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Frugality and cross-sectoral policymaking for food security 节约和跨部门粮食安全政策制定
Q1 Agricultural and Biological Sciences Pub Date : 2018-03-01 DOI: 10.1016/j.njas.2017.08.002
Saradindu Bhaduri , Kinsuk Mani Sinha , Peter Knorringa

The growing concerns about food security, especially in the disadvantaged regions of the world, often point out the inadequacies of strictly sectoral approaches to addressing the problems of agriculture. Such policy approaches coincided with the rise of a global, top-down, formal, science-driven development of agriculture. Over time, such interventions have drawn criticism from multiple corners as inadequately addressing the need for local variation in institutional contexts. The objective of this paper is to adopt a bottom-up perspective to address the need for cross-sectorality in food security policies. Sustainable Rural Livelihood (SRL) and Grassroots Innovation (GI) are two well recognized schools of thought which emphasize the cross-sectoral approaches to livelihood and local level problem-solving. By embracing a frugality lens, we can offer a conceptual regularity in the patterns of behaviour and decision-making highlighted by the SRL and GI schools of thought. Taking a step further, the frugality lens, by focusing on the usefulness of a decision in the actual environment, emphasizes the need to diagnose local institutions better. Note, however, that the contention of the current paper is not to posit ‘top-down’ and ‘bottom-up’ as two competing paradigms. It only argues that a frugality lens helps us to better appreciate the strengths of a bottom-up approach for effective policy formulation, an appreciation of which would promote a dignified marriage between the two perspectives.

对粮食安全的日益关注,特别是在世界上处于不利地位的区域,往往指出在解决农业问题方面采用严格的部门办法是不够的。这种政策方法与全球、自上而下、正式、科学驱动的农业发展的兴起相吻合。随着时间的推移,这些干预措施受到了来自多个方面的批评,认为它们没有充分解决制度背景下地方差异的需要。本文的目的是采用自下而上的观点来解决粮食安全政策跨部门性的需要。可持续农村生计(SRL)和基层创新(GI)是两个公认的思想流派,它们强调跨部门的生计方法和地方层面的问题解决。通过拥抱节俭的镜头,我们可以在SRL和GI学派所强调的行为和决策模式中提供概念上的规律性。更进一步,节俭的视角通过关注决策在实际环境中的有用性,强调需要更好地诊断地方机构。然而,请注意,当前论文的论点并不是将“自上而下”和“自下而上”假设为两个相互竞争的范式。它只是认为,节俭的视角有助于我们更好地认识到自下而上的有效政策制定方法的优势,认识到这一点,将促进两种观点之间有尊严的结合。
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引用次数: 18
Supporting local institutions for inclusive green growth: Developing an Evidence Gap Map 支持地方机构实现包容性绿色增长:制定证据差距图
Q1 Agricultural and Biological Sciences Pub Date : 2018-03-01 DOI: 10.1016/j.njas.2017.10.001
Ezra Berkhout , Jetske Bouma , Nikolaos Terzidis , Maarten Voors

We conduct a structured search of the academic literature that assesses the impact of development interventions that aim to build and strengthen local-level institutions to facilitate Inclusive Green Growth. Inclusive Green Growth extends the standard growth perspective to include welfare enhancements both the poor (‘inclusive’) and for future (‘green’) generations. We restrict our search to studies in the domain of agriculture and poverty alleviation in the developing world. We access ten online databases and various working paper series and focus on summarising evidence from quantitative studies that use rigorous evaluation methods. Together, this yields 158 studies. We then retain 66 studies that contain a credible counterfactual. We visualize the interventions and outcomes in an Evidence Gap Map, highlighting both the available evidence and remaining knowledge gaps. Most studies suggest that strengthening local institutions can improve the delivery and targeting of public services and overall satisfaction with local governance. There are however, clear limitations and knowledge gaps highlighting priorities for future work. Few studies assess impacts on final outcomes such as household income or agricultural productivity and no studies assess inclusive and green outcomes jointly. We discuss the key benefits of a structured literature search and Evidence Gap Map for policy-makers and development practitioners and illustrate how it serves as a knowledge repository and identifies where evidence is lacking, thus setting the agenda for future work.

我们对评估旨在建立和加强地方机构以促进包容性绿色增长的发展干预措施影响的学术文献进行了结构化检索。包容性绿色增长扩展了标准增长的视角,包括提高穷人(“包容性”)和未来几代人(“绿色”)的福利。我们将搜索范围限制在发展中国家农业和减轻贫困领域的研究。我们访问10个在线数据库和各种工作论文系列,并专注于总结使用严格评估方法的定量研究的证据。总共有158项研究。然后,我们保留了66项包含可信反事实的研究。我们在证据差距图中可视化干预措施和结果,突出显示现有证据和剩余的知识差距。大多数研究表明,加强地方机构可以改善公共服务的提供和目标,提高对地方治理的总体满意度。然而,存在明显的限制和知识差距,突出了未来工作的重点。很少有研究评估对家庭收入或农业生产力等最终结果的影响,也没有研究联合评估包容性和绿色结果。我们讨论了结构化文献检索和证据差距图对政策制定者和发展实践者的主要好处,并说明了它如何作为知识库并识别缺乏证据的地方,从而为未来的工作制定议程。
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引用次数: 34
Land reform in South Africa: Beneficiary participation and impact on land use in the Waterberg District 南非土地改革:沃特伯格地区受益者参与及其对土地使用的影响
Q1 Agricultural and Biological Sciences Pub Date : 2017-12-01 DOI: 10.1016/j.njas.2017.07.003
Avhafunani J. Netshipale , Simon J. Oosting , Edzisani N. Raidimi , Majela L. Mashiloane , Imke J.M. de Boer

National challenges of food insecurity and unemployment in South Africa prompted an increase in expectations for agricultural land acquired through land reform programmes to make meaningful contributions. Embedded in these expectations is the need for understanding the situation in reformed farms. This study reviewed policies and literature on land reform, and analyzed beneficiary participation in reformed farms and the impact of land reform on land use in land restitution and land redistribution farms in the Waterberg District Municipality. Data were collected through individual surveys, key informants interviews and stakeholder workshop. Beneficiary participation levels were significantly lower in restitution farms (18% per farm) than in redistribution farms (65% per farm). The changes in land redistribution policy over time resulted in significant differences in beneficiary participation among land redistribution models, with participation levels increasing with time. Land redistribution model SLAG had the lowest beneficiary participation level (19% per farm) while the latest model PLAS had the highest (100% per farm). The changes in land redistribution policy over time resulted in significant differences in extent of land used among land redistribution models, though the trend was not systemic. On average, redistribution farms under SLAG and LRAD2 models used ≤70% of the farm land, while farms under LRAD1 and PLAS models used more than 90% of the farm land. The research approach used in this study found similar results in beneficiary participation to those in literature where case studies approach was used in restitution farms. On the contrary, in redistribution farms the research approach resulted in findings that differed from case study literature and revealed the needs for representative sample and time if conclusive recommendations were to be reached.

南非全国粮食不安全和失业的挑战促使人们对通过土地改革方案获得的农业用地作出有意义的贡献的期望增加。在这些期望中,有必要了解改革后农场的情况。本研究回顾了有关土地改革的政策和文献,分析了沃特伯格区改革农场的受益者参与情况,以及土地改革对土地归还和土地再分配农场土地利用的影响。通过个人调查、关键举报人访谈和利益相关者研讨会收集数据。补偿农场的受益人参与率(每个农场18%)明显低于再分配农场(每个农场65%)。随着时间的推移,土地再分配政策的变化导致不同土地再分配模式的受益者参与程度存在显著差异,且参与程度随着时间的推移而增加。土地再分配模式SLAG的受益人参与率最低(每个农场19%),而最新模式PLAS的受益人参与率最高(每个农场100%)。随着时间的推移,土地再分配政策的变化导致各土地再分配模式的土地利用程度存在显著差异,但这种趋势并非系统性的。平均而言,SLAG和LRAD2模式下的再分配农场耕地利用率≤70%,而LRAD1和PLAS模式下的再分配农场耕地利用率超过90%。本研究中使用的研究方法发现,在受益人参与方面的结果与在赔偿农场中使用案例研究方法的文献中发现的结果相似。相反,在再分配农场,研究方法得出的结果与个案研究文献不同,表明如果要达成结论性建议,需要有代表性的样本和时间。
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引用次数: 22
Floral visitor assemblages related to coriander genotypes and sowing dates: Relationship with volatile signals 香菜基因型和播期相关的访花植物组合:与挥发性信号的关系
Q1 Agricultural and Biological Sciences Pub Date : 2017-12-01 DOI: 10.1016/j.njas.2017.09.004
Adriana E. Lenardis , Alejandra Gil , Juan Pablo Torretta , Diego Ganly , Juan Pablo Bouilly , Elba B. de la Fuente

Intraspecific diversity of crops producing volatile organic compounds could harbor different assemblages of flower visiting insects, improving agricultural landscape heterogeneity and thus, natural regulation of crop pests. In this context, the objectives of this work were i) to evaluate the composition, abundance and richness of floral visitor assemblages in different coriander crop genotypes and sowing dates and ii) to determine the relationship between insect assemblages and volatile signals emitted by the different coriander genotypes. Two field experiments (Exp. 1 and 2) were conducted in a completely randomized design with four replications, at the Faculty of Agronomy in the University of Buenos Aires, Argentina. Exp. 1 included early and late sowing dates while Exp. 2 included only late sowing date. Treatments were three coriander genotypes from different origins: Leisure 2008 (L) a variety from USA, GSN 2008 (G) a variety from France and a population from Argentina (A). At full flowering, floral visitor insects were sampled using an entomological net. The sampling units were the coriandeŕs umbels contained in squares of 40 × 40 cm. Two squares were randomly placed in each plot and several samplings were made in each of them, along 10 min-periods. Floral visiting insects were classified into pollinator, predator, parasite, herbivore and decomposer functional groups according to their habits and food preferences. Composition and abundance of floral visitor assemblages differed among genotypes, mainly for the early sowing date. Differences could be attributed to the intraspecific variability of volatile signals to which some insects were sensitive. Although richness was similar among assemblages related to each genotype, different species composition suggests that the combination of different coriander genotypes in cropping systems could enhance insect species diversity of the agricultural system and natural pest regulation.

产生挥发性有机化合物的作物种内多样性可以容纳不同的访花昆虫组合,从而改善农业景观异质性,从而实现作物害虫的自然调节。在此背景下,本研究的目的是i)评估不同香菜作物基因型和播期的花访问者组合的组成、丰度和丰富度;ii)确定不同香菜基因型发出的挥发性信号与昆虫组合的关系。在阿根廷布宜诺斯艾利斯大学农学院,采用完全随机设计、4个重复进行了2个田间试验(实验1和2)。实验1包括早播期和晚播期,而实验2只包括晚播期。处理来自不同来源的三种香菜基因型:美国品种Leisure 2008 (L)、法国品种GSN 2008 (G)和阿根廷种群(a)。在花期,使用昆虫网对访花昆虫进行取样。采样单位为40 × 40 cm正方形内的coriandeŕs伞形花序。在每个地块中随机放置两个方格,每个方格中按10分钟周期进行若干采样。根据访花昆虫的习性和食物偏好,将访花昆虫分为传粉者、捕食者、寄生虫、草食者和分解者。不同基因型的访花组合组成和丰度存在差异,主要表现在播期早。这种差异可归因于某些昆虫敏感的挥发性信号的种内变异性。虽然各基因型相关组合的丰富度相似,但不同的物种组成表明,不同基因型在种植系统中组合可以增强农业系统昆虫物种多样性和自然害虫调控。
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引用次数: 1
Status and drivers of village poultry production and its efficiency in Ethiopia 埃塞俄比亚乡村家禽生产的现状和驱动因素及其效率
Q1 Agricultural and Biological Sciences Pub Date : 2017-12-01 DOI: 10.1016/j.njas.2017.09.003
Aklilu Hailemichael , Berhanu Gebremedhin , Azage Tegegne

In many developing countries like Ethiopia village poultry makes up a large part of the national poultry meat and egg production and plays important roles economically, nutritionally, and socio-culturally. Households in Ethiopia have not fully benefitted from the potential of village poultry as little attention is given to the sub-sector from research and development efforts. The little research and development efforts tend to explore improvements largely via technical approaches by overlooking the socio-economic and institutional context under which the producers operate. This study aims to identify the technical, household, infrastructural and institutional drivers or barriers that influence village poultry production and its productivity in Ethiopia. Across sectional survey of 5004 households was undertaken in the four highland regions of Ethiopia. Descriptive statistics and econometric tools such as probit and Heckman’s two stage models and their marginal effects were used to analyze the status and driving factors of village poultry production and productivity. Distance to all weather roads decreased flock size and the probability of poultry ownership. Contact with development agents and participation in training increased flock size and the probability of purchasing inputs and adopting commercial breeds. Flock size and ownership of commercial breeds raised households’ likelihood of purchasing poultry input. Our results indicate that research and development efforts have to improve not only production performance through better use of inputs and technologies but also have to equally emphasize increasing the benefits for smallholder producers by providing infrastructural and institutional support to proper target households.

在埃塞俄比亚等许多发展中国家,乡村家禽占全国禽肉和禽蛋生产的很大一部分,在经济、营养和社会文化方面发挥着重要作用。埃塞俄比亚的家庭没有充分受益于乡村家禽的潜力,因为研究和开发工作很少关注这一分部门。小规模的研究和发展努力往往主要通过技术方法探索改进,而忽略了生产者运作的社会经济和体制背景。本研究旨在确定影响埃塞俄比亚乡村家禽生产及其生产力的技术、家庭、基础设施和体制驱动因素或障碍。在埃塞俄比亚的四个高地地区对5004个家庭进行了横断面调查。采用probit和Heckman两阶段模型及其边际效应等描述性统计和计量经济学工具,分析了农村家禽生产和生产力的现状及其驱动因素。距离全天候道路的距离降低了畜群规模和家禽拥有权的可能性。与发展机构的接触和参加培训增加了畜群的规模和购买投入物和采用商业品种的可能性。畜群规模和商业品种拥有量提高了家庭购买家禽投入品的可能性。我们的研究结果表明,研发工作不仅必须通过更好地利用投入和技术来提高生产绩效,而且还必须同样强调通过向适当的目标家庭提供基础设施和体制支持来增加小农生产者的利益。
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引用次数: 16
Technological priorities in rice production among smallholder farmers in Ghana 加纳小农水稻生产的技术优先事项
Q1 Agricultural and Biological Sciences Pub Date : 2017-12-01 DOI: 10.1016/j.njas.2017.07.004
Edward Tsinigo , Jere R. Behrman

Technological innovations in agriculture have transformed the farming systems of smallholder farmers, leading to the realization of economic incentives of higher outputs, profits, and sustainability. However, attempts to model their adoption behaviors have failed to consider the possible interdependencies and simultaneities in the adoption decision process. This may cause invalid inferences and incorrect conclusions to be made regarding smallholder farmers’ adoption decisions. This study, therefore, models smallholder farmers’ adoption decisions while taking into account the possibility of interdependencies and simultaneities of adopting rice productivity-enhancing agricultural technologies in Ghana. Cross-sectional survey data on 1016 smallholder rice farmers sampled using a three-stage sampling method from four municipalities in two regions in Ghana were used for the study. We fit a multinomial probit model to analyze the decisions to adopt or not to adopt varied combinations of improved rice variety, fertilizer, and herbicide. Our study finds that when faced with improved rice variety-fertilizer-herbicide technological options, smallholder rice farmers’ adoption decisions fell into any one of four possibilities: (a) reject all technological options, (b) adopt a particular technology only, (c) adopt two of the technologies, and (d) adopt all technological choices. We show that such adoption decisions were consistently and most significantly predicted by farm size, extension contacts, education, participation in field demonstrations, complementary input availability, and extent of commercialization. Modeling smallholder farmers’ adoption decisions to capture interdependencies and simultaneities provides useful information for integrating diverse perspectives into the design and promotion of technological innovations based on their nature of adoption, the specific technological innovations, and influencing factors. We recommend that to achieve the maximum benefits, future technology promotion activities should concurrently reduce farmers’ subjective uncertainties and risks, promote credit access and subsidies, as well as ensure effective input delivery systems while targeting specific technological innovations.

农业技术创新改变了小农的耕作制度,实现了提高产量、利润和可持续性的经济激励。然而,对其采用行为建模的尝试未能考虑到采用决策过程中可能存在的相互依赖性和同时性。这可能会导致对小农收养决策的无效推断和错误结论。因此,本研究在考虑加纳采用提高水稻生产力的农业技术的相互依赖性和同时性的可能性的同时,对小农的采用决策进行了建模。本研究使用了来自加纳两个地区四个城市的1016名小农的横断面调查数据,采用三阶段抽样方法进行抽样。我们拟合了一个多项概率模型来分析采用或不采用改良水稻品种、肥料和除草剂的不同组合的决策。我们的研究发现,当面对改良水稻品种-肥料-除草剂的技术选择时,小农的采用决策属于四种可能性中的任何一种:(a)拒绝所有技术选择,(b)只采用一种特定技术,(c)采用其中两种技术,(d)采用所有技术选择。我们的研究表明,农场规模、推广联系、教育、参与实地示范、补充投入的可用性和商业化程度一致且最显著地预测了这种采用决策。对小农的采用决策进行建模以捕捉相互依赖性和同时性,为根据采用的性质、具体的技术创新和影响因素将不同的观点纳入技术创新的设计和促进提供了有用的信息。我们建议,为了实现利益最大化,未来的技术推广活动应同时减少农民的主观不确定性和风险,促进信贷获取和补贴,并确保有效的投入交付系统,同时针对具体的技术创新。
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引用次数: 26
Helping local industries help themselves in a multi-level biosecurity world – Dealing with the impact of horticultural pests in the trade arena 在一个多层次的生物安全世界中,帮助当地工业自助——在贸易领域应对园艺害虫的影响
Q1 Agricultural and Biological Sciences Pub Date : 2017-12-01 DOI: 10.1016/j.njas.2017.11.001
Heleen Kruger

In many countries the biosecurity system is under financial strain resulting in an on-going push for shared responsibility and greater industry self-reliance. This occurs in an increasing globalised, multi-level trade context. It raises the question of how the broader support system for local industries can be improved to help industries help themselves. This work relates to systems approaches as a phytosanitary measure in horticulture trade to address pest concerns. Specifically, it investigates how to create an enabling environment for local Australian horticulture industries to pursue systems approaches involving area-wide management (AWM) of Queensland Fruit Fly (QFly). A functional-structural analysis is applied to identify issues that prevent local industries pursuing systems approaches and to suggest ways forward. Primary data is derived from semi-structured interviews with representatives from three levels of government, industry bodies, consultancies and other key groups, complemented by a grower survey in three case study regions. Systems approaches involving AWM comprise a complex domain as it is situated across multiple levels from the local to the international; it involves various dimensions and many rationally-bounded actors. Key blocking mechanisms to local progress include a lack of clear change pathways for local industries; low connectivity between local industries and the innovation system; currently feasibility signals for systems approaches including AWM are weak; and systems approaches are problematic. Ways forward include supporting and initiating innovation platforms, offering domestic and international market access training; and minimising transaction costs to industry.

在许多国家,生物安全系统面临财政压力,导致不断推动分担责任和加强工业自力更生。这种情况发生在日益全球化、多层次的贸易背景下。它提出了一个问题,即如何改善对地方工业的更广泛的支持系统,以帮助工业自救。这项工作涉及作为园艺贸易植物检疫措施的系统方法,以解决害虫问题。具体来说,它研究了如何为澳大利亚当地的园艺业创造一个有利的环境,以追求涉及昆士兰果蝇(QFly)全区域管理(AWM)的系统方法。应用功能结构分析来确定阻碍当地工业采用系统方法的问题,并提出前进的方法。主要数据来自对三级政府、行业机构、咨询公司和其他关键团体代表的半结构化访谈,并辅以对三个案例研究地区的成长者调查。涉及AWM的系统方法包括一个复杂的领域,因为它位于从本地到国际的多个层面;它涉及各种维度和许多有理性界限的行动者。阻碍地方进步的主要机制包括:地方工业缺乏明确的变革途径;本地产业与创新体系的连通性较低;目前,包括AWM在内的系统方法的可行性信号很弱;系统方法是有问题的。未来的途径包括支持和启动创新平台,提供国内和国际市场准入培训;并将交易成本降至最低。
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引用次数: 6
Companies in search of the green consumer: Sustainable consumption and production strategies of companies and intermediary organizations in Thailand 寻找绿色消费者的公司:泰国公司和中介组织的可持续消费和生产策略
Q1 Agricultural and Biological Sciences Pub Date : 2017-12-01 DOI: 10.1016/j.njas.2017.10.004
Natapol Thongplew , Gert Spaargaren , C.S.A. Kris van Koppen

Over the past two decades, Thailand, as an emerging economy, has developed sustainable consumption and production (SCP) policies and strategies to a considerable extent. While the first phase of SCP policy development has primarily focused on upstream actors and production processes, the second phase has extended company SCP policies and strategies to downstream actors and consumption processes. Through a desk study and interviews, we examine how appliance and dairy companies in Thailand have been involved in the shift from sustainable production to (also) sustainable consumption, from upstream to (also) downstream orientations, and from green supply to (also) green demand. Our analysis shows that carefully framing the role of citizen-consumers as change agents is required for the successful enrollment of Thai consumers in emerging markets for sustainable products and services. In making the shift towards consumers, companies can be assisted by so-called intermediary organizations that claim to hold specific knowledge on and access to Thai consumers.

在过去的二十年中,泰国作为一个新兴经济体,在相当程度上制定了可持续消费和生产(SCP)政策和战略。SCP政策发展的第一阶段主要关注上游参与者和生产过程,第二阶段将公司SCP政策和战略扩展到下游参与者和消费过程。通过桌面研究和访谈,我们研究了泰国的家电和乳制品公司如何参与从可持续生产到可持续消费,从上游到下游,从绿色供应到绿色需求的转变。我们的分析表明,要想让泰国消费者成功进入新兴市场,购买可持续产品和服务,就需要谨慎地将公民消费者的角色定位为变革推动者。在向消费者转移的过程中,公司可以得到所谓的中介组织的帮助,这些组织声称对泰国消费者有具体的了解和接触途径。
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引用次数: 21
Tree management and environmental conditions affect coffee (Coffea arabica L.) bean quality 树木管理和环境条件影响咖啡(Coffea arabica L.)咖啡豆质量
Q1 Agricultural and Biological Sciences Pub Date : 2017-12-01 DOI: 10.1016/j.njas.2017.09.002
Adugna Debela Bote , Jan Vos

Coffees with specific taste and quality fetch higher prices. Although coffee plays a dominant role in the Ethiopian national economy, the country’s coffee industry is generally characterized by low productivity and low quality. To address this issue, this study analysed the interactive effect of shade and nitrogen supply, fruit thinning and genotype by environment interactions on different coffee quality attributes. Organoleptic bean quality attributes declined with increase in radiation when nitrogen supply was limiting. In the absence of nitrogen limitation, however, the quality attributes hardly responded to radiation levels. In full sun, nitrogen had no effect on size and weight of coffee beans. Nitrogen supply improved bean size and weight at lower radiation levels. Fruit thinning and higher altitude significantly improved beverage quality, size and weight of coffee beans. Thinning beyond 50%, however, did not further improve the quality attributes. Effects of shade, nitrogen, fruit load and altitude are consistent with the proposition that organoleptic quality and the size of coffee beans are promoted by factors and conditions that support non-limiting supply of resources for beans to grow and by a sufficiently long period of maturation. Quality attributes did not differ much between varieties suggesting that crop management and growing environments may be more important determinants of quality than the genetic factors.

有特定口味和品质的咖啡价格更高。虽然咖啡在埃塞俄比亚国民经济中起着主导作用,但该国的咖啡工业普遍具有低生产率和低质量的特点。为了解决这一问题,本研究分析了遮荫和供氮、果薄和基因型环境互作对咖啡不同品质属性的交互作用。在限氮条件下,感官豆品质性状随辐照量的增加而下降。然而,在没有氮限制的情况下,质量属性对辐射水平几乎没有反应。在充分日照条件下,氮对咖啡豆的大小和重量没有影响。在低辐射水平下,氮素供应改善了豆类的大小和重量。果薄化和海拔升高显著改善了咖啡豆的饮料品质、大小和重量。然而,细化超过50%并不能进一步改善质量属性。遮荫、氮、果实负荷和海拔的影响与咖啡豆的感官品质和大小是由支持不受限制的咖啡豆生长资源供应和足够长的成熟期的因素和条件促进的这一命题是一致的。品种间的品质属性差异不大,这表明作物管理和生长环境可能是比遗传因素更重要的品质决定因素。
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引用次数: 38
The interplay between social learning and adaptive capacity in climate change adaptation: A systematic review 气候变化适应中社会学习与适应能力的相互作用:系统综述
Q1 Agricultural and Biological Sciences Pub Date : 2017-09-01 DOI: 10.1016/j.njas.2017.05.001
Le Thi Hong Phuong , G. Robbert Biesbroek , Arjen E.J. Wals

Successful implementation climate change adaptation depends to a large extent on the capabilities of individuals, organizations, and communities to create and mobilize the adaptive capacity (AC) of their socio-ecological system. Creating and mobilizing AC is a continuous process that requires social learning (SL). Although rich with empirical cases, the literature theorizing and empirically investigating the relationship between AC and SL is highly fragmented. This paper aims to critically examine the peer-reviewed literature that focusses on SL and AC in the context of climate change adaptation (CCA). Special attention is paid to the interplay between the two. Understanding this interplay can help improve our understanding of how CCA takes place in practice and advances theoretical debates on CCA. Systematic review methods are used to analyse 43 papers (1997–2016). Our findings reveal three perspectives that each play an important role in different contexts: an AC-focused perspective, a SL-focused perspective, and a hybrid perspective. These differences in conceptualizations of the relationship between SL and AC may seem trivial at first, but they have consequences for the design of learning-based interventions aimed at helping communities respond to climate change. It appears that such interventions need to be preceded by an analysis of the climate change context in order to decide whether to emphasize AC, SL or both simultaneously.

气候变化适应的成功实施在很大程度上取决于个人、组织和社区创造和调动其社会生态系统适应能力的能力。创造和调动交流是一个持续的过程,需要社会学习(SL)。虽然有丰富的经验案例,但理论化和实证研究交流与语言学习关系的文献是高度碎片化的。本文旨在对气候变化适应(CCA)背景下关注SL和AC的同行评议文献进行批判性研究。特别注意两者之间的相互作用。理解这种相互作用可以帮助我们更好地理解CCA在实践中是如何发生的,并推进关于CCA的理论辩论。系统综述方法用于分析43篇论文(1997-2016)。我们的研究结果揭示了三种视角,每种视角在不同的背景下都发挥着重要作用:以交流为中心的视角、以语言为中心的视角和混合视角。在SL和AC之间关系的概念上的这些差异乍一看似乎微不足道,但它们对旨在帮助社区应对气候变化的基于学习的干预措施的设计产生了影响。在进行此类干预之前,似乎需要对气候变化背景进行分析,以决定是强调AC,还是强调SL,还是同时强调两者。
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引用次数: 46
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Njas-Wageningen Journal of Life Sciences
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