. We introduce two new concepts for unbounded operators T in a Hilbert space, the essential numerical range W e 5 ( T ) of type 5 and the C -numerical range W C ( T ) . Our first main result clarifies the relation of W e 5 ( T ) to the essential numerical range W e ( T ) , answering an open problem of Bögli, Marletta and Tretter’s (2020) by employing the Bessaga–Pełczyński selection theorem from Banach space theory. It turns out that W e 5 ( T ) ⊂ W e ( T ) and we establish sharp conditions for equality. An example for strict inclusion shows that W e ( T ) may be a half-plane, while W e 5 ( T ) only a line. We also show that W e 5 ( T ) is convex and that it contains the convex hull of the essential spectrum. Our second main result reveals a geometric relation between W e 5 ( T ) and W C ( T ) . We show that, for finite-rank operators C , W C ( T ) is star-shaped with star-centre (Tr C ) W e 5 ( T ) , generalizing a result for bounded operators where W e 5 ( T ) = W e ( T ) .
. 我们引入了Hilbert空间中无界算子T的两个新概念,即5型的基本数值范围w5 (T)和C -数值范围wc (T)。我们的第一个主要结果阐明了we 5 (T)与基本数值范围we (T)的关系,通过使用巴拿赫空间理论中的Bessaga-Pełczyński选择定理回答了Bögli, Marletta和Tretter(2020)的一个开放问题。结果是we 5 (T)∧W e (T),我们建立了相等的尖锐条件。一个严格包含的例子表明,we (T)可能是半平面,而we5 (T)只是一条直线。我们还证明了we5 (T)是凸的,并且它包含了基本谱的凸包。我们的第二个主要结果揭示了w5 (T)和wc (T)之间的几何关系。我们证明了对于有限秩算子C, wc (T)是星中心(Tr C) We 5 (T)的星形,推广了We 5 (T) = We (T)的有界算子的结果。
{"title":"Essential numerical range and $C$-numerical range\u0000for unbounded operators","authors":"N. Hefti, C. Tretter","doi":"10.4064/sm201231-16-9","DOIUrl":"https://doi.org/10.4064/sm201231-16-9","url":null,"abstract":". We introduce two new concepts for unbounded operators T in a Hilbert space, the essential numerical range W e 5 ( T ) of type 5 and the C -numerical range W C ( T ) . Our first main result clarifies the relation of W e 5 ( T ) to the essential numerical range W e ( T ) , answering an open problem of Bögli, Marletta and Tretter’s (2020) by employing the Bessaga–Pełczyński selection theorem from Banach space theory. It turns out that W e 5 ( T ) ⊂ W e ( T ) and we establish sharp conditions for equality. An example for strict inclusion shows that W e ( T ) may be a half-plane, while W e 5 ( T ) only a line. We also show that W e 5 ( T ) is convex and that it contains the convex hull of the essential spectrum. Our second main result reveals a geometric relation between W e 5 ( T ) and W C ( T ) . We show that, for finite-rank operators C , W C ( T ) is star-shaped with star-centre (Tr C ) W e 5 ( T ) , generalizing a result for bounded operators where W e 5 ( T ) = W e ( T ) .","PeriodicalId":51179,"journal":{"name":"Studia Mathematica","volume":null,"pages":null},"PeriodicalIF":0.8,"publicationDate":"2022-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"70509098","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":3,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}