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A stochastic programming approach for the operational fleet composition problem 作战舰队组成问题的随机规划方法
IF 3.1 4区 管理学 Q2 MANAGEMENT Pub Date : 2025-03-24 DOI: 10.1111/itor.70006
Ramon F. Fachini, Luis Henrique Bicalho, Vitor A.A. Souza, Daniel Negrotto

This paper introduces the operational fleet composition problem with stochastic demands (OFCP-SD), which is commonly faced by e-commerce companies in the context of short-term capacity planning for freight transportation. We propose a two-stage stochastic programming formulation, in which the planned fleet size and mix decisions constitute the first stage, while recourse actions are taken in the second stage to hire extra vehicles or to make vehicle cancellations according to the observed demands. Hiring extra vehicles incurs additional costs, while vehicle cancellations involve financial restitutions. The objective is to minimize the fleet overall cost, which comprises the first-stage planned cost as well as the expected cost or restitution stemming from the fleet adjustments made in the second stage. A scenario generation procedure is devised, and a variable-fixing matheuristic is suggested for the OFCP-SD. A case study conducted within the Brazilian middle-mile operation of the leading e-commerce company in Latin America shows the advantages of explicitly modeling the stochastic demands and underlines the benefits of the proposed approach for the business. Compared to a simplified deterministic approach, the use of the OFCP-SD demonstrated a yearly potential cost avoidance of more than USD 2.5 million as well as an annual reduction of more than 20 thousand pallets transported by means of extra vehicles.

本文介绍了电子商务公司在货物运输短期运力规划中经常面临的随机需求的运力组成问题(OFCP-SD)。本文提出了一种两阶段随机规划公式,其中第一阶段是计划车队规模和混合决策,第二阶段是根据观察到的需求采取增租车辆或取消车辆的追索性行动。租用额外的车辆会产生额外的费用,而取消车辆则涉及财务赔偿。目标是尽量减少船队的总成本,其中包括第一阶段的计划成本以及第二阶段船队调整所产生的预期成本或恢复成本。设计了一个场景生成程序,并提出了OFCP-SD的变量固定数学方法。在拉丁美洲领先的电子商务公司的巴西中间里程操作中进行的案例研究显示了明确建模随机需求的优势,并强调了所建议的方法对业务的好处。与简化的确定性方法相比,OFCP-SD的使用表明,每年可节省超过250万美元的潜在成本,同时每年可减少2万多个托盘的额外运输。
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引用次数: 0
An environmental, social, and governance (ESG) model for multiple criteria analysis of investments 用于投资的多标准分析的环境、社会和治理(ESG)模型
IF 2.9 4区 管理学 Q2 MANAGEMENT Pub Date : 2025-03-22 DOI: 10.1111/itor.70026
Antonio Lombardi Netto, Valerio A. P. Salomon, Miguel A. Ortiz-Barrios

The selection of investment alternatives is a decision problem mostly solved by considering three criteria: liquidity, return, and risk. This article proposes a wider investment analysis, considering environmental and social criteria. Therefore, environmental, social, and governance (ESG) principles are considered in investments' multiple criteria decision analysis (MCDA). There are several MCDA methods, so choosing a method is a prior problem in decision-making. In this article, the problem of selecting investment alternatives is divided into sorting and ranking alternatives. The Multi-Attribute Utility Theory (MAUT) was applied for sorting, and the Analytic Hierarchy Process (AHP) was applied for ranking. Identifying these two methods as effective for the problem in question is an initial contribution of this work. The article also presents an ESG multicriteria hierarchical model for analyzing investment alternatives. Finally, the model is tested by analyzing five cooperative companies producing walnuts in the Brazilian Amazon. With the MAUT application, three companies were considered attractive for investment, while the other two were considered unattractive. With the AHP, the three attractive alternatives were ranked from best to worst for investment. Although ESG and MCDA are two fertile research fields, no document was found in the literature review combining ESG and MCDA in investment analysis. This literature gap raises a practical question: When something has not been applied, how can it be applied first? This is the main question answered by this article.

投资方案的选择是一个决策问题,主要考虑三个标准:流动性、回报和风险。本文提出了一个更广泛的投资分析,考虑到环境和社会标准。因此,在投资的多标准决策分析(MCDA)中考虑了环境、社会和治理(ESG)原则。MCDA方法有很多种,因此选择一种方法是决策中的首要问题。在本文中,选择投资方案的问题分为排序和排序方案。采用多属性效用理论(MAUT)进行排序,采用层次分析法(AHP)进行排序。确定这两种方法对所讨论的问题有效是本工作的初步贡献。本文还提出了一个ESG多标准层次模型来分析投资选择。最后,通过分析巴西亚马逊地区五家合作生产核桃的公司,对模型进行了检验。在MAUT申请中,有三家公司被认为具有投资吸引力,而另外两家公司被认为没有吸引力。在AHP中,三种有吸引力的投资选择从最佳到最差排序。虽然ESG和MCDA是两个肥沃的研究领域,但在文献综述中没有发现ESG和MCDA在投资分析中的结合。这种文献差距提出了一个实际问题:当某些东西尚未应用时,如何首先应用它?这是本文要回答的主要问题。
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引用次数: 0
Contractors allocation for public building maintenance: a sustainable approach aligned with SDGs using AHP-TOPSIS and bi-objective optimization 公共建筑维护的承包商分配:使用AHP-TOPSIS和双目标优化的符合可持续发展目标的可持续方法
IF 2.9 4区 管理学 Q2 MANAGEMENT Pub Date : 2025-03-22 DOI: 10.1111/itor.70022
Malek Masmoudi, Mohamed Alshamsi, Sujan Piya, Srikant Gupta

The facility management (FM) unit of an organization struggles with the sustainable selection of contractors for the maintenance of critical facilities. This paper aimed to optimally allocate maintenance contractors to public buildings by incorporating cost and other criteria into a matching objective that ensures sustainability. Sustainability criteria related to contractors and buildings were identified through an extensive literature review and expert opinion. These criteria were analyzed using integrated AHP and TOPSIS techniques, and the result was then utilized as input for a bi-objective optimization model designed for contractor allocation to mechanical, electrical, and plumbing and Fire assets. The optimization model reduces costs, increases matching between buildings and contractors, and respects FM strategy to limit the number of contractors. The quality of the solutions obtained and their contribution to achieving the United Nations Sustainable Development Goals (SDGs) is discussed. A case study is presented based on real data from the FM department responsible for maintaining 146 governmental buildings in the United Arab Emirates. The results show that the proposed approach outperforms the current solution, potentially reducing the number of contractors to three, reducing maintenance costs by 23.01%, and significantly improving sustainability by 50.02%. The study demonstrates the practical application of integrating SDGs into FM operations, contributing to achieving global sustainability targets. To show the robustness of the proposed approach, the sensitivity analyses of AHP weights on the ranking of contractors and buildings, as well as the sensitivity analysis of the number of buildings and contractors on the efficiency of the optimization model, have been conducted.

一个组织的设施管理(FM)单位与可持续选择承包商维护关键设施的斗争。本文旨在通过将成本和其他标准纳入确保可持续性的匹配目标,以优化分配公共建筑的维修承包商。通过广泛的文献回顾和专家意见,确定了与承包商和建筑物相关的可持续性标准。使用综合AHP和TOPSIS技术对这些标准进行分析,然后将结果作为双目标优化模型的输入,用于承包商分配机械、电气、管道和消防资产。优化模型降低了成本,增加了建筑与承包商之间的匹配,并遵循FM策略限制了承包商的数量。讨论了所获得的解决方案的质量及其对实现联合国可持续发展目标(sdg)的贡献。本文基于负责维护阿联酋146座政府建筑的FM部门的真实数据进行了案例研究。结果表明,提出的方法优于当前的解决方案,可能将承包商数量减少到3个,将维护成本降低23.01%,并显着提高可持续性50.02%。该研究展示了将可持续发展目标纳入FM运营的实际应用,有助于实现全球可持续发展目标。为了证明该方法的鲁棒性,进行了AHP权重对承包商和建筑排名的敏感性分析,以及建筑数量和承包商数量对优化模型效率的敏感性分析。
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引用次数: 0
A cross-country analysis and comparison of the technical efficiency of higher education systems 高等教育系统技术效率的跨国分析与比较
IF 3.1 4区 管理学 Q2 MANAGEMENT Pub Date : 2025-03-12 DOI: 10.1111/itor.70013
Julio del Corral, Eva M. de la Torre, Daniel Solís, María Moraga-Fernández

The study of the performance of primary and secondary educational institutions has gained popularity in recent years, but cross-country evaluations of higher education (HE) systems remain rare. This study aims to fill this gap by assessing the technical efficiency (TE) of 87 national HE systems using stochastic production frontier models. The empirical model considers, for each country, the number of universities in the 2023 SCImago Institutions Ranking (SIR) by knowledge areas as the dependent variable, and GDP, R&D expenditures, and national English proficiency as explanatory variables. To offer a comprehensive analysis, the model is applied across all SIR ranking levels. Results show that Western countries generally lead in TE, but three performance profiles emerge: countries that concentrate their resources on a few HE institutions (efficient at the top SIR levels), others with homogeneous HE institutions (high TE across all levels), and low-performance HE systems. Policy implications are discussed.

近年来,对中小学教育机构绩效的研究越来越受欢迎,但对高等教育(HE)系统的跨国评估仍然很少。本研究旨在利用随机生产前沿模型对87个国家级高等教育系统的技术效率(TE)进行评估,以填补这一空白。实证模型将每个国家的2023年SCImago机构排名(SIR)中按知识领域划分的大学数量作为因变量,GDP、研发支出和国民英语水平作为解释变量。为了提供全面的分析,该模型应用于所有SIR排名级别。结果表明,西方国家通常在高等教育方面处于领先地位,但出现了三种绩效概况:将资源集中在少数高等教育机构(最高SIR水平有效),其他高等教育机构同质(所有级别的高等教育都高)和低绩效高等教育系统的国家。讨论了政策影响。
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引用次数: 0
Optimizing the assignment decisions in the refugee resettlement process 优化难民安置过程中的分配决策
IF 2.9 4区 管理学 Q2 MANAGEMENT Pub Date : 2025-03-12 DOI: 10.1111/itor.70017
Jesica de Armas, Valérie Bélanger, Gilbert Laporte, Marie-Ève Rancourt

The number of asylum applications in the European Union has significantly increased in recent years, highlighting the need for effective decision-making in the resettlement process. This research focuses on the refugee status and the resettlement process that transfers refugees from an asylum country to a receiving country. Integration plays a crucial role in the success of resettlement, benefiting both refugees and receiving countries. The priorities of receiving countries and the preferences of refugees also influence the assignment process. However, no comprehensive optimization framework exists that combines these dimensions for decision support. This study proposes a decision-making system that incorporates integration potential, receiving countries' priorities, and refugees' preferences, considering quotas, and analyzing different scenarios. The system aims to aid organizations in making informed decisions and could be integrated into existing information systems. The research contributes to addressing the complex challenges of refugee resettlement and has potential societal impact.

近年来,欧洲联盟的庇护申请数量显著增加,突出表明需要在重新安置过程中作出有效的决策。本研究的重点是难民的地位和安置过程,将难民从庇护国转移到接收国。融入社会对重新安置的成功起着至关重要的作用,对难民和接受国都有利。接收国的优先事项和难民的偏好也影响到分配进程。然而,目前还没有一个综合的优化框架将这些维度结合起来用于决策支持。本研究提出了一个决策系统,该系统综合了融合潜力、接收国的优先事项和难民偏好,考虑了配额,并分析了不同的情景。该系统旨在帮助各组织作出明智的决定,并可纳入现有的信息系统。这项研究有助于解决难民重新安置的复杂挑战,并具有潜在的社会影响。
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引用次数: 0
Integration of e-commerce traffic supply chain and product supply chain in the era of digital economy 数字经济时代电子商务流量供应链与产品供应链的融合
IF 2.9 4区 管理学 Q2 MANAGEMENT Pub Date : 2025-03-11 DOI: 10.1111/itor.70016
Peng Zhang, Shilong Bian, Yong He

Considering that an online retail platform system exists not only a product supply chain (manufacturer and e-tailer) but also a traffic supply chain (platform and e-tailer) in the era of the digital economy, this paper mainly aims to answer the following question: How to integrate a platform system under considering these two heterogeneous supply chains? To this end, we analyze the decisions of the platform system under the decentralized decision (DD model), the integrated traffic supply chain (TF model), the integrated product supply chain (TP model), and the centralized decision (CD model). By comparing the decisions, we explore how to integrate the platform system under the TF model, the TP model, and the DD model. Our main findings include the following. First, eliminating the double marginalization of the product (or traffic) supply chain will lead to an increase in the double marginalization of the traffic (or product) supply chain. Second, integrating product or traffic supply chains separately can improve the platform system's profit, but the trade-off of double marginalization will reduce the increase of the platform system's profit. Even if the traffic supply chain is integrated separately, the profit of the traffic supply chain will decrease. Third, we design a revenue-sharing (RS) contract, a quantity discount (QD) contract, and a combination QD-RS contract under the TP model, the TF model, and the DD model, respectively, to achieve the platform system integration.

考虑到在数字经济时代,在线零售平台系统不仅存在产品供应链(制造商和电子零售商),也存在流量供应链(平台和电子零售商),本文主要旨在回答以下问题:在考虑这两条异构供应链的情况下,如何整合平台系统?为此,我们分析了平台系统在分散决策(DD模型)、综合交通供应链(TF模型)、综合产品供应链(TP模型)和集中决策(CD模型)下的决策。通过对决策的比较,探讨了如何在TF模型、TP模型和DD模型下对平台系统进行集成。我们的主要发现包括以下几点。首先,消除产品(或流量)供应链的双重边缘化将导致流量(或产品)供应链的双重边缘化增加。第二,分别整合产品供应链或流量供应链可以提高平台系统的利润,但双重边缘化的权衡会降低平台系统利润的增长。即使对交通供应链进行单独整合,交通供应链的利润也会下降。第三,分别在TP模型、TF模型和DD模型下设计收益共享(RS)合同、数量折扣(QD)合同和组合QD-RS合同,实现平台系统集成。
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引用次数: 0
Workload equity in multiperiod vehicle routing problems 多周期车辆路径问题中的工作量均衡
IF 2.9 4区 管理学 Q2 MANAGEMENT Pub Date : 2025-03-11 DOI: 10.1111/itor.70012
Najmeh Nekooghadirli, Michel Gendreau, Jean-Yves Potvin, Thibaut Vidal

An equitable distribution of workload is essential when deploying vehicle routing solutions in practice. For this reason, previous studies have formulated vehicle routing problems with workload-balance objectives or constraints, leading to trade-off solutions between routing costs and workload equity. These methods consider a single planning period; however, in practice, equity is often sought over several days. In this work, we show that workload equity over multiple periods can be achieved without impact on transportation costs when the planning horizon is sufficiently large. This is demonstrated in the context of a generic multiperiod vehicle routing problem, using a simple two-phase method. In the first phase, solutions of minimal distance are produced for each period. Next, the resulting routes are allocated to drivers to obtain equitable workloads over the planning horizon. We conducted extensive numerical experiments to measure the performance of the proposed approach and the level of workload equity achieved for different planning-horizon lengths. For horizons of five days or more, we observed that quasi-optimal workload equity and optimal routing costs can be jointly achievable.

在实践中部署车辆路线解决方案时,公平分配工作量至关重要。因此,以前的研究已经制定了具有工作负载平衡目标或约束的车辆路线问题,从而导致路线成本和工作量公平之间的权衡解决方案。这些方法只考虑一个规划期;然而,在实践中,寻求公平往往需要几天的时间。在这项工作中,我们表明,当规划范围足够大时,可以在不影响运输成本的情况下实现多个时期的工作量公平。在一个通用的多周期车辆路径问题的背景下,使用一个简单的两阶段方法证明了这一点。在第一阶段,给出每个周期的最小距离解。接下来,将生成的路线分配给驾驶员,以在规划范围内获得公平的工作量。我们进行了大量的数值实验来衡量所提出的方法的性能以及在不同规划水平长度下实现的工作量公平水平。对于5天或更长时间,我们观察到准最优工作负载公平和最优路由成本可以共同实现。
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引用次数: 0
Filtered beam search algorithm for the two-dimensional rectangular packing problem 二维矩形布局问题的滤波波束搜索算法
IF 3.1 4区 管理学 Q2 MANAGEMENT Pub Date : 2025-03-02 DOI: 10.1111/itor.70010
Mao Chen, Xicheng Peng, Xiangyang Tang

In this study, a filtered beam search (FBS) algorithm is proposed to address the two-dimensional rectangle packing problem, whose objective is to minimize the height of a rectangular sheet of fixed width in which n rectangular items can be packed without overlapping. The corner-occupying placement (COP) strategy is introduced in the packing process, which packs each rectangle into the sheet so that it occupies a corner position formed by the sheet's edges and the edges of already packed rectangles. Two evaluation criteria, namely, local evaluation and global evaluation, are proposed to evaluate the benefit of a candidate COP and are seamlessly integrated into the FBS framework in order to maintain a better balance between the solution quality and computation time. Extensive testing on four sets of 112 zero-waste test instances indicated that the proposed method competes favourably with the state-of-the-art reference methods. Furthermore, the proposed method is modified to handle a variant of the rectangle packing problem where item rotations are not allowed. The modified algorithm is competitive, compared with the existing top algorithms, according to computational results on widely used benchmarks.

本文提出了一种滤波波束搜索(FBS)算法来解决二维矩形装箱问题,该算法的目标是最小化固定宽度的矩形片的高度,其中n个矩形项目可以在不重叠的情况下进行装箱。在填充过程中引入了角占位策略(COP),将每个矩形填充到板材中,使其占据由板材边缘和已填充矩形边缘形成的角位置。提出了两个评价标准,即局部评价和全局评价来评价候选COP的效益,并将其无缝集成到FBS框架中,以便在解决方案质量和计算时间之间保持更好的平衡。在四套112个零废物试验实例上进行的广泛测试表明,所建议的方法可与最先进的参考方法相竞争。此外,所提出的方法进行了修改,以处理不允许物品旋转的矩形包装问题的变体。在广泛使用的基准测试上的计算结果表明,改进后的算法与现有的顶级算法相比具有竞争力。
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引用次数: 0
Solution-based versus attribute-based tabu search for binary integer programming 二进制整数规划的基于解决方案与基于属性的禁忌搜索
IF 3.1 4区 管理学 Q2 MANAGEMENT Pub Date : 2025-03-02 DOI: 10.1111/itor.70011
Ketil Danielsen, Lars Magnus Hvattum

Tabu search is one of the most commonly used local search-based metaheuristics. A key component of the search is the tabu criterion, which controls whether it should be prohibited to make certain moves relative to the current solution. While attribute-based tabu criteria have been dominant for decades, an alternative has received increased attention lately. Using a set of hash functions to map solutions onto hash values, a solution-based tabu criterion has been used successfully, in particular for optimization problems involving binary variables. This paper compares the performance of solution-based and attribute-based tabu search on the general binary integer programming problem. According to computational experiments conducted on a sample of 160 benchmark instances, there is no statistically significant difference between the performances of solution-based tabu search and attribute-based tabu search.

禁忌搜索是最常用的基于局部搜索的元启发式方法之一。搜索的一个关键组成部分是禁忌标准,它控制是否应该禁止相对于当前解决方案的某些移动。虽然基于属性的禁忌标准几十年来一直占主导地位,但最近另一种禁忌标准受到了越来越多的关注。使用一组哈希函数将解决方案映射到哈希值,基于解决方案的禁忌准则已经成功地使用,特别是对于涉及二进制变量的优化问题。比较了基于解的禁忌搜索和基于属性的禁忌搜索在一般二进制整数规划问题上的性能。在160个基准实例的计算实验中,基于解的禁忌搜索和基于属性的禁忌搜索的性能没有统计学上的差异。
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引用次数: 0
The importance of efficiency analysis for improving public services: Editorial to the special issue on “Efficiency and productivity analysis of public services in practice” 效率分析对改善公共服务的重要性:“实践中的公共服务效率与生产力分析”特刊社论
IF 3.1 4区 管理学 Q2 MANAGEMENT Pub Date : 2025-02-27 DOI: 10.1111/itor.70009
Kristof De Witte, Eva M. de la Torre, Gabriela Sicilia, Tommaso Agasisti

Public services around the world face growing demands, limited budgets, and changing populations. As a result, analyzing efficiency is more important than ever. Techniques like data envelopment analysis, stochastic frontier analysis, and machine learning techniques offer valuable tools for improving how public services are managed. This special issue highlights current research on measuring efficiency in education, healthcare, finance, real estate, and more. It is divided into four main areas: new ways to measure efficiency, factors affecting how well educational institutions perform, improvements in public services such as health and social care, and insights into how businesses use efficiency measures. The findings show how policy settings, governance, and data quality all affect how we measure and improve efficiency. Moreover, the contributions show how combining traditional methods with innovative techniques can provide a better analysis of complex systems and long-term outcomes. Building on the insights from the papers in the special issue, we propose a future research agenda that encourages collaboration between experts in different fields, uses new data tools, and supports evidence-based public service delivery. By connecting theory to practical use, this special issue aims to improve how public services operate, making them more efficient, fair, and based on real data to help decision-makers.

世界各地的公共服务面临着日益增长的需求、有限的预算和不断变化的人口。因此,分析效率比以往任何时候都更加重要。数据包络分析、随机前沿分析和机器学习技术等技术为改善公共服务的管理方式提供了有价值的工具。本期特刊重点介绍了在教育、医疗、金融、房地产等领域衡量效率的最新研究。它分为四个主要领域:衡量效率的新方法、影响教育机构表现的因素、卫生和社会保健等公共服务的改善,以及对企业如何使用效率衡量标准的洞察。研究结果表明,政策设置、治理和数据质量都会影响我们衡量和提高效率的方式。此外,这些贡献表明,如何将传统方法与创新技术相结合,可以更好地分析复杂系统和长期结果。基于本期特刊中论文的见解,我们提出了一个未来的研究议程,鼓励不同领域专家之间的合作,使用新的数据工具,并支持基于证据的公共服务提供。通过将理论与实际应用联系起来,本期特刊旨在改善公共服务的运作方式,使其更有效率、更公平,并以真实数据为基础,帮助决策者。
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引用次数: 0
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International Transactions in Operational Research
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