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Examining the Criminal Regime in Chapter 7 of the Corporations Act 2001 审查2001年公司法第7章的刑事制度
Pub Date : 2021-06-29 DOI: 10.38127/uqlj.v40i2.5451
Stephen Speirs
 The criminal regime in Chapter 7 of the Corporations Act 2001 (Cth) contains 299 separate offences and is extremely complex. This paper undertakes the first detailed examination of the criminal regime in Chapter 7 in anticipation of an increase in criminal prosecutions of financial services misconduct following the Royal Commission into Misconduct in the Superannuation, Banking and Financial Services Industry. The review uncovers a number of drafting anomalies and inconsistencies in the criminal regime. In light of these issues, the paper advocates simplification of the criminal regime and puts forward reform proposals aimed at fostering compliance and observance of the law.
《2001年公司法》(Cth)第7章的刑事制度包含299项单独的罪行,极其复杂。本文在第7章中对刑事制度进行了第一次详细的审查,预计在皇家委员会调查养老金、银行和金融服务业的不当行为后,金融服务不当行为的刑事起诉将会增加。审查发现了刑事制度在起草方面的一些反常现象和不一致之处。鉴于这些问题,本文件主张简化刑事制度,并提出旨在促进遵守和遵守法律的改革建议。
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引用次数: 0
The Fate of Class Action Common Fund Orders 集体诉讼共同基金命令的命运
Pub Date : 2021-06-29 DOI: 10.38127/uqlj.v40i2.5435
V. Waye, M. Duffy
Common Fund Orders’ (CFOs) have had a significant effect on Australian third party-funded class actions by requiring all class members to make a contribution to the third-party litigation funder’s fee in the event of a successful outcome.  This altered past practice whereby only class members who had contracted with the litigation funder would be liable for such a contribution.  However in a 5:2 decision in BMW Australia Ltd v Brewster in 2019, the High Court cast some doubt on CFOs, determining that neither s 33ZF Federal Court of Australia Act 1976 (Cth) nor s 183 Civil Procedure Act 2005 (NSW) provided a legal basis for making CFOs at the outset of proceedings so as to secure litigation funding support.  In late 2020, the Commonwealth Parliamentary Joint Committee (PJC) on Corporations and Financial Services recommended that legislation be enacted to ‘address uncertainty’ in Brewster in a manner that would enable CFOs to be made at settlement or judgment.  The authors canvass normative arguments as to the merits of CFOs and compare the alternative practice of making Funding Equalisation Orders (FEOs). They also consider the related issue of courts setting overall funding commissions.  Given the possibility of legislative intervention, they also review arguments as to the potential constitutional validity of CFOs, a matter that was raised, but received very limited treatment from the High Court in BMW.
共同基金令(cfo)对澳大利亚第三方资助的集体诉讼产生了重大影响,它要求所有集体成员在成功的情况下向第三方诉讼出资人支付费用。这改变了过去的做法,即只有与诉讼资助者签订合同的集体成员才有责任支付这种捐款。然而,在2019年宝马澳大利亚有限公司诉布鲁斯特案中,高等法院以5:2的裁决对首席财务官提出了一些质疑,认定1976年澳大利亚联邦法院法案(Cth)第33ZF条和2005年民事诉讼法(NSW)第183条都没有为在诉讼开始时制定首席财务官以获得诉讼资金支持提供法律依据。2020年底,英联邦议会公司和金融服务联合委员会(PJC)建议制定立法,以“解决布鲁斯特的不确定性”,使首席财务官能够在结算或判断时做出决定。作者仔细研究了关于首席财务官的优点的规范性论点,并比较了制定资金平衡令(feo)的替代做法。它们还审议了法院设定全面供资委员会的有关问题。鉴于立法干预的可能性,他们还审查了关于财务主任可能具有宪法效力的论点,这一问题已被提出,但在宝马高等法院得到的处理非常有限。
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引用次数: 0
Constitutional Idolatry and Democracy 宪法偶像崇拜与民主
Pub Date : 2021-06-29 DOI: 10.38127/uqlj.v40i2.5689
Renato Saeger M Costa
This thought-provoking book by Brian Christopher Jones entitled Constitutional Idolatry and Democracy begins by retelling the moment when, during the highly disputed election period of 2016 in the United States of America, an elector waived his pocket-sized US Constitution before Donald Trump. The gesture was a symbol. A silent but taunting manifestation against the president-to-be, and his supposed lack of understanding of the nation’s ‘most sacred values and principles’ (p. 1). The whole scene and the events that followed (including the spike in sales of pocket-version constitutions) were an expression of a deeper sentiment common to, but not exclusive of, the United States of America: constitutional idolatry.
这本发人深省的书由布莱恩·克里斯托弗·琼斯(Brian Christopher Jones)撰写,名为《宪法偶像崇拜与民主》(Constitutional idol崇拜and Democracy),开篇重述了2016年美国备受争议的选举期间,一位选民在唐纳德·特朗普面前放弃了他口袋里的美国宪法。这个手势是一种象征。这是对这位未来总统的无声而嘲讽的表现,以及他对这个国家“最神圣的价值观和原则”缺乏理解(第1页)。整个场面和随后发生的事件(包括袖珍版宪法的销量激增)表达了一种更深层次的情绪,这种情绪与美利坚合众国共同存在,但并非唯一的:宪法偶像崇拜。
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引用次数: 0
A Uniform Hermeneutic Thesis 统一解释学命题
Pub Date : 2021-04-24 DOI: 10.38127/uqlj.v40i2.5483
N. Tiverios
At a broad level of generality, the orthodox approach to interpreting contracts, trusts, wills, security documents, company constitutions and so forth is the same: a search for the objective meaning to be attributed to the author or authors of the instrument (the ‘uniform hermeneutic thesis’). This article has two primary objectives. The first is to respond to a common criticism of this uniform objective approach. The criticism is that, as each species of legal obligation is different, different rules of interpretation should apply when the given legal context changes. For example, why not ask the settlor of an inter vivos trust what she meant to say when an interpretational dispute arises? The second reason is to demonstrate that the explanations most commonly given in defence of an objective approach to interpretation, namely to promote legal certainty and economic efficiency, fail to capture the essential reason why the objective approach permeates the general law. The thesis put forward in this article is that an objective theory of interpretation is a justifiable aspect of private law because language (being a form of communication) does not operate unilaterally, but rather requires stable and dependable shared conventions. This argument is supported by the further claim that, where the author of a legal instrument utilises these publicly recognised conventions in order to affect her or his legal relations with others, she or he ought to be bound by those conventions. One cannot have the benefit of ‘conventions for me but not for thee’.
在广泛的普遍性层面上,解释合同、信托、遗嘱、担保文件、公司章程等的正统方法是相同的:寻找文书作者的客观含义(“统一解释学论文”)。本文有两个主要目标。首先是回应对这种统一客观方法的普遍批评。批评意见是,由于每种法律义务都不同,当特定的法律背景发生变化时,应适用不同的解释规则。例如,为什么不问问生前信托的委托人,当出现解释争议时,她想说什么?第二个原因是证明,在为客观解释方法辩护时最常见的解释,即促进法律确定性和经济效率,未能抓住客观方法渗透到一般法律中的根本原因。本文提出的论点是,客观解释理论是私法的一个合理方面,因为语言(作为一种交流形式)不是单方面运作的,而是需要稳定可靠的共同约定。这一论点得到了进一步主张的支持,即如果法律文书的作者利用这些公认的公约来影响她或他与他人的法律关系,她或他应该受到这些公约的约束。一个人不可能有“约定俗成为我而不为你”的好处。
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引用次数: 0
State Consent to the Provision of Humanitarian Assistance in Non-International Armed Conflicts 国家同意在非国际性武装冲突中提供人道主义援助
Pub Date : 2021-03-26 DOI: 10.38127/uqlj.v40i1.5645
J. Schaffer
In light of repeated denials and obstruction of relief efforts by belligerent states, particularly when directed towards non-state armed groups designated as terrorist groups or justified as a legitimate response to the COVID-19 pandemic, this article provides a comprehensive analysis of the international legal position regarding the provision of humanitarian assistance in non-international armed conflicts. The article argues that although a general right of access has not crystalised, relief operations into territory under the effective control of a non-state armed group without state consent may be permissible with Security Council authorisation or otherwise, in appropriate circumstances, under the rules of state responsibility. More broadly, belligerent parties must abide by their legal obligations to ensure that the needs of civilians are met.
鉴于交战国家一再否认和阻挠救济工作,特别是针对被认定为恐怖组织或被认为是应对COVID-19大流行的合法措施的非国家武装团体的救济工作,本文全面分析了在非国际性武装冲突中提供人道主义援助的国际法律立场。该条认为,虽然一般的进入权尚未明确,但未经国家同意进入非国家武装团体有效控制的领土的救济行动,在安全理事会授权的情况下,或在适当情况下,根据国家责任规则,是允许的。更广泛地说,交战各方必须遵守其法律义务,确保平民的需要得到满足。
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引用次数: 0
'Part of the Future' “未来的一部分”
Pub Date : 2021-03-26 DOI: 10.38127/uqlj.v40i1.5619
Felicity Bell
In March 2020, the family law courts, like other Australian courts, moved to hearing proceedings ‘remotely’, by phone, audio-visual link or software platform. This article examines the particular circumstances of family law cases that likely impact on whether it is appropriate for remote procedures to be used. Giving context to these themes, the article reports on a survey of Australian federal judicial officers about their experiences of conducting family law proceedings remotely.
2020年3月,与澳大利亚其他法院一样,家庭法法院开始通过电话、视听链接或软件平台“远程”审理诉讼。本文探讨了家庭法案件的特殊情况,这些情况可能会影响是否适合使用远程程序。鉴于这些主题,文章报道了一项对澳大利亚联邦司法官员的调查,了解他们远程进行家庭法诉讼的经验。
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引用次数: 0
Sexual Assault on Campus 校园性侵
Pub Date : 2021-03-26 DOI: 10.38127/uqlj.v40i1.5641
Clare Foran
This article examines the case of Y v University of Queensland and the issue of university disciplinary action in cases of student-on-student sexual assault. In addition to the question of whether universities have legal jurisdiction to decide these matters, there is the more fundamental question of whether they should. Using Martha Fineman’s theory of vulnerability as a theoretical lens, this article seeks to evaluate whether accusations of sexual assault should be treated exclusively as police matters or whether universities have a moral obligation to take independent action.
本文探讨了Y诉昆士兰大学一案以及学生对学生性侵案件中的大学纪律处分问题。除了大学是否有法律管辖权来决定这些问题之外,还有一个更根本的问题,那就是大学是否应该这样做。本文以玛莎·芬曼的脆弱性理论为理论视角,试图评估性侵指控是否应仅作为警察事务处理,或者大学是否有采取独立行动的道德义务。
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引用次数: 0
Legal Transplants in East Asia and Oceania 东亚和大洋洲的法律移植
Pub Date : 2021-03-26 DOI: 10.38127/uqlj.v40i1.5647
Tony Angelo
This book provides a rich source of material and a significant resource on the topicof legal transplants. The 14 specialist authors present informative and usefullyinterlocking chapters of both a theoretical and specific case nature.
这本书提供了丰富的材料来源和重要的资源,在法律移植的主题。14位专家作者介绍了理论和具体案例性质的内容丰富且有用的章节。
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引用次数: 0
Judicial Activism and Constitutional (Mis) Interpretation 司法能动主义与宪法(错误)解释
Pub Date : 2021-03-26 DOI: 10.38127/uqlj.v40i1.5643
Johnny M Sakr, Augusto Zimmermann
In this article, the authors explore the concept of judicial activism and its application in the Australian domestic cases of Australian Capital Television Pty Ltd v Commonwealth and Love v Commonwealth, and in the US case of Obergefell v Hodges. The article highlights the devastating effects of judicial activism on legal interpretation, arguing that such activism compromises the doctrine of separation of powers and affects the realisation of the rule of law, resulting in a method ofinterpretation that incorporates personal biases and political opinion, thus ignoring the original intent of the framers of the Australian Constitution. Moreover, the article highlights that implementing a federal Bill of Rights might further exacerbate these ongoing problems concerning judicial activism in Australia.
在本文中,作者探讨了司法能动主义的概念及其在澳大利亚国内的澳大利亚资本电视有限公司诉联邦和爱诉联邦案,以及在美国奥贝格费尔诉霍奇斯案中的应用。这篇文章强调了司法激进主义对法律解释的破坏性影响,认为这种激进主义损害了三权分立的原则,影响了法治的实现,导致了一种包含个人偏见和政治观点的解释方法,从而忽视了澳大利亚宪法制定者的初衷。此外,文章强调,实施联邦权利法案可能会进一步加剧澳大利亚司法激进主义方面的这些持续存在的问题。
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引用次数: 1
Protecting and Restoring Queensland's Coastal Wetlands 保护和恢复昆士兰的沿海湿地
Pub Date : 2020-12-10 DOI: 10.38127/uqlj.v39i3.5653
Evan Hamman, J. Purandare, Revel Pointon
Coastal wetlands provide vital ecosystem services, including nutrient cycling, disaster risk reduction, and habitat for biodiversity, including shorebirds, seabirds, turtles and fish. How we design and implement policy approaches for the conservation of coastal wetlands and these ecosystem services matters enormously. This article joins a growing trend of literature that seeks to not only identify the importance of coastal wetlands, but also to consider how best to devise policy measures for their protection and restoration. The article focuses on Queensland’s coastal wetlands and suggests that the state has a real opportunity to become a national leader in wetland restoration. For that to occur, new legislative measures may be required to address issues such as tenure, land access, planning and risk management.
沿海湿地提供重要的生态系统服务,包括营养循环、减少灾害风险和生物多样性栖息地,包括滨鸟、海鸟、海龟和鱼类。我们如何设计和实施保护沿海湿地和这些生态系统服务的政策方法至关重要。这篇文章加入了越来越多的文献趋势,不仅试图确定沿海湿地的重要性,还试图考虑如何最好地制定保护和恢复沿海湿地的政策措施。这篇文章聚焦于昆士兰的沿海湿地,并表明该州有真正的机会成为湿地恢复的全国领导者。为此,可能需要采取新的立法措施来解决保有权、土地使用、规划和风险管理等问题。
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引用次数: 1
期刊
The University of Queensland law journal
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