistribution policies implemented by right‐wing populist parties forming majority governments. We contribute to this literature by measuring the effects of sweeping reforms of the tax and benefit system carried out by the populist party PiS governing Poland since 2015. The reforms included a generous, unconditional, and universal child benefit. Using micro‐simulation‐based decompositions of relative poverty, we separate poverty changes due to the populists' policies (policy effects) from observed poverty changes. We found that populists' reforms from 2015 to 2019 had large poverty‐reducing effects: total poverty was brought down by more than 2 percentage points, while child poverty by about 6.5 points. However, the policy effects account ‘only’ for about half of overall poverty declines over this period. On the other hand, they are much bigger than those obtained previously by a coalition of mainstream parties (2007–2011) or a coalition of populist ones (2005–2007). Since 2015, the populists' reforms targeted social groups that were neglected or inadequately addressed by anti‐poverty policies by past governments. Our results suggest that, at least in conservative and ethnically homogeneous societies, right‐wing populist majoritarian governments are capable of carrying out large‐scale redistribution projects that lead to sizeable poverty reductions and include non‐chauvinist, universal cash transfers.
关于右翼民粹主义政党组成多数政府实施再分配政策的证据很少。我们通过衡量自2015年以来执政波兰的民粹主义政党PiS对税收和福利制度进行全面改革的影响,为这一文献做出贡献。改革包括一项慷慨的、无条件的、普遍的儿童福利。利用基于微观模拟的相对贫困分解,我们将民粹主义者的政策(政策效应)导致的贫困变化与观察到的贫困变化分开。我们发现,从2015年到2019年,民粹主义者的改革产生了巨大的减贫效果:总贫困率下降了2个百分点以上,儿童贫困率下降了约6.5个百分点。然而,在此期间,政策影响“仅”占到总体贫困下降的一半左右。另一方面,它们比之前主流政党联盟(2007-2011)或民粹主义政党联盟(2005-2007)获得的选票要大得多。自2015年以来,民粹主义者的改革瞄准了过去政府在反贫困政策中被忽视或没有充分解决的社会群体。我们的研究结果表明,至少在保守和种族同质的社会中,右翼民粹主义多数政府有能力实施大规模的再分配项目,从而大幅减少贫困,并包括非沙文主义的普遍现金转移。
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引用次数: 0
Does the unemployment trap still exist? The case of the Italian minimum income scheme 失业陷阱还存在吗?以意大利最低收入计划为例
IF 3.2 2区 社会学 Q2 DEVELOPMENT STUDIES Pub Date : 2023-11-27 DOI: 10.1111/spol.12987
Gianluca Busilacchi, Alessandro Fabbri
The question of whether welfare benefits imprison recipients in unemployment traps has been at the centre of academic and political debates in recent decades. Empirical evidence at the micro level supports the existence of work disincentive effects of welfare benefits, although of a small magnitude. However, the question of whether this translates into lower aggregate employment remains unsettled. This study innovates the existing literature by providing an estimation of the impact of the monetary component of the Italian minimum income scheme (MIS) on the employment rate. Isolating this impact from the spurious pro-work effects of the Active Labour Market Policies embedded in every contemporary MIS is possible because in the Italian case, in the first quarters of implementation of the policy, the activation side was not operating. We adopt a difference-in-differences method and find that the impact of the monetary component of the Italian MIS on the employment rate is not statistically significant. The finding is robust to different treatment definitions, different specification models and weighted and unweighted econometric analysis. We then carry out a heterogeneous analysis and find that the impact, despite being indistinguishable from zero on average, is significant and negative for provinces with weak labour demand.
近几十年来,福利是否将受助人禁锢在失业陷阱中,一直是学术界和政界辩论的中心问题。微观层面的经验证据支持福利福利的工作抑制效应的存在,尽管幅度很小。然而,这是否会转化为更低的总就业的问题仍未解决。本研究通过提供意大利最低收入计划(MIS)对就业率的货币组成部分的影响的估计,创新了现有的文献。将这种影响与嵌入每个当代管理信息系统的积极劳动力市场政策的虚假亲工作效应隔离开来是可能的,因为在意大利的情况下,在政策实施的第一季度,激活方面没有运作。我们采用差异中的差异方法,发现意大利MIS的货币成分对就业率的影响在统计上并不显著。这一发现对于不同的处理定义、不同的规范模型以及加权和非加权计量经济分析都是稳健的。然后,我们进行了异质性分析,发现尽管平均影响与零难以区分,但对于劳动力需求疲软的省份,影响是显著的和负的。
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引用次数: 0
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