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Finite-time flocking behavior of the Cucker–Smale model on the infinite cylinder 无限圆柱上cucker - small模型的有限时间群集行为
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-04-01 Epub Date: 2026-02-06 DOI: 10.1016/j.automatica.2026.112865
Xiaoyu Li , Yuhu Wu , Simone Fiori , Lining Ru
In this paper, we investigate the finite-time flocking problem for the multi-agent system on the infinite cylinder. We first generalize the finite-time flocking Cucker–Smale model from Euclidean space to the infinite cylinder S1×R by exploiting the Lie group structure of S1×R. We then analyze the emergent behavior of the proposed model and provide a sufficient condition for finite-time flocking. It is shown that the emergence of such behavior critically depends on the parameter β in the interaction weight function of the Cucker–Smale model. In particular, finite-time flocking occurs for β12, while conditional flocking occurs for β>12. Moreover, an upper bound on the convergence time is derived in terms of system parameters and initial states.
研究了无限圆柱体上多智能体系统的有限时间群集问题。我们首先利用S1×R的李群结构,将有限时间群集Cucker-Smale模型从欧几里得空间推广到无限圆柱S1×R。然后,我们分析了该模型的涌现行为,并给出了有限时间群集的充分条件。结果表明,这种行为的出现主要取决于cucker - small模型相互作用权函数中的参数β。其中,β≤12时发生有限时间群集,β>;12时发生条件群集。并根据系统参数和初始状态给出了收敛时间的上界。
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引用次数: 0
Some remarks on stochastic converse Lyapunov theorems 关于随机逆李雅普诺夫定理的若干注释
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-04-01 Epub Date: 2026-02-05 DOI: 10.1016/j.automatica.2026.112857
Pavel Osinenko , Grigory Yaremenko
In this brief note, we investigate some constructions of Lyapunov functions for stochastic discrete-time stabilizable dynamical systems, in other words, controlled Markov chains. The main question here is whether a Lyapunov function in some statistical sense exists if the respective controlled Markov chain admits a stabilizing policy. We demonstrate some constructions extending on the classical results for deterministic systems. Some limitations of the constructed Lyapunov functions for stabilization are discussed, particularly for stabilization in mean. Although results for deterministic systems are well known, the stochastic case was addressed in less detail, which the current paper remarks on. A distinguishable feature of this work is the study of stabilizers that possess computationally tractable convergence certificates.
在这篇简短的文章中,我们研究了随机离散可稳定动力系统的Lyapunov函数的一些构造,换句话说,就是受控的马尔可夫链。这里的主要问题是,如果相应的受控马尔可夫链允许稳定策略,在某种统计意义上是否存在Lyapunov函数。我们在确定系统的经典结果的基础上给出了一些构造。讨论了所构造的李雅普诺夫函数在镇定方面的一些局限性,特别是在均值镇定方面。虽然确定性系统的结果是众所周知的,但随机情况的讨论不太详细,这是本文的评论。这项工作的一个显著特征是研究了具有计算可处理收敛证明的稳定器。
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引用次数: 0
Continuum control design for traffic flow stabilization on circular roads: A microscopic–macroscopic approach 环形道路交通流稳定的连续控制设计:微观-宏观方法
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-04-01 Epub Date: 2026-02-05 DOI: 10.1016/j.automatica.2026.112867
Sébastien Fueyo, Carlos Canudas de Wit
This paper addresses the stabilization of traffic flow using a control strategy for autonomous vehicles. While previous approaches have stabilized traffic near equilibrium states, the proposed method extends this to time-varying density and velocity profiles. The strategy modulates vehicle accelerations based on a continuation-based framework, which is applied to macroscopic traffic models on ring-roads. A key feature of the method is its ability to adapt to various intervehicle connectivity structures, which depend on the communication capabilities between vehicles, allowing it to handle complex traffic scenarios with varying connectivity patterns. The main contributions include (i) deriving a macroscopic control model from a second-order microscopic framework, and (ii) proposing a general procedure to synthesize control inputs that guide traffic toward time-varying target profiles, offering a flexible approach for real-world traffic conditions.
本文利用自动驾驶汽车的控制策略来解决交通流的稳定问题。虽然以前的方法已经稳定了接近平衡状态的交通,但该方法将其扩展到随时间变化的密度和速度分布。该策略基于连续化框架对车辆加速度进行调节,并将其应用于环城道路宏观交通模型。该方法的一个关键特征是它能够适应各种车辆间连接结构,这取决于车辆之间的通信能力,使其能够处理具有不同连接模式的复杂交通场景。主要贡献包括:(i)从二阶微观框架中推导宏观控制模型;(ii)提出综合控制输入的一般程序,引导交通流向时变目标轮廓,为现实世界的交通状况提供灵活的方法。
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引用次数: 0
Optimal advertising and product durability decisions in new product diffusion 新产品扩散中的最优广告和产品耐久性决策
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-04-01 Epub Date: 2026-01-16 DOI: 10.1016/j.automatica.2026.112826
Adrian P. Kennedy , Ashutosh Prasad , Suresh P. Sethi , Chi Chung Siu , Sheung Chi Phillip Yam
This paper studies the optimal advertising policy over the product life cycle of a semi-durable good whose failure rate is a design decision. The product’s adoption process draws from three sources of consumers, viz., innovators who find the product directly, consumers influenced by advertising, and loyal customers making replacements. The revenue stream is composed of the sales of new products, maintenance fees, and replacement sales. We propose a product diffusion model with both durable and non-durable properties and solve it using optimal control. The guidelines for advertising during new product diffusion are simple to implement due to explicit solutions. We make recommendations for the design of product durability and observe cases where higher failure rates are optimal. Finally, we extend our analysis to a game-theoretic framework, showcasing that the optimal advertising decisions remain tractable even in the context of competing manufacturers.
研究了一种半耐用商品在产品生命周期内的最优广告策略,其故障率是一个设计决策。产品的采用过程有三个消费者来源,即直接找到产品的创新者,受广告影响的消费者,以及更换产品的忠实客户。收入流由新产品的销售、维护费用和更换销售组成。提出了一种同时具有耐用性和非耐用性的产品扩散模型,并用最优控制方法对其进行求解。由于有明确的解决方案,新产品传播期间的广告指导方针易于实施。我们对产品耐久性的设计提出建议,并观察高故障率的最佳情况。最后,我们将分析扩展到博弈论框架,表明即使在竞争制造商的背景下,最佳广告决策仍然是可处理的。
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引用次数: 0
Observer-based passive/active fault diagnosis: A new optimization design perspective from state sets 基于观测器的被动/主动故障诊断:一种新的状态集优化设计视角
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-04-01 Epub Date: 2026-01-14 DOI: 10.1016/j.automatica.2026.112835
Yuxin Sun, Feng Xu
This paper proposes a new observer-based method suitable for both passive and active fault diagnosis in discrete linear time-invariant systems, developed from an optimization design perspective using state estimation sets. First, based on the output-consistent state sets explicitly expressed as the Minkowski sum of a constrained zonotope and a subspace, this paper establishes an equivalent interpretation of the fault diagnosis criterion using state estimation sets instead of traditional output estimation sets. This provides a novel state estimation set-based design perspective to enhance fault diagnosis. Second, this paper introduces a new quantitative metric named separation tendency that quantifies the geometric relationship between two constrained zonotopes. The observer gain for each mode is optimized to facilitate fault diagnosis by maximizing the separation tendency of the orthogonal projections of the two constructed state estimation sets of that mode. Third, a distinctive feature of our design method compared to existing approaches is that the design of observer gains does not depend on the current system input, enabling the design of inputs after that of observer gains without the counteracting effect on the inputs from the observer gains. At the end of this paper, numerical examples are used to illustrate the effectiveness of the proposed method.
本文从优化设计的角度出发,利用状态估计集,提出了一种新的基于观测器的离散线性定常系统被动和主动故障诊断方法。首先,基于显式表示为约束区域与子空间Minkowski和的输出一致状态集,用状态估计集代替传统的输出估计集建立了故障诊断准则的等效解释。这为提高故障诊断能力提供了一种新的基于状态估计集的设计视角。其次,本文引入了一种新的定量度量,即分离趋势,该度量量化了两个约束分区之间的几何关系。每个模式的观测器增益通过最大化该模式的两个构造状态估计集的正交投影的分离倾向来优化,以方便故障诊断。第三,与现有方法相比,我们的设计方法的一个显著特点是,观测器增益的设计不依赖于当前系统输入,使得在观测器增益之后设计输入,而不会对观测器增益的输入产生抵消作用。最后通过数值算例说明了所提方法的有效性。
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引用次数: 0
Randomized average consensus based on additive privacy sharing 基于加性隐私共享的随机平均共识
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-04-01 Epub Date: 2026-02-04 DOI: 10.1016/j.automatica.2026.112847
Dongyu Li , Shanyao Ren , Hanzhou Wang , Jianwei Liu , Shuzhi Sam Ge
Distributed average consensus plays a crucial role in multi-agent systems. In data-sensitive applications, agents need to exchange state without disclosing true privacy. To address this issue, homomorphic encryption and random perturbations-based schemes are commonly adopted privacy-preserving approaches. However, homomorphic encryption is typically limited to scenarios where agents’ state values are non-negative integers with substantial computational overhead. On the other hand, random perturbation-based schemes often require prior knowledge of the total number of agents, rendering them ineffective in dynamic environments or vulnerable against external eavesdroppers. Motivated by this, we propose an additive secret-sharing method based on multiplication operations to achieve consensus among agents. Specifically, we first introduce random perturbations and exponentiation to true states. Based on this, each agent’s true state is decomposed into secret shares, which are then transmitted over public channels. We design the scheme to enable fundamental operations to be executed in a distributed manner, thereby facilitating distributed average consensus. This solution resists attacks from both honest-but-curious and global eavesdropping agents, under the condition that each node is connected to at least one trusted node. In comparison with differential privacy solutions, our approach achieves consensus by an exact state value. Furthermore, it has a lighter resource consumption and broader applicability than homomorphic encryption schemes. Simulation results show the feasibility and security of our approach.
分布式平均共识在多智能体系统中起着至关重要的作用。在数据敏感的应用程序中,代理需要在不泄露真正隐私的情况下交换状态。为了解决这个问题,通常采用同态加密和基于随机扰动的方案来保护隐私。然而,同态加密通常仅限于代理的状态值是非负整数且具有大量计算开销的场景。另一方面,基于随机扰动的方案通常需要事先知道代理的总数,这使得它们在动态环境中无效,或者容易受到外部窃听者的攻击。为此,我们提出了一种基于乘法运算的加性秘密共享方法,以实现agent间的共识。具体地说,我们首先将随机扰动和指数引入真态。在此基础上,每个代理的真实状态被分解成秘密共享,然后通过公共通道传输。我们设计的方案使基本操作能够以分布式方式执行,从而促进分布式平均共识。在每个节点至少连接到一个可信节点的条件下,该解决方案可以抵抗来自诚实但好奇和全局窃听代理的攻击。与差分隐私解决方案相比,我们的方法通过精确的状态值实现共识。此外,它比同态加密方案具有更少的资源消耗和更广泛的适用性。仿真结果表明了该方法的可行性和安全性。
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引用次数: 0
Passivity-based control of a double-pendulum crane using propagation of vibration suppression 基于振动抑制传播的双摆起重机无源控制
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-04-01 Epub Date: 2026-01-19 DOI: 10.1016/j.automatica.2026.112818
Ho Duc Tho , Kazuhiko Terashima , Takanori Miyoshi
The second swing angle information may not be strictly required to fully control the double-pendulum overhead crane (DPOC) system. Such an insight stems from the propagation of vibration suppression principle, which states that if either of the two swing angles is suppressed by control, both pendulums will cease to vibrate altogether. This intuition serves as the basis of the augmented passivity-based control law. The trolley velocity — the default command of most industrial cranes — is chosen as the system’s control input. Passivity properties of the system and the control law design are formulated based on a linearized model. The region of attraction (ROA) of the nonlinear closed-loop system is then computed using the sum-of-square (SOS) programming. The established controller does not require measurements or estimations of any rate or velocity signals. In the absence of the second swing angle information, the proposed approach can achieve similar control performance compared to existing full-state feedback controllers. An experimental result on a small-scale DPOC rig is also provided.
为了完全控制双摆桥式起重机(DPOC)系统,可能不需要严格要求第二摆角信息。这种见解源于振动抑制原理的传播,该原理指出,如果两个摆动角度中的任何一个被控制抑制,两个钟摆将完全停止振动。这种直觉作为增强型被动控制律的基础。小车速度-大多数工业起重机的默认指令-被选择作为系统的控制输入。基于线性化模型确定了系统的无源特性和控制律设计。然后用平方和规划法计算非线性闭环系统的吸引区域(ROA)。所建立的控制器不需要测量或估计任何速率或速度信号。在没有第二摆角信息的情况下,与现有的全状态反馈控制器相比,所提出的方法可以获得相似的控制性能。并给出了在小型DPOC钻机上的实验结果。
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引用次数: 0
Non-zero-sum games in continuous-time nonlinear systems: Multiplayer cascaded solutions 连续时间非线性系统中的非零和游戏:多人级联解决方案
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-04-01 Epub Date: 2026-01-20 DOI: 10.1016/j.automatica.2026.112828
Yuzhe Chen , Ci Chen , Frank L. Lewis
This paper studies multiplayer nonzero-sum (NZS) games with an infinite horizon for nonlinear continuous-time (CT) systems with an emphasis on addressing the pervasive stability challenges encountered during the application of policy iteration methodologies. Central to this work is the introduction of the framework termed multiplayer cascaded policy iteration (MCPI), devised to iteratively approximate Nash equilibrium solutions within the realm of nonlinear NZS games. A salient feature of MCPI lies in its ability to ensure not only the stability of the iterative process but also its intriguing convergence equivalence with quasi-Newton iteration paradigms. Furthermore, building upon approximate dynamic programming technology, we present an extended effort in the development of an online algorithm. This algorithm leverages input and state data from the system to approximate the optimal solution online, eliminating the need for specific system parameters. Employing the apparatus of the approximation theorem, the algorithm approximates value functions and control policies, with the least squares method serving for weight updates. A rigorous proof of convergence substantiates the efficacy of the approximate solution, ensuring its eventual convergence to optimality. The efficacy of the developed method is validated through a numerical example.
本文研究了具有无限视界的非线性连续时间(CT)系统的多人非零和(NZS)对策,重点解决了策略迭代方法在应用过程中遇到的普遍稳定性挑战。这项工作的核心是引入了称为多人级联策略迭代(MCPI)的框架,该框架旨在迭代地近似非线性NZS博弈领域内的纳什均衡解。MCPI的一个显著特点是它不仅能够保证迭代过程的稳定性,而且具有与拟牛顿迭代范式的有趣的收敛等价性。此外,在近似动态规划技术的基础上,我们提出了一个在线算法开发的扩展努力。该算法利用系统的输入和状态数据在线逼近最优解,消除了对特定系统参数的需要。该算法利用逼近定理的工具,逼近值函数和控制策略,最小二乘法用于权值更新。收敛性的严格证明证实了近似解的有效性,保证了其最终收敛到最优性。通过算例验证了该方法的有效性。
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引用次数: 0
Non-overshooting output shaping for switched linear systems under arbitrary switching using eigenstructure assignment 基于特征结构赋值的任意开关线性系统非超调输出整形
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-04-01 Epub Date: 2026-01-21 DOI: 10.1016/j.automatica.2026.112831
Kai Wulff , Maria Christine Honecker , Robert Schmid , Johann Reger
We consider the analytical control design for switched linear multiple-input multiple-output (MIMO) systems subject to arbitrary switching signals. A state feedback controller design method is proposed to obtain an eigenstructure assignment ensuring that the closed-loop switched system is globally asymptotically stable, and the outputs achieve the non-overshooting tracking of a step reference. Our analysis indicates whether non-overshooting or even monotonic tracking is achievable for the given system and considered outputs, and provides a choice of possible eigenstructures to be assigned to the constituent subsystems. We derive a structural condition that verifies the feasibility of the chosen assignment. A constructive algorithm to obtain suitable feedback matrices is provided, and the method is illustrated with numerical examples.
研究了受任意开关信号影响的切换线性多输入多输出(MIMO)系统的解析控制设计。提出了一种状态反馈控制器设计方法来获得特征结构分配,保证闭环切换系统全局渐近稳定,输出实现阶跃参考的非超调跟踪。我们的分析表明,对于给定的系统和考虑的输出,是否可以实现非超调或甚至单调跟踪,并提供了分配给组成子系统的可能特征结构的选择。我们推导了一个结构条件来验证所选赋值的可行性。给出了一种构造算法来获取合适的反馈矩阵,并用数值算例说明了该方法。
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引用次数: 0
Data-driven model order reduction via T-SVD 基于T-SVD的数据驱动模型降阶
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-04-01 Epub Date: 2026-02-06 DOI: 10.1016/j.automatica.2026.112862
Shenghan Mei , Ziqin He , Yidan Mei , Xin Mao , Anqi Dong , Ren Wang , Can Chen
Model order reduction plays a crucial role in simplifying complex systems while preserving their essential dynamic characteristics, making it an invaluable tool in a wide range of applications, including robotic systems, signal processing, and fluid dynamics. However, traditional model order reduction techniques like balanced truncation are not designed to handle tensor data directly and instead require unfolding the data, which may lead to the loss of important higher-order structural information. In this article, we introduce a novel framework for data-driven model order reduction of T-product-based dynamical systems (TPDSs), which are often used to capture the evolution of third-order tensor data such as images and videos through the T-product, using tensor decomposition. Specifically, we develop advanced T-product-based techniques, including T-balanced truncation, T-balanced proper orthogonal decomposition, and the T-eigensystem realization algorithm for input–output TPDSs by leveraging the unique properties of T-singular value decomposition, which are fundamentally different from their matrix-based counterparts. We demonstrate that these techniques offer significant memory and computational savings while achieving reduction errors that are comparable to those of conventional methods. The effectiveness of the proposed framework is further validated through both synthetic and real-world examples.
模型降阶在简化复杂系统中起着至关重要的作用,同时保持其基本的动态特性,使其成为广泛应用的宝贵工具,包括机器人系统,信号处理和流体动力学。然而,传统的模型降阶技术,如平衡截断,并不是为了直接处理张量数据而设计的,而是需要展开数据,这可能导致重要的高阶结构信息的丢失。在本文中,我们为基于t积的动力系统(tpds)的数据驱动模型降阶引入了一个新的框架,tpds通常用于通过t积捕获三阶张量数据(如图像和视频)的演变,使用张量分解。具体来说,我们开发了先进的基于t积的技术,包括t平衡截断、t平衡固有正交分解和t特征系统实现算法,利用t奇异值分解的独特性质,这与基于矩阵的分解有本质的不同。我们证明了这些技术提供了显著的内存和计算节省,同时实现了与传统方法相当的错误减少。通过综合和实际实例进一步验证了该框架的有效性。
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引用次数: 0
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