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Using Machine Learning to Improve Control for Confounding in the Dynamic Weighted Ordinary Least Squares Estimator of Optimal Adaptive Treatment Strategies 利用机器学习改进最优自适应处理策略动态加权普通最小二乘估计中对混杂的控制
IF 1.3 3区 生物学 Q4 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-07-29 DOI: 10.1002/bimj.70068
Kossi Clément Trenou, Miceline Mésidor, Aida Eslami, Hermann Nabi, Caroline Diorio, Denis Talbot

Estimating optimal adaptive treatment strategies (ATSs) can be done in several ways, including dynamic weighted ordinary least squares (dWOLS). This approach is doubly robust as it requires modeling both the treatment and the response, but only one of those models needs to be correctly specified to obtain a consistent estimator. For estimating an average treatment effect, doubly robust methods have been shown to combine better with machine learning methods than alternatives. However, the use of machine learning within dWOLS has not yet been investigated. Using simulation studies, we evaluate and compare the performance of the dWOLS estimator when the treatment probability is estimated either using machine learning algorithms or a logistic regression model. We further investigate the use of an adaptive m$m$-out-of-n$n$ bootstrap method for producing inferences. SuperLearner performed at least as well as logistic regression in terms of bias and variance in scenarios with simple data-generating models and often had improved performance in more complex scenarios. Moreover, the m$m$-out-of-n$n$ bootstrap produced confidence intervals with nominal coverage probabilities for parameters that were estimated with low bias. We also apply our proposed approach to the data from a breast cancer registry in Québec, Canada, to estimate an optimal ATS to personalize the use of hormonal therapy in breast cancer patients. Our method is implemented in the R software and available on GitHub https://github.com/kosstre20/MachineLearningToControlConfoundingPersonalizedMedicine.git. We recommend routine use of machine learning to model treatment within dWOLS, at least as a sensitivity analysis for the point estimates.

估计最优自适应处理策略(ats)可以通过几种方法完成,包括动态加权普通最小二乘法(dWOLS)。这种方法具有双重鲁棒性,因为它需要对处理和响应进行建模,但是只需正确指定其中一个模型即可获得一致的估计器。对于估计平均治疗效果,双鲁棒方法已被证明比替代方法更好地与机器学习方法相结合。然而,在dWOLS中使用机器学习尚未进行调查。通过模拟研究,我们评估和比较了使用机器学习算法或逻辑回归模型估计治疗概率时dWOLS估计器的性能。我们进一步研究了使用自适应m$ m$ -out-of- n$ n$ bootstrap方法来产生推理。在使用简单数据生成模型的场景中,SuperLearner在偏差和方差方面的表现至少与逻辑回归一样好,并且在更复杂的场景中通常表现更好。此外,m$ m$ -out-of- n$ n$ bootstrap为低偏差估计的参数产生具有名义覆盖概率的置信区间。我们还将我们提出的方法应用于加拿大qusamubec的乳腺癌登记处的数据,以估计乳腺癌患者个性化使用激素治疗的最佳ATS。我们的方法是在R软件中实现的,可以在GitHub https://github.com/kosstre20/MachineLearningToControlConfoundingPersonalizedMedicine.git上获得。我们建议常规使用机器学习来模拟dWOLS中的治疗,至少作为点估计的敏感性分析。
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引用次数: 0
Rethinking Probability of Success as Bayes Utility 用贝叶斯效用重新思考成功概率
IF 1.3 3区 生物学 Q4 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-07-14 DOI: 10.1002/bimj.70067
Fulvio De Santis, Stefania Gubbiotti, Francesco Mariani

In the hybrid frequentist-Bayesian approach, the probability of success (PoS) of a trial is the expected value of the traditional power function of a test with respect to a design prior assigned to the parameter under scrutiny. However, this definition is not univocal and some of the proposals do not lack of potential drawbacks. These problems are related to the fact that such definitions are all based on the probability of rejecting the null hypothesis rather than on the probability of choosing the correct hypothesis, be it the null or the alternative. In this article, we propose a unifying, decision-theoretic approach that yields a new definition of PoS as the expected utility of the trial (u-PoS), that is, as the expected probability of making the correct choice between the two hypotheses. This proposal shows a conceptual advantage over previous definitions of PoS; moreover, it produces smaller optimal sample sizes whenever the design prior assigns positive probability to the null hypothesis.

在混合频率-贝叶斯方法中,试验的成功概率(PoS)是测试的传统幂函数相对于预先分配给审查参数的设计的期望值。然而,这个定义并不是明确的,一些建议也不乏潜在的缺陷。这些问题与这样一个事实有关,即这些定义都是基于拒绝零假设的概率,而不是基于选择正确假设的概率,无论是零假设还是可选假设。在本文中,我们提出了一种统一的决策理论方法,该方法将PoS定义为试验的期望效用(u-PoS),即在两个假设之间做出正确选择的期望概率。这个提议比以前的PoS定义在概念上有优势;此外,当设计先验为零假设分配正概率时,它产生较小的最优样本量。
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引用次数: 0
Early and Late Buzzards: Comparing Different Approaches for Quantile-Based Multiple Testing in Heavy-Tailed Wildlife Research Data 早秃鹰和晚秃鹰:比较重尾野生动物研究数据中基于分位数的多重测试的不同方法
IF 1.3 3区 生物学 Q4 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-07-04 DOI: 10.1002/bimj.70065
Marléne Baumeister, Merle Munko, Kai-Philipp Gladow, Marc Ditzhaus, Nayden Chakarov, Markus Pauly

In medical, ecological, and psychological research, there is a need for methods to handle multiple testing, for example, to consider group comparisons with more than two groups. Typical approaches that deal with multiple testing are mean- or variance-based which can be less effective in the context of heavy-tailed and skewed data. Here, the median is the preferred measure of location and the interquartile range (IQR) is an adequate alternative to the variance. Therefore, it may be fruitful to formulate research questions of interest in terms of the median or the IQR. For this reason, we compare different inference approaches for two-sided and noninferiority hypotheses formulated in terms of medians or IQRs in an extensive simulation study. We consider multiple contrast testing procedures combined with a bootstrap method as well as testing procedures with Bonferroni correction. As an example of a multiple testing problem based on heavy-tailed data, we analyze an ecological trait variation in early and late breeding in a medium-sized bird of prey.

在医学、生态学和心理学研究中,需要有处理多重测试的方法,例如,考虑两组以上的群体比较。处理多重检验的典型方法是基于均值或方差的,这在重尾和偏斜数据的背景下可能不太有效。在这里,中位数是首选的位置度量,四分位数范围(IQR)是方差的适当替代。因此,根据中位数或IQR来制定感兴趣的研究问题可能是富有成效的。出于这个原因,我们比较了在广泛的模拟研究中根据中位数或iqr制定的双边和非劣效性假设的不同推断方法。我们考虑多种对比测试程序与自举方法相结合,以及测试程序与邦费罗尼校正。以中型猛禽为例,分析了其在繁殖早期和后期的生态性状变异。
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引用次数: 0
Validation of a Longitudinal Marker as a Surrogate Using Mediation Analysis and Joint Modeling: Evolution of the PSA as a Surrogate of the Disease-Free Survival 使用中介分析和联合建模验证纵向标记作为替代:PSA作为无病生存替代的进化
IF 1.3 3区 生物学 Q4 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-06-27 DOI: 10.1002/bimj.70064
Quentin Le Coent, Catherine Legrand, James J. Dignam, Virginie Rondeau

Longitudinal biomarkers constitute a broad class of potential surrogate endpoints in clinical trials. Several approaches have been proposed for surrogate validation but available methods for validating a longitudinal biomarker as a surrogate of a time-to-event endpoint such as death remain limited. In this work, we propose a method for validating a longitudinal outcome as a surrogate of a time-to-event endpoint using a combination of joint modeling and mediation analysis. The proportion of the total treatment effect on the time-to-event endpoint due to its effect on the biomarker is used as a surrogacy measure. This method is developed to integrate meta-analytic data using a joint model with random effects at both the individual and trial levels. From this model, the indirect treatment effect through the surrogate as well as the direct and total treatment effects is derived using a mediation formula. A simulation study was designed to evaluate the performance of this approach. We applied this method to a multicentric study on prostate cancer to investigate the use of prostate-specific antigen level as a surrogate for disease-free survival.

纵向生物标志物在临床试验中构成了广泛的潜在替代终点。已经提出了几种替代验证的方法,但用于验证纵向生物标志物作为时间到事件终点(如死亡)的替代的可用方法仍然有限。在这项工作中,我们提出了一种方法,通过联合建模和中介分析的组合来验证纵向结果作为时间到事件端点的代理。由于其对生物标志物的影响,总治疗效果对事件时间终点的比例被用作替代测量。该方法是为了在个体和试验水平上使用具有随机效应的联合模型整合元分析数据而开发的。在此模型中,利用中介公式推导了通过代理的间接治疗效果以及直接和总治疗效果。设计了仿真研究来评估该方法的性能。我们将这种方法应用于一项前列腺癌的多中心研究,以研究前列腺特异性抗原水平作为无病生存期的替代指标。
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引用次数: 0
Issue Information: Biometrical Journal 4'25 期刊信息:bioometic Journal 4'25
IF 1.3 3区 生物学 Q4 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-06-27 DOI: 10.1002/bimj.70066
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引用次数: 0
Generalized Boosted Models to Measure Racial Effects at Different Quantiles in Observational Studies 在观察性研究中测量不同分位数种族影响的广义增强模型
IF 1.3 3区 生物学 Q4 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-06-22 DOI: 10.1002/bimj.70063
Lili Yue, Jiayue Zhang, Ping Yu, Gaorong Li

In this paper, we consider the estimation problem of treatment effect at different quantiles in observational studies with longitudinal data. The research motivation is from the NHLBI (National Heart, Lung, and Blood Institute) Growth and Health Study (NGHS), a longitudinal cohort study that aims to discuss the effects of race on cardiovascular risk factors. Because the true propensity score model is unknown, a nonparametric generalized boosted models (GBM) method is adopted to obtain the propensity score estimator. Combining the ideas of quantile regression and inverse probability weighting, a GBM-based quantile weighting estimation method is developed for the quantile treatment effect and applied in NGHS data to measure the racial effects at different quantiles. The results indicate that the racial effect varies with different quantile levels and may not equal to zero. Under various parameter configurations, some simulation studies are conducted to assess the effectiveness and advantages of our proposed estimation method compared with the existing approaches.

在本文中,我们考虑在纵向数据的观察性研究中治疗效果在不同分位数的估计问题。研究动机来自NHLBI(国家心肺血液研究所)生长与健康研究(NGHS),这是一项纵向队列研究,旨在讨论种族对心血管危险因素的影响。由于真实倾向评分模型未知,采用非参数广义提升模型(GBM)方法获得倾向评分估计量。结合分位数回归和逆概率加权的思想,提出了一种基于gbm的分位数处理效果加权估计方法,并将其应用于NGHS数据中,衡量不同分位数的种族效应。结果表明,种族效应在不同的分位数水平上存在差异,可能不等于零。在不同的参数配置下,进行了一些仿真研究,与现有方法相比,评估了我们提出的估计方法的有效性和优势。
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引用次数: 0
A New Inverse Probability of Selection Weighted Cox Model to Deal With Outcome-Dependent Sampling in Survival Analysis 生存分析中基于结果相关抽样的一种新的逆选择概率加权Cox模型
IF 1.3 3区 生物学 Q4 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-06-11 DOI: 10.1002/bimj.70056
Vera H. Arntzen, Marta Fiocco, Inge M. M. Lakeman, Maartje Nielsen, Mar Rodríguez-Girondo

Motivated by the study of genetic effect modifiers of cancer, we examined weighting approaches to correct for ascertainment bias in survival analysis. Outcome-dependent sampling is common in genetic epidemiology leading to study samples with too many events in comparison to the population and an overrepresentation of young, affected subjects. A usual approach to correct for ascertainment bias in this setting is to use an inverse probability-weighted Cox model, using weights based on external available population-based age-specific incidence rates of the type of cancer under investigation. However, the current approach is not general enough leading to invalid weights in relevant practical settings if oversampling of cases is not observed in all age groups. Based on the same principle of weighting observations by their inverse probability of selection, we propose a new, more general approach, called the generalized weighted approach. We show the advantage of the new generalized weighted cohort method using simulations and two real data sets. In both applications, the goal is to assess the association between common susceptibility loci identified in genome-wide association studies (GWAS) and cancer (colorectal and breast) using data collected through genetic testing in clinical genetics centers.

受癌症遗传效应修饰因子研究的启发,我们研究了加权方法来纠正生存分析中的确定偏差。结果依赖抽样在遗传流行病学中很常见,导致研究样本与总体相比事件过多,并且年轻受影响对象的代表性过高。在这种情况下,纠正确定偏差的常用方法是使用逆概率加权Cox模型,使用基于外部可用的基于人群的年龄特异性癌症类型发病率的权重。然而,目前的方法不够普遍,如果在所有年龄组中没有观察到病例的过采样,则会导致相关实际设置中的无效权重。基于同样的原则,加权观察他们的逆选择概率,我们提出了一个新的,更一般的方法,称为广义加权方法。我们通过模拟和两个真实数据集证明了这种新的广义加权队列方法的优越性。在这两项应用中,目标都是利用临床遗传学中心通过基因检测收集的数据,评估全基因组关联研究(GWAS)中发现的常见易感位点与癌症(结直肠癌和乳腺癌)之间的关系。
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引用次数: 0
Outcomes Truncated by Death in RCTs: A Simulation Study on the Survivor Average Causal Effect 随机对照试验中被死亡截断的结果:幸存者平均因果效应的模拟研究
IF 1.3 3区 生物学 Q4 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-06-11 DOI: 10.1002/bimj.70061
Stefanie von Felten, Chiara Vanetta, Christoph M. Rüegger, Sven Wellmann, Leonhard Held

Continuous outcome measurements truncated by death present a challenge for the estimation of unbiased treatment effects in randomized controlled trials (RCTs). One way to deal with such situations is to estimate the survivor average causal effect (SACE), but this requires making nontestable assumptions. Motivated by an ongoing RCT in very preterm infants with intraventricular hemorrhage, we performed a simulation study to compare an SACE estimator with complete case analysis (CCA) and analysis after multiple imputation of missing outcomes. We set up nine scenarios combining positive, negative, and no treatment effect on the outcome (cognitive development) and on survival at 2 years of age. Treatment effect estimates from all methods were compared in terms of bias, mean squared error, and coverage with regard to two true treatment effects: the treatment effect on the outcome used in the simulation and the SACE, which was derived by simulation of both potential outcomes per patient. Despite targeting different estimands (principal stratum estimand, hypothetical estimand), the SACE-estimator and multiple imputation gave similar estimates of the treatment effect and efficiently reduced the bias compared to CCA. Also, both methods were relatively robust to omission of one covariate in the analysis, and thus violation of relevant assumptions. Although the SACE is not without controversy, we find it useful if mortality is inherent to the study population. Some degree of violation of the required assumptions is almost certain, but may be acceptable in practice.

被死亡截断的连续结局测量对随机对照试验(rct)中无偏治疗效果的估计提出了挑战。处理这种情况的一种方法是估计幸存者平均因果效应(SACE),但这需要做出不可检验的假设。在一项正在进行的针对极早产儿脑室内出血的随机对照试验的激励下,我们进行了一项模拟研究,将SACE估计值与完整病例分析(CCA)和多次缺失结果归因后的分析进行比较。我们设置了9个场景,包括对结果(认知发展)和2岁生存率的积极、消极和无治疗效果。对所有方法的治疗效果估计进行偏倚、均方误差和两种真实治疗效果的覆盖范围的比较:模拟中使用的治疗效果和SACE, SACE是通过模拟每个患者的两种潜在结果得出的。尽管针对不同的估计(主地层估计,假设估计),sace估计器和多重imputation给出了类似的处理效果估计,并有效地减少了与CCA相比的偏差。此外,这两种方法对于分析中遗漏一个协变量,从而违反相关假设都相对稳健。尽管SACE并非没有争议,但我们发现,如果死亡率是研究人群固有的,它是有用的。在一定程度上违反所要求的假设几乎是肯定的,但在实践中可能是可以接受的。
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引用次数: 0
Statistical Modeling to Adjust for Time Trends in Adaptive Platform Trials Utilizing Non-Concurrent Controls 利用非并发控制的自适应平台试验中调整时间趋势的统计建模
IF 1.3 3区 生物学 Q4 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-06-10 DOI: 10.1002/bimj.70059
Pavla Krotka, Martin Posch, Mohamed Gewily, Günter Höglinger, Marta Bofill Roig

Utilizing non-concurrent control (NCC) data in the analysis of late-entering arms in platform trials has recently received considerable attention. While incorporating NCC can lead to increased power and lower sample sizes, it might introduce bias to the effect estimators if temporal drifts are present. Aiming to mitigate this potential bias, we propose various frequentist model-based approaches that leverage the NCC, while adjusting for time. One of the currently available models incorporates time as a categorical fixed effect, separating the trial duration into periods, defined as time intervals bounded by any arm entering or leaving the platform. In this work, we propose two extensions of this model. First, we consider an alternative definition of time by dividing the trial into fixed-length calendar time intervals. Second, we propose alternative model-based time adjustments. Specifically, we investigate adjusting for random effects and employing splines to model time with a polynomial function. We evaluate the performance of the proposed approaches in a simulation study and illustrate their use through a case study. We show that adjusting for time via a spline function controls the type I error in trials with a sufficiently smooth time trend pattern and may lead to power gains compared to the standard fixed effect model. However, the fixed effect model with period adjustment is the most robust model for arbitrary time trends, provided that the trend is equal across all arms. Especially, in trials with sudden changes in the time trend, the period-adjustment model is preferred if NCCs are included.

利用非并发控制(NCC)数据分析平台试验中进入后期的分支最近受到了相当大的关注。虽然合并NCC可能导致功率增加和样本量减少,但如果存在时间漂移,它可能会给效果估计器引入偏差。为了减轻这种潜在的偏见,我们提出了各种基于频率模型的方法,利用NCC,同时根据时间进行调整。目前可用的一种模型将时间作为分类固定效应,将试验持续时间划分为几个时间段,定义为以任何进入或离开平台的手臂为界的时间间隔。在这项工作中,我们提出了该模型的两个扩展。首先,我们通过将试验划分为固定长度的日历时间间隔来考虑时间的另一种定义。其次,我们提出了基于模型的时间调整方案。具体来说,我们研究了调整随机效应和使用样条曲线用多项式函数来模拟时间。我们在模拟研究中评估了所提出方法的性能,并通过案例研究说明了它们的使用。我们表明,通过样条函数对时间进行调整可以控制具有足够平滑的时间趋势模式的试验中的I型误差,并且可能导致与标准固定效应模型相比的功率增益。然而,具有周期调整的固定效应模型对于任意时间趋势是最稳健的模型,前提是所有臂的趋势是相等的。特别是在时间趋势突变的试验中,如果包含ncc,则首选周期调整模型。
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引用次数: 0
A Bivariate Finite Mixture Random Effects Model for Identifying and Accommodating Outliers in Diagnostic Test Accuracy Meta-Analyses 诊断测试准确性荟萃分析中识别和容纳异常值的二元有限混合随机效应模型
IF 1.3 3区 生物学 Q4 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2025-06-09 DOI: 10.1002/bimj.70062
Zelalem F. Negeri

Outlying studies are prevalent in meta-analyses of diagnostic test accuracy studies and may lead to misleading inferences and decision-making unless their negative effect is appropriately dealt with. Statistical methods for detecting and down-weighting the impact of such studies have recently gained the attention of many researchers. However, these methods dichotomize each study in the meta-analysis as outlying or non-outlying and focus on examining the effect of outlying studies on the summary sensitivity and specificity only. We developed and evaluated a robust and flexible random-effects bivariate finite mixture model for meta-analyzing diagnostic test accuracy studies. The proposed model accounts for both the within- and across-study heterogeneity in diagnostic test results, generates the probability that each study in a meta-analysis is outlying instead of dichotomizing the status of the studies, and allows assessing the impact of outlying studies on the pooled sensitivity, pooled specificity, and between-study heterogeneity. Our simulation study and real-life data examples demonstrated that the proposed model was robust to the existence of outlying studies, produced precise point and interval estimates of the pooled sensitivity and specificity, and yielded similar results to the standard models when there were no outliers. Extensive simulations demonstrated relatively better bias and confidence interval width, but comparable root mean squared error and lesser coverage probability of the proposed model. Practitioners can use our proposed model as a stand-alone model to conduct a meta-analysis of diagnostic test accuracy studies or as an alternative sensitivity analysis model when outlying studies are present in a meta-analysis.

离群研究在诊断测试准确性研究的荟萃分析中普遍存在,除非其负面影响得到适当处理,否则可能导致误导性推论和决策。用于检测和降低此类研究影响的统计方法最近引起了许多研究人员的注意。然而,这些方法将meta分析中的每项研究分为离群研究和非离群研究,并且只关注离群研究对总体敏感性和特异性的影响。我们开发并评估了一个稳健和灵活的随机效应双变量有限混合模型,用于荟萃分析诊断测试准确性研究。所提出的模型考虑了诊断测试结果中的研究内部和研究间异质性,产生了meta分析中每个研究是孤立的概率,而不是对研究的状态进行二分类,并允许评估孤立研究对合并敏感性、合并特异性和研究间异质性的影响。我们的模拟研究和实际数据示例表明,所提出的模型对离群研究的存在具有鲁棒性,对合并敏感性和特异性产生了精确的点和区间估计,并且在没有离群值的情况下产生了与标准模型相似的结果。广泛的模拟表明,该模型的偏差和置信区间宽度相对较好,但均方根误差相当,覆盖概率较小。从业者可以使用我们提出的模型作为独立模型来进行诊断测试准确性研究的荟萃分析,或者在荟萃分析中存在离群研究时作为替代敏感性分析模型。
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引用次数: 0
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