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Patents and sustainable innovation in Indian Startups 印度创业公司的专利和可持续创新
IF 0.5 Q2 LAW Pub Date : 2023-05-01 DOI: 10.1111/jwip.12283
Renooj Jacob, Purna Prasad Arcot

Patents help in protecting research and development efforts in an organisation. They are known to increase valuation during merger and acquisition and act as signal for investors to make investment decisions in startups. Despite the value that patents add to a firm, vast majority of patents remain unutilised across organisations. Environmental, social, and governance (ESG) investing is gaining popularity and investors are increasingly using ESG analysis to make investments. In this paper, we study patents filed by Indian startups which pertain to one or more ESG factors, that is, environmental, social, and governance factors. The startups selected were externally funded startups. We believe that startups having patents pertaining to ESG factors will foster sustainable innovation, responsible investments, and better patent utilisation in startups.

专利有助于保护组织的研究和开发成果。它们在合并和收购过程中提高估值,并成为投资者对初创企业进行投资决策的信号。尽管专利为公司增加了价值,但绝大多数专利仍未在组织中得到利用。环境、社会和治理(ESG)投资越来越受欢迎,投资者越来越多地使用ESG分析进行投资。在本文中,我们研究了印度创业公司申请的专利,这些专利涉及一个或多个ESG因素,即环境、社会和治理因素。被选中的创业公司都是外部资助的创业公司。我们认为,创业公司拥有与ESG因素相关的专利将促进可持续创新、负责任的投资,并在创业公司中更好地利用专利。
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引用次数: 0
Antisuit injunctions in SEP disputes and the recent EU's WTO/TRIPS case against China SEP争端中的反诉讼禁令以及最近欧盟针对中国的WTO/TRIPS案件
IF 0.5 Q2 LAW Pub Date : 2023-04-23 DOI: 10.1111/jwip.12275
Enrico Bonadio, Nicola Lucchi

The existence of standard essential patents (SEPs)—and the associated litigation—has potentially disruptive consequences for the manufacture, marketing and distribution of complex products that incorporate many patented standards, for example, information and communication technology (ICT) products such as smartphones that incorporate a camera, video, web browser, wireless communications, text messaging, and so on, as well as an increasing number of ‘connected’ Internet of Things products such as wearable devices and ‘smart home’ devices. Indeed, SEP owners may use the patent enforcement system to prevent implementers of these technologies from bringing to market competing products that use the same standards. As is known, this raises concerns about competition in the market and the need to maintain interoperability to ensure the development of the ICT industry. One of the legal tools which can be used by implementers to (try to) neutralise SEP holders' anticompetitive behaviours is the ‘antisuit injunction’ (ASI). ASIs are not uncommon in common law jurisdictions while they are foreign to civil law countries within the European Union (EU). ASIs are particularly useful to SEP implementers when patent holders disrespect their commitment to license their patents on a FRAND basis. For example, a judge who is in the process of assessing whether the SEP owner complies with FRAND terms may at the same time grant an ASI to stop the patentee taking patent infringement actions in other jurisdictions until the FRAND litigation has been concluded. In February 2022, the EU filed a complaint at the World Trade Organization (WTO), arguing that China's use of ASIs prevents EU-based companies from properly protecting their SEPs. Indeed, ASIs have recently been granted in several Chinese disputes, including in Huawei v Conversant and Xiaomi v. InterDigital. More specifically, China's Supreme People's Court held that Chinese courts can use ASIs to prevent SEP owners from filing disputes in any foreign courts to enforce their patents; and that anyone who does not comply with the injunction should be fined €130,000 per day. In the WTO case the EU notes that such a case law jeopardises innovation and growth in Europe, ‘effectively depriving European technology companies of the possibility to exercise and enforce the rights that give them a technological edge’. From a legal perspective, according to the EU, China's conduct is in violation of various Trade-Related Aspects of Intellectual Property Rights (TRIPS) provisions, including Article 28 which grants exclusive rights to patent owners. The paper focuses on this EU–China WTO/TRIPS dispute and more generally, on the relevance of ASIs within SEP cases.

标准必要专利(sep)的存在以及相关诉讼对包含许多专利标准的复杂产品的制造、营销和分销具有潜在的破坏性后果,例如,信息和通信技术(ICT)产品,如包含相机、视频、网络浏览器、无线通信、短信等的智能手机。以及越来越多的“互联”物联网产品,如可穿戴设备和“智能家居”设备。实际上,SEP所有人可以使用专利强制执行系统来阻止这些技术的实施者将使用相同标准的竞争性产品推向市场。众所周知,这引起了对市场竞争的关注,并需要保持互操作性,以确保信息和通信技术行业的发展。实施者可以使用(试图)中和SEP持有人的反竞争行为的法律工具之一是“反诉讼禁令”(ASI)。在英美法系司法管辖区,自动赔偿制度并不罕见,但在欧洲联盟(欧盟)的大陆法系国家,这种制度是陌生的。当专利持有人不履行其在FRAND基础上许可其专利的承诺时,ASIs对SEP实施者特别有用。例如,在评估SEP所有人是否遵守FRAND条款的过程中,法官可以同时授予ASI,以阻止专利权人在其他司法管辖区采取专利侵权行动,直到FRAND诉讼结束。2022年2月,欧盟向世界贸易组织(WTO)提出申诉,称中国使用自主专利保护措施妨碍了欧盟企业对其自主专利保护。事实上,最近在几起中国纠纷中,包括华为诉Conversant案和b小米诉InterDigital案,都获得了非强制赔偿。更具体地说,中国最高人民法院认为,中国法院可以使用简易发明人制度来阻止SEP权利人在任何外国法院提起纠纷以执行其专利;任何不遵守禁令的人都将被处以每天13万欧元的罚款。在WTO的案件中,欧盟指出,这样的判例法会危及欧洲的创新和增长,“实际上剥夺了欧洲科技公司行使和执行赋予它们技术优势的权利的可能性”。欧盟认为,从法律角度来看,中国的行为违反了《与贸易有关的知识产权协定》(TRIPS)的多项规定,包括授予专利权人专有权的第28条。本文的重点是欧盟-中国的WTO/TRIPS争端,更广泛地说,是在SEP案件中的相关性。
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引用次数: 0
The EU regulatory data protection in the agrochemical industry: Towards a data sharing model in favour of sustainable market play and a sustainable environment 欧盟农用化学品行业的数据保护监管:朝着有利于可持续市场作用和可持续环境的数据共享模式发展
IF 0.5 Q2 LAW Pub Date : 2023-04-22 DOI: 10.1111/jwip.12280
Żaneta Zemła-Pacud, Gabriela Lenarczyk

Regulatory data protection is mandated in the Agreement on the Trade Related Aspects of Intellectual Property Rights (TRIPS Agreement) for two kinds of goods: medicinal products and plant protection products (PPP). In the European Union (EU), the level of their protection has been set far beyond the minimum TRIPS standards and the adopted model of protection has been, for the most part, based on temporary exclusivity. Innovative plant protection products benefit from data exclusivity combined with a compulsory data sharing regime. Data exclusivity refers to products being authorised for the first time for the market of the EU on the grounds of a complete authorisation procedure, based on submission of a full data dossier. Within the period of exclusivity, these data may not be referred to in the authorisation procedure of a generic product—an equivalent to the reference one. In this way, data exclusivity creates a period of factual monopoly for the innovative products and constitutes a sui generis intellectual property right. This paper presents the regime of regulatory data protection in the European Union law as an instrument of legal protection for innovative products in the agrochemical industry. It first analyzes the purpose and functions of regulatory data protection in EU law and in the TRIPS Agreement. Then, the rules of protection by means of data exclusivity and compulsory data sharing are examined. This allows for further considerations on the role of regulatory data protection and compulsory sharing of data in the overall legal protection for innovative products in the agrochemical industry. In view of the above, this chapter discusses both the instruments of protection for PPP regulatory data and poses several questions concerning their rules, practical meaning and possible future modifications. In particular, it is considered whether data exclusivity is the optimal regime of protection for registration data and recommend that a data sharing approach could be used instead of the data exclusivity rule, as is the case with compulsory vertebrate data sharing, to the benefit of the industry and public interest. This chapter allows for evaluation and assessment of the economic and social value of data exclusivity in said areas for fostering primary and secondary innovation, while acknowledging other vital interests such as protection of public interest and safeguarding competition in the relevant markets. Finally, this chapter maps challenges of the current model of protection and indicates areas for further consideration in both creating a coherent and balanced framework of PPP data protection and the possible extrapolation of the data sharing rules to systems of data protection for other life science products.

《与贸易有关的知识产权协定》(TRIPS协定)要求对两种商品进行监管数据保护:医药产品和植物保护产品(PPP)。在欧洲联盟(欧盟),它们的保护水平远远超过了与贸易有关的知识产权的最低标准,所采用的保护模式在很大程度上是基于暂时的排他性。创新的植物保护产品受益于数据独占性和强制性数据共享制度。数据独占性是指基于完整的授权程序,基于提交完整的数据档案,首次在欧盟市场获得授权的产品。在独占期内,这些数据不能在仿制药的授权程序中被引用-相当于参考产品。通过这种方式,数据独占性为创新产品创造了一段事实上的垄断时期,并构成了一种独特的知识产权。本文介绍了欧盟法律中的监管数据保护制度,作为农化工业创新产品的法律保护工具。本文首先分析了欧盟法律和TRIPS协议中监管数据保护的目的和功能。然后,对数据独占性和强制数据共享的保护规则进行了研究。这允许进一步考虑监管数据保护和强制性数据共享在农化行业创新产品整体法律保护中的作用。鉴于此,本章讨论了PPP监管数据保护的两种工具,并就其规则、实际意义和未来可能的修改提出了几个问题。特别是,考虑数据独占是否是保护注册数据的最佳制度,并建议可以使用数据共享方法代替数据独占规则,就像强制脊椎动物数据共享的情况一样,以造福行业和公众利益。本章允许对上述领域的数据独占性的经济和社会价值进行评估和评估,以促进一级和二级创新,同时承认其他重要利益,如保护公共利益和维护相关市场的竞争。最后,本章描绘了当前保护模式的挑战,并指出了在创建一个连贯和平衡的PPP数据保护框架以及将数据共享规则可能外推到其他生命科学产品的数据保护系统中需要进一步考虑的领域。
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引用次数: 0
Communities as inventors: Rethinking positive protection of traditional knowledge through patents 社区作为发明者:重新思考通过专利对传统知识的积极保护
IF 0.5 Q2 LAW Pub Date : 2023-04-18 DOI: 10.1111/jwip.12279
Anik Bhaduri

Traditional knowledge of indigenous communities often overlaps with spiritual traditions in which certain biogenetic resources are understood to be “sacred”. Accordingly, one of the key concerns of these communities is to retain control over the manner in which the knowledge is used so as to ensure that its sanctity is preserved. While much of the literature on the protection of traditional knowledge revolves around defensive protection, some commentators have argued for positive protection using patent law by recognizing the entire community as inventors and vesting property rights in perpetuity with the community as a whole. This paper observes that such positive protection through patents is consistent with the TRIPS Agreement and is likely to be successful in combating biopiracy but suffers from one crucial flaw—even if the community owns patent rights over a biogenetic resource, the community has no means to ensure that a potential licensee of the patent would adhere to the religious protocols of the community. Accordingly, it argues for the incorporation of collective moral rights rooted in indigenous law into the legal framework governing the licensing of traditional knowledge patent with a view to ensuring that indigenous communities can preserve their cultural heritage even after such community patents are licensed.

土著社区的传统知识往往与某些生物遗传资源被理解为“神圣”的精神传统重叠。因此,这些社区的主要关切之一是保持对知识使用方式的控制,以确保其神圣性得到保护。虽然许多关于保护传统知识的文献都围绕着防御性保护展开,但一些评论员认为,通过承认整个社区都是发明者,并将产权永久授予整个社区,利用专利法进行积极保护。本文指出,这种通过专利进行的积极保护与《与贸易有关的知识产权协定》是一致的,而且很可能在打击生物剽窃方面取得成功,但存在一个关键缺陷——即使社区拥有生物遗传资源的专利权,社区也没有办法确保专利的潜在被许可人遵守社区的宗教协议。因此,它主张将植根于土著法律的集体道德权利纳入管理传统知识专利许可的法律框架,以期确保土著社区即使在这种社区专利获得许可之后也能保护其文化遗产。
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引用次数: 0
Role of open innovation and patents on strategic decision making 开放式创新和专利对战略决策的作用
IF 0.5 Q2 LAW Pub Date : 2023-04-18 DOI: 10.1111/jwip.12277
Soumya P. Patra

The fourth industrial revolution, as it is popularly known, is transforming the overall ecosystem of business and is swiftly affecting the structure of organizations with respect to their working strategy. It is leading to enhanced collaboration and cross-application of center-specific fundamentals across various industries. As a result, collaboration and cross-licensing of technologies have become the norm rather than an exception. Open innovation, therefore, plays a critical role in various horizontal applications of industry-specific concepts. As a result, choices such as “keep or sell” or “make or buy” research and development (R&D) supplies have become extremely critical and significant. Therefore, patent-based research is required as an enabling tool for assisting research on an open innovation-based approach. This article projects an in-depth review of the research articles related to various aspects of open innovation and patents and their overall impact on firm performance. This article also suggests an open innovation model that cumulates the role of patents and institutional participation with a focus on firm performance. The impact of open innovation on firm performance is evaluated with respect to variables on market positioning, R&D capacity building with respect to technology lifecycle, the impact of intellectual property, for instance, the existence of valid patents and know-how, and the process of acquisition of technologies by such organizations.

众所周知,第四次工业革命正在改变整个商业生态系统,并迅速影响到组织的工作战略结构。它促进了不同行业之间的协作和特定于中心的基础知识的交叉应用。因此,技术的协作和交叉许可已成为常态,而不是例外。因此,开放式创新在行业特定概念的各种横向应用中起着关键作用。因此,诸如“保留或出售”或“制造或购买”研究和开发(R&D)供应的选择变得极其关键和重要。因此,需要以专利为基础的研究作为辅助开放式创新方法研究的有利工具。本文对开放式创新与专利及其对企业绩效的整体影响的相关研究文章进行了深入的回顾。本文还提出了一个开放式创新模型,该模型将专利和机构参与的作用累积起来,并将重点放在企业绩效上。开放式创新对企业绩效的影响是根据以下变量来评估的:市场定位、与技术生命周期相关的研发能力建设、知识产权的影响(例如,有效专利和专有技术的存在)以及此类组织获取技术的过程。
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引用次数: 0
Who judges plants? Scientific-legal judgement of varieties for plant breeder's rights 谁来评判植物?植物育种者权利的品种科学法判断
IF 0.5 Q2 LAW Pub Date : 2023-04-16 DOI: 10.1111/jwip.12276
Hamish MacDonald

An internationally standardised system of intellectual property protection for new varieties of plants is outlined by the Union for the Protection of New Varieties of Plants Convention. Within this system, member States must determine who will be responsible for assessing plant varieties. Jurisdictions have adopted divergent approaches to this question, with varying degrees and modes of government involvement in the assessment process. Taking Australia as a case study, this article explores a decentralised system of expert judgement where individuals accredited as Qualified Persons are authorised to judge new plant varieties. Drawing on extensive interviews, this article outlines Australia's Qualified Person system, including the accreditation, training, and supervision of Qualified Persons. I argue that the formal system of varietal assessment is underlaid and buttressed by a multiplicity of informal elements, including the tacit knowledge of Qualified Persons, audit processes, apprenticeship-like learning practices and interpersonal relationships of trust between Qualified Persons and government officials.

《保护植物新品种联盟公约》概述了一套国际标准化的植物新品种知识产权保护制度。在这一制度内,成员国必须确定谁将负责评估植物品种。各司法管辖区对这一问题采取了不同的办法,政府参与评估过程的程度和方式各不相同。本文以澳大利亚为例,探讨了一种分散的专家判断制度,即被认定为合格人员的个人有权对植物新品种进行判断。通过广泛的访谈,本文概述了澳大利亚的合格人员制度,包括合格人员的认证、培训和监督。我认为,正式的品种评估体系是由多种非正式因素奠定和支撑的,包括合格人员的隐性知识、审计过程、学徒式学习实践以及合格人员与政府官员之间的信任人际关系。
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引用次数: 0
Licensing standard-essential patents in artificial intelligence-based apps: A theory on dynamic royalty pricing mechanism 基于人工智能的应用程序中标准必要专利的许可:一种动态版税定价机制理论
IF 0.5 Q2 LAW Pub Date : 2023-04-13 DOI: 10.1111/jwip.12278
Sunandan Baruah, Ankur P. Saikia

Standard-essential patents (SEPs) are patents that are deemed essential to a specific technology standard, such as those used in wireless communication technologies. With the increased use of artificial intelligence (AI) and machine learning in a variety of applications, there is a greater demand for SEPs in the field of AI-based apps. However, licencing SEPs can be a complicated process, and there is no agreement on best practises for SEP licencing in AI-based apps. The adoption of a multifactor approach for determining FRAND royalty rates, the use of ex ante licencing to prevent patent hold-up, and the establishment of specialized dispute resolution mechanisms for SEP disputes are some of the proposed best practices for SEP licencing in AI-based apps. As potential solutions to the challenges associated with determining FRAND royalty rates in AI-based apps, this study proposed alternative royalty schemes, such as the use of a per-unit royalty rate or a revenue-sharing scheme.

标准必要专利(sep)是被认为对特定技术标准至关重要的专利,例如在无线通信技术中使用的专利。随着人工智能(AI)和机器学习在各种应用中的使用越来越多,基于AI的应用领域对sep的需求越来越大。然而,SEP许可可能是一个复杂的过程,并且在基于人工智能的应用程序中,SEP许可的最佳实践没有达成一致。采用多因素方法来确定FRAND特许权使用费,使用事前许可来防止专利持有,以及建立专门的SEP争议解决机制,这些都是在基于人工智能的应用程序中进行SEP许可的最佳实践。作为解决人工智能应用中与确定FRAND版税费率相关的挑战的潜在解决方案,本研究提出了替代版税方案,例如使用单位版税费率或收入分成方案。
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引用次数: 0
Intellectual property rights in outer space: How can pharmaceutical companies protect COVID-19 vaccine and immunotherapy developments aboard the ISS US national laboratory? 外层空间的知识产权:制药公司如何保护ISS美国国家实验室上的新冠肺炎疫苗和免疫疗法开发?
IF 0.5 Q2 LAW Pub Date : 2023-04-11 DOI: 10.1111/jwip.12270
Adnan Jashari, Stefani Stojchevska

Believing that space pharmaceuticals might be the key to winning the battle against COVID-19, global pharmaceutical companies such as AstraZeneca and Sanofi Pasteur are currently collaborating with the International Space Station National Laboratory (ISS-NL) on research projects aiming to develop vaccine-and-immunotherapy products. The present legal regime for outer space, however, does not provide clear guidelines on safeguarding intellectual property rights (IPRs), due to the difficulties of reconciling the territorial nature of patent law and the nonterritorial nature of space law. Responding to such a legal gap, this research paper argues how pharmaceutical companies can protect such medical innovations by taking into consideration the international principles of space law addressing IPRs and extraterrestrial jurisdiction, as well as the legal regime of the ISS-NL. With the exception of the possibility of the barriers between the two areas of law not being insurmountable, the proposed COVID-19 TRIPS Waiver furthermore impacts space pharmaceuticals' IPRs and commercialization, which leads to the identification of some advantageous forms of agreements, including the Joint Endeavor Agreement, the Space Act Agreement, as well as the Cooperative Research and Development Agreement, for pharmaceutical companies defined as agreement partners with the National Aeronautics and Space Administration.

阿斯利康(AstraZeneca)和赛诺菲巴斯德(Sanofi Pasteur)等全球制药公司相信太空药物可能是赢得抗击新冠肺炎的关键,目前正在与国际空间站国家实验室(ISS-NL)合作开展旨在开发疫苗和免疫治疗产品的研究项目。然而,由于难以调和专利法的领土性质和空间法的非领土性质,目前的外层空间法律制度没有为保护知识产权提供明确的指导方针。针对这一法律空白,本研究论文探讨了制药公司如何通过考虑涉及知识产权和地外管辖权的空间法国际原则以及ISS-NL的法律制度来保护此类医疗创新。除了这两个法律领域之间的障碍不可克服的可能性外,拟议的新冠肺炎TRIPS豁免进一步影响了空间制药的知识产权和商业化,这导致确定了一些有利的协议形式,包括《共同努力协定》、《空间法协定》、,以及与美国国家航空航天局定义为协议合作伙伴的制药公司的《合作研发协议》。
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引用次数: 0
Why patent waiver for Covid-19 vaccines and pharmaceuticals? 为什么新冠肺炎疫苗和药品的专利豁免?
IF 0.5 Q2 LAW Pub Date : 2023-04-06 DOI: 10.1111/jwip.12269
Mrityunjay Kumar, Nalin Bharti

Patent protection emerged as one of the most challenging barriers to the access to medicines, medical equipment, and vaccines as well for the treatment and containment of Covid-19 when it became a pandemic. The severe scarcity of vaccines and pharmaceutical products were weakening the fight against Covid-19, and endeavor to contain the recurrence of pandemic waves while mutation of the SARS-CoV-2 was also on the full swing. Therefore, India and South Africa jointly proposed for patent waiver at WTO in October 2020 to effectively deal with the short-supply of medicines, medical equipment, vaccines and high price concern related to these products. After 20 months of consultation and negotiations with major stakeholders, the WTO came up with decision on patent waiver in 12th Ministerial Conference (12th MC). The time taken to reach to the decision in the pandemic situation and the narrow scope of the decision is a serious concern for the entire world to deal effectively with Covid-19 and its variants. This paper attempts to analyse the patent waiver in the context of the agreement on Trade Related Aspects of Intellectual Property Rights (TRIPS). It discusses patent barriers, alternative measures and needs for equitable access to vaccines and pharmaceuticals amidst the pandemic. Paper applies the qualitative methodology of research mainly content analysis method in the framework of contextualisation, decontextualisation, and recontextualisation. Results show that suspending certain provisions of the TRIPS required for the production of vaccines and medicines would prove a crucial tool for economies to return to its pre-Covid-19 era. Paper concludes that, patent waiver can be one of the most important tool to fight the Covid-19 (as WHO has not yet declared the end of pandemic) and will pave the way to deal with any such unknown future pandemic effectively.

当新冠肺炎成为一种流行病时,专利保护成为获取药品、医疗设备和疫苗以及治疗和遏制新冠肺炎的最具挑战性的障碍之一。疫苗和药品的严重短缺削弱了抗击新冠肺炎的斗争,并在严重急性呼吸系统综合征冠状病毒2型变异全面展开的同时,努力遏制大流行浪潮的复发。因此,印度和南非于2020年10月在世贸组织联合提出专利豁免,以有效应对与这些产品相关的药品、医疗设备、疫苗供应短缺和价格高企的问题。在与主要利益相关者进行了20个月的磋商和谈判后,世贸组织在第12届部长级会议上就专利豁免做出了决定。在疫情形势下做出决定所需的时间和决定范围狭窄,是全世界有效应对新冠肺炎及其变种的严重关切。本文试图从《与贸易有关的知识产权协定》的角度来分析专利豁免问题。它讨论了专利壁垒、替代措施以及在疫情期间公平获得疫苗和药品的需求。本文采用定性研究方法,主要是内容分析方法,在语境化、去语境化和再语境化的框架下进行研究。结果表明,暂停生产疫苗和药品所需的TRIPS某些条款将被证明是经济体回归新冠疫情前时代的重要工具。论文的结论是,专利豁免可能是抗击新冠肺炎的最重要工具之一(因为世界卫生组织尚未宣布大流行结束),并将为有效应对任何此类未知的未来大流行铺平道路。
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引用次数: 1
Digital Copyright Law, A Comparative Study of the Limitation and Exceptions Relating To Education, Betsy Vinolia Rajasingh.: Thomson Reuters First Edition, 2020. 348, Price: Rs. 750/-, ISBN 978-93-89891-35-5. 数字版权法,教育限制和例外的比较研究,Betsy Vinolia Rajasingh:汤森路透2020年第一版。348,价格:750卢比/-,ISBN 978-93-89891-35-5。
IF 0.5 Q2 LAW Pub Date : 2023-04-03 DOI: 10.1111/jwip.12272
Manish Kumar, Nandan Sharma, Maya Devi
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引用次数: 0
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