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Short Circuiting Policy: Interest Groups and the Battle over Clean Energy and Climate Policy in the American States 政策短路:利益集团与美国各州清洁能源和气候政策之争
IF 2.2 4区 社会学 Q1 Social Sciences Pub Date : 2024-01-05 DOI: 10.1080/02646811.2023.2289317
Gilbert Michaud
Published in Journal of Energy & Natural Resources Law (Ahead of Print, 2024)
发表于《能源与自然资源法杂志》(2024 年提前出版)
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引用次数: 0
Brexit and Energy Law: Implications and Opportunities 英国脱欧与能源法:影响与机遇
IF 2.2 4区 社会学 Q1 Social Sciences Pub Date : 2023-12-14 DOI: 10.1080/02646811.2023.2284005
Peter D Cameron
Published in Journal of Energy & Natural Resources Law (Ahead of Print, 2023)
发表于《能源与自然资源法杂志》(2023 年提前出版)
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引用次数: 0
Hydrogen production in Australia from renewable energy: no doubt green and clean, but is it mean? 澳大利亚可再生能源制氢:毫无疑问是绿色和清洁的,但这意味着什么?
IF 2.2 4区 社会学 Q1 Social Sciences Pub Date : 2023-11-29 DOI: 10.1080/02646811.2023.2271786
Tina Soliman Hunter, Kerryn Brent, Alex Wawryk, Jordie Pettit, Nate Camatta
The energy transition necessitates hydrogen generation to meet current energy needs. Low-carbon hydrogen (green hydrogen from renewable energy, and blue hydrogen from gas with CO2 removal and stora...
能源转型需要制氢来满足当前的能源需求。低碳氢(来自可再生能源的绿色氢,以及来自二氧化碳去除和储存的天然气的蓝色氢……
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引用次数: 0
An Environmental Court in Action: Function, Doctrine and Process 诉讼中的环境法院:功能、原则与程序
IF 2.2 4区 社会学 Q1 Social Sciences Pub Date : 2023-11-23 DOI: 10.1080/02646811.2023.2269768
Linda Yanti Sulistiawati
Published in Journal of Energy & Natural Resources Law (Ahead of Print, 2023)
发表于《能源与自然资源法》杂志(2023年印刷前)
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引用次数: 0
Held v Montana : the beginning of a climate change lawsuit trend in US state level courts or a one-shot wonder? 蒙大拿案:美国州一级法院气候变化诉讼趋势的开始还是昙花一现?
4区 社会学 Q1 Social Sciences Pub Date : 2023-10-02 DOI: 10.1080/02646811.2023.2267380
Don C Smith
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引用次数: 0
Exploring regulatory strategies for accelerating the development of sustainable hydrogen markets in the European Union 探索加速欧盟可持续氢市场发展的监管战略
4区 社会学 Q1 Social Sciences Pub Date : 2023-09-29 DOI: 10.1080/02646811.2023.2257528
Max Baumgart, Saskia Lavrijssen
The development of sustainable hydrogen markets will play a vital role to achieve energy sovereignty and climate neutrality by 2050. The article analyses what tools and methods are available to contribute to the development of such markets. To identify these tools and methods, the article elaborates on goals and principles of good regulation, and argues for the consideration of flexibility in the regulatory framework to be responsive to technological, societal and economic changes. Considering Germany and the draft EU hydrogen and decarbonised gas market package as case studies, the article develops the argument that legislators should consider regulatory experimentation and apply comparative methods to develop well-working regulatory strategies and an appropriate set of rules for the development of the markets.
到2050年,可持续氢市场的发展将对实现能源主权和气候中和发挥至关重要的作用。本文分析了哪些工具和方法可以为这些市场的发展做出贡献。为了确定这些工具和方法,本文详细阐述了良好监管的目标和原则,并主张考虑监管框架的灵活性,以响应技术、社会和经济变化。以德国和欧盟氢和脱碳天然气市场一揽子草案为案例研究,本文提出了立法者应该考虑监管实验并应用比较方法来制定行之有效的监管战略和一套适当的市场发展规则的论点。
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引用次数: 1
Energy justice – the triumvirate of tenets revisited and revised 能源正义——重新审视和修订的三大原则
4区 社会学 Q1 Social Sciences Pub Date : 2023-09-29 DOI: 10.1080/02646811.2023.2256593
Raphael J. Heffron
AbstractIt has been over a decade since the article that kickstarted energy justice research was published in 2012. It focused on the ‘triumvirate of tenets’ of justice, which were distributive, procedural and recognition justice. Today in 2023, and with significant developments of the 2015 Paris Agreement and the UN Sustainable Development Goals, there needs to be a revision. Over time, the three tenets have become five as scholars began to advance thinking on energy justice into policymaking. Energy justice now is creating an impact, and policymakers and governments are beginning to recognise its value for meeting energy and climate targets. Energy justice can be a vehicle for investment and also for improving the socio-economic performance of an economy. Adopting the now five principles (tenets) of energy justice reduces the inherent risks in the energy sector and more broadly in society. The now five principles (moving beyond tenets) of energy justice are: distributive, procedural, restorative, recognition and cosmopolitan justice. These have been integrated into significant law and policy documents in the United States and Colombia, in 2022 and 2023. It is just a matter of time before many other countries begin to utilise them to achieve transformative change in their societies.Keywords: energy justicetriumvirate of tenetsenergy justice principlesfuture-proofingsocial contract Disclosure statementNo potential conflict of interest was reported by the author.Notes1 D McCauley and others, ‘Advancing Energy Justice: The Triumvirate of Tenets’ (2013) 32(3) International Energy Law Review 1072 According to GoogleScholar data – which is openly accessible online – as of 18 September 20233 Some key research material on the topic that has been produced over the years is the following which includes an article in Nature Energy – see further below: G Bombaerts, A Spahn and E Laes, ‘Structuring Values and Normative Frameworks using Schwartz’s Value Theory to Map the Three Tenets of Energy Justice’ (2023) 104 Energy Research and Social Science 103244; M Fang and others, ‘Social Media and Energy Justice: A Global Evidence’ (2023) 125 Energy Economics 106886; MP Fortier and others, ‘Introduction to Evaluating Energy Justice across the Life Cycle: A Social Life Cycle Assessment Approach’ (2019) 236 Applied Energy 211; B Sovacool and others, ‘Energy Decisions Reframed as Justice and Ethical Concerns’ (2016) 1 Nature Energy 16024; K Jenkins and others, ‘Energy Justice: A Conceptual Review’ (2016) 11 Energy Research and Social Science 1744 It is worth noting that the author of this article was a leading co-author of the original 2013 article.5 For more, see Intergovernmental Panel on Climate Change (IPCC), AR6 Synthesis Report: Climate Change 2023 (2023) accessed 10 August 20236 RJ Heffron, ‘Applying Energy Justice into the Energy Transition’ (2022) 156 Renewable and Sustainable Energy Reviews 1119367 RJ Heffron, ‘Energy Law in Crisis: an energy j
自2012年启动能源正义研究的文章发表以来,已经过去了十多年。它侧重于正义的“三大原则”,即分配正义、程序正义和承认正义。在2023年的今天,随着2015年《巴黎协定》和联合国可持续发展目标取得重大进展,有必要进行修订。随着时间的推移,随着学者们开始将对能源正义的思考推进到政策制定中,这三条原则变成了五条。能源公正现在正在产生影响,政策制定者和政府开始认识到它在实现能源和气候目标方面的价值。能源公正可以是投资的工具,也可以是改善经济社会经济表现的工具。采用现在的五项能源正义原则(信条)可以减少能源部门乃至更广泛的社会固有风险。目前,能源正义的五项原则(超越了信条)是:分配正义、程序正义、恢复正义、承认正义和世界正义。这些已被纳入2022年和2023年美国和哥伦比亚的重要法律和政策文件。许多其他国家开始利用它们来实现其社会的变革只是时间问题。关键词:能源司法三人组能源司法原则面向未来的社会契约披露声明作者未报告潜在利益冲突。注1 D McCauley等人,《推进能源正义:三大原则》(2013)32(3)《国际能源法评论》(International Energy Law Review)第72期。根据谷歌学者的数据(该数据可在网上公开获取),截至2013年9月18日,多年来关于该主题的一些重要研究材料如下,其中包括《自然能源》(Nature Energy)上的一篇文章:G Bombaerts, A Spahn和E Laes,“构建价值和规范框架使用施瓦茨的价值理论来映射能源正义的三个原则”(2023)104能源研究与社会科学103244;方M等,《社交媒体与能源正义:全球证据》(2023)125 Energy Economics 106886;MP Fortier和其他人,“整个生命周期评估能源正义的介绍:社会生命周期评估方法”(2019)236应用能源211;B Sovacool和其他人,“能源决策重新定义为正义和伦理问题”(2016)1自然能源16024;K Jenkins等人,“能源正义:一个概念回顾”(2016)11能源研究与社会科学1744值得注意的是,这篇文章的作者是2013年原始文章的主要合著者更多信息请参见政府间气候变化专门委员会(IPCC), AR6综合报告:2023年气候变化(2023),访问日期:2023年8月10日236 RJ Heffron,“将能源正义应用于能源转型”(2022)156可再生能源和可持续能源评论1119367 RJ Heffron,“危机中的能源法:RJ Heffron和D McCauley,“跨学科的能源正义概念”(2017)105能源政策6589此数据可通过网站www.sciencedirect.com搜索,开放获取。数据最后一次检查和确认是在2023.10年8月10日。美国能源部,“Justice Initiative Environmental Justice Fact Sheet”(2022年)访问了202311年8月10日。S Baker, S DeVar和S Prakash,能源正义工作手册(2019年能源正义倡议)。S Carley, C Engle和DM Konisky,“全美能源正义项目分析”(2021年)。这首先在以下论文中表达:RJ Heffron,“面向2030年至2050年的下一代能源法”(2023a) 41(2)能源和自然资源法杂志13115 RJ Heffron和L De Fontenelle,“通过新的社会契约实现能源正义”(2023)41(2)能源和自然资源法杂志14116 M Holder,联合国秘书长:联合国环境规划署,应对气候、生物多样性和污染危机的面向未来的基础设施(UNEP 2021)。18 RJ Heffron,“为公正转型重新定位:能源公司需要面向未来的结构和战略”(2023b) 16(3)世界能源法与商业杂志302
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引用次数: 0
Increased financial regulation in the European Union for energy firms extensively active in energy derivatives markets? 欧盟对在能源衍生品市场广泛活跃的能源公司加强金融监管?
4区 社会学 Q1 Social Sciences Pub Date : 2023-09-29 DOI: 10.1080/02646811.2023.2256596
Randy Priem
AbstractBecause of the excessive prices and volatility in the energy derivatives markets over the period 2021–2023, margins increased considerably, leading major European energy companies to experience liquidity stress in meeting those. As a consequence, several local governments needed to provide guarantees to avoid their default. This article includes several legislative proposals to ensure that energy firms are prudentially safer and that there exists a level playing field among financial actors active in the same market segment. Specifically, this article proposes to (1) decrease the clearing threshold for commodity derivatives under the European Market Infrastructure Regulation (EMIR), (2) narrow the definition of hedging relevant to the calculation of the clearing threshold, (3) remove the intragroup exemption possibility under EMIR, and (4) make sure that energy firms can be categorised more easily as investment firms.Keywords: commodity derivativesenergy futuresenergy firmscentral counterpartiesfinancial regulation AcknowledgementsThe information contained in this article is the personal view of the author solely and not of the FSMA. This article also does not bind the FSMA in any way. The author is responsible for any errors or omissions. This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors. The author likes to thank Giuseppe Bellia, Guillaume Bérard, An De Pauw, Gaston Fornes, Sébastien Martino, Alvaro Mendez, Jean-Paul Servais, Damien Sohet, Antoine Van Cauwenberge, Jean-Michel Van Cottem, Joachim Van Wymeersch and Sofie Verweire for useful input.Disclosure statementNo potential conflict of interest was reported by the author.Notes1 Financial Times, War in Ukraine: What Explains the Calm in Global Stock Markets, 2022 accessed 26 September 20232 See Randy Priem, A Relaxation of Commodity Derivatives Clearing Legislation as a Consequence of the 2021–2023 Energy Crisis (2003) SSRN Working Paper accessed 10 May 20233 See ESMA, Trends, Risks and Vulnerabilities, 2022 accessed 10 May 20234 See Erik R Larsen, Ann van Ackere and Sebastien Osorio, ‘Can Electricity Companies too Big to Fail?’ (2018) 9 Energy Policy 965 For instance, Germany set aside 7 billion euros in loans to be made available to companies facing liquidity issues6 See Bloomberg, Lagarde Says ECB Can’t Offer Liquidity to Energy Firms, 2022. accessed 10 May 20237 See European Commission, State Aid: Commission adopts Temporary Crisis and Transition Framework to Further Support Transition Towards Net-zero Economy, 2023. accessed 10 May 20238 REG
参见ESMA, EMIR下清算义务的公共注册,2023。参见Ben S Bernanke,“崩溃期间的清算和结算”(1990)3(1)金融研究综述13324意味着他们的头寸超过了EMIR第10(3)条规定的清算阈值,并且如果超过30个工作日的滚动平均头寸超过阈值,则根据EMIR第4条,他们将成为未来合约的清算义务的一部分25参见ESMA。ESMA提议到2022年将商品衍生品EMIR清算门槛提高10亿欧元。2016年10月4日委员会授权法规(EU) 2016/2251,补充欧洲议会和理事会关于场外衍生品的法规(EU) No 648/2012,2012年12月19日委员会授权条例(EU)第149/2013号,补充欧洲议会和理事会条例(EU)第648/2012号,关于间接清算安排、清算义务、公共登记的监管技术标准;未由CCP清算的场外衍生品合约的交易场所准入、非金融对手方和风险缓解技术,查阅于202328年5月10日《EMIR清算门槛审查讨论文件》(europa.eu),查阅于202329年5月10日见ESMA,《EMIR清算门槛审查报告》,2022年。欧洲议会和理事会2019年5月20日第(EU) 2019/834号条例修订了第(EU) 648/2012号条例,该条例涉及清算义务、暂停清算义务、报告要求、未由中央对手方清算的场外衍生品合约的风险缓解技术;交易存储库的注册和监督以及交易存储库的要求(即EMIR Refit)引入了ESMA的任务,要求ESMA定期审查清算阈值,并在必要时提出修订以更新这些阈值31参见CFTC的不采取行动的信函20235月10日访问见ESMA,关于EMIR清算阈值审查的讨论文件,2022。参见ESMA,关于商品衍生品清算门槛的最终报告EMIR RTS, 2022。在本文中,定义为持有衍生金融工具以减少市场风险敞口的活动35欧洲议会和理事会2002年7月19日关于国际会计准则应用的法规(EC) No 1606/2002查阅于20235月10日36见ESMA, EMIR实施的问答,2023查阅于202310月37见ESMA,关于EMIR清算门槛审查的讨论文件,2022。同上39参见ESMA,ESMA对欧盟委员会关于能源衍生品市场最新发展的回应,2022。欧洲议会和理事会2019年5月20日第(EU) 2019/834号条例修订了第(EU) 648/2012号条例,该条例涉及清算义务、暂停清算义务、报告要求、未由中央对手方清算的场外衍生品合约的风险缓解技术;欧洲议会和理事会2014年5月15日关于金融工具市场的第2014/65/EU号指令,以及修订第2002/92/EC号指令和第2011/61/EU号指令的指令,参见202342年5月10日通过的第3、6条;欧洲议会和理事会2014年5月15日关于金融工具市场和修订法规(EU) No 648/2012 (MiFIR)的法规(EU) No 600/2014和法规26 (EU) No 600/2014)于20235月10日访问。欧洲议会和理事会2013年6月26日关于信贷机构和投资公司审慎要求的第575/2013号条例(EU)和修订条例(EU)第648/2012号,于2023年5月10日生效。例如,投资公司需要有足够的资本来应对衍生品投资组合的市场风险、潜在的交易对手违约、操作风险以及单一交易对手的风险集中。关于其衍生品头寸的市场风险,即净头寸风险(NPR),许多交易公司使用银行资本要求法规(CRR)中包含的简化方法。
{"title":"Increased financial regulation in the European Union for energy firms extensively active in energy derivatives markets?","authors":"Randy Priem","doi":"10.1080/02646811.2023.2256596","DOIUrl":"https://doi.org/10.1080/02646811.2023.2256596","url":null,"abstract":"AbstractBecause of the excessive prices and volatility in the energy derivatives markets over the period 2021–2023, margins increased considerably, leading major European energy companies to experience liquidity stress in meeting those. As a consequence, several local governments needed to provide guarantees to avoid their default. This article includes several legislative proposals to ensure that energy firms are prudentially safer and that there exists a level playing field among financial actors active in the same market segment. Specifically, this article proposes to (1) decrease the clearing threshold for commodity derivatives under the European Market Infrastructure Regulation (EMIR), (2) narrow the definition of hedging relevant to the calculation of the clearing threshold, (3) remove the intragroup exemption possibility under EMIR, and (4) make sure that energy firms can be categorised more easily as investment firms.Keywords: commodity derivativesenergy futuresenergy firmscentral counterpartiesfinancial regulation AcknowledgementsThe information contained in this article is the personal view of the author solely and not of the FSMA. This article also does not bind the FSMA in any way. The author is responsible for any errors or omissions. This research did not receive any specific grant from funding agencies in the public, commercial, or not-for-profit sectors. The author likes to thank Giuseppe Bellia, Guillaume Bérard, An De Pauw, Gaston Fornes, Sébastien Martino, Alvaro Mendez, Jean-Paul Servais, Damien Sohet, Antoine Van Cauwenberge, Jean-Michel Van Cottem, Joachim Van Wymeersch and Sofie Verweire for useful input.Disclosure statementNo potential conflict of interest was reported by the author.Notes1 Financial Times, War in Ukraine: What Explains the Calm in Global Stock Markets, 2022 <www.ft.com/content/4c4c4c04-151c-467c-b011-136d56546da9> accessed 26 September 20232 See Randy Priem, A Relaxation of Commodity Derivatives Clearing Legislation as a Consequence of the 2021–2023 Energy Crisis (2003) SSRN Working Paper <https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4448470> accessed 10 May 20233 See ESMA, Trends, Risks and Vulnerabilities, 2022 <www.esma.europa.eu/sites/default/files/library/esma50-165-2229_trv_2-22.pdf> accessed 10 May 20234 See Erik R Larsen, Ann van Ackere and Sebastien Osorio, ‘Can Electricity Companies too Big to Fail?’ (2018) 9 Energy Policy 965 For instance, Germany set aside 7 billion euros in loans to be made available to companies facing liquidity issues6 See Bloomberg, Lagarde Says ECB Can’t Offer Liquidity to Energy Firms, 2022. <www.bloomberg.com/news/articles/2022-09-09/lagarde-says-ecb-can-offer-liquidity-to-banks-not-energy-firms> accessed 10 May 20237 See European Commission, State Aid: Commission adopts Temporary Crisis and Transition Framework to Further Support Transition Towards Net-zero Economy, 2023. <https://ec.europa.eu/commission/presscorner/detail/en/ip_23_1563> accessed 10 May 20238 REG","PeriodicalId":51867,"journal":{"name":"Journal of Energy & Natural Resources Law","volume":null,"pages":null},"PeriodicalIF":0.0,"publicationDate":"2023-09-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"135243652","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Digitalisation: an enabler for the clean energy transition 数字化:清洁能源转型的推动者
4区 社会学 Q1 Social Sciences Pub Date : 2023-09-27 DOI: 10.1080/02646811.2023.2254103
Simon Dekeyrel, Melanie Fessler
AbstractRussia’s war on Ukraine and the resulting energy crisis have painfully reminded Europe that it must urgently reduce its dependence on fossil fuels. For a sustainable, secure and affordable energy future, the coming years will require a massive scale-up of renewable energy across the EU and a tremendous effort by European businesses and households to cut their energy consumption.The use of data and digital solutions can play a pivotal role in bolstering these efforts. This has been recognised in the European Commission’s EU Action Plan on digitalising the energy system of October 2022, the first comprehensive plan for a twin green and digital transition in the European energy sector.While this plan is undeniably commendable, it is just a start. To fully unlock the potential of digitalisation in the transition towards sustainable energy systems, built around the active participation of consumers, significant shares of renewables, energy savings, and efficient energy use, the EU and its member states need to: Accelerate work on a common European energy data space, characterised by interoperable data standards, effective incentives for data sharing and adequate data protection and privacy safeguards for consumers.Ensure that citizens possess the necessary digital skills and information to reap the full benefits of the twin transition in terms of consumer empowerment and access to affordable and clean energy.Put in place the necessary safeguards regarding cybersecurity of energy networks to ensure that digital transformation does not jeopardise the resilience of EU energy systems.Use financial tools to accelerate the deployment of digital solutions in the energy sector and equip existing networks with the necessary digital infrastructure.KEYWORDS: clean energy transitionEuropean Uniontwin transitiondigitalisation Acknowledgements/disclaimerThis article builds on the findings of the project ‘Digitalisation for a Clean Energy Transition’ undertaken by EPC with the support of the Vodafone Institute for Society and Communications. The project included two workshops on ‘Digitalisation as a Catalyst for the Renewable Revolution’ and ‘Digitalisation as a Tool for More Efficient Energy Use’, which took place between May and July 2022. Thank you to Annika Hedberg, Stefan Šipka and Andrea G. Rodríguez for their comments on this work. Special thanks also to the experts from the International Renewable Energy Agency, Francisco Boshell and Jaidev Dhavle, for sharing their valuable expertise in the research process. The support the European Policy Centre receives for its ongoing operations, or specifically for its publications, does not constitute an endorsement of their contents, which reflect the views of the authors only. Supporters and partners cannot be held responsible for any use that may be made of the information contained therein. This article is a revised version of an EPC Discussion Paper that was published in January 2023.Disclosure statementNo
(2022年5月18日,访问日期为2023年6月25日)42委员会根据Fit for 55一揽子计划修订RED的初步立法提案提出了到2030年可再生能源在欧盟能源结构中所占份额达到40%的约束性目标,欧盟理事会,“理事会和议会达成可再生能源指令临时协议”。https://www.consilium.europa.eu/en/press/press-releases/2023/03/30/council-and-parliament-reach-provisional-deal-on-renewable-energy-directive/(2023年3月30日,2023年6月25日访问)44欧盟理事会,“理事会和议会就能源效率指令达成协议”,https://www.consilium.europa.eu/en/press/press-releases/2023/03/10/council-and-parliament-strike-deal-on-energy-efficiency-directive/?utm_source=dsms-auto&utm_medium=email&utm_campaign=Council%20and%20Parliament%20strike%20deal%20on%20energy%20efficiency%20directive(2023年3月10日,2023年6月25日访问)45欧洲委员会,数字化能源系统(n 30)46欧洲委员会,数字经济和社会指数(DESI) 2022, 1447欧洲委员会,数字化能源系统(n 30), 1048欧洲委员会,“第一代欧洲节能应用共同参考框架蓝图”,https://digital-strategy.ec.europa.eu/en/news/first-generation-blueprint-common-european-reference-framework-energy-saving-applications(2023年5月10日,2023年6月25日访问)49欧洲委员会,“能源共同体”,50欧盟委员会,“欧洲的数字十年:《2030年数字化目标》,https://commission.europa.eu/strategy-and-policy/priorities-2019-2024/europe-fit-digital-age/europes-digital-decade-digital-targets-2030_en(2023年6月25日访问)51欧洲委员会,数字化能源系统(第30期),1452 Francisco Boshell和Sean Ratka,《数据中心、效率和可再生能源之间的关系:能源转型的榜样”能源邮报,https://energypost.eu/the-nexus-between-data-centres-efficiency-and-renewables-a-role-model-for-the-energy-transition/(2020年6月26日)53欧盟委员会,“欧洲数字创新中心”,https://digital-strategy.ec.europa.eu/en/activities/edihs(2023年3月13日,2023年6月25日访问)54欧盟委员会,“通过运营数字平台数字化欧洲能源和运输网络”,https://digital-strategy.ec.europa.eu/en/funding/digitalising-european-energy-and-transport-networks-through-operational-digital-platforms(2022年10月13日,2023年6月25日访问)55有关数字化在欧洲绿色协议中的作用的更广泛前景,请参阅安妮卡·海德伯格和斯特凡Šipka,迈向绿色,竞争力和弹性的欧盟经济:数字化如何提供帮助?(欧洲政策中心2020)
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引用次数: 0
The compromised international legal regime for deep seabed mining and a possible solution from China’s legislative perspective 国际深海海底采矿法律制度的妥协以及中国立法视角下的可能解决方案
4区 社会学 Q1 Social Sciences Pub Date : 2023-09-14 DOI: 10.1080/02646811.2023.2252703
Chuanxuan Li, Hao Shen
AbstractThe principle of the common heritage of mankind (CHM principle), as enshrined in Part XI of the United Nations Convention on the Law of the Sea, is the fundamental principle of sharing the resources of the international seabed area. The International Seabed Authority (the Authority) is the international institution that implements Part XI of the Convention and has the dual task of managing the exploration and exploitation of resources in the international seabed area and protecting the marine environment. This article dives into a deep analysis of the problems that have arisen in the course of the development of the sharing mechanism for resources in the international seabed area by the Authority, and further engages in the discussion on China’s domestic legislative strategies for the mechanism for sharing of resources in the international seabed area. It is argued in this article that China’s domestic deep-sea legal regime is an important part of global deep-sea governance, and has the potential to apply a ‘corrective’ function to the ‘institutional misalignment’ that occurs in the operation of the international seabed regime with the aim of promoting the sharing of resources in the international seabed area.Keywords: international seabed areacommon heritage of mankindsharing mechanismthe EnterpriseChina’s legislative strategiesreserved areas Disclosure statementNo potential conflict of interest was reported by the authors.Notes1 Art 136 of the Convention.2 The Authority was established on 16 November 1994, under the United Nations Convention on the Law of the Sea, with its headquarters in Kingston, Jamaica, and is primarily responsible for the organisation and control of activities in the international seabed area, in particular the management of international seabed resources.3 China Ocean Mineral Resources Research and Development Association (COMRA), China Minmetals Corporation (CMC) and Beijing Pioneer High Technology Development Corporation signed exploration contracts with the Authority for polymetallic nodules in 2001, 2017 and 2019 respectively; COMRA also signed resource exploration contracts with the Authority for polymetallic sulphides and cobalt-rich ferromanganese crusts in 2011 and 2014. Hao Shen, ‘Developing China’s Legal Regime for International Deep Seabed Mining – The Present and Future’ (2021) 52(1) Ocean Development & International Law 204 Jonna Dingwall, International Law and Corporate Actors in Deep Seabed Mining (OUP 2021) 86–955 Aline Jaeckel, Jeff A. Ardron, and Kristina M. Gjerde, ‘Sharing Benefits of the Common Heritage of Mankind – Is the Deep Seabed Mining Regime Ready?’ (2016) 70 Marine Policy 1986 Art 137, para 2, 153, para 1, 156–185 of the Convention7 Art 137, para 1, of the Convention8 Art 140, para 1, 144, 148 of the Convention9 Art 145 of the Convention is generally considered to be the general enabling provision of the Convention for the adoption of environmental protection control measures by the Au
摘要《联合国海洋法公约》第十一部分规定的人类共同遗产原则(CHM原则)是共享国际海底资源的根本原则。国际海底管理局(管理局)是执行《公约》第十一部分的国际机构,具有管理国际海底地区资源的勘探和开发以及保护海洋环境的双重任务。本文深入分析了管理局在国际海底区域资源共享机制发展过程中出现的问题,并进一步探讨了中国国内国际海底区域资源共享机制的立法策略。本文认为,中国国内深海法律制度是全球深海治理的重要组成部分,有可能对国际海底制度运行中出现的“制度错位”起到“纠正”作用,以促进国际海底区域资源共享。关键词:国际海底区域人类共同遗产共享机制企业中国立法策略保留区披露声明作者未报告潜在利益冲突。注1《公约》第136条2管理局是根据《联合国海洋法公约》于1994年11月16日设立的,总部设在牙买加金斯敦,主要负责组织和控制国际海底地区的活动,特别是管理国际海底资源中国大洋矿产资源研究开发协会(COMRA)、中国五矿集团公司(CMC)和北京先锋高技术开发公司分别于2001年、2017年和2019年与管理局签订了多金属结核勘探合同;COMRA还于2011年和2014年与管理局签署了多金属硫化物和富钴锰铁结壳的资源勘探合同。申皓,“发展中国国际深海底采矿法律制度-现在与未来”(2021)52(1)海洋开发与国际法204 Jonna Dingwall,国际法与深海底采矿企业行为体(OUP 2021) 86-955 Aline Jaeckel, Jeff A. Ardron, Kristina M. Gjerde,“共享人类共同遗产的利益——深海底采矿制度准备好了吗?”(2016) 70海洋政策1986《公约》第137条第2款、第153条、第1款、第156-185条;《公约》第137条第1款;《公约》第140条第1款、第144条、第148条;《公约》第145条一般被认为是《公约》对管理局采取环境保护控制措施的一般授权条款。Aline Jaeckel,《国际海底管理局的环境管理战略?(2015) 30《法律基础》,《国际海洋与沿海法学报》,A/ c .1 /PV。1516, 1967年11月1日,第811段詹妮弗·弗雷克斯,“人类共同遗产原则和深海底、外层空间和南极洲:发达国家和发展中国家会达成妥协吗?”(2003) 21 Wisconsin International Law Journal 413;《人类的共同遗产:乌托邦还是现实?》(1985) 40国际期刊42312 Arvid Pardo,“海洋法会议-哪里出了问题”,载于Robert L Friedheim(主编),《管理海洋资源:入门》(Westview Press 1979) 13913《公约》第170条第1款《公约》第170条第2款规定,在管理局的国际法律人格范围内,企业应具有附件四所载规约规定的法律行为能力。 企业应按照本公约、管理局的规则、条例和程序以及大会制定的一般政策行事,并应接受理事会的指导和控制。15 ISBA/24/C/12,《关于波兰政府关于可能与企业合资经营的建议的考虑》,2016年1月9日见国际海底管理局第二十八届年会摘要(第一部分):《公约》第153条、附件三、第8条和第918条《多金属硫化物条例》第16-20条陆昊,《中华人民共和国深海海底资源勘探和开采法解释》(中国法律出版社2017年)6720 Dingwall(第4期)附录221 Jaeckel, Ardron和Gjerde(第5期)20122 Klaas Willaert,《深海采矿管理》各种法律框架(施普林格2021)3623 ISBA/20/C/18(2014年7月9日),第1324段执行协定附件第二节第2条25 Aline Jaeckel,“从人类共同遗产中受益:从期望到现实”(2020)35《国际海洋与沿海法杂志》66026 Dingwall (n 4) 14427 Andrea Bianchi,“论权力与幻觉”;“国际法中的透明度概念”,安德里亚·比安奇和安妮·彼得斯主编,《国际法中的透明度》(CUP 2013) 6;联合国大会,联合国文件A/Res/66/288(2012年7月27日),第76段,第228段,于2020年3月15日查阅。《在环境问题上获取信息、公众参与决策和诉诸司法公约》(1998年6月25日通过,2001年10月30日生效)2161 UNTS 447(《奥胡斯公约》);里约热内卢宣言,原则1029 Aline Jaeckel,国际海底管理局和平衡深海底矿物开采和海洋环境保护的预防原则(Brill Nijhoff 2017) 26130 Jaeckel (n 29) 26031开发条例(草案)第8932条Willaert, (n 22) 3933 Jaeckel (n 29) 26134 Jeff A. Ardron,“国际海底管理局业务的透明度”:马忠发:《论应对气候变化国际技术转让法律制度的完善》,《法学家》(2011)5 . 36克拉斯·威拉尔特,《企业》;37李志文、吕琦,“国际海底区域技术转让规则理想与现实的协调”政治法学系列(2018)2 . 38林家军、李志文,“深海技术商业化机制探索”(2018)太平洋杂志第7期;39王述明、杨国磊,“深海治理概念与主题研究进展”,《海洋政策》(2021)10459037基于对深海政治与政策研究文献的解读”(2022)4中国海洋大学学报(社会科学版)50-59 . 40第1部分,中国DSM法。沈浩:《国际深海底采矿与中国海洋环境保护立法承诺》,《东亚与国际法》2017年第10期第2期,第489期;刘能业、金Rakhyun E.,“2016年中国国际海底区域资源勘探开发新法”(2016)31《国际海洋与沿海法》第692期;张国斌,郑派,《2016年国际海底勘查开发立法述评》,73海洋政策(2016)24441 Klaas Willaert,《制定完善的深海采矿立法》;119海洋政策(2020)10405542沈浩,《中国深海底采矿法律制度的下一步——中国深海底采矿法的环境规制》(2018)46(3)海岸管理21043张子泰,《关于构建我国深海海底资源勘查开发法律体系的思考》(2017)11《中州学刊》53 44《区域矿产资源开采条例(草案)现状及2022年、2023年规划路线图》发表于202245年2月20日ISBA/28/C/2446沈(n 3) 3947张(n 43)48沈(n 3) 32-3949第11条规定,秘书长应在管理局网站上公开环境计划(包括环境影响评估、环境管理和监测计划以及关闭计划),为期60天,并根据相关准则邀请管理局成员和利益相关者提出书面意见。
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