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Constitutional review of negotiated international investment agreements: Strengths and shortcomings of the Colombian Constitutional Court’s approach 对谈判达成的国际投资协定的宪法审查:哥伦比亚宪法法院做法的优点和缺点
IF 1 3区 社会学 Q2 LAW Pub Date : 2022-08-08 DOI: 10.1093/icon/moac037
J. C. Ochoa-Sánchez
Increasingly, international investment agreements (IIAs) and investor–state dispute settlement (ISDS) mechanisms relate to, and at times conflict with, constitutional rights, principles, and rules. Because of this interrelationship, since 2017, constitutional courts in several regions of the world have had to examine constitutional charges brought against IIAs when conducting their ex ante constitutional review of negotiated IIAs. In order to fill significant gaps in the current literature on the subject, this article conducts an in-depth analysis of the judgment of the Colombian Constitutional Court (CCC) which examined the constitutionality of the negotiated bilateral investment treaty (BIT) between Colombia and France (“the investment Agreement”). This article demonstrates that, while the CCC’s judgment has several positive aspects, it also has some significant shortcomings. The Court set the basis for a stricter ex ante constitutional review of IIAs, specifically the rationales, methods, and grounds for review that constitutional courts can use to conduct such a review. The Court also shed light on the methodology to interpret IIAs, the conditional constitutionality approach, and orders that constitutional courts can adopt in this type of review. However, this article demonstrates that the Court’s review over many aspects of the three sets of elements that it covered—i.e. the investment Agreement as a whole and the Agreement’s provisions on standards of treatment and ISDS, was not thorough or it applied a looser test than its reasonableness test. This research also shows that the Court did not engage in review of the investment Agreement concerning its compatibility with economic, social, and cultural rights.
国际投资协定(IIA)和投资者-国家争端解决机制越来越多地涉及宪法权利、原则和规则,有时甚至与之冲突。由于这种相互关系,自2017年以来,世界几个地区的宪法法院在对谈判达成的国际投资协定进行事前宪法审查时,不得不审查对国际投资协定提出的宪法指控。为了填补当前有关该主题的文献中的重大空白,本文对哥伦比亚宪法法院(CCC)的判决进行了深入分析,该判决审查了哥伦比亚和法国谈判达成的双边投资条约(BIT)(“投资协议”)的合宪性。本文表明,CCC的判断有几个积极的方面,但也有一些显著的不足。法院为对国际投资协定进行更严格的事前宪法审查奠定了基础,特别是宪法法院可以用来进行这种审查的理由、方法和理由。法院还阐明了解释国际投资协定的方法、有条件的合宪性方法以及宪法法院在这类审查中可以采用的命令。然而,这篇文章表明,法院对其涵盖的三组要素的许多方面的审查——即整个投资协议以及协议关于待遇标准和ISDS的规定——并不彻底,或者它采用了比合理性测试更宽松的测试。这项研究还表明,法院没有对《投资协定》与经济、社会和文化权利的兼容性进行审查。
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引用次数: 0
Reflecting on the ethical commitments of our role 反思我们角色的道德承诺
IF 1 3区 社会学 Q2 LAW Pub Date : 2022-08-08 DOI: 10.1093/icon/moac042
Thomas Bustamante
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引用次数: 0
Explaining continuity and change: The case of the Euratom Treaty 解释连续性和变化:以欧洲原子能共同体条约为例
IF 1 3区 社会学 Q2 LAW Pub Date : 2022-08-08 DOI: 10.1093/icon/moac041
Anna Södersten
The Euratom Treaty is one of the EU Treaties. It was adopted already in 1957, but unlike the Treaty on European Union (TEU) and the Treaty on the Functioning of the European Union (TFEU) it has not been amended in substance. The article has two aims, which are analyzed through the lens of historical institutionalism, an approach characterized by its focus on the effects of institutions over time. First, it states and discusses some possible reasons as to why the Euratom Treaty has not been revised. Second, it shows that although the Treaty has not been formally amended by treaty revision, an incremental gradual change has occurred anyway through displacement, layering, drift, conversion, and exhaustion. This change is more than profound: it provides the Euratom with a new rationale.
《欧洲原子能共同体条约》是欧盟条约之一。该条约早在1957年就已通过,但与《欧洲联盟条约》(TEU)和《欧洲联盟运作条约》(TFEU)不同的是,该条约并未在实质上进行修订。本文有两个目标,通过历史制度主义的视角进行分析,这是一种以关注制度随时间的影响为特征的方法。首先,它陈述并讨论了《欧洲原子能共同体条约》尚未修订的一些可能原因。第二,它表明,尽管《条约》没有经过条约修订的正式修正,但通过置换、分层、漂移、转换、耗尽等方式,已经发生了渐进式的渐变。这一变化不仅意义深远:它为欧洲原子能机构提供了一个新的理论依据。
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引用次数: 0
Altneueland – European Law Open published by Cambridge University Press: Welcome Altneueland-剑桥大学出版社出版的欧洲法律公开赛:欢迎
IF 1 3区 社会学 Q2 LAW Pub Date : 2022-08-08 DOI: 10.1093/icon/moac050
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引用次数: 0
Judges as equilibrists: Explaining judicial activism in Latin America 作为平衡者的法官:解释拉丁美洲的司法能动主义
IF 1 3区 社会学 Q2 LAW Pub Date : 2022-08-08 DOI: 10.1093/icon/moac044
G. Pereira
Intense forms of judicial activism have emerged in Latin America in the last three decades. Judges dictated structural remedies decisions (SRDs) to create, design, and implement public policies to redress structural human rights violations, implementing permanent judicial monitoring of the policy process. In a region marked by judicial instability, SRDs are risky options for judges. They can be seen as strong challenges to the government and, thus, prompt retaliation. They can also damage judges’ reputations as they might be strongly criticized by influential conservative groups of society that oppose progressive structural reforms. What drives judges to pursue or avoid this kind of risky activism? I propose the equilibrist approach, an alternative model to standard accounts explaining judicial behavior in Latin America. It incorporates the legitimacy-building dimension of the strategic game and predicts some level of assertiveness but one that is careful about the preferences of elites, the mass public, and opinion leaders. I use the institutional yet fragile Argentine Supreme Court to test the model, as it decided several SDRs in the early 2000s.
在过去的三十年里,拉丁美洲出现了激烈的司法激进主义形式。法官决定了结构性补救决定,以制定、设计和实施公共政策,纠正结构性侵犯人权行为,并对政策过程进行永久性司法监督。在一个司法不稳定的地区,SRD对法官来说是危险的选择。它们可以被视为对政府的强烈挑战,从而引发报复。他们还可能损害法官的声誉,因为他们可能会受到反对进步结构改革的有影响力的保守派社会团体的强烈批评。是什么驱使法官追求或避免这种冒险的激进主义?我提出了平衡论方法,这是一种解释拉丁美洲司法行为的标准账户的替代模式。它融合了战略游戏的合法性构建维度,并预测了一定程度的自信,但要小心精英、大众和舆论领袖的偏好。我利用体制但脆弱的阿根廷最高法院来测试这种模式,因为它在21世纪初决定了几个特别提款权。
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引用次数: 1
Para-constitutional engineering and federalism: Informal constitutional change through intergovernmental agreements 准宪法工程与联邦制:通过政府间协议进行的非正式宪法改革
IF 1 3区 社会学 Q2 LAW Pub Date : 2022-08-08 DOI: 10.1093/icon/moac040
J. Poirier, Joan M. Hartery
This article explores the phenomenon of informal constitutional change with a particular focus on the role played by intergovernmental agreements (IGAs) concluded between members of a federation. It has two objectives. The first is to add IGAs to the catalogue of methods through which constitutions are altered without recourse to formal amendment procedures. Using Canada as a case study, we highlight a paradox: by rendering unconstitutional certain legislative initiatives meant to circumvent formal rules of constitutional amendment, courts are actually inviting political actors, notably the executive branches, to resort to even more fluid and informal methods of altering the Constitution. Second, we bring the concept of “para-constitutionality” into the broader literature on informal constitutional change. Para-constitutionality captures two distinct dimensions of informal constitutional change which are often conflated. “Para” in the Greek sense signifies “circumvention.” The focus here is on effectivity, on the impact of mechanisms (such as IGAs) on the overall constitutional order. By contrast, “para” in the Latin sense means “against.” It is concerned with constitutional (in)validity. We seek to underscore that even when strategies are not found to be unconstitutional, they may nevertheless have a transformative impact on the overall federal architecture. In conclusion, we suggest that an implicit commitment to intergovernmental transactions and compromise, both inherent to federalism, may explain judicial benevolence in the face of negotiated para-constitutional engineering mechanisms, in contrast to unilateral legislative attempts at informal constitutional change.
本文探讨了非正式宪法变革的现象,特别关注联邦成员之间达成的政府间协议所发挥的作用。它有两个目标。第一种是将IGA添加到修改宪法的方法目录中,而无需诉诸正式的修正程序。以加拿大为例,我们强调了一个悖论:通过使某些旨在规避宪法修正案正式规则的立法举措违宪,法院实际上是在邀请政治行为者,尤其是行政部门,采取更灵活、更非正式的方法来修改宪法。其次,我们将“准合宪性”的概念引入到更广泛的非正式宪法变革文献中。准合宪性体现了非正式宪法变革的两个不同层面,这两个层面经常被混为一谈。希腊意义上的“Para”意味着“规避”。这里的重点是有效性,以及机制(如IGA)对整体宪法秩序的影响。相比之下,拉丁语中的“para”意思是“反对”。它涉及宪法的有效性。我们试图强调,即使没有发现战略违宪,它们也可能对整个联邦架构产生变革性影响。最后,我们认为,对政府间交易和妥协的隐含承诺,都是联邦制所固有的,可以解释面对谈判达成的准宪法工程机制时的司法仁慈,而不是对非正式宪法改革的单方面立法尝试。
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引用次数: 0
On scholactivism in constitutional studies: Skeptical thoughts 论宪法研究中的经院行动主义:怀疑论
IF 1 3区 社会学 Q2 LAW Pub Date : 2022-08-08 DOI: 10.1093/icon/moac039
Tarunabh Khaitan
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引用次数: 1
Constitutional identity, expressivism, and constitutional change through judicial interpretation: The Indonesian LGBT case as a case study 宪法认同、表现主义与司法解释下的宪法变迁:以印尼LGBT个案为个案研究
IF 1 3区 社会学 Q2 LAW Pub Date : 2022-08-08 DOI: 10.1093/icon/moac045
Ignatius Yordan Nugraha
Constitutional change can be produced through judicial interpretation when a particular dictum becomes informally entrenched and creates a new constitutional meaning without the need for a formal amendment. However, scholarship has not yet scrutinized the form of legal reasoning that may be used to push for such a change. The purpose of this article is to analyze the role of expressivism in justifying constitutional change through judicial interpretation. For this purpose, I have developed the expressivist framework into what I call “operationalized expressivism,” which refers to constitutional courts interpreting references to constitutional identity in the constitution such as to create a juridical effect. I then use the dissenting opinion in the Indonesian LGBT case as a case study of how operationalized expressivism can initiate a constitutional change. I have selected this particular opinion because of its potential to radically transform the constitutional landscape of Indonesia, as the dissenting judges have declared the Indonesian Constitution as a “Godly” Constitution that requires all laws to be consistent with religious values.
当一项特定的格言在不需要正式修正案的情况下非正式地确立并产生新的宪法含义时,可以通过司法解释产生宪法变更。然而,学术界尚未仔细研究可能用于推动这种变革的法律推理形式。本文的目的是分析表现主义在通过司法解释为宪法变更辩护中的作用。为此,我将表现主义框架发展为我所谓的“操作化表现主义”,它指的是宪法法院解释宪法中关于宪法身份的参考资料,比如创造一种司法效果。然后,我以印尼LGBT案的反对意见为例,研究表现主义是如何引发宪法变革的。我之所以选择这一特殊意见,是因为它有可能从根本上改变印度尼西亚的宪法格局,因为持不同意见的法官已经宣布印度尼西亚宪法是一部“神圣的”宪法,要求所有法律都符合宗教价值观。
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引用次数: 0
“Scholarship is about knowledge, not justice” “学术关乎知识,而非正义。”
IF 1 3区 社会学 Q2 LAW Pub Date : 2022-08-08 DOI: 10.1093/icon/moac043
J. Komárek
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引用次数: 0
Necessity or balancing: The protection of rights under different proportionality tests—Experimental evidence 必要性还是平衡:不同比例检验下的权利保护——实验证据
IF 1 3区 社会学 Q2 LAW Pub Date : 2022-07-08 DOI: 10.1093/icon/moac036
Talya Steiner, Liat Netzer, R. Sulitzeanu-Kenan
Despite its global proliferation, there is no standard formulation for proportionality analysis. The result is debate over the optimal formulation and application of the doctrine and the ramifications of adopting different versions. A subset of this debate relates to which element of the doctrine provides rights with greater protection against competing public interests. Although this dispute is essentially empirical, arguments on the matter remain strictly theoretical. This study presents the first experimental analysis of the effects of specific subtests of proportionality analysis on the level of protection afforded to rights. We find strong evidence that applying proportionality in terms of the necessity test—whether there are less restrictive means—results in greater protection of rights in policy decisions than does applying proportionality in terms of the strict proportionality test—balancing the benefit against the harm. The findings suggest that including a necessity component within the proportionality doctrine, and emphasizing it as a central stage of the analysis, can enhance the protection of rights in decisions regarding rights-restricting policy.
尽管它在全球范围内扩散,但比例分析没有标准的提法。其结果是关于该学说的最佳表述和应用以及采用不同版本的后果的辩论。这场辩论的一部分涉及该学说的哪一部分为权利提供了更大的保护,使其免受相互竞争的公共利益的影响。尽管这场争论本质上是实证性的,但关于这一问题的争论仍然是严格的理论性的。本研究首次对比例分析的具体子测验对权利保护水平的影响进行了实验分析。我们发现强有力的证据表明,在必要性测试中应用相称性——是否有较少的限制性手段——比在严格的相称性测试中使用相称性——平衡利益与伤害——能在政策决策中获得更大的权利保护。研究结果表明,在相称性原则中纳入必要性部分,并将其强调为分析的中心阶段,可以在有关权利限制政策的决策中加强对权利的保护。
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引用次数: 1
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Icon-International Journal of Constitutional Law
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