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Depth-dependent variations in shear strength of undisturbed root-soil composites of arbors: Insights from laboratory experiments on Malus halliana Koehne 乔木原状根-土复合材料抗剪强度的深度依赖性变化:来自海棠实验室实验的见解
IF 4.2 2区 工程技术 Q3 ENGINEERING, ENVIRONMENTAL Pub Date : 2026-02-21 DOI: 10.1007/s10064-026-04842-1
Jianping Liu, Yusha Tang, Yucong Pan, Quansheng Liu, Kai Wu, Jun Xie, Ke Xue, Xinlan Liang, Lijian Qi

The exact contribution of arbor roots to the shear strength of root-soil composites at different soil depths requires further investigation. Taking Malus halliana Koehne as the research object, the root distribution along the soil depth was obtained by the longitudinal profile method. A total of 384 samples of undisturbed root-soil composite were obtained from two profiles (0.5 m profile and 1.0 m profile) by using a self-fabricated ring knife. The large-box direct shear tests were carried out to investigate the depth-dependent variations in shear strength and its parameters (cohesion and internal friction angle) of the undisturbed root-soil composites. The results showed that the shear strength and cohesion of the undisturbed root-soil composite increases first and then decreases with the increase of soil depth, which is consistent with the results of root investigation. The soil shear strength increases by 0.3% ~ 20.7% and the cohesion increases by 4.2% ~ 32.7% with the presence of Malus halliana Koehne roots. The roots play a dominant role in strengthening the shear strength of the undisturbed root-soil composite in the depth range of 0–0.4 m. The shear strength values of the two profiles are intertwined after the comprehensive action of multiple factors in the depth range of 0.4–0.8 m. The soil depth of 0.3–0.4 m with the largest number of roots and the richest species of root diameters shows the optimal shear resistance. The research results have important theoretical insights to reveal the interaction between arbor roots and undisturbed soil under different soil depths.

不同土层深度下乔木根对根土复合材料抗剪强度的确切贡献有待进一步研究。以海棠为研究对象,采用纵剖面法获得了海棠根系沿土壤深度的分布。采用自制环刀,在0.5 m剖面和1.0 m剖面上采集了原状根土复合材料样品384份。采用大箱形直剪试验研究原状根-土复合材料抗剪强度及其参数(黏聚力和内摩擦角)随深度的变化规律。结果表明:原状根土复合材料的抗剪强度和黏聚力随土层深度的增加呈先增大后减小的趋势,与根系调查结果一致;海棠根的存在使土壤抗剪强度提高0.3% ~ 20.7%,粘聚力提高4.2% ~ 32.7%。在0 ~ 0.4 m深度范围内,根系对原状根土复合材料抗剪强度的增强起主导作用。在0.4 ~ 0.8 m深度范围内,多因素综合作用后,两种剖面的抗剪强度值相互交织。根系数量最多、根径种类最丰富的土层深度为0.3 ~ 0.4 m,抗剪能力最佳。研究结果对揭示不同土壤深度下乔木根系与未扰动土壤的相互作用具有重要的理论意义。
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引用次数: 0
Rheological behavior of dispersive soils: water and cation influence on check dam soils in Northern Shaanxi, China 分散土的流变特性:水和阳离子对陕北淤坝土的影响
IF 4.2 2区 工程技术 Q3 ENGINEERING, ENVIRONMENTAL Pub Date : 2026-02-20 DOI: 10.1007/s10064-026-04807-4
Guanzhou Ren, Guochong Liu, Zengchun Sun, Henghui Fan, Siyuan Wang

The widespread presence of dispersive soils in northern Shaanxi, China, has caused significant erosion and numerous dam failures. This study uses a rheological approach to investigate the mechanisms behind these issues. The effect of water content, Na+, and Ca2+ on the structural stability and rheological properties of dispersive soils was examined through various tests, including steady-state shear, oscillatory amplitude shear, particle size analysis, and zeta potential measurements. Results indicate that higher clay content increases soil shear strength but reduces fluidity. With abundant clay particles and Na+ ions, the soil's fluidity at low water content is similar to that of Ca2+-modified soil. However, as water content exceeds 30%, shear resistance drops significantly, making the soil more prone to flow. At low shear rates/strains, sand and silt particles provide shear resistance, while clay particles dominate at high shear rates/strains. Na+ and Ca2+ affect the shear properties by altering the diffuse double layer's thickness and cohesive forces under high water content conditions. The modifying effect of Ca2+ is significant only for soils with a clay content of ≥ 10%. A prediction model combining dispersion values with steady-state shear properties was developed to predict the rheological properties of dispersive soils in their plastic stages. To improve structural stability, dam design and maintenance strategies should be optimized based on the clay content and ionic characteristics of local soils.

分散土壤在中国陕西北部的广泛存在,造成了严重的侵蚀和许多大坝的失败。本研究使用流变学方法来研究这些问题背后的机制。通过各种测试,包括稳态剪切、振荡振幅剪切、粒度分析和zeta电位测量,研究了含水量、Na+和Ca2+对分散性土壤结构稳定性和流变性质的影响。结果表明,粘土含量的增加增加了土体的抗剪强度,但降低了土体的流动性。由于粘土颗粒和Na+离子丰富,低含水量下土壤的流动性与Ca2+改性土壤相似。但当含水率超过30%时,抗剪能力明显下降,使土壤更容易发生流动。在低剪切速率/应变下,砂和淤泥颗粒具有抗剪能力,而粘土颗粒在高剪切速率/应变下占主导地位。在高含水量条件下,Na+和Ca2+通过改变扩散双层的厚度和黏结力来影响剪切性能。Ca2+的改性作用仅对粘土含量≥10%的土壤有显著影响。建立了色散值与稳态剪切特性相结合的预测模型,用于预测分散性土塑性阶段的流变特性。为了提高结构稳定性,应根据当地土壤的粘土含量和离子特性,优化大坝的设计和维护策略。
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引用次数: 0
A novel method for gob-side entry retaining in retracement channel: A case study 回撤通道中空侧巷道支护新方法——以实例为例
IF 4.2 2区 工程技术 Q3 ENGINEERING, ENVIRONMENTAL Pub Date : 2026-02-20 DOI: 10.1007/s10064-026-04804-7
Yiqun Qin, Tongxin Zha, Binxu Wang, Jinhai Zhao

To address the issue of repetitive production system deployment in irregular mining areas under longwall mining, an innovative concept for gob-side entry retaining in retracement channel is proposed, along with an in-depth investigation of its retaining mechanism. A roof mechanical model was developed to analyze deformation and failure mechanisms in the retracement channel. Utilizing energy conservation theory, roof deformation under varying fracture positions of the main roof was calculated, revealing that roof deformation was minimized when the main roof fractured above the interface between the retracement channel and the gob. Based on these findings, a control technology for retracement channel retention was developed and validated through FLAC3D numerical simulation. This research has formulated a novel method for gob-side entry retaining in retracement channel that transcends the conventional “roadway excavation-equipment transfer-roadway abandonment” model, achieving integrated mining-retreating-retaining process in fully mechanized coal faces. Field engineering test was finally conducted at the 1705 working face in Xinyi coal mine. Monitoring results indicated that during the retreating-retaining phase, the deformation of the retracement channel remained within controllable limits, validating the successful application of this method. The method not only effectively resolves the technical challenge associated with gob-side entry retaining in retracement channel, but also provides practical guidance for mining coal in similar irregular mining areas.

针对长壁开采条件下不规则矿区重复生产系统部署问题,提出了一种创新的回撤巷道采空区留巷概念,并对其留巷机理进行了深入研究。建立顶板力学模型,分析回撤通道的变形破坏机制。利用能量守恒理论,计算了不同主顶板断裂位置下的顶板变形,结果表明,当主顶板在回采通道与采空区界面上方断裂时,顶板变形最小。在此基础上,开发了一种控制回撤通道保留的技术,并通过FLAC3D数值模拟进行了验证。本研究提出了一种超越传统“巷道开挖-设备转移-巷道废弃”模式的回撤巷道采空区留巷新方法,实现了综采工作面采-退-留巷一体化过程。最后在新沂煤矿1705工作面进行了现场工程试验。监测结果表明,在回撤-保持阶段,回撤通道的变形保持在可控范围内,验证了该方法的成功应用。该方法不仅有效地解决了回撤巷道空侧巷道留巷的技术难题,而且对类似不规则矿区的采煤具有实践指导意义。
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引用次数: 0
New shear constitutive model for rock discontinuities based on maximum entropy theory: performance analysis and engineering application 基于最大熵理论的岩体结构面剪切本构模型:性能分析与工程应用
IF 4.2 2区 工程技术 Q3 ENGINEERING, ENVIRONMENTAL Pub Date : 2026-02-19 DOI: 10.1007/s10064-025-04668-3
Shijie Xie, Tianxing Ma, Yongqi Huang, Hang Lin, Zhanming Shi

The shear deformation of rock discontinuities plays a crucial role in the stability analysis of engineering rock masses. The damage constitutive model combining statistical damage theory with damage distribution is a prevalent method for studying the shear deformation of geologic materials. However, conventional models often rely on empirically selected damage distribution, neglecting the intrinsic uncertainty associated with the distribution function. To solve this problem, a generalized distribution function based on maximum entropy theory is established. Following this, a novel shear constitutive model of rock discontinuities is proposed. Many experimental data, encompassing laboratory and in situ tests, validate its credibility. Comparative analyses with four classical models further demonstrate the model’s robustness and adaptability. Finally, the engineering application of the model and its applicability to the shear deformation of the rock-concrete interface are discussed. The findings indicate that the proposed model exhibits professional competence in simulating the shear deformation of rock discontinuities, notably characterizing the deformation traits across each stage. It displays superior accuracy against comparable models, as substantiated by superior R2, RMSE, and AAREP values. This paper introduces a novel approach utilizing maximum entropy theory to investigate the shear deformation of rock discontinuities, offering geoengineers a strengthened tool for assessing the shear behavior of such discontinuities.

岩体结构面剪切变形在工程岩体稳定性分析中占有重要地位。将统计损伤理论与损伤分布相结合的损伤本构模型是研究地质材料剪切变形的常用方法。然而,传统的模型往往依赖于经验选择的损伤分布,忽略了与分布函数相关的内在不确定性。为了解决这一问题,建立了基于最大熵理论的广义分布函数。在此基础上,提出了一种新的岩石结构面剪切本构模型。包括实验室和现场测试在内的许多实验数据证实了其可信性。与四个经典模型的对比分析进一步证明了模型的鲁棒性和适应性。最后讨论了该模型的工程应用及其在岩石-混凝土界面剪切变形中的适用性。研究结果表明,该模型在模拟岩石结构面剪切变形方面具有较强的专业能力,特别是在描述各个阶段的变形特征方面。它与可比模型相比显示出更高的准确性,这一点得到了R2、RMSE和AAREP值的证实。本文介绍了一种利用最大熵理论来研究岩石结构面剪切变形的新方法,为地球工程师提供了一种评估此类结构面剪切行为的强化工具。
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引用次数: 0
An integrated exploration framework for evaluating adverse geology and grouting quality underlying roadbeds 一种评价路基下伏不良地质与注浆质量的综合勘探框架
IF 4.2 2区 工程技术 Q3 ENGINEERING, ENVIRONMENTAL Pub Date : 2026-02-19 DOI: 10.1007/s10064-026-04833-2
Xingzhi Ba, Wang Pan, Jing Wang, Lei Cao, Kai Wang, Zenghui Kan

Karst-related hazards threaten the stability of transportation infrastructure. Single geophysical methods are often limited by interpretive non-uniqueness. This work developed an integrated exploration framework that combines electrical resistivity tomography (ERT), multi-channel analysis of surface waves (MASW), borehole drilling, and water pressure tests to evaluate the adverse geology and grouting quality underlying roadbeds in karst regions, as applied to a section of the Weilai High-Speed Railway. Results show that while MASW offered limited resolution, ERT provided higher accuracy yet remains ambiguous in distinguishing lithological variations from karst cavities. A synergistic strategy (anchored by ERT, supplemented by MASW, and validated by drilling) was proposed, significantly improving detection reliability and clarifying the distribution of adverse geology. Grouting effectiveness was assessed through an integrated qualitative and quantitative evaluation combining geophysical data, rock quality designation, and permeability, confirming that grouting enhances both rock mass integrity and impermeability. This work established a practical “detection–evaluation” technical workflow for roadbed engineering in karst environments.

喀斯特灾害威胁着交通基础设施的稳定。单一地球物理方法常常受到解释非唯一性的限制。结合电阻率层析成像(ERT)、多通道面波分析(MASW)、钻孔和水压试验,开发了综合勘探框架,以评价喀斯特地区路基的不良地质和注浆质量,并应用于潍来高速铁路的一段。结果表明,虽然MASW提供了有限的分辨率,但ERT提供了更高的精度,但在区分岩溶洞的岩性变化方面仍然模糊。提出了一种协同策略(以ERT为锚,以MASW为补充,并通过钻井验证),显著提高了检测可靠性,明确了不利地质的分布。结合地球物理资料、岩体质量指标和渗透率,通过定性和定量综合评价,对注浆效果进行了评价,证实注浆既提高了岩体的完整性,又提高了岩体的抗渗性。为岩溶环境下的路基工程建立了一套实用的“检测-评价”技术流程。
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引用次数: 0
Development of a new method for evaluating the geological strength index (GSI) by applying image analysis to in-situ rock mass 建立了一种基于原位岩体图像分析的地质强度指数评价新方法
IF 4.2 2区 工程技术 Q3 ENGINEERING, ENVIRONMENTAL Pub Date : 2026-02-19 DOI: 10.1007/s10064-026-04778-6
Hassan Moomivand, Sina Soltanalinejad, Hadi Allahverdizadeh

Rock mass classification systems are fundamental to the design of rock structures and are widely applied in rock engineering. Among these systems, the geological strength index (GSI) is particularly significant as a commonly used classification method. GSI comprises four primary parameters: the uniaxial compressive strength of intact rock (σci), discontinuity spacing (Sd), rock quality designation (RQD), and the condition of discontinuities (Cd). Notably, RQD is inherently linked to discontinuity spacing, with both parameters collectively accounting for approximately 42% of the GSI ratings. Evaluating Sd and RQD through conventional methods is challenging due to the variation in measured Sd and RQD across different scanline orientations and the lack of a standardized criterion for their determination. Rock masses consist of heterogeneous elements of various sizes and shapes, interlocking like a three-dimensional puzzle, which complicates the assessment of block size distribution. Image analysis techniques offer an effective solution to capture the roles of both Sd and RQD within the GSI framework. In this study, the parameters σci, RQD, Sd, Cd, and the median block size (F50) were measured across 96 scan lines in various mines, trenches, and tunnels. Analysis of the results revealed a good correlation between GSI and the combination of the discontinuity condition rating (Rcd) and F50. Consequently, a new relation was developed, linking GSI to these parameters, thereby simplifying the GSI assessment process.

岩体分类系统是岩体结构设计的基础,在岩体工程中有着广泛的应用。其中,地质强度指数(GSI)作为一种常用的分类方法尤为重要。GSI由完整岩石单轴抗压强度(σci)、不连续面间距(Sd)、岩石质量标识(RQD)和不连续面状态(Cd)四个主要参数组成。值得注意的是,RQD本质上与不连续间距有关,这两个参数加起来约占GSI评级的42%。由于在不同扫描线方向上测量的Sd和RQD存在差异,并且缺乏标准化的确定标准,因此通过传统方法评估Sd和RQD具有挑战性。岩体由不同大小和形状的非均质元素组成,像一个三维拼图一样环环相扣,这使得块体大小分布的评估变得复杂。图像分析技术提供了一种有效的解决方案来捕捉Sd和RQD在GSI框架中的作用。在不同的矿山、沟槽和隧道中,通过96条扫描线测量了参数σci、RQD、Sd、Cd和中位块尺寸(F50)。分析结果表明,GSI与不连续状态等级(Rcd)和F50的组合具有良好的相关性。因此,开发了一种新的关系,将GSI与这些参数联系起来,从而简化了GSI评估过程。
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引用次数: 0
Factors influencing the effectiveness of acid sulfate soil stabilization with cement-based binders 水泥基粘结剂稳定硫酸酸土效果的影响因素
IF 4.2 2区 工程技术 Q3 ENGINEERING, ENVIRONMENTAL Pub Date : 2026-02-19 DOI: 10.1007/s10064-026-04784-8
Alaleh Ziagharib, Josef Macsik, Qi Jia, Christian Maurice

Sulfide-rich soils (also called potential acid sulfate soil), with their sulfur content, and potential to generate acidity, pose challenges for construction due to low bearing capacity, shear strength, and their acidification potential. This study compares the effectiveness of Portland cement and Multicem binders in stabilizing these soils by analyzing unconfined compressive strength (UCS), porosity, pH changes, and strain behavior. Four soil samples with varying state of oxidation, pH, sulfur content, and water content were treated with binders at different dosages and analyzed after 28 days of curing. The results demonstrate that binder type and dosage, initial pH, and soil composition together significantly influence stabilization performance. Portland cement achieved higher UCS values across all samples, particularly in soils with low pH, due to its high alkalinity and facilitation of hydration reactions. In contrast, Multicem achieved acceptable UCS in soils with moderate initial pH, as its slower hydration limited its effectiveness in highly acidic conditions. Porosity reduction in stabilized samples correlated with increased binder content. Strain behavior exhibited an inverse relationship with UCS. Higher UCS samples showed reduced strain, indicating increased stiffness. However, in oxidized and highly acidic sulfate soils, such as Sunderbyn, UCS gains were limited, suggesting that extreme pH conditions inhibit binder effectiveness. The study offers practical guidance for optimizing binder selection and application strategies, especially for the treatment of acid sulfate-rich soils in geotechnical engineering. Future research should prioritize the assessment of durability, stability and performance under varied environmental stresses to ensure sustainable solutions.

富含硫化物的土壤(也称为潜在酸性硫酸盐土壤),由于其含硫量和产生酸性的潜力,由于其承载能力低,抗剪强度和酸化潜力,给建筑带来了挑战。本研究通过分析无侧限抗压强度(UCS)、孔隙度、pH值变化和应变行为,比较了波特兰水泥和Multicem粘结剂在稳定这些土壤方面的有效性。用不同剂量的粘结剂处理4种不同氧化状态、pH值、硫含量和含水量的土壤样品,养护28天后进行分析。结果表明,粘结剂的种类、用量、初始pH和土壤组成共同显著影响稳定性能。由于高碱度和促进水化反应,波特兰水泥在所有样品中都获得了更高的UCS值,特别是在pH值较低的土壤中。相比之下,Multicem在初始pH适中的土壤中获得了可接受的UCS,因为其较慢的水化作用限制了其在高酸性条件下的有效性。稳定样品的孔隙率降低与粘合剂含量的增加有关。应变行为与UCS呈反比关系。高UCS样品显示应变减小,表明刚度增加。然而,在氧化和高酸性硫酸盐土壤中,如Sunderbyn, UCS增益有限,这表明极端的pH条件抑制了粘合剂的有效性。该研究对优化粘结剂的选择和应用策略,特别是对岩土工程中富含酸性硫酸盐的土壤的处理具有实际指导意义。未来的研究应优先评估耐久性、稳定性和在不同环境应力下的性能,以确保可持续的解决方案。
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引用次数: 0
Urfa stone: Evaluating the durability of the oldest known building stone in history 乌尔法石:评估历史上最古老的建筑石材的耐久性
IF 4.2 2区 工程技术 Q3 ENGINEERING, ENVIRONMENTAL Pub Date : 2026-02-19 DOI: 10.1007/s10064-026-04810-9
Felat Dursun

This study investigates the durability of Urfa stone, which has shaped the architectural heritage of Şanlıurfa, Türkiye, including its iconic use at Göbeklitepe. Although widely used in historic and contemporary structures, its long-term performance under varying environmental conditions remains unclear. To investigate this uncertainty, an extensive experimental campaign was conducted on more than one hundred specimens. Petrographic and geochemical results indicate that Urfa stone is a biomicritic limestone composed mainly of calcite. The physico-mechanical tests show that the stone’s compressive strength (16.9 MPa dry and 10.6 MPa saturated), together with its moderate sonic velocity (3418 m per s), reflects the characteristics of a relatively low-strength limestone with a moderately cemented micritic matrix. In addition, its elevated porosity (19.9%) and high capillary water absorption (3.9 kg per m²√h) facilitate rapid moisture uptake, suggesting that the stone is highly susceptible to salt crystallization. This response aligns with its moderate resistance to freeze-thaw cycling and its pronounced vulnerability to salt weathering. The compressive strength decreases of 21% after 50 freeze–thaw cycles and 42.7% after 25 Na₂SO₄ cycles support this pattern and indicate that salt-related damage is the primary driver of mechanical weakening. Analyses further demonstrate that the visible wavy patterns on the stone surface intensify through salt accumulation, oxidation, and mineral precipitation, eventually developing into structural failure zones. By assessing the durability of Urfa stone, this study provides practical guidance for predicting its long-term performance and supporting its sustainable use across different architectural contexts.

这项研究调查了乌尔法石的耐久性,它塑造了Şanlıurfa, trkiye的建筑遗产,包括它在Göbeklitepe的标志性用途。虽然在历史和当代建筑中广泛使用,但其在不同环境条件下的长期性能仍不清楚。为了调查这种不确定性,对一百多个标本进行了广泛的实验。岩石学和地球化学结果表明,乌尔法岩为以方解石为主的生物泥质灰岩。物理力学试验表明,该石的抗压强度(干时16.9 MPa,饱和时10.6 MPa)和中等声速(3418 m / s)反映了中等胶结泥晶基质的相对低强度灰岩的特征。此外,其高孔隙率(19.9%)和高毛细吸水性(3.9 kg / m²√h)促进了水分的快速吸收,表明该石头极易受到盐结晶的影响。这种反应与它对冻融循环的适度抵抗和对盐风化的明显脆弱性相一致。50次冻融循环后,抗压强度降低21%,25次硫酸钠循环后,抗压强度降低42.7%,表明盐相关损伤是机械弱化的主要驱动因素。进一步分析表明,岩石表面可见的波浪图案通过盐积聚、氧化和矿物沉淀而增强,最终发展成结构破坏区。通过评估乌尔法石的耐久性,本研究为预测其长期性能和支持其在不同建筑环境中的可持续使用提供了实用指导。
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引用次数: 0
Lithologically-constrained, machine learning-based temporal landslide prediction models using rainfall time series for the Benguet First Engineering District, Philippines 菲律宾Benguet第一工程区的基于降雨时间序列的岩性约束、基于机器学习的时间滑坡预测模型
IF 4.2 2区 工程技术 Q3 ENGINEERING, ENVIRONMENTAL Pub Date : 2026-02-19 DOI: 10.1007/s10064-025-04764-4
Jamila B. Abuda, Ricarido M. Saturay Jr, Sandra G. Catane, Ivy Guevarra

There is a substantial gap in global research concerning the temporal prediction of landslides. Advances in machine learning within the geosciences present an opportunity for disaster-prone countries, such as the Philippines, to leverage limited resources in developing effective landslide prediction models. In this study, we present a landslide prediction system for a mountain highway in Benguet, Philippines, that relies on a minimal dataset consisting of rainfall measurements and documented landslide occurrences. To enhance the accuracy of the prediction models, a spatial component was incorporated by subdividing the landslide inventory into datasets based on three distinct lithologic domains. These datasets were balanced and input into five machine learning algorithms: Gaussian Naïve Bayes (GNB), Logistic Regression (LR), Support Vector Machine (SVM), Decision Tree (DT), and Random Forest (RF). Among these, the RF models demonstrated the highest performance, with the best model achieving an Area Under the Receiver Operating Characteristic Curve (AUROC) of 82.7%, a True Positive Rate (TPR) of 85.4%, and a True Negative Rate (TNR) of 80%. Although all RF models are reliable (AUROC ≥ 0.7, TPR ≥ 0.7, and TNR ≥ 0.7), certain models trained using lithologically- constrained datasets show better performance than those trained on the unconstrained dataset. This finding suggests that grouping landslide events based on lithologic domains prior to model development can enhance temporal landslide prediction models. This approach can be incorporated into early warning systems, as it enables spatially-informed temporal prediction of landslides.

关于滑坡时间预测的全球研究还存在很大的空白。地球科学领域机器学习的进步为菲律宾等灾害易发国家提供了一个机会,可以利用有限的资源开发有效的滑坡预测模型。在这项研究中,我们为菲律宾Benguet的一条山地公路提供了一个滑坡预测系统,该系统依赖于由降雨量测量和记录的滑坡事件组成的最小数据集。为了提高预测模型的准确性,通过将滑坡清单细分为基于三个不同岩性域的数据集,将空间分量纳入预测模型。这些数据集被平衡并输入到五种机器学习算法中:高斯Naïve贝叶斯(GNB)、逻辑回归(LR)、支持向量机(SVM)、决策树(DT)和随机森林(RF)。其中,射频模型表现出最高的性能,最佳模型的接收者工作特征曲线下面积(AUROC)为82.7%,真阳性率(TPR)为85.4%,真阴性率(TNR)为80%。尽管所有的RF模型都是可靠的(AUROC≥0.7,TPR≥0.7,TNR≥0.7),但使用岩性约束数据集训练的某些模型比使用无约束数据集训练的模型表现出更好的性能。这一发现表明,在模型开发之前,基于岩性域对滑坡事件进行分组可以增强滑坡预测模型。这种方法可以纳入早期预警系统,因为它可以根据空间信息对滑坡进行时间预测。
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引用次数: 0
Multi-model landslide integrated hazard detection using SBAS-InSAR and U-Net segmentation 基于SBAS-InSAR和U-Net分割的多模型滑坡综合灾害检测
IF 4.2 2区 工程技术 Q3 ENGINEERING, ENVIRONMENTAL Pub Date : 2026-02-18 DOI: 10.1007/s10064-026-04780-y
Xinyu Cheng, Bin Zeng, Luyao Tang, Jingjing Yuan, Dong Ai, Wei Huang

Addressing the challenges of difficult deformation signal detection and low spatial positioning accuracy in identifying potential landslide hazards in mountainous regions, this paper proposes a multi-tiered and multi-model collaborative identification approach. Firstly, surface deformation time-series data were acquired using SBAS-InSAR technology. Anomalous deformation areas are identified through spatial autocorrelation analysis (Local Moran’s I), and these deformation data are spatially constrained by integrating susceptibility evaluation results generated from a Random Forest model and the Information Value method. This enabled preliminary screening of potential hazard zones via kernel density estimation. Subsequently, a U-Net model was employed to perform semantic segmentation on Sentinel-2 imagery. A secondary identification model, constructed based on geomechanical evolutionary principles, further refines the initial screening results to ultimately determine the distribution of potential landslide areas.Field validation results demonstrate that the collaborative multi-model identification outcomes are highly consistent with GNSS monitoring data in terms of deformation trends, maintaining an error confidence interval within 10 mm. The identified potential landslides show high spatial correlations: an 84.6% spatial concordance with Quaternary cover layers, an 81.8% spatial concordance with dip slope structures, and a strong alignment with historical landslide distributions. Furthermore, the U-Net model achieved an AUC of 0.88 on the test set and an AUC of 0.81 on the validation set. This study effectively enhances the accuracy and reliability of landslide hazard identification by synergizing three modules—InSAR time-series analysis, machine learning classification, and deep learning segmentation—thereby providing a novel technical pathway for landslide disaster prevention in mountainous regions.

针对山区滑坡隐患识别中变形信号检测困难、空间定位精度低等问题,提出了一种多层次、多模型的协同识别方法。首先,利用SBAS-InSAR技术获取地表变形时间序列数据;通过空间自相关分析(Local Moran’s I)识别异常变形区域,并结合随机森林模型的敏感性评价结果和信息值法对这些变形数据进行空间约束。这使得通过核密度估计初步筛选潜在危险区成为可能。随后,采用U-Net模型对Sentinel-2图像进行语义分割。基于地质力学演化原理构建的二次识别模型,进一步细化初始筛选结果,最终确定滑坡潜势区分布。现场验证结果表明,多模型协同识别结果在变形趋势方面与GNSS监测数据高度一致,误差置信区间保持在10 mm以内。所识别的潜在滑坡具有较高的空间相关性:与第四纪覆盖层的空间一致性为84.6%,与倾斜边坡结构的空间一致性为81.8%,与历史滑坡分布的空间一致性较强。此外,U-Net模型在测试集中的AUC为0.88,在验证集中的AUC为0.81。本研究通过insar时序分析、机器学习分类、深度学习分割三个模块的协同作用,有效提高了滑坡灾害识别的准确性和可靠性,为山区滑坡灾害防治提供了新的技术途径。
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Bulletin of Engineering Geology and the Environment
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