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Data-based optimal learning control minimizing performance indexes throughout iterative processes 基于数据的最优学习控制在迭代过程中使性能指标最小化
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-01-09 DOI: 10.1016/j.automatica.2026.112820
Jingyao Zhang , Deyuan Meng
This paper is aimed at addressing a class of data-based design and analysis problems of optimal iterative learning control (ILC), where the performance index consists of the quadratic terms of the input updating and tracking error over all iterations and time steps. The optimal ILC design is proposed based on the Bellman optimality equation and the convergence analysis of optimal ILC is implemented such that the performance index throughout the whole iterative process is minimized and the perfect tracking objective of ILC is monotonically achieved at an exponential speed. An iterative method for solving the learning gain of optimal ILC is presented based on the input–output data such that the optimal ILC can be executed without any model information. Simulation tests are performed to illustrate the effectiveness and optimality of our proposed ILC method.
本文旨在解决一类基于数据的最优迭代学习控制(ILC)的设计和分析问题,其中性能指标由所有迭代和时间步长的输入更新和跟踪误差的二次项组成。基于Bellman最优性方程提出了最优ILC设计,并对最优ILC进行收敛性分析,使整个迭代过程中的性能指标最小化,以指数速度单调地实现ILC的完美跟踪目标。提出了一种基于输入输出数据求解最优ILC学习增益的迭代方法,使最优ILC可以在没有任何模型信息的情况下执行。仿真实验证明了所提出的ILC方法的有效性和最优性。
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引用次数: 0
Data-driven inverse optimal control for linear quadratic tracking with unknown target states 未知目标状态线性二次跟踪的数据驱动逆最优控制
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-01-08 DOI: 10.1016/j.automatica.2026.112822
Renshuo Cheng, Chengpu Yu, Yao Li
This paper studies the inverse optimal control for discrete-time finite-horizon linear quadratic tracking with unknown target states. Due to the time-varying feedback policies caused by the finite-horizon setting and the unknown system dynamics, the concerned inverse optimal control becomes challenging. To deal with it, a novel data driven inverse identification approach is developed, for which the corresponding identifiability conditions are provided and the statistical consistency is analyzed in the presence of observation noise. Compared to the existing solutions, the proposed approach requires only optimal trajectories, possibly corrupted by additive observation noise with zero mean and bounded covariance, and achieves consistent results without knowledge of the noise covariance. Finally, simulation examples are presented to show the effectiveness of the proposed approach.
研究了目标状态未知的离散有限视界线性二次跟踪的逆最优控制问题。由于有限视界设置和未知系统动力学所引起的时变反馈策略,使得逆最优控制变得具有挑战性。为了解决这一问题,提出了一种新的数据驱动的逆识别方法,给出了相应的可识别条件,并分析了在观测噪声存在下的统计一致性。与现有的解决方案相比,该方法只需要最优轨迹,可能被具有零平均值和有界协方差的附加观测噪声破坏,并且在不知道噪声协方差的情况下获得一致的结果。最后,通过仿真实例验证了该方法的有效性。
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引用次数: 0
Efficient sum-of-squares approach to data-driven robust controller design under generalized bounded disturbances 广义有界扰动下数据驱动鲁棒控制器设计的有效平方和方法
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-01-07 DOI: 10.1016/j.automatica.2026.112825
Zhaoming Qin, Alireza Karimi
In this paper, we propose a data-driven approach to robust feedback controller design for unknown linear time-invariant (LTI) dynamic systems. Using input-state trajectories and prior knowledge of unknown-but-bounded disturbances, the objective is to synthesize a state-feedback controller that achieves robust stabilization and H2 performance while employing a common quadratic Lyapunov function. Previous works have exclusively considered bounded disturbances described by quadratic matrix inequalities (QMIs) and pointwise 2 or constraints. In contrast, this paper introduces a more general framework that characterizes disturbance bounds using compact basic semi-algebraic (BSA) sets, thereby capturing both time-domain and frequency-domain properties. We cast the necessary and sufficient conditions for quadratic stabilization and H2 performance as convex sum-of-squares (SOS) optimization problems. Additionally, we propose relaxation methods to reduce computational complexity by leveraging the geometric and structural properties of the polynomials defining the BSA sets. Simulation results demonstrate the efficiency and flexibility of the proposed approach.
在本文中,我们提出了一种数据驱动的方法来设计未知线性时不变(LTI)动态系统的鲁棒反馈控制器。利用输入状态轨迹和未知但有界干扰的先验知识,目标是合成一个状态反馈控制器,该控制器在使用普通二次Lyapunov函数的同时实现鲁棒稳定化和H2性能。以前的工作专门考虑了由二次矩阵不等式(qmi)和点2或点∞约束描述的有界扰动。相比之下,本文引入了一个更一般的框架,该框架使用紧凑的基本半代数(BSA)集来表征扰动边界,从而捕获时域和频域属性。我们将二次稳定性和H2性能的充分必要条件转化为凸平方和优化问题。此外,我们提出了松弛方法,通过利用定义BSA集的多项式的几何和结构特性来降低计算复杂度。仿真结果证明了该方法的有效性和灵活性。
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引用次数: 0
Inverse optimal control for linear quadratic tracking with unknown target states 未知目标状态线性二次跟踪的逆最优控制
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-01-07 DOI: 10.1016/j.automatica.2026.112819
Yao Li , Chengpu Yu , Hao Fang , Jie Chen
This paper addresses the inverse optimal control for the linear quadratic tracking problem with a fixed but unknown target state, which aims to estimate the possible triplets comprising the target state, the state weight matrix, and the input weight matrix from observed optimal control input and the corresponding state trajectories. Sufficient conditions have been provided for the unique determination of both the linear quadratic cost function as well as the target state. A computationally efficient and numerically reliable parameter identification algorithm is proposed by equating optimal control strategies with a system of linear equations, and the associated relative error upper bound is derived in terms of data volume and signal-to-noise ratio (SNR). Moreover, the proposed inverse optimal control algorithm is applied for the joint cluster coordination and intent identification of a multi-agent system. By incorporating the structural constraint of the Laplace matrix, the relative error upper bound can be reduced accordingly. Finally, the algorithm’s efficiency and accuracy are validated by a vehicle-on-a-lever example and a multi-agent formation control example.
本文研究了目标状态固定但未知的线性二次跟踪问题的逆最优控制问题,其目的是根据观察到的最优控制输入和相应的状态轨迹估计由目标状态、状态权矩阵和输入权矩阵组成的可能三元组。为线性二次代价函数和目标状态的唯一确定提供了充分条件。通过将最优控制策略等价于线性方程组,提出了一种计算效率高、数值可靠的参数辨识算法,并根据数据量和信噪比推导了相应的相对误差上界。并将所提出的逆最优控制算法应用于多智能体系统的联合集群协调和意图识别。通过引入拉普拉斯矩阵的结构约束,可以减小相对误差上界。最后,通过车辆杠杆控制和多智能体编队控制实例验证了算法的有效性和准确性。
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引用次数: 0
Safety constrained digital control of nonlinear systems with state delays 具有状态延迟的非线性系统的安全约束数字控制
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-01-05 DOI: 10.1016/j.automatica.2025.112748
Mario Di Ferdinando , Alessandro Borri , Stefano Di Gennaro , Pierdomenico Pepe
In this paper, the digital event-based stabilization problem under safety constraints is studied for nonlinear systems with state delays. In particular, a methodology for the design of quantized sampled-data event-triggered safe stabilizers is provided for nonlinear systems affected by state delays. The proposed design procedure relies on the notion of Safe Steepest Descent Feedback (SSDF) which is based on the combination of Steepest Descent Feedbacks and Barrier functions. The stabilization in the sample-and-hold sense theory is used as a tool to show the existence of a suitably fast sampling and of an accurate quantization of the input/output channels such that: the digital implementation of SSDFs, updated through a proposed event-triggered mechanism, ensures the semi-global practical safe stability property of the related closed-loop system with arbitrarily small final target ball of the origin. A first order spline approximation is used to cope with the possible unavailability in the buffer of required past values of the state measurements. In the theory here developed, time-varying sampling periods and the non-uniform quantization of both input/output channels are allowed. The proposed theoretical results are validated through an application concerning the plasma glucose regulation problem in Type-2 diabetic patients via artificial pancreas.
研究了具有状态时滞的非线性系统在安全约束下的数字事件镇定问题。特别地,为受状态延迟影响的非线性系统提供了一种量化采样数据事件触发安全稳定器的设计方法。所提出的设计过程依赖于安全最陡下降反馈(SSDF)的概念,该概念基于最陡下降反馈和屏障函数的结合。采样保持感理论中的稳定性被用作一种工具,以表明存在适当的快速采样和输入/输出通道的精确量化,从而:通过所提出的事件触发机制更新的ssdf的数字实现确保了具有任意小的最终目标球的相关闭环系统的半全局实际安全稳定性。一阶样条近似用于处理缓冲中可能不可用的状态测量所需的过去值。在这里开发的理论中,允许时变采样周期和输入/输出通道的非均匀量化。通过人工胰腺在2型糖尿病患者血糖调节中的应用验证了理论结果。
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引用次数: 0
Operator learning for robust stabilization of linear Markov-jumping hyperbolic PDEs 线性马尔可夫跳变双曲偏微分方程鲁棒镇定的算子学习
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-01-03 DOI: 10.1016/j.automatica.2025.112809
Yihuai Zhang , Jean Auriol , Huan Yu
This paper addresses the problem of robust stabilization for linear hyperbolic Partial Differential Equations (PDEs) with Markov-jumping parameter uncertainty. We consider a 2 × 2 heterogeneous hyperbolic PDE and propose a control law using operator learning and the backstepping method. Specifically, the backstepping kernels used to construct the control law are approximated with neural operators (NO) in order to improve computational efficiency. The key challenge lies in deriving the stability conditions with respect to the Markov-jumping parameter uncertainty and NO approximation errors. The mean-square exponential stability of the stochastic system is achieved through Lyapunov analysis, indicating that the system can be stabilized if the random parameters are sufficiently close to the nominal parameters on average, and NO approximation errors are small enough. The theoretical results are applied to freeway traffic control under stochastic upstream demands and then validated through numerical simulations.
研究了具有马尔可夫跳变参数不确定性的线性双曲型偏微分方程的鲁棒镇定问题。我们考虑了一个2 × 2异构双曲偏微分方程,并利用算子学习和反演方法提出了一种控制律。具体地说,为了提高计算效率,用神经算子(NO)逼近用于构造控制律的反演核。关键的挑战在于如何推导出考虑马尔可夫跳变参数不确定性和NO逼近误差的稳定性条件。通过Lyapunov分析实现了随机系统的均方指数稳定性,表明当随机参数平均足够接近标称参数,且NO近似误差足够小时,系统是稳定的。将理论结果应用于随机上游需求条件下的高速公路交通控制,并通过数值模拟进行验证。
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引用次数: 0
Exact prescribed-time stabilization and observer design for a class of MIMO nonlinear systems 一类MIMO非线性系统的精确定时镇定与观测器设计
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-01-02 DOI: 10.1016/j.automatica.2025.112810
Bin Zhou
This paper addresses the problems of exact prescribed-time stabilization and observer design for a class of multi-input-multi-output (MIMO) nonlinear systems. By introducing the concept of left and right clustered matrices and exploring their properties, solutions to two classes of parametric Lyapunov equations (PLEs) associated with the coefficients of the linear part of the MIMO nonlinear systems are thoroughly investigated. These two PLEs are then utilized as the key tool to solve respectively the exact prescribed-time stabilization of the MIMO nonlinear system where the nonlinear functions satisfy a linear growth condition with unknown coefficients, and the exact prescribed-time observer design of the MIMO nonlinear system where the nonlinear functions are known and satisfy the Lipschitz condition. The approach is also extended to solve the problem of prescribed-time stabilization of a class of MIMO nonlinear systems by observer-based output feedback. Finally, two numerical examples demonstrate the effectiveness of the proposed approaches.
研究一类多输入多输出非线性系统的精确定时镇定问题和观测器设计问题。通过引入左聚类矩阵和右聚类矩阵的概念并探索其性质,研究了与MIMO非线性系统线性部分系数相关的两类参数Lyapunov方程的解。然后,利用这两个ple作为关键工具,分别求解非线性函数满足未知系数线性增长条件的MIMO非线性系统的精确规定时间镇定问题,以及非线性函数已知且满足Lipschitz条件的MIMO非线性系统的精确规定时间观测器设计问题。将该方法推广到一类基于观测器输出反馈的MIMO非线性系统的定时镇定问题。最后,通过两个算例验证了所提方法的有效性。
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引用次数: 0
Distributed Nash equilibrium computation in multi-group resource allocation games over digraphs 有向图上多群资源分配博弈的分布式纳什均衡计算
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-01-02 DOI: 10.1016/j.automatica.2025.112816
Jialing Zhou , Guanghui Wen , Yuezu Lv , Xinlei Yi , Tao Yang , Karl Henrik Johansson
The existing distributed resource allocation (DRA) algorithms for multi-agent networks can rarely be implemented for multiple interacting groups of agents with conflicts of interest. The directed interaction, together with the hard balance constraint that follows from maintaining supply–demand balance during the execution process, make the DRA more challenging. To address this problem, the paper studies DRA over multiple interacting groups from a game-theoretic perspective, introducing the resource allocation game (RAG). A novel out-Laplacian matrix based methodology is developed for distributed Nash equilibrium (NE) computation. Following this methodology, distributed algorithms are designed using leader-follower tracking protocols to estimate partial derivatives of individual objective functions for the RAG. A reduced-order distributed algorithm is further developed for the RAG by integrating a gradient-tracking mechanism for estimating partial derivatives of group-level objective functions. It is shown that agent states converge to the NE of the games linearly while satisfying the balance constraint during the whole execution process under the proposed algorithms. The effectiveness of the proposed algorithms is illustrated through numerical examples.
现有的多智能体网络分布式资源分配(DRA)算法很少适用于存在利益冲突的多智能体交互组。直接的交互,以及在执行过程中维护供需平衡所带来的硬平衡约束,使DRA更具挑战性。为了解决这一问题,本文从博弈论的角度研究了多交互群体的资源分配博弈,引入了资源分配博弈(RAG)。提出了一种基于外拉普拉斯矩阵的分布式纳什均衡计算方法。按照这种方法,分布式算法被设计为使用领导者-追随者跟踪协议来估计RAG的单个目标函数的偏导数。通过集成梯度跟踪机制,进一步开发了一种用于估计群级目标函数偏导数的低阶分布算法。结果表明,在该算法的整个执行过程中,智能体状态在满足平衡约束的情况下线性收敛于博弈的NE。通过数值算例说明了所提算法的有效性。
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引用次数: 0
Parametrization approach for real-time generation of minimum-effort trajectories via neural network 基于神经网络的最小努力轨迹实时生成的参数化方法
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2026-01-02 DOI: 10.1016/j.automatica.2025.112817
Han Wang, Zheng Chen
This paper is concerned with real-time generation of optimal flight trajectories for Minimum-Effort Control Problems (MECPs), which is fundamentally important for autonomous flight of aerospace vehicles. Although existing optimal control methods, such as indirect methods and direct methods, can be amended to solve MECPs, it is very challenging to obtain, in real time, the solution trajectories since those methods suffer the issue of convergence. As the artificial neural network can generate its output within a constant time, it has been alternative for real-time generation of optimal trajectories in the literature. The usual way is to train neural networks by solutions from indirect or direct methods, which, however, cannot ensure sufficient conditions for local optimality to be met. As a result, the trained neural networks cannot be guaranteed to generate at least locally optimal trajectories. To address this issue, a parametrization approach is developed in the paper so that not only necessary but also sufficient conditions for local optimality are embedded into a parameterized set of differential equations. This allows generating the dataset of at least locally optimal trajectories through solving some initial value problems. Once a neural network is trained by the dataset constructed by the parametrization approach, it not only can generate optimal trajectories within milliseconds but also ensure the generated trajectories to be at least locally optimal, as finally demonstrated by two conventional MECPs in aerospace engineering.
本文研究了最小努力控制问题(mecp)中最优飞行轨迹的实时生成问题,该问题对航天飞行器的自主飞行至关重要。虽然现有的最优控制方法,如间接方法和直接方法,可以修正以求解mecp,但由于这些方法存在收敛性问题,因此很难实时获得解轨迹。由于人工神经网络可以在恒定时间内产生输出,因此在文献中已成为实时生成最优轨迹的替代方法。通常的方法是通过间接或直接方法的解来训练神经网络,但这两种方法都不能保证满足局部最优性的充分条件。因此,训练的神经网络不能保证至少产生局部最优轨迹。为了解决这一问题,本文提出了一种参数化方法,将局部最优性的必要条件和充分条件嵌入到参数化的微分方程集中。这允许通过解决一些初值问题来生成至少具有局部最优轨迹的数据集。一旦神经网络通过参数化方法构建的数据集进行训练,它不仅可以在毫秒内生成最优轨迹,而且还可以确保生成的轨迹至少是局部最优的,最后通过航空航天工程中的两个传统mecp证明了这一点。
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引用次数: 0
Almost sure notions of input-to-state stability and integral input-to-state stability for randomly switched time-varying systems 随机切换时变系统的输入-状态稳定性和积分输入-状态稳定性的基本确定概念
IF 5.9 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2025-12-31 DOI: 10.1016/j.automatica.2025.112815
Qian Liu , Yong He , Chongyang Ning
In this paper, we explore the almost sure input-to-state stability (ISS) and the almost sure integral input-to-state stability (iISS) of nonlinear randomly switched time-varying systems. We begin with defining almost sure ISS and almost sure iISS by combining almost sure uniform stability with a novel almost sure uniform asymptotic gain property. Next, we derive criteria for almost sure ISS and iISS by constructing an ISS-Lyapunov function and an iISS-Lyapunov function for each time-varying subsystem with the help of indefinite multiple Lyapunov functions (iMLFs). In the process of deriving the criteria, the Lyapunov functions are relaxed by integrating mean uniformly stable functions into iMLFs such that the criteria are available to the systems with unstable subsystems. Additionally, we provide numerical examples to illustrate the advantages and the effectiveness of our approach.
本文研究了非线性随机切换时变系统的几乎确定输入到状态稳定性(ISS)和几乎确定积分输入到状态稳定性(iISS)。我们首先通过结合几乎确定一致稳定性和一种新的几乎确定一致渐近增益性质来定义几乎确定一致渐近增益。其次,我们利用不定多重李雅普诺夫函数(imlf)对每个时变子系统构造一个ISS-Lyapunov函数和一个iISS-Lyapunov函数,推导出几乎确定ISS和iISS的判据。在导出准则的过程中,通过将平均一致稳定函数积分到imlf中来放宽Lyapunov函数,使得具有不稳定子系统的系统可以使用准则。此外,我们还提供了数值例子来说明我们的方法的优点和有效性。
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引用次数: 0
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