Pub Date : 2025-10-03DOI: 10.1007/s00205-025-02133-9
Yacin Ameur, Christophe Charlier, Joakim Cronvall
We study a class of radially symmetric Coulomb gas ensembles at inverse temperature (beta =2), for which the droplet consists of a number of concentric annuli, having at least one bounded “gap” G, i.e., a connected component of the complement of the droplet, which disconnects the droplet. Let n be the total number of particles. Among other things, we deduce fine asymptotics as (n rightarrow infty ) for the edge density and the correlation kernel near the gap, as well as for the cumulant generating function of fluctuations of smooth linear statistics. We typically find an oscillatory behaviour in the distribution of particles which fall near the edge of the gap. These oscillations are given explicitly in terms of a discrete Gaussian distribution, weighted Szegő kernels, and the Jacobi theta function, which depend on the parameter n.
{"title":"The Two-Dimensional Coulomb Gas: Fluctuations Through a Spectral Gap","authors":"Yacin Ameur, Christophe Charlier, Joakim Cronvall","doi":"10.1007/s00205-025-02133-9","DOIUrl":"10.1007/s00205-025-02133-9","url":null,"abstract":"<div><p>We study a class of radially symmetric Coulomb gas ensembles at inverse temperature <span>(beta =2)</span>, for which the droplet consists of a number of concentric annuli, having at least one bounded “gap” <i>G</i>, i.e., a connected component of the complement of the droplet, which disconnects the droplet. Let <i>n</i> be the total number of particles. Among other things, we deduce fine asymptotics as <span>(n rightarrow infty )</span> for the edge density and the correlation kernel near the gap, as well as for the cumulant generating function of fluctuations of smooth linear statistics. We typically find an oscillatory behaviour in the distribution of particles which fall near the edge of the gap. These oscillations are given explicitly in terms of a discrete Gaussian distribution, weighted Szegő kernels, and the Jacobi theta function, which depend on the parameter <i>n</i>.</p></div>","PeriodicalId":55484,"journal":{"name":"Archive for Rational Mechanics and Analysis","volume":"249 6","pages":""},"PeriodicalIF":2.4,"publicationDate":"2025-10-03","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00205-025-02133-9.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"145204650","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2025-09-22DOI: 10.1007/s00205-025-02119-7
Alexander Mielke, Mark A. Peletier, Johannes Zimmer
We reconsider the fundamental problem of coarse-graining infinite-dimensional Hamiltonian dynamics to obtain a macroscopic system which includes dissipative mechanisms. In particular, we study the thermodynamical implications concerning Hamiltonians, energy, and entropy and the induced geometric structures such as Poisson and Onsager brackets (symplectic and dissipative brackets). We start from a general finite-dimensional Hamiltonian system that is coupled linearly to an infinite-dimensional heat bath with linear dynamics. The latter is assumed to admit a compression to a finite-dimensional dissipative semigroup (i.e., the heat bath is a dilation of the semigroup) describing the dissipative evolution of new macroscopic variables. Already in the finite-energy case (zero-temperature heat bath) we obtain the so-called GENERIC structure (General Equation for Non-Equilibrium Reversible Irreversible Coupling), with conserved energy, nondecreasing entropy, a new Poisson structure, and an Onsager operator describing the dissipation. However, their origin is not obvious at this stage. After extending the system in a natural way to the case of positive temperature, giving a heat bath with infinite energy, the compression property leads to an exact multivariate Ornstein-Uhlenbeck process that drives the rest of the system. Thus, we are able to identify a conserved energy, an entropy, and an Onsager operator (involving the Green-Kubo formalism) which indeed provide a GENERIC structure for the macroscopic system.
{"title":"Deriving a GENERIC system from a Hamiltonian system","authors":"Alexander Mielke, Mark A. Peletier, Johannes Zimmer","doi":"10.1007/s00205-025-02119-7","DOIUrl":"10.1007/s00205-025-02119-7","url":null,"abstract":"<div><p>We reconsider the fundamental problem of coarse-graining infinite-dimensional Hamiltonian dynamics to obtain a macroscopic system which includes dissipative mechanisms. In particular, we study the thermodynamical implications concerning Hamiltonians, energy, and entropy and the induced geometric structures such as Poisson and Onsager brackets (symplectic and dissipative brackets). We start from a general finite-dimensional Hamiltonian system that is coupled linearly to an infinite-dimensional heat bath with linear dynamics. The latter is assumed to admit a compression to a finite-dimensional dissipative semigroup (i.e., the heat bath is a dilation of the semigroup) describing the dissipative evolution of new macroscopic variables. Already in the finite-energy case (zero-temperature heat bath) we obtain the so-called GENERIC structure (General Equation for Non-Equilibrium Reversible Irreversible Coupling), with conserved energy, nondecreasing entropy, a new Poisson structure, and an Onsager operator describing the dissipation. However, their origin is not obvious at this stage. After extending the system in a natural way to the case of positive temperature, giving a heat bath with infinite energy, the compression property leads to an exact multivariate Ornstein-Uhlenbeck process that drives the rest of the system. Thus, we are able to identify a conserved energy, an entropy, and an Onsager operator (involving the Green-Kubo formalism) which indeed provide a GENERIC structure for the macroscopic system.</p></div>","PeriodicalId":55484,"journal":{"name":"Archive for Rational Mechanics and Analysis","volume":"249 5","pages":""},"PeriodicalIF":2.4,"publicationDate":"2025-09-22","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00205-025-02119-7.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"145144524","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2025-09-21DOI: 10.1007/s00205-025-02131-x
Cyrill B. Muratov, Theresa M. Simon, Valeriy V. Slastikov
We demonstrate the existence of topologically nontrivial energy minimizing maps of a given positive degree from bounded domains in the plane to ({mathbb {S}}^2) in a variational model describing magnetizations in ultrathin ferromagnetic films with Dzyaloshinskii–Moriya interaction. Our strategy is to insert tiny truncated Belavin–Polyakov profiles in carefully chosen locations of lower degree objects such that the total energy increase lies strictly below the expected Dirichlet energy contribution, ruling out loss of degree in the limits of minimizing sequences. The argument requires that the domain be either sufficiently large or sufficiently slender to accommodate a prescribed degree. We also show that these higher degree minimizers concentrate on point-like skyrmionic configurations in a suitable parameter regime.
{"title":"Existence of Higher Degree Minimizers in the Magnetic Skyrmion Problem","authors":"Cyrill B. Muratov, Theresa M. Simon, Valeriy V. Slastikov","doi":"10.1007/s00205-025-02131-x","DOIUrl":"10.1007/s00205-025-02131-x","url":null,"abstract":"<div><p>We demonstrate the existence of topologically nontrivial energy minimizing maps of a given positive degree from bounded domains in the plane to <span>({mathbb {S}}^2)</span> in a variational model describing magnetizations in ultrathin ferromagnetic films with Dzyaloshinskii–Moriya interaction. Our strategy is to insert tiny truncated Belavin–Polyakov profiles in carefully chosen locations of lower degree objects such that the total energy increase lies strictly below the expected Dirichlet energy contribution, ruling out loss of degree in the limits of minimizing sequences. The argument requires that the domain be either sufficiently large or sufficiently slender to accommodate a prescribed degree. We also show that these higher degree minimizers concentrate on point-like skyrmionic configurations in a suitable parameter regime.</p></div>","PeriodicalId":55484,"journal":{"name":"Archive for Rational Mechanics and Analysis","volume":"249 5","pages":""},"PeriodicalIF":2.4,"publicationDate":"2025-09-21","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"145100636","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2025-09-19DOI: 10.1007/s00205-025-02130-y
Lorenzo Bertini, Paolo Buttà, Giacomo Di Gesù
We consider the (phi ^4_1) measure in an interval of length (ell ), defined by a symmetric double-well potential W and inverse temperature (beta ). Our results concern its asymptotic behavior in the joint limit (beta , ell rightarrow infty ), both in the subcritical regime (ell ll textrm{e}^{beta C_W}) and in the supercritical regime (ell gg textrm{e}^{beta C_W}), where (C_W) denotes the surface tension. In the former case, in which the measure concentrates on the pure phases, we prove the corresponding large deviation principle. The associated rate function is the Modica–Mortola functional modified to take into account the entropy of the locations of the interfaces. Furthermore, we provide the sharp asymptotics of the probability of having a given number of transitions between the two pure phases. In the supercritical regime, the measure no longer concentrates and we show that the interfaces are asymptotically distributed according to a Poisson point process.
{"title":"Asymptotics of the (phi ^4_1) Measure in the Sharp Interface Limit","authors":"Lorenzo Bertini, Paolo Buttà, Giacomo Di Gesù","doi":"10.1007/s00205-025-02130-y","DOIUrl":"10.1007/s00205-025-02130-y","url":null,"abstract":"<div><p>We consider the <span>(phi ^4_1)</span> measure in an interval of length <span>(ell )</span>, defined by a symmetric double-well potential <i>W</i> and inverse temperature <span>(beta )</span>. Our results concern its asymptotic behavior in the joint limit <span>(beta , ell rightarrow infty )</span>, both in the subcritical regime <span>(ell ll textrm{e}^{beta C_W})</span> and in the supercritical regime <span>(ell gg textrm{e}^{beta C_W})</span>, where <span>(C_W)</span> denotes the surface tension. In the former case, in which the measure concentrates on the pure phases, we prove the corresponding large deviation principle. The associated rate function is the Modica–Mortola functional modified to take into account the entropy of the locations of the interfaces. Furthermore, we provide the sharp asymptotics of the probability of having a given number of transitions between the two pure phases. In the supercritical regime, the measure no longer concentrates and we show that the interfaces are asymptotically distributed according to a Poisson point process.</p></div>","PeriodicalId":55484,"journal":{"name":"Archive for Rational Mechanics and Analysis","volume":"249 5","pages":""},"PeriodicalIF":2.4,"publicationDate":"2025-09-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00205-025-02130-y.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"145079012","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2025-09-13DOI: 10.1007/s00205-025-02117-9
J. Ginster, L. Neubauer, B. Zwicknagl
A static variational model for shape formation in heteroepitaxial crystal growth is considered. The energy functional takes into account surface energy, elastic misfit-energy and nucleation energy of dislocations. A scaling law for the infimal energy is proven. The results quantify the expectation that in certain parameter regimes, island formation or topological defects are favorable. This generalizes results in the purely elastic setting from [23]. To handle dislocations in the lower bound, a new variant of a ball-construction combined with thorough local estimates is presented.
{"title":"A scaling law for a model of epitaxially strained elastic films with dislocations","authors":"J. Ginster, L. Neubauer, B. Zwicknagl","doi":"10.1007/s00205-025-02117-9","DOIUrl":"10.1007/s00205-025-02117-9","url":null,"abstract":"<div><p>A static variational model for shape formation in heteroepitaxial crystal growth is considered. The energy functional takes into account surface energy, elastic misfit-energy and nucleation energy of dislocations. A scaling law for the infimal energy is proven. The results quantify the expectation that in certain parameter regimes, island formation or topological defects are favorable. This generalizes results in the purely elastic setting from [23]. To handle dislocations in the lower bound, a new variant of a ball-construction combined with thorough local estimates is presented.</p></div>","PeriodicalId":55484,"journal":{"name":"Archive for Rational Mechanics and Analysis","volume":"249 5","pages":""},"PeriodicalIF":2.4,"publicationDate":"2025-09-13","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00205-025-02117-9.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"145050826","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2025-09-06DOI: 10.1007/s00205-025-02128-6
Vahagn Nersesyan, Manuel Rissel
We show that buoyancy driven flows can be steered in an arbitrary time towards any state by applying as control only an external temperature profile in a subset of small area. More specifically, we prove that the 2D incompressible Boussinesq system on the torus is globally approximately controllable via physically localized heating or cooling. In addition, our controls have an explicitly prescribed structure; even without such structural requirements, large data controllability results for Boussinesq flows driven merely by a physically localized temperature profile were so far unknown. The presented method exploits various connections between the model’s underlying transport-, coupling-, and scaling mechanisms.
{"title":"Global Controllability of Boussinesq Flows by Using Only a Temperature Control","authors":"Vahagn Nersesyan, Manuel Rissel","doi":"10.1007/s00205-025-02128-6","DOIUrl":"10.1007/s00205-025-02128-6","url":null,"abstract":"<div><p>We show that buoyancy driven flows can be steered in an arbitrary time towards any state by applying as control only an external temperature profile in a subset of small area. More specifically, we prove that the 2D incompressible Boussinesq system on the torus is globally approximately controllable via physically localized heating or cooling. In addition, our controls have an explicitly prescribed structure; even without such structural requirements, large data controllability results for Boussinesq flows driven merely by a physically localized temperature profile were so far unknown. The presented method exploits various connections between the model’s underlying transport-, coupling-, and scaling mechanisms.</p></div>","PeriodicalId":55484,"journal":{"name":"Archive for Rational Mechanics and Analysis","volume":"249 5","pages":""},"PeriodicalIF":2.4,"publicationDate":"2025-09-06","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144998479","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2025-09-01DOI: 10.1007/s00205-025-02120-0
Arash Yavari, Alain Goriely
<div><p>Most theories and applications of elasticity rely on an energy function that depends on the strains from which the stresses can be derived. This is the traditional setting of Green elasticity, also known as hyper-elasticity. However, in its original form the theory of elasticity does not assume the existence of a strain energy function. In this case, called Cauchy elasticity, stresses are directly related to the strains. Since the emergence of modern elasticity in the 1940s, research on Cauchy elasticity has been relatively limited. One possible reason for this is that for Cauchy materials, the net work performed by stress along a closed path in the strain space may be nonzero. Therefore, such materials may require access to both energy sources and sinks. This characteristic has led some mechanicians to question the viability of Cauchy elasticity as a physically plausible theory of elasticity. In this paper, motivated by its relevance to recent applications, such as the modeling of active solids, we revisit Cauchy elasticity in a modern form. First, we show that in the general theory of anisotropic Cauchy elasticity, stress can be expressed in terms of six functions, that we call <i>Edelen-Darboux potentials</i>. For isotropic Cauchy materials, this number reduces to three, while for incompressible isotropic Cauchy elasticity, only two such potentials are required. Second, we show that in Cauchy elasticity, the link between balance laws and symmetries is lost, in general, since Noether’s theorem does not apply. In particular, we show that, unlike hyperleasticity, objectivity is not equivalent to the balance of angular momentum. Third, we formulate the balance laws of Cauchy elasticity covariantly and derive a generalized Doyle–Ericksen formula. Fourth, the material symmetry and work theorems of Cauchy elasticity are revisited, based on the <i>stress-work 1-form</i> that emerges as a fundamental quantity in Cauchy elasticity. The stress-work 1-form allows for a classification via Darboux’s theorem that leads to a classification of Cauchy elastic solids based on their generalized energy functions. Fifth, we discuss the relevance of Carathéodory’s theorem on accessibility property of Pfaffian equations. Sixth, we show that Cauchy elasticity has an intrinsic geometric hystresis, which is the net work of stress in cyclic deformations. If the orientation of a cyclic deformation is reversed, the sign of the net work of stress changes, from which we conclude that stress in Cauchy elasticity is neither dissipative nor conservative. Seventh, we establish connections between Cauchy elasticity and the existing constitutive equations for active solids. Eighth, linear anisotropic Cauchy elasticity is examined in detail, and simple displacement-control loadings are proposed for each symmetry class to characterize the corresponding antisymmetric elastic constants. Ninth, we discuss both isotropic and anisotropic Cauchy anelasticity and show that the exis
{"title":"Nonlinear Cauchy Elasticity","authors":"Arash Yavari, Alain Goriely","doi":"10.1007/s00205-025-02120-0","DOIUrl":"10.1007/s00205-025-02120-0","url":null,"abstract":"<div><p>Most theories and applications of elasticity rely on an energy function that depends on the strains from which the stresses can be derived. This is the traditional setting of Green elasticity, also known as hyper-elasticity. However, in its original form the theory of elasticity does not assume the existence of a strain energy function. In this case, called Cauchy elasticity, stresses are directly related to the strains. Since the emergence of modern elasticity in the 1940s, research on Cauchy elasticity has been relatively limited. One possible reason for this is that for Cauchy materials, the net work performed by stress along a closed path in the strain space may be nonzero. Therefore, such materials may require access to both energy sources and sinks. This characteristic has led some mechanicians to question the viability of Cauchy elasticity as a physically plausible theory of elasticity. In this paper, motivated by its relevance to recent applications, such as the modeling of active solids, we revisit Cauchy elasticity in a modern form. First, we show that in the general theory of anisotropic Cauchy elasticity, stress can be expressed in terms of six functions, that we call <i>Edelen-Darboux potentials</i>. For isotropic Cauchy materials, this number reduces to three, while for incompressible isotropic Cauchy elasticity, only two such potentials are required. Second, we show that in Cauchy elasticity, the link between balance laws and symmetries is lost, in general, since Noether’s theorem does not apply. In particular, we show that, unlike hyperleasticity, objectivity is not equivalent to the balance of angular momentum. Third, we formulate the balance laws of Cauchy elasticity covariantly and derive a generalized Doyle–Ericksen formula. Fourth, the material symmetry and work theorems of Cauchy elasticity are revisited, based on the <i>stress-work 1-form</i> that emerges as a fundamental quantity in Cauchy elasticity. The stress-work 1-form allows for a classification via Darboux’s theorem that leads to a classification of Cauchy elastic solids based on their generalized energy functions. Fifth, we discuss the relevance of Carathéodory’s theorem on accessibility property of Pfaffian equations. Sixth, we show that Cauchy elasticity has an intrinsic geometric hystresis, which is the net work of stress in cyclic deformations. If the orientation of a cyclic deformation is reversed, the sign of the net work of stress changes, from which we conclude that stress in Cauchy elasticity is neither dissipative nor conservative. Seventh, we establish connections between Cauchy elasticity and the existing constitutive equations for active solids. Eighth, linear anisotropic Cauchy elasticity is examined in detail, and simple displacement-control loadings are proposed for each symmetry class to characterize the corresponding antisymmetric elastic constants. Ninth, we discuss both isotropic and anisotropic Cauchy anelasticity and show that the exis","PeriodicalId":55484,"journal":{"name":"Archive for Rational Mechanics and Analysis","volume":"249 5","pages":""},"PeriodicalIF":2.4,"publicationDate":"2025-09-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00205-025-02120-0.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144926961","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2025-08-30DOI: 10.1007/s00205-025-02129-5
Hui Li, Nader Masmoudi, Weiren Zhao
In this paper, we study the nonlinear asymptotic stability of Couette flow for the two-dimensional Navier-Stokes equation with small viscosity (nu >0) in (mathbb {T}times mathbb {R}). It is well known that the nonlinear asymptotic stability of the Couette flow depends closely on the size and regularity of the initial perturbation, which yields the stability threshold problem. This work studies the relationship between the regularity and the size of the initial perturbation that makes the nonlinear asymptotic stability hold. More precisely, we prove that if the initial perturbation is in some Gevrey-(frac{1}{s}) class with size (varepsilon nu ^{beta }) where (sin [0,frac{1}{2}]) and (beta ge frac{1-2s}{3-3s}), then the nonlinear asymptotic stability holds. We think this index is sharp.
本文研究了(mathbb {T}times mathbb {R})中具有小粘度(nu >0)的二维Navier-Stokes方程的Couette流的非线性渐近稳定性。众所周知,Couette流的非线性渐近稳定性与初始扰动的大小和规律性密切相关,这就产生了稳定性阈值问题。本文研究了使非线性渐近稳定保持不变的初始扰动的正则性与大小之间的关系。更确切地说,我们证明了如果初始扰动是在一个大小为(varepsilon nu ^{beta })的Gevrey- (frac{1}{s})类中,其中(sin [0,frac{1}{2}])和(beta ge frac{1-2s}{3-3s}),则非线性渐近稳定性成立。我们认为这个指数很明显。
{"title":"Asymptotic Stability of Two-Dimensional Couette Flow in a Viscous Fluid","authors":"Hui Li, Nader Masmoudi, Weiren Zhao","doi":"10.1007/s00205-025-02129-5","DOIUrl":"10.1007/s00205-025-02129-5","url":null,"abstract":"<div><p>In this paper, we study the nonlinear asymptotic stability of Couette flow for the two-dimensional Navier-Stokes equation with small viscosity <span>(nu >0)</span> in <span>(mathbb {T}times mathbb {R})</span>. It is well known that the nonlinear asymptotic stability of the Couette flow depends closely on the size and regularity of the initial perturbation, which yields the stability threshold problem. This work studies the relationship between the regularity and the size of the initial perturbation that makes the nonlinear asymptotic stability hold. More precisely, we prove that if the initial perturbation is in some Gevrey-<span>(frac{1}{s})</span> class with size <span>(varepsilon nu ^{beta })</span> where <span>(sin [0,frac{1}{2}])</span> and <span>(beta ge frac{1-2s}{3-3s})</span>, then the nonlinear asymptotic stability holds. We think this index is sharp.</p></div>","PeriodicalId":55484,"journal":{"name":"Archive for Rational Mechanics and Analysis","volume":"249 5","pages":""},"PeriodicalIF":2.4,"publicationDate":"2025-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144920527","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2025-08-19DOI: 10.1007/s00205-025-02123-x
Sebastian Günther, Gerhard Rein, Christopher Straub
We develop a Birman–Schwinger principle for the spherically symmetric, asymptotically flat Einstein–Vlasov system. The principle characterizes the stability properties of steady states such as the positive definiteness of an Antonov-type operator or the existence of exponentially growing modes in terms of a one-dimensional variational problem for a Hilbert–Schmidt operator. This requires a refined analysis of the operators arising from linearizing the system, which uses action-angle type variables. For the latter, a single-well structure of the effective potential for the particle flow of the steady state is required. This natural property can be verified for a broad class of singularity-free steady states. As a particular example for the application of our Birman–Schwinger principle we consider steady states where a Schwarzschild black hole is surrounded by a shell of Vlasov matter. We prove the existence of such steady states and derive linear stability if the mass of the Vlasov shell is small compared to the mass of the black hole.
{"title":"A Birman–Schwinger Principle in General Relativity: Linearly Stable Shells of Collisionless Matter Surrounding a Black Hole","authors":"Sebastian Günther, Gerhard Rein, Christopher Straub","doi":"10.1007/s00205-025-02123-x","DOIUrl":"10.1007/s00205-025-02123-x","url":null,"abstract":"<div><p>We develop a Birman–Schwinger principle for the spherically symmetric, asymptotically flat Einstein–Vlasov system. The principle characterizes the stability properties of steady states such as the positive definiteness of an Antonov-type operator or the existence of exponentially growing modes in terms of a one-dimensional variational problem for a Hilbert–Schmidt operator. This requires a refined analysis of the operators arising from linearizing the system, which uses action-angle type variables. For the latter, a single-well structure of the effective potential for the particle flow of the steady state is required. This natural property can be verified for a broad class of singularity-free steady states. As a particular example for the application of our Birman–Schwinger principle we consider steady states where a Schwarzschild black hole is surrounded by a shell of Vlasov matter. We prove the existence of such steady states and derive linear stability if the mass of the Vlasov shell is small compared to the mass of the black hole.\u0000</p></div>","PeriodicalId":55484,"journal":{"name":"Archive for Rational Mechanics and Analysis","volume":"249 5","pages":""},"PeriodicalIF":2.4,"publicationDate":"2025-08-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://link.springer.com/content/pdf/10.1007/s00205-025-02123-x.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144868969","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2025-08-19DOI: 10.1007/s00205-025-02127-7
Thomas A. Courtade, Max Fathi
We resolve a question of Carrapatoso et al. (Arch Ration Mech Anal 243(3):1565–1596, 2022) on Gaussian optimality for the sharp constant in Poincaré-Korn inequalities, under a moment constraint. We also prove stability, showing that measures with a near-optimal constant are quantitatively close to standard Gaussian.
{"title":"Stability of the Poincaré–Korn Inequality","authors":"Thomas A. Courtade, Max Fathi","doi":"10.1007/s00205-025-02127-7","DOIUrl":"10.1007/s00205-025-02127-7","url":null,"abstract":"<div><p>We resolve a question of Carrapatoso et al. (Arch Ration Mech Anal 243(3):1565–1596, 2022) on Gaussian optimality for the sharp constant in Poincaré-Korn inequalities, under a moment constraint. We also prove stability, showing that measures with a near-optimal constant are quantitatively close to standard Gaussian.</p></div>","PeriodicalId":55484,"journal":{"name":"Archive for Rational Mechanics and Analysis","volume":"249 5","pages":""},"PeriodicalIF":2.4,"publicationDate":"2025-08-19","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"144868970","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":1,"RegionCategory":"数学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}